J
OURNAL DE
T
HÉORIE DES
N
OMBRES DE
B
ORDEAUX
G. G
RIFFITH
E
LDER
On Galois structure of the integers in cyclic
extensions of local number fields
Journal de Théorie des Nombres de Bordeaux, tome
14, n
o1 (2002),
p. 113-149
<http://www.numdam.org/item?id=JTNB_2002__14_1_113_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
On Galois
structure
of the
integers
in
cyclic
extensions of local number fields
par G. GRIFFITH ELDER
Dedicated to Professor Manohar L. Madan
RÉSUMÉ. Soit p un nombre
premier,
K une extension finie du corps des nombresp-adiques,
etL/K
une extensioncyclique
ram-ifiée de
degré
pn.
On suppose que lepremier
nombre de ramifi-cation deL/K
satisfait b1 >1/2.
pe0/(p-1)
où e0 est l’indice de ramification absolu de K. Nous déterminonsexplicitement
lastructure de l’anneau des entiers de L comme
Zp[G]-module,
oùZp
désigne
l’anneau des entiersp-adiques
et G =Gal(L/K)
legroupe de Galois de L.
ABSTRACT. Let p be a rational
prime, K
be a finite extensionof the field of
p-adic numbers,
and letL/K
be atotally
ramifiedcyclic
extension ofdegree
pn.
Restrict the first ramificationnum-ber
of L/K
to about half of itspossible
values,
b1 >where e0 denotes the absolute ramification index of K. Under this
loose
condition,
weexplicitly
determine theZp[G]-module
struc-ture of thering
ofintegers
ofL,
whereZp
denotes thep-adic
integers
and G denotes the Galois groupGal(L/K).
In thepro-cess of
determining
this structure, westudy
various restrictionson the ramification filtration and examine the trace map
relation-ships
that result. Two of these restrictions aregeneralizations
ofalmost maximal
ramification.
Our method fordetermining
thisstructure is constructive
(also
inductive).
We exhibitgenerators
for thering
ofintegers
of L over the groupring,
Zp[G]
(actually
over where is thering
ofintegers
in the maximalun-ramified subfield of
K).
They
are determined in an essential wayby
their valuation. Then we describe their relations. 1. IntroductionThe Normal Basis Theorem says that in a finite Galois extension of
fields,
L/K,
there is an element whoseconjugates provide
a field basis for L over K. Assuch,
this theoremexplains
the Galois action on fields.Restricting
Manuscrit reçu le 2 f6vrier 2001.
This research was partially supported through UCR grant no. 99-28, University of Nebraska
our attention to finite Galois extensions of number
fields,
L/K,
we may ask about the Galois action on thering
ofintegers D L
of L. This is tied to the arithmetic of the extension.By
a result of E. Noether[10],
we know that in order for a normalintegrat
basis to exist it is necessary for the extension to be at mosttamely
ramified.For local number
fields,
E. Noether’s result is notonly
necessary but also sufficient. To beprecise
we fix aprime
p, writeQp
for the field ofp-adic
numbers,
let K be any finite extension ofQp,
and suppose that L is a finiteGalois extension of K with Galois group, G. The
ring
ofintegers
of L hasa normal basis over the
ring
ofintegers
I~K
ofK,
if andonly
ifL/K
is at mosttamely
ramified. In otherwords,
there is aninteger
a ED L
whoseconjugates,
a EG},
provide
a basis forD Lover
D K, precisely
when the ramification index ofL/K
is not divisibleby
p(i. e.
’PK -
D L
= f 3L
andp f
ewhere q3
refers to theunique prime
ideal).
Outside of this
situation,
when the ramification index is divisibleby
p
(i. e.
the ramification iswild),
ourunderstanding
of the Galois mod-ule structure of~L
isextremely
limited. Togain
some control over thevariety
of issues that can emerge, we restrict ourinvestigation
in thispa-per to those extensions with
cyclic
Galois group. So that we may focus our attentioncompletely
on the difficulties associated with wildramifica-tion,
we assume these extensions to betotally
wild. Therefore westudy
in this paper the Galois module structure of theintegers
intotally ramified,
cyclic, p-extensions.
BecauseL/K
istotally ramified q3K -
~7L
= q3’
where e =[L : K~.
BecauseL/K
is ap-extension
[L : K]
=pn
for some n. Before weexplain things further,
weadopt
some notation.1.1. Notation.
~ Fix a
generator a
of G =Gal(L/K~.
~ Let
Ki
denote the fixed field ofUpi.
RelabelKo
:= K, Kn
:= L. ~ LetDi
denote thering
ofintegers
inKi
andq3i
the maximal ideal of0,.
~ Let 7ri be a
prime
element inKi, and vi
the valuation ofKi
so thatVi(1ri)
= 1.~ Let
bl b2
...bn
denote the lower ramification numbersof Kn /Ko
[12,
ChIV].
. For i
>_ j >
0 let%;,;
denote the relative trace fromKi
toKj
and let’
t À..
be the
integer
such thatq3;’
~ Let T be the maximal unramified extension of
Qp
contained inKo,
eothe absolute ramification index of and
f
thedegree
of inertia ofKo /Qp,
so that[Ko : T]
= eo,[T :
Qp]
=f .
~ Let
~ For i > 1 let
(D
be thecyclotomic
polynomial,
and define~1(x)
= x - 1.~ Let
§(z)
be the Euler Phi function with~(1)
:= 1.~ Use to denote the floor function
(the
greatest
integer
less than orequal
tox),
while denotes theceiling
function(the
leastinteger
greater
than orequal
tox).
Generalizing
[12,
V Lem4]
(using
[12,
IIIProp
7]
and[12,
IVProp
4])
one sees that for i >j,
While Serre’s Book
[12]
is ourprimary
reference for local numberfields,
our main reference forintegral
representation theory
is Curtis and Reiner~2J .
1.2. Structure of the
Integers
over theGroup
Ring
Zp[G].
Moti-vatedby
the classification theorems ofIntegral Representation Theory,
one is lead in a natural way to ask for theZp[G]-module
structure ofDn.
If Noether’s result is seen as a determination ofDk[G]-structure
ofDn
forevery subfield k of
Ko,
this is then oneapproach
togeneralization.
In
[11]
thisapproach
wasadopted by Rzedowski-Calder6n,
Villa-Salvador and Madan.They
were motivatedby
Heller and Reiner’s finite classifica-tion ofindecomposable
Zp[Cp2]-modules
[6],
andsought
theZp[G]-module
structure of
02.
Due to technicalconsiderations, they
did notget
acom-plete
result,
finding
it necessary toimpose
threeseparate
restrictions on the first ramification number:, ,
These
restrictions,
inparticular
the second and third restriction of(1.2),
havesubsequently
played
a role ingeneralizations
to n > 2.The first of these
generalizations,
[5],
was derived under what may be viewedprincipally
as aslight tightening
of the thirdpart
of(1.2).
Under- - - ,
the
following
condition on the traces was determined:This condition restricts the number of
indecomposable
modules that mayappear in to a finite set
[5,
Thm4],
thereforeenabling
the determination of the structure of as aZp[G]-module
[5,
Thm5).
The other
generalization
to ~, > 2 is this paper. Here we tie the second restriction in(1.2),
which we call near maximalerarrtification,
to a conditionon the traces that may be used to
greatly
simplify
considerations in[11].
See§2.4.1.
We also introduce a new restriction onramification,
strong
ramification,
tiedsimilarly
to "trace" relations.Strong
ramification implies
near maximalramification.
Together
they yield
our main result:Theorem 1.1. Let p be any
prime,
Ko
be anyfinite
extensionof
thep-adic numbers and
Kn/Ko
be afully
rami fied
cyclic
extensionof degree p’~,
r~ > 1. Assume that is
strongly
ramified -
that itsfirst ramification
numbersatis fies
-If
G =Gal(Kn/Ko)
and H denotes thesubgroup of
orderp, then the struc-ture
of
thering
of integers, i7n,
as a is determinedinductively
by:
These modules are
defined
inAppendix
A. Other notation isdefined
in§1.1.
Note that denotes the submoduteof
Mfixed by H,
while e denotes the removalof
a directsummand,
so that(M
e N
= M .To
put
strong
ramification
in somecontext,
note that the first lower ramification numberbl
of acyclic p-extension
is eitherpeo/(p -1) (if
Ko
contains ap-th
root ofunity)
or aninteger
whichpeo/(p - 1)
withgcd(bl, p) -
1[12,
IV§2
Ex.3].
strong
ramification
restrictsbl
to about one half of itspossible
values.1.3.
Organization
ofPaper.
In§2,
we will discuss theimplications
of six different restrictions on the ramificationfiltration, making
the connec-tion between these restricconnec-tions and trace relations our theme.Using
theimplications
ofstrong
rami fication,
weprovide
Galoisgenerators
for thering
ofintegers
in§3.
Acomplete description
of the Galoisrelationships,
at this
point,
would determine the Galois module structure. This isgiven
in twosteps.
In§4
werecursively
reselect the Galoisgenerators
again.
This time we are careful to select them to becompatible
with otherpre-viously
selected Galoisgenerators.
Thisgives
us the Galoisrelationships,
but leaves open thepossibility
thatthey
may beentangled
with one an-other. In otherwords,
certain Galoisgenerators
may appear in more than one Galoisrelationship.
The secondstep
occurs in§5
where wedisentangle
these Galoisrelationships.
The section concludes with the structureof D3 .
The
dis-entanglement
in§5
results however in more than the structure ofD3,
it determines the structure of the main result of this paperimplications,
andprovide
somecorollaries,
the first of which is the main result of[5].
The lastsection,
§7,
contains directions forconstructing
ex-amples
and some further remarks. We conclude the paper withAppendix
A,
anexplanation
of ourZp[Cpn ]-module
notation.2. Ramification restrictions and trace relations
The
study
of the Galois module structure of thering
ofintegers
has beenclosely
tied to restrictions on ramification ever since E. Noether’s Normal Basis Theorem. Often theutility
of a restriction on the ramification numbers emergesonly
after the restriction is translated into a statementabout trace maps
(in
otherwords,
translated into a statementconcerning
the existence of certain elements in the associated
order).
Forexample,
tame
ramification,
which restricts the lower ramification numbers below0,
isequivalent
to the condition~7K
(this
condition wasgeneralized
to other idealsby
Ullom[13]).
We
begin
the section with a universal trace maprelationship,
arelation-ship
that holds for allcyclic
p-extensions,
whether ramified or not. Weemphasize
thisfact,
since the other tracerelationships
that we examine are all associated with restrictions on the ramification numbers. Next we dis-cuss stableramification,:
If the first ramification number islarge
enough,
the other ramification numbers are determined. We also discuss almost imalramification,
a condition that hasplayed
animportant
role in otherinvestigations
of the Galois structure of theintegers
inwildly
ramifiedcyclic
extensions -notably
the work of Bertrandias[1]
concerning
structure of theintegers
over the associatedorder,
and the work ofMiyata
[9]
and Vostokov[14]
concerning
the structure overDo [G].
Note that "tame" and "almost maximal" are two extremes of ramification - one bounds the ramification numbers from above while the other bounds the ramification numbers from below.Following
our section on almost maximatramification
weinterpret
the restrictionsimposed
in[11]
asgeneralizations
of this condition. In the lastpart
of this section we willstudy
strong
ramification:
Since this restriction is
stronger
than stableramification.
and one of the more usefulgeneralizations
of almost maximalerami fication, namely
near maximadramification.,
we use it and its consequences to prove our main result.2.1. A Universal Trace Relation. The
family
of trace maprelation-ships
described in this section hold in anycyclic
p-extension,
regardless
of ramification. Besides theirutility
in ourwork, they
have additionalDefinition: Define the realizable
indecomposables,
to be the set ofindecomposable
Zp[GI-modules
M,
for which there is an extensionL/K
withGal(L/K) ~
G such that M appears as aZp[G]-direct
summand ofÙL.
·Question
A: IsSCpft
equal
to the set of allindecomposable
modules ?
(Because
of[11,
Thm1],
thisquestion
isonly interesting
forn > 1.)
The existence of these universal trace
relationships
enables us to answerto
Question
A. The answer is "no" . But first we state therelationships
from which we may draw this conclusion.Lemma 2.1. The
following relationships
hold irc anycyclic
p-extenszorc:
Proo f .
IfKj / Kj-2
is unramified oronly partially ramified,
then one hasTrj-1,j-2.oj-1 = ~ j -2
and the resultclearly
holds. If the extension isfully
ramified,
then this isequivalent
to the statement thatAjj-1
This
inequality
may be verified as follows: Ifpjeo / p - I )
then we have stable ramification so use(2.2)
to findthat bj
=bj-l
+pi-leo,
and( 1.1 )
to evaluate the A’s.Otherwise,
as one maycheck,
from which the statement follows. For further
details,
see[3,
Lem6].
0 We now turn our attention toQuestion
A and address it for G ^--’Cpn .
Note that because the answer for n = 2 is "no"(see below),
the answer is"no" for all n > 2.
2.1.1.
Application:
The Casep2.
Based upon Lemma2.1,
we canstrengt-hen the main result of
[11].
SinceTrl,o.ol,
we determine that anyindecomposable
summand Mof .02
mustsatisfy
C(MuP),
where X^t denotes the submodule of X that is fixedby y
E G.One may
easily
check that(IZ2, Z; 1) (See
§A.3.
The notation is from[2,
Thm
34.32])
does notsatisfy
this condition. As a consequence,starting
with[11,
p. 419(51)],
setting
theexponent
of(R2, Z; 1)
equal
to zero, weimmediately
determine that:Theorem 2.2.
If
max{eo/(p -1),
(peo -
p+ l)/(2p - 1)},
thenas
Zp[G]-modules,
where these modules are described in§A.3.
We conclude this sectionby strengthening Question
A.This
question
is revised and discussed further in§7.
2.2. Stable Ramification. In this section we consider the first restriction of
(1.2).
Wyman proved
that when a lower ramification number islarge
enough,
subsequent
ramification numbers areuniquely
determined[15]:
If the first ramification number islarge enough, namely
eo / (p -1 ),
one says that the extension isstably ramified.
Using
(2.2)
and(1.1),
one mayverify
that under stableramification,
As a condition on the
traces,
this may beexpressed
asIf the extension is not
stably
ramified andKo
contains ap-th
root ofunity,
then thepossible
second lower ramificationnumbers, b2,
have been classifiedby Wyman
[15,
Thm32].
Avariety
of second ramification numbers arepossible,
therefore tokeep complications
associated with the ramification filtration to a minimum it isprudent
to assume stable ramification.2.3. Maximal and Almost Maximal Ramification. If any of the lower ramification numbers are divisible
by
p, thenbi
= for each i[12,
IV§2
Ex3],
and the extension is calledmaximalty
ramified.
Solong
as the extension is almostmaximally ramified, namely
bl
+ 1 >peo / (p -1 ),
we may use
[12,
V§3]
to find thatIn
doing
so, it ishelpful
to note thatbi
is the ramification number of[12,
IV§3].
Therefore,
under this condition theidempotent
ele-ments of
Qp [G]
decompose
thering
ofintegers:
where = 0. Each
Mi
may be viewed as a torsion-free mod-ule over the
principal
idealdomain, R,
:= Torsion-free modules overprincipal
ideal domains are free[2, §4D]
and soby
checking
Zp-ranks,
we find thatNote that under this severe restriction the
ring
ofintegers
has aparticularly
Remarks 2.3. As a consequence of this
discussion,
itonly
remains for us todetermine the structure of the
ring
ofintegers
forbi
peo/(p 2013 1) -
1.Under this
condition,
the ramification numbers arerelatively prime
to p.2.4.
Generalizing
"Almost Maximal" : Near Maximal Ramifica-tion. The tracerelationship
which results from almost maximalramifi-cation can be rewritten as = Since g it is
clearly always
the case that · So ifTrj,j-1(Dj) =F pDj-l,
it must be thatPÙj-1;
in otherwords,
some of the elements in the
image
of the trace have valuation which is toosmall. . To
remedy this,
one may increase valuationthrough
application
of(Q -1).
This results in thefollowing
family
of restrictions:The first case t = 0 is almost maximal
ramification.
The next case t =1,
that we call near maximal
ramification,
follows from stable ramification and(peo -
p +1)~~2P -
1).
Lemma 2.4. Let the extension be
stably rami,fied
and let t >0,
thenRemark 2.5.
Compare
with[11,
Lem3].
Proof.
Note that theinclusion,
g follows from theinequality,
Àj,j-1
+tbi >
pi-1eo.
Because of(2.3)
we mayreplace
in thisinequality
withÀ1,0 -
eo +pi-leo,
and work instead withAl,o
+tbi >
eo.Clearly
À1,0
=[((bi
+1)(P -l»/pJ ~
eo -~61
if andonly
if((b1
+1 ) (p -1 ) ) /p >
eo -tbi .
One mayeasily
check that this isequivalent
to the
hypothesis.
0Instead of
emphasizing
near maximalramification
as ageneralization
of almost maximalramification,
we canemphasize
theanalogy
with[5].
In thissection,
we do for the second condition in(1.2)
what[5]
did for the third condition. First in Lemma2.4,
the second condition in( 1.2)
isinterpreted
as a relation among trace maps. Then wegreatly
simplify
theargument
in[1 1] ,
and prove a muchstronger
result -already
stated as Theorem 2.2. Ofcourse, Theorem 2.2 was stated and proven earlier in this paper. The basis for that
argument however,
is[11,
p. 419(51)],
a statement that is derived near the end of[11].
Here we outline an alternativeapproach
which can be used togreatly simplify
considerationsthroughout
[11].
2.4.1.
Application:
The Casep2.
One mayeasily
check that the tracerelationship
associated with near maximal ramification restricts the number of modules that can appear in~2
from a list of4p
+ 1 to thefollowing
list of nine:Z,
E,
’R,2,
(R2, Z; 1),
(’R2, R1;
Àp-2),
(R2,&;
Àp-1),
(R2, Z EÐ
a~-2 ),
(R2,
Z CE;1,
ap-2 ) .
The notation comes from[2,
Thm34.32]
and is consistent with the notation of[11].
Theadvantage
of this restriction is clear: families of modules that arise as extensions( e. g. (R2,
?Z1;
Ai),
i =0,1, ...
,p -2)
may contribute at most one member(e.g. (~Z2,
a~-2)).
One may
verify
thefollowing:
if M is anindecomposable
Zp[Cp2]-module,
thenwhere Q is a
generator
ofCp2
andH-1 (-, -)
denotes Tatecohomology.
If one uses thisproperty
along
with the otherproperties
listed in[11,
Table2],
one can start with the nine modules listed above and veryeasily
derive Theorem 2.2.2.5.
Generalizing
"almost maximal":rings
with the same trace. Another way to express the tracerelationship
associated with almost max-imal ramification is asTrj,j-1(Dj) = Trj,j-1(Ûj-1).
In this section wegeneralize
thisinterpretation
of the tracerelationship. Alternatively,
onemay view this section as the
development
of afamily
of trace mapcondi-tions
generalizing
[5,
Prop
1,
p.144],
or as ageneralization
of the third restriction in(1.2).
Lemma 2.6. Under Stable
Ramification, if
bk
+ 1 >pkfeo/(P -
1)1 -
pk,
then
for
all m =1,
2, 3, ...
Proof.
One mayeasily
check that these conditions areequivalent,
so weneed
only
prove 1. But first we note thatre-gardless
oframification,
sinceDm+k
C forces9
So the restriction on the ramification numbers isonly
to forceÀm+k,m
Because of(2.3)
we needonly
show that + eo.Using
(1.1)
and(2.2)
one can check thatÀk+1,0
=keo
+bl
+ 1 +1)lpk+1 J
while,
ak,o
=(k -
1)eo
+bl
+1 +
1)/pkj.
Let j :=pk ~eo/(p -1)~ -
(bk
+1),
then because of theassumption
Jp~‘.
Therefore,
we needonly verify
that if q =1)1
and
bk
+ 1 = J thenLet r :=
q(1n - 1) -
eo(so
0 r p -1).
Replace
-b~ -
1 with-pkq
+ 8.Replace -bk+i - 1
with-Pkq-p keo
+6,
and eo withq(p -1) -
r.Equation
Remark 2.7. To be able to talk about the "eventual behavior
of k,"
consider afully
ramifiedZp-extension.
By
[15],
ramification in such an extension willeventually
stabilize - there will be a t > 0 such thatbt >
Assuming
stable ramificationb1 2:
eo/(p -1),
note that as k grows theassumption bk
+ 1 >p~
weakens. Once thisassumption
holds,
note that condition 1. isequivalent
to(bl
++ eo / (p -1 ) (
1->eo/(p - 1).
( 1-1 /p 1 )
>feo/(p - 1)1 - 1.
This willclearly
betrue for
large enough
k. Therefore thistype
of condition iswidespread.
Inany
fully
ramifiedZp-extension,
there is a threshold valueko
such that for all k >ko
and all m > 1 Condition 2. holds.2.6. Traces on
Quotient
Rings:
Strong
Ramification. The action of onÛi/Ûi-l
is easy to describefor j >
i. The trace acts viamultiplication by
pfor j
>i,
andby
0for j -
z. In this section we extend this actionto j
i. To do so, weidentify
with(a)
and insteadstudy
the effect upon · The result of ourstudy
is the most
important
"trace" relation in ourcatalog.
The ramification restriction associated with thisrelation,
being
stronger
thatothers,
will be calledstrong
ramification.
From Remark
2.3,
we may assume that all ramification numbers arerelatively prime
to p. Meanwhile from[12,
IV§3],
we know that the rami-fication number ofKjIKj_1’
isbj.
Let a EKn
and=1,
thenfollowing
[12,
IV§2
Ex 3(a)],
we find thatfor j
n,Let us
begin by
considering
the effect of on Choose any a Ei7n
such thatbl
mod p.
As one caneasily
showby repeated
application
of(2.6)
=vn((Q -
=vn(a)
+(p -
1)bl
-0
mod p.
Therefore may beexpressed
as a sum:where p
E v E~n
andvn(v).
Assume for the purposes of this discussionthat v #
0,
so we may assume that1. Since = v mod
knowing
the valuationof v means
knowing
the effect of the Galois action upon the valuation ofa E
.onl.on-1.
We arefaced, therefore,
with thefollowing
problem:
Howto determine the valuation of v?
To solve this
problem,
weapply
(a - 1)
to both sides of(2.7),
yielding
Note that1)a)
=vn (a)
+b2,
vn ((0’ - 1)J.t)
>
+Pbl
and=
+ bi.
If we assumethat b2
(2p 2013 l)6i,
then1)a)
vn((Q -
1)),
hencevn((aP - 1)a)
=1)v),
and isb2
>(2p - 1) bi
andvn (p) fl
0mod p
so that1) J.L)
=+ pb1,
then >
vn((Q -1)~),
hence =vn((Q -1)v),
andvn(v)
isuniquely
determined to be If on the otherhand,
neither condition issatisfied,
werequire
additional informationconcerning
a to determine the valuation of v.Clearly,
we should assume one of theconditions, either b2
(2p - 1)bl
or b2
>(2p - 1)bi.
Under stable ramification these areequivalent
tobl
>peo/(2p -
2)
andbl
Peo/(2p -
2)
respectively.
All other restrictions on ramification have been lowerbounds,
so we choosebl
>2).
We will refer to this restriction asstrong
ramification.
Note thatstrong
implies
both stable and near maximal ramification.This discussion is
generalized
in thefollowing
Lemma:Lemma 2.8. Assume
gcd(p, bl)
=1,
peo/(2p - 2)
and kj
n.Given a E
SJ~
andbi
mod p
there exists a v withVj(v) =
+
(bk+1 -
mod p,
such that4D p k (C)a =- v
modD;-i .
Infact,
=v+lt
where p E and =Proof.
Ifb1
>1/2 - peo/(p - 1),
thenusing
(2.2)
bk
>1/2 .
pk eo/(p -
1) .
(2 - pi-k) >
1/2 ~
pk eo/(p -
1)
for k > 1. Becausebk
>1/2 ~
pk eo/(p -
1)
and =
bk
+Pkeo
we find thatbk+ 1
>(2p -
Ifv~ (a) -
bi
mod P,
then
v. (-(b pk (0’) a)
=vj (a)
+(p -1)bk ==
0mod p.
As a consequence, there existelements IA
E7
such that(D pk (o,) a
= where =3. Galois
generators
As mentioned in the
abstract,
we shall determine theZp[G]-module
struc-ture ofDn by
exhibiting
generators
anddescribing
their relations. In this section we determine thegenerators.
Theprincipal
mechanismwhereby
wemay conclude that a set
generates
is thefollowing
basic observation. Remark 3.1. Let{3i
EDj
be elementssubject
only
to the condition =i. Then the set 1 Iz=0 is a basis
for Oy
overDT-As a consequence of this
remark,
we will workprincipally
overDT,
thering
ofintegers
in the maximal unramified subfield ofKo .
The mostim-portant
part
of ourwork, especially
in thissection,
is ourdevelopment
of.oT[G]-generators
for eachquotient,
l, ... ,
n. The3.1.
Quotient
modulegenerators.
This section is devoted to thede-velopment
ofDT[G]-generators
forÙj/Ùj-1.
Since(0’) .
=0,
we may follow the discussion in§2.3, observing
that theOr[G]-structure
ofÙj/Ùj-1
isreally
In otherwords,
Ùj/Ùj-1
may be viewed as a module over
sJT(G’~/(~~,; (Q)) =’
where~T,;
denotes aprimitive
pj-th
root ofunity.
NowI
is aprincipal
ideal domain and modules overprincipal
ideal domains arefree,
thereforefor some
exponent
a, as where 0’ acts upon3DT[Cpjl
viamultiplication by
(pi.
To determine theexponent,
compareOT-ranks.
One finds that a = eo. So it isappropriate
to talk about a basis forover Since
DT[lQ-structure
isessentially
.oT[(pi]-structure
we find it convenient to blur thedistinction,
and refer to a as anThis should not cause too much confusion.
We will use stable ramification in this section and because of Remark 2.3 assume that the ramification numbers are all
relatively prime
to p. Our main tools areequation
(2.6),
and the consequence ofstrong
ramification,
Lemma 2.8.3.1.1. A n
for Dj -
Let am~ j EKj
with =bl
+ pm.
Weleave it to the reader to check the valuations and
verify
that based upon Remark 3.1 and(2.6),
thefollowing
elementsprovide
an,T-basis
forDj:
( 1-1)pam,j, ... ,
for 0v3 eo
+bl
+ pm andp~eo
+b1
+ + pm 7 and for each value of t =1, 2, ... p
-3.1.2. An
for
Implicit
in theDT-basis
that wejust
listed is theDT[O’pi-l]-structure
of.oj.
See[3,
p631-633]
for furtherdetails. We
glean
from these elements thefollowing
for£)j/Dj-1:
So far we have
only
used stable ramification and the fact that the ramifi-cation numbers arerelatively
prime
to p. In thefollowing
section we will use theassumption
ofstrong
ramification.3.1.3. An
for
Dj/Ùj-1.
The elements in(3.1)
certainly
spanover since
they
span over asub-ring.
We needto discern among them now,
selecting
outonly
those elements which arenecessary. The
following
lemma is ourprincipal
mechanism fordoing
so. Lemma 3.2. Assume that1/2 ~ peo/(P - 1)
bl
peo/(p -
1)
and j >
1.Then
for
each a EKj
wherevj (a)
=bl
+ pm, there is an element v EKj
with vj (v)
+ tbj
+Pm = tbl mod p,
and anelement p
E withProof.
This result is provenby
repeated
application
of Lemma 2.8. Let a EKj
withvj (a)
=bl
mod p, and let 1 r, sj.
Thenby
Lemma2.8,
=
vi where
Vj(Vl)
=vj (a)
+br )
and =(peo - (p -
1)bl).
Using
Lemma 2.8again
we find that = v* + uc*where = and = +
(bs+1- bs ) -
(peo
-p
One may
easily
verify
that under stable ramificationbs
p(p - 1)b,,
therefore
by renaming
p2 := 1-’* + and v2 = V* we find thathave our result when t > 1. 0
Later we will need a
partial
converse to Lemma 3.2. We state and prove it now.Lemma 3.3. Assume that
1/2 Peo/(p -
1)
bl
Peo/(p -
1) and j
> 1.Given tt E with
= bk
+ then there are elements a, v EKj
such that =bl
+ pm,
=+ pm
+bj
andProof.
First we extend the above Lemma and prove thatgiven
a EKj
with
vj(a)
=bl
+ pm
there areelements p
EKj-l
and v EKj
with valuations asabove,
such that(QF’’ ’ - 1)p/(Q - 1) ~ a = v + ~.
Note that(~~’-1 _ l~n~~~ _ 1~ -
(~’’-l)P-~-i(7)...$p(7).
Using
the Binomial Theorem toexpand
a# =
((oPj-l -
1)
+1)P
thendividing by
(Q - 1),
wefind that
Lemma 3.2 we find that =
ito + vo where
Vj(/Jo)
=(Peo -
and= pieo
+ pm + bj .
Furthermore(cr) - "
= vt where =pieo
+pm
>+ Now it is easy to show
by using
[12,
V§3
Lemma4]
thatand v = and we have the desired conclusion.
We are
ready
to prove this lemma. To prove this we start with ao EKj
such that
vj (ao )
=vj (p) -
j#eo
+ bj - (peo - (p -1 ) bl ) )
+bl,
and elementsai E
K~
i =1, 2, ... ,
such that =vj(ao)
+ pi.
Then ==b1
mod p
for i =0, l, ... ,
andusing
Lemma 3.2 we find that there areelements
E EKj
such that(Q~’ 1 -1 )~ / (~ -1 ) ~
ai = vz + pj,Vj-1(p,)
+ i. So there must beunits ui
E,l:7o
suchthat p
=I::o
uipi- Let a =I::o
uzaz and v =I::o
uivi. The lemma follows. DAs a consequence of Lemma 3.2 we may prove the
following
which is the main result of this section.Lemma 3.4. Assume that
1/2 ~ peo/(P - 1)
bl
peo/(p - 1)
and j >
1.Let
Then the union
of
thesesets,
namely
By
:=Bj,t, is
anfor
Furthermoreif (3
E thenv~ (,~)
=(t
+l)6i
mod P
andProof.
From our earlierdiscussion,
we know to look among the elements ofNote that any element of
{3
E B such thatcan not be in this basis. We combine this observation and Lemma 3.2 now.
Considering
those elements in B of the form weeasily
eliminate all elementsexcept
those in Now we consider those elements of the formE B.
Using
the Binomial Theorem as we did in theproof
of Lemma3.3,
we find thatSo to determine the effect of on
E it is clear that we need
only
determine1)t-lp;- ()
EDj/.oj_1.
Because of this and Lemma 3.2 we eliminate all elements EB,
except
for those listed inThe Lemma now
follows,
as it iseasily
shown that the elements whichremain,
namely
Bj ,
continue to span.ojlDj-1
overfurthermore,
exactly
eo elements remain. 0 3.2. Galoisgenerators
for thering
ofintegers.
This section summa-rizes ouraccomplishments
thus far. For each 0 m eo - 1 choose an a E withvo(a)
= m. Let the set of such a be calledBo.
Proposition
3.5. Assume that1/2 ~ peo/(P - 1)
bl
Pep/(p -
1),
and that the setsBj
for j
=1, 2, ... ,
n aredefined
as in Lemma 3.4. ThenB =
generates Dn
overDT[G] :
Proof.
This is clear. 04. Galois
relationships
From the
previous
section we inheritDT[G]-generators
forDn.
Thesegenerators
are notyet,
however, completely
suited to our needs. Whenselecting
theseelements,
we did not consider Galoisinter-relationships.
Infact,
they
were selected based upon their valuation alone. Toremedy
thisfact,
in this section we choose certain of these elementsagain,
this timepaying
attention to Galoisrelationships.
When we aredone,
we will notonly
haveDT [G]-generators
forÙn,
but also have theirOr[G]-relationships.
4.1. Galois
relationships:
outline ofapproach.
Weproceed
induc-tively,
firstassuming
that the Galoisrelationships
among the elements ofDn-1 are
known,
thendetermining
the Galoisrelationships
among theand then
disentangling
these Galoisrelationships,
we discuss the processfirst.
4.1.1. Form
of
Galois relation,. Consider the canonical short-exactse-quence
where i refers to the
injection
and 7r refers to the naturalprojection.
Sinceis free over the elements of
namely
for a E
Dn, satisfy
theequation
= 0. Meanwhile sincethe
generators
of a E are also a basisthey satisfy only
this oneequation.
Now4bp. (a) a
E.on-1
andassuming
that we can express any element of in terms of thegenerators
of the Galoisrelation-ships
among the elements of.on
which are notalready
in will all beexpressions
of the formSince = a
change
of agenerator
aby
an element ofDn-1
willchange
theright-hand-side
of(4.1)
by
an element ofpDn-1
and so theseexpressions
areonly
significant
modulopDn-1.
However if for each a EBn ,
theright-hand-side
of thisexpression
was determined moduloPÛn-1,
the Galois module structure ofDn
would becompletely
determinedby
induction.4.1.2. Valuation and the Galois relations. In this section we assume that the ramification numbers are
relatively
prime
to p and describe a processwhereby
theright-hand-sides
of theexpressions
in(4.1)
may be deter-mined.Based upon their
expression
in Lemma3.4,
it is clear that all elementsof
Bn
besides those inBn,o
map to zero under thetrace;
thusresulting
in trivialright-hand-sides.
This leaves us to determine theright-hand-side
of(4.1)
for each a EBn,o.
But if for each i 1 we hadGalois
expressions
forelements vi
E with= i,
then we coulduse the
following
result,
Lemma4.1,
to choose the elements ofagain.
In otherwords,
we can first determine theright-hand-sides
for(4.1)
and then find a toprovide
the left-hand-side of theequation.
Lemma 4.1. Given any element v E
Kj-l
withvaluations,
= i,
there is an elements a E
Kj
withvaluation,
vj (a)
such that = v.Proof.
The ramification number of is Usethis,
the fact that the trace maps fractional ideals ofDj
to fractional ideals ofD j-1
[12,
V§3
Based upon this
observation,
we are left to findexpressions,
in termsof the Galois
generators
ofDn-1,
for each valuation i in ipn-leo -
1.4.1.3. Previez,u:
expressing
vZ . The observations in this subsectiondepend
explicitly
uponstrong
ramificatzon,
andimplicitly
upon near maximalrami-fication.
Note that near maximal ramification means that Efor every cx E Hence E
PÛn-1,
and so zmust lie in the submodule of
Dn-1/pDn-l
killedby
(~ -1).
What are thegenerators
of that submodule?We turn to the consequence of near maximal
ramification,
Proposition
3.5,
and thegenerators
of to address thisquestion.
Certainly
the elements(~~’’ -1 )p-1 / (~ -1 ) ~
~3
for~3
EBj,t
where t~
0 lie in this module. Meanwhile theelements $pj
()
forB3
E also lie in this module. So wemight
expect
that vi
beexpressible
in terms ofHowever the
4Dpi
(cr) ~
~3
for#
E are, inturn,
expressible
in terms of the Galoisgenerators
of and soexpressions
of the form arenot necessary and may be eliminated from this union.
To determine which of the members of
(4.2)
explicitly
appear in thedescription
of apaxticular vi
we make use ofstrong
ramification,.
But first note that since elements inDn-2
havevaluation,
equivalent
tozero modulo p, it
might
seem that the residue class modulo p of i should influence ourexpression
for vj. Indeed itdoes;
ourexpression
for Vi
willdepend initially
upon one of thefollowing
three conditions: i - 0 mod p, i -bl
mod p, andI fl 0,61
mod p.Ultimately,
it willdepend
upon apartial
p-adic
expansion
for i.Of the three
conditions,
the last is mosteasily explained. Using
strong
ramification
and its consequence Lemma3.2,
Vi may be chosen to be1)p_1/(p -
1)~3
forsome #
E This may beaccom-plished
withoutplacing
any additional restriction on~i
besides valuation. The condition i - 0mod p
is alsoeasily explained.
Because of Lemma 2.1there is an element of with
valuation,
equal
to i.Therefore, by
induction we may assume that there is anexpression
in termsof the Galois
generators
forDn-2
with valuation i. Use thisexpression
forVi
-This leaves the condition i -
b1
mod p. Because of Lemma3.2,
there is an element~3
E such that1 )~-1 / (p -
)#
= p + v where v has valuation i. So we maychoose vi
:= v. We need totidy
up one loose end. What is theexpression
in terms of Galoisgenerators
forp?
We knowthat p
EDn-2.
If we had anexpression
inDn-2
with the same valuationas p,
(call
theexpression
p’),
then we could use Lemma3.3,
toreplace ~3
with a new Galoisgenerator,
~3’,
for andreplace va
with anotherelement,
vi,
ofequivalent
valuation sothat vi
At that
point,
we would have an element with valuation i which isexpressed
in terms of a new set of Galois
generators
for
On-l-Of course, we still need to find an
expression
among the Galoisgenerators
of with the same valuation as p. As it turns out thisexpression
depends
on the residue class of its valuation. Infact,
there are three cases. As onemight imagine,
whenbl
mod p,
we will need to express p itself in terms of a sum - one of these termsexpressed
in terms of a Galoisgenerator
forDn-2/Dn-3’
the other term an element ofDn-3.
At thispoint
it is clear thatthe Vi
could have a ratherlong
expression
as a sum ofgenerators
from differentquotient rings,
the coefficients of which are of the form:1 )p-1 / (p -
1)
forsome j.
4.2. The Recursive selection of the Galois
generators.
Consider thesequence with t-th term:
Recall that
by
Remark 2.3 we may assume thatbi
peo/(p 2013 1).
Sincepeo - >
0,
it iseasily
shown that the sequence,t = 1, ... },
decreases as t increases with limit :=pi-leo
+bl -
peo/(p -
1).
Therefore
8oo(j)
sl(j).
Thesignificance
of this sequence will be made clear later. For now note that under stableramification,
0 forj
In this
section,
ourgoal
is thefollowing:
To determine for eachinteger
i with ipi-leo
anelement vi
with valuation = ialong
with itsexplicit expression
in terms of ourgenerators
(i.e
anexplicit
linear combination of elements fromalong
with with coefficients fromt
For
emphasis,
we state thisagain.
We would like to prove that:Statement 4.2. For each
integer
i with ipi-leo
there is anelement vi
EÙj-1
with valuationVj-1(Vi)
= i,
and anexplicit
linear com-bination of elements fromUjk=oBk
with coefficients fromDT [G]
thatequals
~.
Clearly
Statement 4.2 holdsfor j
= 1: For eachinteger
i withi eo there is an element a of
Bo
with valuationvo(a)
= i. To provethe Statement 4.2 holds
for j
> 1 and toprovide
theseexplicit
linearneed to re-select certain elements of based upon
previous
selections( $. e.
the elements of4.2.1. Selection
of
the elementsof
Bj,t.
Foremphasis,
wepoint
out that the elements inBj,t
for t =2,3,...
p -1
are chosen based upon valuation alone. There is no need toreplace
the elementsgiven
in§3.
The first elements that we
replace
are those inBj,o .
We do so based upon a subset of the elementsprovided by
Statement4.2,
namely
those vi
Ewith
pi-1eo.
Note that We use Lemma 4.1.Based upon vi we choose paj,m E where m = i -
b1-
2pi-leo
+ eo. Isis
easily
checked that these bounds on icorrespond
with the bounds on min Lemma 3.4.
Now,
we choose elements in based uponthe vi
provided by
State-ment 4.2 with i Our main tool is Lemma 3.3. Since the notation used in this lemma refers to the elements in as
A’s,
we relabel our elements inreferring
to them as pj instead of vi. So wemay say that we
replace
elements ofBj,i
based uponthe oi E
given
by
Statement 4.2 with = i and isl(j).
Given a pj, Lemma 3.3provides
elements a and v EDj
such thatvj (a)
=bl
+ pm,=
pjeo
+ pm +bj,
andwhere m = i -
bj .
In this way the elements8j,1
aredefined for
bj
Foremphasis,
werepeat
this.Only
those elements E8j,1
withare redefined. All other elements in
Bj-1
are left asthey
were in§3.
Onemay check that since
bl
>1/2~Peo/(p-1),
so this
really
refers to a subset ofWe have defined all of the elements in
Bj,o
and some of the elements inagain
in terms of elements in In thefollowing
lemma we show that the elements in whichgive
rise toBj,o
aredisjoint
from the elements thatgive
rise to In otherwords,
sl(j)
Àj,j-1.
Lemma 4.3.
bl
p
Proof.
From(2.3) Àj,j-1
= eo +Al,o.
This lemma is thereforeequivalent
to the statement that(p-1)bl
pÀ1,0.
SinceAl,o
=bl -
Lb1/pJ,
4.2.2.
Proof
that Statement 4.2 holdswith j
insteado f j -1.
First consider those i - 0 mod p withpj eo
+b1 - peol(p -1)
ip~ eo.
Let i =p j,
then(peo/(p - 1) - bl)
(peo/(p - 1) - bl)/p
j
and if Statement 4.2 holds
for j -1,
then there are elements inDj
with
valuation j expressed
in terms of the Galoisgenerators
ofThe
only
newexpressions
occurwhen i =,4
0 mod p. Based upon Lemma3.4,
aslong as i ~ 0, bl mod p,
there is an element{3
E so that( ’ 1-1 ) p-1 IG -1
has valuation i. Observe that1){3) :
,8
E is the set of allintegers
0, bi mod p,
b1
i Because
bl
>We have
expressed
allintegers i #
bl
mod p in the rangepjeo
+bl
-peo / ( p -1 )
ip3 eo
in terms of the Galoisgenerators
forD j .
But we have not asyet
created any new Galoisexpressions
based upon the old onesprovided by
Statement 4.2. Now consider i =b1
mod p.
One may check that for each suchinteger
there are elements{3
EBj,o
and p
E such that theexpression
for it
in terms of the Galoisgenerators
ofDj-1
isgiven,
and v =(~~’ 1-
1)p-1/(p -1)~ -
p.
4.3.
Description
of the Galoisrelationships.
Now that we havere-cursively
defined the elements of fi to becompatible,
we describe theirrelationships.
Given anelement vi
EDn-1
withVn-1(Vi) = i
wherepn-leo,
we find that there arebasically
two different ways ofexpressing vi
in terms of the Galoisgenerators
forOn-
One of theseexpressions
is in terms of theBj,t
where t ~
0,
while the otherexpression
is in terms of the Thecomplexity
of eachexpression
depends
on thep-adic expansion
of i.4.3.1.
Expressing vi in
termsof
theBj,t
where t~
0. Weproceed
now and describe theexpression
for agiven vi
EDn-i
with = i where First we examine thep-adic
expansion
of i. We are interested inonly
certain of itsfeatures,
and so we express thisp-adic
expansion
in aparticular
way.Let b = Note b -
bl
modp.
Let b
be the leastnonnegative
residue of b modulo p, and let A be the usual set of residues modulo p,
except b
isreplaced
with b. So A :=(10,
l, 2, ... ,
p -1} -
f~1)
U{b}.
Eachinteger
i > 0 has aunique
finitep-adic
representation
with coefficients in A:Let m be the smallest