C OMPOSITIO M ATHEMATICA
S INAN S ERTÖZ
Residues of singular holomorphic foliations
Compositio Mathematica, tome 70, n
o3 (1989), p. 227-243
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227
Residues of singular holomorphic foliations
SINAN
SERTÖZ
Mathematics Department, Bilkent University, P.O. Box 8, 06572 Maltepe, Ankara, Turkey
Received 8 September 1985; accepted in revised form 25 October 1988
Compositio 227-243,
(Ç) 1989 Kluwer Academic Publishers. Printed in the Netherlands.
Introduction
In this article we
give
ageometric
calculation of the residues ofsingular holomorphic
foliations which are definedby
Baum and Bott in[1].
Ourobjective
istwofold;
to show thegeometric
flavour of the Baum-Bott residuesthrough
the Nash and Grassmanngraph constructions,
and toreduce the
rationality conjecture
of[1,
p.287]
from a calculationdealing
with coherent sheaves to the
relatively
better understood domain of vector bundles under suitableconditions, namely
when thesingular
holo-morphic
foliation isgiven
as theimage
sheaf of a bundlemorphism.
The Baum-Bott residue is shown to be the sum of two terms. One of these terms is obtained
through
a Grassmanngraph
construction and the other is obtainedby defining
a basic connection for a suitable vectorbundle. Our conclusion is that if the
rationality conjecture
holds forintegrable
vector bundles whichgive singular holomorphic
foliationsthen it holds for
integrable
sheaves which areimage
sheaves of bundlemorphisms.
In Section IV we carry out this program with the furtherassumption
that the associated Nash blow up(see
SectionI)
is smooth. Thishas the
advantage of exhibiting
thegeometric
character of theproblem
moreexplicitly
than thegeneral
case which is built on thetechniques
of thesmooth case and is
given
in Section V.In more
general
terms, we show that the Baum-Bott residue before and after the Nash blow up differby
a termcoming
from the GrassmannGraph
construction. The main consequence is then a reduction of the
rationality conjecture
onalgebraic
manifolds to vector bundles.We wish to thank Professor J.B. Carrell for
suggesting
theproblem
and for his numerous comments. The referee
through
his criticismhelped
to
clarify
andimprove
severalpoints
in thearticle,
for which we thankhim.
1. Nash construction
In this section we will define the Nash construction
through
which we willlater define the Nash residue. We will be interested in the Nash
blow-up
Nof a coherent subsheaf F of a
locally
free sheaf e onM,
which we nowdefine. We assume that the rank of IF is k and the rank of e is m, with 0 k m, and we define a map
where S is the
singular
set of5, G(k, y)
is the Grassmann bundle of kplanes
in e and[Fx] is
thepoint
in the Grassmannian that thek-plane,5F,
defines. With this
preparation
we can define N to be thetopological
closureof F(M - S)
inG(k, y).
This spaceN,
ifadmissible,
comesequipped
witha short exact sequence of vector bundles
where r is the
tautological bundle,
W is the universalquotient
bundle andH is the
underlying
vector bundle of y. Here 03C0 is the naturalprojection
fromN to M. If we denote
n-l (S) by
S’ then we can write thefollowing
relationswhere the underbar notation denotes the associated
holomorphic
sheaf as in[1].
These relationssuggest
that we can relate some sheaf theoreticalprob-
lems to their akins in vector bundle
theory
andhope
toget
a more manag- able situation. There is onelittle(!) problem however;
it is not clear apriori
that N is an
acceptable
space in thecomplex category. Nobile, Rossi,
and Riemenschneider have severalanalicity
theorems that can beapplied
undersimilar set ups as
above,
see[5, 7, 6].
Thefollowing
theorem combines andgeneralizes
their results and isapplicable
in oursetting.
Wepresent
a sketch of theproof.
For details and further discussions we refer to[8].
THEOREM 1.1: N is
locally
a monoidaltransformation
and isconsequently
acomplex analytic
space.Pro of.
Let U be an openneighbourhood
onwhich y|
U is trivialand F|
Uis
generated by r sections f1, ... , fr. Through
a trivialization of Weach f
can be considered as an
n -tuple (fil,
... ,fin) of holomorphic
functions onU. Define an n x r-matrix A
by letting
theij-th entry
to behj.
Forx E U -
U n S,
thepoint [Fx]
in the Grassmannvariety G (k, ex)
can alsobe denoted
by [A(x)],
whereby
this notation wesuggest
the linear span of the row vectors. The number of the rows r may belarger
than k and forcomputational
purposes we want topick
up a k x n submatrixof A (x)
torepresent [Fx].
For this in mind consider theindexing
setChoose M from Br
andfi
fromBn,
and define two ideals and a k x n matrixas
follows;
(a) I1.pfJ:= det (fij)
where i E J.1and j ~ 03B2, (b) A03BC := (fij)
where i E J.1and j = 1,
..., n.(c) I, :=
the idealgenerated by
the k x k minors ofAp.
Choose a J.1
E Br
for which the idealI,
is not trivial and define two mapsand
where
V(I03BC)
denotes as usual the associatedvariety
and03B20,
... ,03B2N
is somefixed
ordering
of the elements ofBn .
Of the three maps we havedefined, F
and H agree on U -
V(I03BC).
The domain of F contains the domain ofH,
each of which is dense in U. We then conclude thatOn the other hand
T(U - V(I03BC))
is a monoidal transformation of U and isanalytic.
It remains to relate T to F and H.Using
the map(id, pl):
U x
G (k, n)
- U x pn where id is theidentity
on U andpl
is the Plückerimbedding,
it can be shown that(id, pl) H =
T on their domains ofdefinition. Since
pl
is a closedimbedding
and(id, pl )
is anisomorphism
onthe
image
ofH,
the closure of theimages
of H and T areisomorphic.
Thatdifférent
neighbourhoods patch
follows from theuniqueness
of monoidaltransformations. D
To
investigate
the smoothness of N let us agree to call a coherent sheaf F "nice" if it is of rank k on M withsingularity
set S and if for every p E S there exists an openneighbourhood
Uof p
withsections f, , ... , fk
ofF| U
such that
(i) f1 , ... , fk generate F| U - U ~ S
(ii) fi, ..., fk
arelinearly dependent on 5l
U n S.Examples
of "nice" sheaves are easy tofind; complex
actions of reductive groupsgenerate
a "nice" subsheaf of thetangent
sheaf.Finitely generated
subsheaves of
locally
free sheaves are"nice",
andlocally
of finitetype
subsheavesof locally
free sheaves are "nice".COROLLARY 1.2:
If F is "nice ",
then N is a monoidaltransformation
withcentre
S and furthermore if
S is smooth then N is also smooth.II. Nash residue
We will define a residue class
using
the Nash construction forsingular holomorphic
foliations for which the Nash constructiongives
a smoothspace. We take F to be an
integrable
full coherent subsheaf of thetangent
sheaf T with rank 57 = k. We assume thatN,
the Nash blow up of M withrespect
to F andT,
is smooth.Recall that on N there is a short exact sequence of bundles
If we denote
by
Y theunderlying
vector bundle of(T/F)|
M -S,
then weobserve that on
Y|M - S, by
Bott’svanishing theorem,
there is a basic connectionDI,
whichpulls
back to a connection D of W in the sense that D and03C0*D1
agree on N - X where £ is acompact
subset of N which containsS’,
see[1,
p.300].
LetKW
be thecorresponding
curvaturematrix. For a
symmetric homogeneous polynomial 4)
EC[X1, x ,, 1,
ifdeg
03A6 > n - k then03A6(KW)
vanishes on N - X. To examine the localbehaviour and hence to
capture
a residue classthrough
this differential form let Z be a connectedcomponent
ofS,
and let U be an openneighbourhood
of Z which deformation retracts to Z
through
the map £5: U ~ Z. The differential form03A6(KW)
is ofcompact support
on03C0-1(U).
Its Poincare dualis a
homology cycle
which can bemapped
to U andpushed
into Zby
thedeformation retraction. This defines N
Res03A6(F, Z),
the Nash residue of Fat Z associated to the
polynomial
03A6. We can summarize this definition asIf 5’ is the
image
sheaf of a bundlemorphism
03A8: E ~T,
we will useN
Res,(E, Z)
instead of NRes03A6(03A8(E), Z).
III. Grassmann
graph
constructionThe Grassmann
graph
construction for thealgebraic
case is defined in[2]
and the
compact
Kaehler case is shown in[9].
Here we recollect the notation that will be used in the rest of the article.For E,
F vector bundles on M ofranks k
and n,
letG(k,
E ~F) ~
M be the Grassmann bundle ofk-planes
in E
E9 F,
and letHom(E, F) ~
M be the bundleof morphisms
and denotethe natural
imbedding
ofHom(E, F)
intoG(k,
E E9F) by j.
For every cp E
Hom(E, F)
and  E C we define thegraph
ofÂg
asThe
cycle
atinfinity Z~
is defined as the limit ofs(~) (M, 03BB)
as À - oo . Inthe
complex category
it is not clear thatZ~
isalways
an admissiblecycle,
but for the
compact
Kaehler case we have thefollowing
result.THEOREM 111.1
[9]: If
M is a compact Kaehlermanifold
thenfor
any 9 EHom (E, F)
thecorresponding cycle
atinfinity, Zoo,
is ananalytic cycle.
For the
proof
and further discussions we refer to[8, 9].
Here wereport
the main line ofproof
forcompleteness.
Let Q: C* xG(k,
E ~F) G(k,
E ~F)
be a C* action defined asfollows;
anypoint q
EG(k, E
~F)x
is defined
by
ak-plane H
inEx ~ Fx ,
and anypoint
p E H can be decom-posed
as p = Pl 1 (B p2 where PI 1 cEx
and p2 EFx .
Construct a newplane 03BB·H by
Then define the C*
action Q
asg(,1, [H]) = [Â - H]. Corresponding
to the~ E
Hom (E, F)
withrespect
to which we want to calculateZ~,
we first definea
holomorphic
map A: M x C* ~G(k, E ~ F) by A (m, t)
=s(~) (m, t),
which is
equivariant
withrespect to 0
onG(k, E
~F)
and the trivial actionof C* on M x C*. Since 03C1 has fixed
points, by
a lemma of Sommese A extendsmeromorphically
to M xP1, [10,
p.111, II-B].
Hence the closure C of thegraph
of A is ananalytic
space andZ~ =
C n(M {~}
xG (k, E
~F)) being
the intersection of twoanalytic
spaces isanalytic. Z~
is called thecycle
at
infinity corresponding
to the map ~.We now define the
cycle
atinfinity corresponding
to acomplex
of vectorbundles. Let
be a
complex
of bundles with maps ~i:Ei ~ Ei - 1.
Assume that there is asubvariety S
of M such that(E.)
is exact on M - S. LetGi
=G (rank Ei, Ei
(BEi - 1)
and G =Go
M · · · xM Gm
be the total space of the bundle n:G ~ M. Let ri denote the
tautological
bundle onGi
and i = ro - rl +· · · + (-1)m03C4m
be the virtualtautological
bundle on G. Define animbedding 039303BB:
M - Gby 039303BB(x) = (0393003BB(x),
...,I-’m (x))
where0393i03BB(x) = s(~i) (x, 03BB),
03BB E C.
Finally
defineZ~
asThis is the
cycle
atinfinity corresponding
to thecomplex (E.).
Note that ifwe denote
039303BB(M) by Z,
then{Z03BB}03BB~P1
is a set ofrationally equivalent cycles.
The
cycle
atinfinity decomposes
asZ~ = Z,
+M*
whereM* -
03C0-1(S)
is
biholomorphic
to M -S,
n :M* ~
M is ameromorphic
map,n(Z,)
isin S and
T M*
is the zero bundle.Letting E
denote the virtual bundleEo - E, + · · · + (-1)mEm
on M andc(E)
the total chern class we haveThe localized chern classes are then defined as
where ci
denotes the i-th chern class.Similarly
we defineCiZ(E.)
if Z is aconnected
component
of S. For details we refer to[2, 3, 9].
IV. Main result
In this section we calculate the difference between the Baum-Bott residue
Res03A6(F, Z)
and the Nash residue NRes03A6(F, Z).
Our set up is as follows:0 M is a
compact
Kaehler manifold. We assume that thesingular
holo-morphic
foliation 3?7 isgiven
as theimage
sheaf of a maximal rank bundlemorphism,
i.e. there is a vector bundle E of rank k n, and there is a maximal rankmorphism
03A8: E ~T,
and F is theimage
sheaf03A8(E)
in thetangent
sheafT.
Thesingular
set of the foliation is S. Wedenote the associated Nash construction
by
03C0: N ~M,
and we assumethat N is smooth.
We first prove a lemma about
IF;
LEMMA IV.1
If 03A8 is of maximal
rank thenT,
the map induced at thesheaf level
is
injective.
Proof:
Let U be an open subset of M such that E and T are trivial on U. Let el , ... ,ek and t, , ... ,
tn be localgenerators
for E andT respectively.
ThenW can be defined in terms of these basis elements as:
where fij
areholomorphic
functions on U. If h is a section ofEl U
it can beexpressed
as h =h1
e1 + ... +hk ek
wherehi
areholomorphic
functions onU. Then
IfBP(h) =
0 then inparticular 03A8x(h(x)) =
0 for x E U. Since k n and is of maximalrank,
T isinjective
on U - U n S. Thenh(x) =
0 forxEU-
t/ n 5’,
i.e. eachhi(x)
= 0 for x c- U -U ~ S,
i =1, ... , k.
Since
hi’s
areholomorphic
onU,
and vanish on an opensubset, they
areidentically
zero onU,
hence h = 0. This provesthat 03A8
isinjective.
DThe Baum-Bott residue is calculated on M. To calculate the Nash residue
we construct the Nash blow up N.
Finally
to measure how much Nash residue deviates from Baum-Bott residue we carry a Grassmanngraph
construction on N for a
particular complex
of vector bundles on N. Theresulting
localizedclass, properly mapped
toM,
isprecisely
the looked for différence.We start with the construction of the Grassmann
graph.
On M there is theexact sequence of sheaves
where E - T is induced
by
03A8 andQ
is thequotient
sheaf. This sequencepulls
back to a sequence of sheaves on NOn N there is also the natural sequence of vector bundles
where i is the
tautological
bundle and W is the universalquotient
bundle.Denote
n -’(S) by
X. On N - X the sheavesn*Q
andW agree,
hence thesequence of
locally
free sheaves on Nis exact on N - X. The
underlying
vector bundles of this sequencegives
acomplex
of vector bundles on Nwhich is exact on N - X. It is this
particular
sequence of vector bundles which we use for the Grassmanngraph
constructionLet 03BE
be the virtualtautological
bundle on G and let{Z03BB}03BB~P1
be thefamily
of rationally equivalent cycles
on G obtainedby
thegraph
construction. We then havewhere y is the virtual bundle 03C0*T - n*E - W on N. The
cycle
atinfinity Z~ decomposes
aswhere
N*
isbimeromorphic
toN,
andZ*
is in the fibre above X. It is known thatsee
[2,
p.122], [3,
pp.340-341].
235 Since
Zo
isrationally equivalent
toZ~
we have thefollowing equalities
where the last
equation
follows from 8. Note thatci(03BE)
nZ*
is in thehomology
group ofZ*. Combining
6 and 9 willgive
We use the last line as the definition of a localized chern class
With this notation 10 can be rewritten as
At this
point
we pause to make an observationregarding
what we areaiming
at. One of the
quantities
we want tocapture
isRes03A6(F, Z),
whichbasically
has to do with the chern classes of
Q,
and NRes,(5, Z)
which is relatedto the chern classes of W. We now relate these chern classes in a basic lemma:
LEMMA IV.2:
Pro of.
The chern class of the virtual bundle y isgiven by
On the other hand
using
12Putting
13 and 14together
Cap
both sides of thisby
thecohomology
elementc(W)
to obtainThe left hand side of this can be
simplified
assee
[11,
p.254, (18)].
In thisexpression
thec( W )’s
cancel each other since the total chern class of a vector bundle is invertible.Finally putting
the lasttwo
equations together
with the mentioned cancellationgives
therequired
equation.
DTo
simplify
the notationdefine fl;
EH2n - 2i(X; C)
asThen the above lemma can be restated in the form
It is time to introduce the effect of the
symmetric, homogeneous polynomial
03A6 E
C[X1 ,
... ,Xn].
Recallthat 03A6(03C0*Q)
is defined aswhere (03C31(X1 , ... , Xn),..., 03C3n(X1 , ... , Xn ))
is theunique polynomial,
on the
elementary symmetric polynomials,
whosepolarization
is 03A6. Tocalculate
03A6(03C0*Q)
we first assume that 03A6 is of the formfor some
i, j,
with 0i, j
n. The result for thegeneral
form of 4) can be deducedby using
induction andforcing linearity.
Thefollowing
lemmasummarizes the effect of 03A6 on the chern classes calculated in the
previous
lemma.
LEMMA IV.3:
where
fi
is inH* (X; C).
Proof.-
First assume 18 and cap itby [N],
where - is the
cycle intersection, [4,
p.59]. Substituting
17 into thisequation
To shorten the notation define
f3ii
EH* (X; C)
asThat
03B2ij
is acycle
in X follows from the fact thateach 03B2i
is acycle
inX;
see the definitionof 03B2i
in 16. With this short notation 20 becomeswhere the second line follows from the same
reasoning
as 19 and the last line follows from the currentassumption
18.By
induction on the size of 03A6 andforcing linearity
we obtain forgeneral (D
where
fi
EH* (X; C).
To have some idea about the formof 13
assume ingeneral
thatThen
where
Am
E{cim(W)
n[N ], 03B2im},
m -{i1,
... ,ir}
and theproduct
is overall
possible
choices. Wedecompose
the RHS of 24where cit stands for
cl, ( W )
n[N], t
=1,
... , r. In the second line we use23 to write
03A6(W)
and in this caseFor a
general polynomial 0
weimpose linearity
on this to obtain03B2’s general
form. D
Notice that so far the
degree
of 03A6 did not enter into any discussion. But to obtain the residues ofsingular holomorphic
foliations we need to consider thedegree
too.THEOREM IV.4: Let Z be a connected component
of
S anddeg (D
> n -k,
then
where K is a
homology cycle
in Z and is calculatedby
a Grassmanngraph
construction.
Pro of.
We startby mapping
the result of lemma IV.3by
03C0* intoM,
Let
Z,,
... ,Zm
be the connectedcomponents
of S. For each i choose anopen
neighbourhood U of Zi
suchthat U
deformation retracts toZi through
the map
and Ui n U
=0
if i ~j.
This induces anisomorphism
The statement of the theorem will be derived from 26
using
the map03B4i*.
Inparticular
we will show thatProof of
29: We firstsimplify
the LHS of 26where the first
equation
follows from thefunctoriality
of chernclasses,
thesecond
equation
is aproperty of cap products,
see[11,
p.254, (16)],
the third,quation
holdsby
definition since[N and [M]
are fundamentalcycles
andinally
the lastequation
holds sincedeg n
= 1.We want to
represent 0(6) by
a differential form. With this in mind hoose in eachU
acompact
setYi
such thatZi
is contained in the interiorof
Yi,
and let 03A3 be the union of themall;
There exists a closed differential form a) on M with
support
on Y- such thatwhere
[.] ]
denotes thecohomology
element definedby
thatform,
see[1,
pp.312-313]. Let wi
be a differential form on M defined asWe then have
since
each wi
hassupport
inU .
But notice thatsee
[1,
p.313, (7.14)]. Putting 32, 36
and 37together
proves 29.Proof of 30:
The mainobservation
here is thatT/03A8(E)
is a vector bundle onM - S and since
’¥(E) M -
S isintegrable, TI’¥(E)
has a basic connec-tion D. Also since the restriction of W to N - X is the same as the restriction
of n*(TIIF(E»
to N -X,
this basic connection can bepulled
toa connection of W on N - X. There then exists a connection
D
for W onN such that
D
agrees with n*D on N -n - 1 (Y-),
see[1,
p.330, (4.41)].
IfK
is the curvature matrix for
D
thensince D and
D
agree on03C0-1(E).
Forsimplicity
of notationuse Vi
to denote03C0-1(Ui).
Sincedeg 03A6
> n - k we can define closed formsQ
on Nby
where
It follows that
By
definition we haveCapping
both sidesby [N]
we willget
and
Finally
30 follows from 43 and the definition of Nashresidue,
see the endof section II.
As for
31,
we can take it as the definition of K. Note however that since03C0*03B2|Ui
isalready
inH*(Zi ; C),
theisomorphism c5i*
does notchange
it.Hence in fact
where Z is taken as
Zi.
For a closedexpression
Of K see the lastpart
in theproof
of theprevious
lemma. Thiscompletes
theproof
of thetheorem. D
When 0 has rational coefficients x will
always
be arational,homology cycle by
construction. Hence therationality
of Res will be determined from therationality
of N Res in ourparticular
set up, see thebeginning
of thissection.
COROLLARY IV.5 :
If the rationality conjecture
holdsfor
vectorbundles,
thenit holds
for
sheaves which areimage
sheavesof
bundlemorphisms.
For a discussion of the
rationality conjecture
see[1].
V.
Removing
the smoothnessrequirement
on NOur
present
set up is asgiven
in thebeginning
of section IVexcept
thatN is no
longer
assumed to be smooth.Let f:
L - N be adesingularization
of N with the
exceptional
divisorDe.
The rest of the notations is as insection IV.
Equation
IV.5pulls
back to L asEach of the terms in this sequence denotes a vector bundle on a smooth space L. Note that N may not be a smooth space but it is
always
anadmissible space in the
complex category,
see theorem I.1. Thecomplex (E*)
is exact off
De ,
and can be used for the Grassmanngraph
construction asbefore,
togive
a localized class onDe ,
which can further bepushed
down toS. Recall the basic connection D of
T/03A8(E)
asgiven
in "theproof
of 30" in theprevious
section. Pull this connection to a connectionof f * W
onL -
De ,
in a similar way as it waspulled
back to a connection of W.Extending
this connectionfor f*
W on all of L we can calculate a ’Nashtype’
residue in
H* (S; C).
We may call this residue class a Nash-Hironaka residue and denote itby
NHRes03A6(E, S).
This isbasically
the residue of a vectorbundle. We then have the
analogue
of theoremIV.4;
THEOREM V.1:
If the singular holomorphic foliation
F isgiven
as theimage sheaf of a
maximal rank bundlemorphism
and Z is a connected componentof
the
singular
setS,
thenwhere K is a
homology cycle
in Z and is calculatedby
a Grassmanngraph
construction.
The
proof
of theorem V.1 carried out in detail willduplicate
most of theproof
of theoremIV.4,
therefore we leave it out. Theinsight
of theproblem
and the
interplay
betweengeometry
andtopology
is best exhibited in thecase when N is assumed to be smooth and
everything happens right
onthe Nash blow up. The
techniques developed
in the smooth case can then beapplied
to thegeneral
case. Also note thatcorollary
IV.5 now holdsverbatim without the further
assumption
that the Nash blow up is smooth.REMARKS
(1)
If ff isgenerated by
a bundlemorphism
T: E - T but therank of E is
larger
than the rankof F,
then T is notinjective.
To make thetheorem work in this case some restrictions must be
imposed
on the kernelof W. For
example
we mayrequire
that for every connectedcomponent
Z of S there exist an openneighbourhood
U of Z and a vector bundle H onU with a bundle
morphism ~: H|U - Z ~ E|U - Z
suchthat q
isinject- ive, and 03A8 ~|U - Z = 0.
Then the theorem holds for,3v. Notethat q
neednot be defined on all of U but H
should,
to ensure the construction of the Grassmanngraph.
Ingeneral
if there is alocally
free resolution of Fon U,
then this can be used for the Grassmanngraph
construction and the theoremcan be derived.
(2)
Let M be acompact complex
manifold with apositive
line bundle. Then M isalgebraic by
the Kodairaimbedding theorem, [4,
p.181].
Hence Nbeing
asubvariety
of M xG (k, T )
is alsoalgebraic together
with itsdesingularization/:
L ~ N. Onalgebraic
manifolds coherent sheaves haveglobal syzygies, [4,
p.701].
Thenf*03C0*F
will haveglobal syzygies.
Thissyzygy can be used
together
with theprevious
remark to establish the result of theorem V.1 withoutrequiring
that ff be theimage
sheaf of a bundlemorphism.
Thus we conclude that therationality conjecture
onalgebraic
manifolds can be deduced from a similar statement for vector bundles.
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