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When do spectral problems determine optimal constants in nonlinear interpolation inequalities ?

Jean Dolbeault

http://www.ceremade.dauphine.fr/∼dolbeaul Ceremade, Universit´e Paris-Dauphine

October 20, 2016 Institut Mittag-Leffler

Fall program Interactions between Partial Differential Equations

& Functional Inequalities

Stockholm, September 1st – December 16, 2016

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Outline

BInterpolation inequalities on the sphere

BCaffarelli-Kohn-Nirenberg inequalities: the bifurcation point of view

BGagliardo-Nirenberg and Caffarelli-Kohn-Nirenberg inequalities: an approach based on nonlinear flows

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Interpolation inequalities on the sphere

BA spectral point of view on fractional and non-fractional interpolation inequalities

BThebifurcationpoint of view BFlows on the sphere

Carr´e du champ

Can one prove Sobolev’s inequalities with a heat flow ? Some open problems: constraints and improved inequalities [Beckner, 1993],[J.D., Zhang, 2016]

[Bakry, Emery, 1984]

[Bidault-V´eron, V´eron, 1991],[Bakry, Ledoux, 1996]

[Demange, 2008][J.D., Esteban, Loss, 2014 & 2015]

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Non-fractional interpolation inequalities

On thed-dimensional sphere, let us consider the interpolation inequality

k∇uk2L2(Sd)+ d

p−2kuk2L2(Sd) ≥ d

p−2kuk2Lp(Sd) ∀u∈H1(Sd,dµ) where the measuredµis the uniform probability measure on Sd⊂Rd+1 induced by the Lebesgue measure onRd+1

1≤p<2 or 2<p≤2:= 2d d−2

ifd ≥3. We adopt the convention that2=∞ifd = 1ord= 2.

The casep= 2 corresponds to the logarithmic Sobolev inequality k∇uk2L2(Sd) ≥d

2 Z

Sd

|u|2log |u|2 kuk2L2(Sd)

!

dµ ∀u∈H1(Sd,dµ)\ {0}

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Optimal interpolation inequalities for fractional operators

The sharpHardy-Littlewood-Sobolev inequality onSn[Lieb, 1983]

ZZ

Sn×Sn

F(ζ)|ζ−η|−λF(η)dµ(ζ)dµ(η)≤ Γ(n) Γ n−λ2 2λΓ n2

Γ npkFk2Lp(Sn)

λ∈(0,n),p=2n−λ2n ∈(1,2) λ= 2qn

? where p1+q1

? = 1

Asubcritical interpolation inequality dµis the uniform probability measure onSn

Ls is the fractional Laplace operator of orders∈(0,n) q∈[1,2)∪(2,q?],q?= n−s2n

kFk2Lq(Sn)− kFk2L2(Sn)

q−2 ≤Cq,s Z

Sn

FLsF dµ ∀F ∈Hs/2(Sn)

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The sharp constants

Theorem

[J.D., Zhang]Let n≥1. If either s∈(0,n], q∈[1,2)∪(2,q?], or s=n and q ∈[1,2)∪(2,∞), then

Cq,s = n−s2s Γ

n−s 2

Γ n+s2

C−1q,s1(Ls)= inf

F∈Hs/2(Sn)\RQ[F], Q[F] := (q−2)R

SnFLsF dµ kFk2Lq(Sn)− kFk2L2(Sn)

Sharp subcritical fractional logarithmic Sobolev inequalities Corollary

[J.D., Zhang]Let s∈(0,n]

Z

|F|2 log

|F| k k

dµ≤C2,s Z

FLsF dµ ∀F ∈Hs/2(Sn)

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

From HLS to Sobolev

Lieb’s approach... Decomposition on spherical harmonics:

F=P k=0F(k) Funk-Hecke formula

ZZ

Sn×Sn

F(ζ)|ζ−η|−λF(η)dµ(ζ)dµ(η)

= Γ(n) Γ n−λ2 2λΓ n2

Γ np X

k=0

Γ(np) Γ(pn0 +k) Γ(pn0) Γ(np+k) Z

Sn

|F(k)|2

Thefractional Sobolev inequality

kFk2Lq?(Sn)≤ Z

Sn

FKsF dµ:=

X k=0

γk n q?

Z

Sn

|F(k)|2dµ is dual of HLS, whereq?= 2n

n−s is the critical exponent and γk(x) := Γ(x) Γ(n−x+k)

Γ(n−x) Γ(x+k) =(n+k−1−x) (n+k−2−x). . .(n−x) (k−1 +x) (k−2 +x). . .x

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The subcritical inequalities

Ls := 1 κn,s

(Ks−Id) with κn,s := Γ

n q?

Γ n−q?n = Γ

n−s 2

Γ n+s2 Subcritical interpolation inequalities: q∈[1,2)∪(2,q?]

kFk2Lq(Sn)− kFk2L2(Sn)

q−2 ≤Cq,s Z

Sn

FLsF dµ ∀F ∈Hs/2(Sn) Lemma

[J.D., Zhang]For any n≥1, the function q 7→γk n q

−1

q−2 is monotone increasing on(1,∞)for any k≥2

[Beckner, 1993]: ifq∈(2,q?(2)],q?=q?(2) = 2n/(n−2), then δk(x) = 1

κn,s

γk n q

−1

=:δk n q

≤δk n q?

=k(k+n−1)

results inkFk2 − kFk2q−2k∇Fk2

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Figure: The optimal constantCq,s is independent of q and determined for any given s by the critical case q=q?(s)which corresponds to the

Hardy-Littlewood-Sobolev inequality if s∈(−n,0)and to the Sobolev inequality if s∈(0,n)

The case s= 0corresponds to the critical fractional logarithmic Sobolev inequality if s= 0[Beckner, 1993]and the subcritical fractional logarithmic Sobolev inequality if s∈(0,n].

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Sketch of the proof

q7→γk(n/q)is strictly convexwith respect to qiff xγk00+ 2γk0 >0 ∀x∈(0,n)

⇐⇒αk(x) :=−γγ0kk(x)(x) =Pk−1

j=0 βj(x)withβj(x) =n+1j−x +j+1x solves α2k−α0k2xαk >0

BA proof by induction: from

α2k ≥2β0

Xk−1

j=1

βj+

k−1X

j=0

βj2

β02−β002x β0= 0 and

0βjj2−βj0x2βj =(n−x) (n+j−x) (j+x)2 (n+j) (n+2j) 2

we deduce that

α2−α02αk

Xk−1 2 (n+j) (n+2j)

∀k ≥2

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The non-fractional interpolation inequalities (again)

On thed-dimensional sphere, let us consider the interpolation inequality

k∇uk2L2(Sd)+ d

p−2kuk2L2(Sd) ≥ d

p−2kuk2Lp(Sd) ∀u∈H1(Sd,dµ) where the measuredµis the uniform probability measure on Sd⊂Rd+1 corresponding to the measure induced by the Lebesgue measure onRd+1, and the exposantp≥1, p6= 2, is such that

p≤2:= 2d d−2

ifd ≥3. We adopt the convention that2=∞ifd = 1ord= 2.

The casep= 2 corresponds to the logarithmic Sobolev inequality k∇uk2L2(Sd) ≥d

2 Z

Sd

|u|2log |u|2 kuk2L2(Sd)

!

dµ ∀u∈H1(Sd,dµ)\ {0}

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The Bakry-Emery method

Entropy functional Ep[ρ] := p−21 hR

Sdρ2p dµ− R

Sdρdµ2pi

if p6= 2 E2[ρ] :=R

Sdρlog

ρ kρkL1(Sd)

Fisher informationfunctional Ip[ρ] :=R

Sd|∇ρ1p|2

Bakry-Emery (carr´e du champ) method: use the heat flow

∂ρ

∂t = ∆ρ

and compute dtdEp[ρ] =− Ip[ρ]and dtdIp[ρ]≤ −dIp[ρ]to get d

dt(Ip[ρ]−dEp[ρ])≤0 =⇒ Ip[ρ]≥dEp[ρ]

withρ=|u|p, ifp≤2#:= (2d−1)d2+12

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The evolution under the fast diffusion flow

To overcome the limitationp≤2#, one can consider a nonlinear diffusion of fast diffusion / porous medium type

∂ρ

∂t = ∆ρm. (1)

[Demange],[J.D., Esteban, Kowalczyk, Loss]: for anyp∈[1,2] Kp[ρ] := d

dt

Ip[ρ]−dEp[ρ]

≤0

1.0 1.5 2.5 3.0

0.0 0.5 1.5 2.0

(p,m)admissible region,d = 5

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Cylindrical coordinates, Schwarz symmetrization,

stereographic projection...

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

... and the ultra-spherical operator

Change of variablesz = cosθ,v(θ) =f(z),dνd :=νd2−1dz/Zd, ν(z) := 1−z2

The self-adjointultrasphericaloperator is

Lf := (1−z2)f00−d z f0=νf00+d 2 ν0f0 which satisfieshf1,Lf2i=−R1

−1f10f20νdνd

Proposition

Let p∈[1,2)∪(2,2], d ≥1. For any f ∈H1([−1,1],dνd),

− hf,Lfi= Z 1

−1|f0|2ν dνd ≥dkfk2Lp(Sd)− kfk2L2(Sd)

p−2

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The heat equation ∂g∂t =Lg forg =fp can be rewritten in terms off

as ∂f

∂t =Lf + (p−1)|f0|2 f ν

−1 2

d dt

Z 1

−1|f0|2ν dνd =1 2

d

dt hf,Lfi=hLf,Lfi+(p−1) |f0|2

f ν,Lf

d

dtI[g(t,·)] + 2dI[g(t,·)]= d dt

Z 1

−1|f0|2νdνd+ 2d Z 1

−1|f0|2νdνd

=−2 Z 1

−1

|f00|2+ (p−1) d d+ 2

|f0|4

f2 −2 (p−1)d−1 d+ 2

|f0|2f00 f

ν2d

is nonpositive if

|f00|2+ (p−1) d d+ 2

|f0|4

f2 − 2 (p−1)d−1 d+ 2

|f0|2f00 f is pointwise nonnegative, which is granted if

(p−1)d−1 d+ 2

2

≤(p−1) d

d+ 2 ⇐⇒ p≤ 2d2+ 1

(d−1)2 = 2#< 2d d−2 = 2

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Improved functional inequalities

The range 2#<p≤2 is covered using the adapted fast diffusion eq.

∂ρ

∂t = ∆ρm ρ=|u|βp m= 1 +2p

1 β −1

0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0

1 2 3 4 5 6

(p, β)representation of the admissible range of parameters whend= 5 [J.D., Esteban, Kowalczyk, Loss]

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Can one prove Sobolev’s inequalities with a heat flow ?

1.0 1.5 2.0 2.5 3.0 3.5

1 2 3 4 5 6

(p, β)representation when d= 5. In the dark grey area, the functional is not monotone under the action of the heat flow[J.D., Esteban,

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The bifurcation point of view

µ(λ)is the optimal constant in the functional inequality

k∇uk2L2(Sd)+λkuk2L2(Sd)≥µ(λ)kuk2Lp(Sd) ∀u∈H1(Sd,dµ)

2 4 6 8 10

2 4 6 8

Here d= 3 andp= 4

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

A critical point ofu7→Qλ[u] := k∇uk2L2(Sd)+λkuk2L2(Sd)

kuk2Lp(Sd)

solves

−∆u+λu=|u|p−2u (EL) up to a multiplication by a constant (and a conformal transformation ifp= 2)

The best constantµ(λ) = inf

u∈H1(Sd,dµ)\{0}Qλ[u]is such that µ(λ)< λifλ > p−2d , and µ(λ) =λifλ≤ p−2d so that

d

p−2 = min{λ >0 : µ(λ)< λ}

Rigidity: the unique positive solution of (EL) isu=λ1/(p−2)if λ≤ p−2d

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Constraints and improvements

Taylor expansion:

d = inf

u∈H1(Sd,dµ)\{0}

(p−2)k∇uk2L2(Sd)

kuk2Lp(Sd)− kuk2L2(Sd)

is achieved in the limit asε→0 withu= 1 +ε ϕ1such that

−∆ϕ1=dϕ1

BThis suggest that improved inequalities can be obtained under appropriate orthogonality constraints...

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Integral constraints

With the heat flow...

Proposition

For any p∈(2,2#), the inequality Z 1

−1|f0|2ν dνd+ λ

p−2kfk22≥ λ p−2kfk2p

∀f ∈H1((−1,1),dνd)s.t.

Z 1

−1

z|f|pd = 0 holds with

λ≥d+ (d−1)2

d(d+ 2)(2#−p) (λ?−d)

... and with a nonlinear diffusion flow ?

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

Antipodal symmetry

With the additional restriction ofantipodal symmetry, that is

u(−x) =u(x) ∀x∈Sd Theorem

If p∈(1,2)∪(2,2), we have Z

Sd

|∇u|2dµ≥ d p−2

1 + (d2−4) (2−p)

d(d+ 2) +p−1 kuk2Lp(Sd)− kuk2L2(Sd)

for any u∈H1(Sd,dµ)with antipodal symmetry. The limit case p= 2 corresponds to the improved logarithmic Sobolev inequality

Z

Sd

|∇u|2dµ≥ d 2

(d+ 3)2 (d+ 1)2 Z

Sd

|u|2log |u|2 kuk2L2(Sd)

! dµ

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The larger picture: branches of antipodal solutions

8 9 10 11 12 13 14

8 9 10 11 12 13 14

Case d= 5,p= 3: values of the shooting parametera as a function ofλ

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Spectral methods Nonlinear flows on the sphere The bifurcation point of view

The optimal constant in the antipodal framework

æ

æ æ

æ æ

1.5 2.0 2.5 3.0

6 7 8 9 10 11 12

Numerical computation of the optimal constant whend= 5 and 1≤p≤10/3≈3.33. The limiting value of the constant is numerically found to be equal to λ?= 21−2/pd≈6.59754with d= 5 andp= 10/3

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Symmetries, symmetry breaking and bifurcations

in Caffarelli-Kohn-Nirenberg inequalities

BSymmetry, symmetry breaking and branches of solutions BThe sharp result on symmetry

BBifurcation and branches

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Critical Caffarelli-Kohn-Nirenberg inequalities

LetDa,b:=n

v ∈Lp Rd,|x|−bdx

: |x|−a|∇v| ∈L2 Rd,dx o Z

Rd

|v|p

|x|b p dx 2/p

≤ Ca,b

Z

Rd

|∇v|2

|x|2a dx ∀v ∈ Da,b

holds under the conditions thata≤b≤a+ 1ifd≥3,a<b≤a+ 1 ifd = 2,a+ 1/2<b≤a+ 1ifd= 1, anda<ac := (d−2)/2

p= 2d

d−2 + 2 (b−a) (critical case) BAn optimal function among radial functions:

v?(x) =

1 +|x|(p−2) (ac−a)p−22

and C?a,b= k |x|−bv?k2p

k |x|−a∇v?k22

Question: Ca,b= C?a,b (symmetry) orCa,b>C?a,b (symmetry breaking) ?

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Critical CKN: range of the parameters

Figure: d = 3 Z

Rd

|v|p

|x|b p dx 2/p

≤ Ca,b Z

Rd

|∇v|2

|x|2a dx

a b

0 1

−1

b=a

b=a+ 1

a=d−22

a≤b≤a+ 1ifd≥3

a<b≤a+ 1ifd= 2,a+ 1/2<b≤a+ 1ifd= 1 anda<ac := (d−2)/2

p= 2d

d−2 + 2 (b−a)

[Glaser, Martin, Grosse, Thirring (1976)]

[F. Catrina, Z.-Q. Wang (2001)]

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Proving symmetry breaking

[F. Catrina, Z.-Q. Wang],[V. Felli, M. Schneider (2003)]

a b

0

[J.D., Esteban, Loss, Tarantello, 2009]There is a curve which separates the symmetry region from the symmetry breaking region, which is parametrized by a functionp7→a+b

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Moving planes and symmetrization techniques

a b

0

[Chou, Chu],[Horiuchi]

[Betta, Brock, Mercaldo, Posteraro]

+ Perturbation results: [CS Lin, ZQ Wang],[Smets, Willem],[J.D., Esteban, Tarantello 2007],[J.D., Esteban, Loss, Tarantello, 2009]

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Linear instability of radial minimizers:

the Felli-Schneider curve

a b

0

[Catrina, Wang],[Felli, Schneider]The functional

C?a,b Z

Rd

|∇v|2

|x|2a dx− Z

Rd

|v|p

|x|b p dx 2/p

is linearly instable atv =v?

(32)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Direct spectral estimates

a b

0

[J.D., Esteban, Loss, 2011]: sharp interpolation on the sphere and a Keller-Lieb-Thirring spectral estimate on the line

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Numerical results

20 40 60 80 100

10 20 30 40 50

Λ(µ) symmetric non-symmetric asymptotic

bifurcation

Jθ(µ) Jθ(1)µα

Parametric plot of the branch of optimal functions forp= 2.8, d= 5.

Non-symmetric solutions bifurcate from symmetric ones at a bifurcation point computed by V. Felli and M. Schneider. The branch behaves for large values ofΛas predicted by F. Catrina and Z.-Q. Wang

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Other evidences

Further numerical results [J.D., Esteban, 2012](coarse / refined / self-adaptive grids)

20 40 60 80 100 120

10 20 30 40 50 60

Formal commutation of the non-symmetric branch near the bifurcation point[J.D., Esteban, 2013]

Asymptotic energy estimates [J.D., Esteban, 2013]

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Symmetry versus symmetry breaking:

the sharp result

A result based on entropies and nonlinear flows

a b

0

[J.D., Esteban, Loss, 2015]: http://arxiv.org/abs/1506.03664

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

The symmetry result

The Felli & Schneider curve is defined by

bFS(a) := d(ac−a) 2p

(ac−a)2+d−1 +a−ac

Theorem

Let d≥2and p<2. If either a∈[0,ac)and b>0, or a<0 and b≥bFS(a), then the optimal functions for the Caffarelli-Kohn-Nirenberg inequalities are radially symmetric

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

The Emden-Fowler transformation and the cylinder

BWith an Emden-Fowler transformation, Caffarelli-Kohn-Nirenberg inequalities on the Euclidean space are equivalent to

Gagliardo-Nirenberg inequalities on a cylinder

v(r, ω) =ra−acϕ(s, ω) with r =|x|, s=−logr and ω= x r With this transformation, the Caffarelli-Kohn-Nirenberg inequalities can be rewritten as

k∂sϕk2L2(C)+k∇ωϕk2L2(C)+ Λkϕk2L2(C)≥µ(Λ)kϕk2Lp(C) ∀ϕ∈H1(C)

whereΛ := (ac−a)2,C=R×Sd−1 and the optimal constantµ(Λ)is µ(Λ) = 1

Ca,b with a=ac±√

Λ and b= d p ±√

Λ

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Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Generalized Caffarelli-Kohn-Nirenberg inequalities (CKN)

Let2=∞ifd= 1 ord= 2,2= 2d/(d−2) ifd≥3 and define ϑ(p,d) := d(p−2)

2p

[Caffarelli-Kohn-Nirenberg-84]Letd≥1. For anyθ∈[ϑ(p,d),1], withp= d−2+2 (b−a)2d , there exists a positive constantCCKN(θ,p,a) such that

Z

Rd

|u|p

|x|b p dx 2p

≤CCKN(θ,p,a) Z

Rd

|∇u|2

|x|2a dx θZ

Rd

|u|2

|x|2 (a+1) dx 1−θ

In the radial case, withΛ = (a−ac)2, the best constant when the inequality is restricted to radial functions isCCKN(θ,p,a)and

CCKN(θ,p,a)≥CCKN(θ,p,a) = CCKN(θ,p) Λp−22p −θ CCKN(θ,p) =h

2πd/2 Γ(d/2)

i2p−1p h (p−2)2

2+(2θ−1)p

ip−22p h2+(2θ−1)p

2pθ

iθh

4 p+2

i6−p2p

Γ(p−22 +12)

πΓ( 2 ) p−2p

(39)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

The method of Catrina-Wang / Felli-Schneider

Among functionsw ∈H1(C)which depend only on s, the minimum of J[w] :=R

C |∇w|2+14(d−2−2a)2|w|2

dx−[C(θ,p,a)]θ1 (RC|w|pdx)p2θ (RC|w|2dx)1−θθ is achieved byw(y) :=

cosh(λs)p−22

,y = (s, ω)∈R×S=C with λ:= 14(d−2−2a) (p−2)q p+2

2pθ−(p−2) as a solution of λ2(p−2)2w00−4w+ 2p|w|p−2w = 0 Spectrum ofL:=−∆ +κwp−2+µis given forp

1 + 4κ/λ2≥2j+ 1 byλi,j =µ+i(d+i−2)−λ42p

1 + 4κ/λ2−(1 + 2j)2

∀i, j ∈N The eigenspace ofLcorresponding to λ0,0is generated byw The eigenfunctionφ(1,0)associated toλ1,0is not radially symmetric and such thatR

C(1,0)dx= 0andR

Cwp−1φ(1,0)dx= 0 Ifλ1,0<0, optimal functions for (CKN) cannot be radially symmetricandC(θ,p,a)>C(θ,p,a)

(40)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

A parametrization of the solutions

All optimal functions can be computed Bby solving (numerically)

−∆u+µu=up−1 Bby computingΛ = Λθ(µ)(reparametrization) and the corresponding optimal constant is given by

Jθ(µ) :=QθΛθ(µ)[uµ] where

QθΛ[u] :=

k∇uk2L2(C)+ Λkuk2L2(C)

θ

kuk2 (1−θ)L2(C)

kuk2Lp(C)

Ifuµ is symmetric, then

Jθ(µ) =Jθ(1)µα

(41)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Parametric plot of µ 7→ (Λ

θ

( µ ) , J

θ

( µ )) for p = 2 . 8, d = 5, θ = 1

20 40 60 80 100

10 20 30 40 50

Λ(µ) symmetric non-symmetric asymptotic

bifurcation

Jθ(µ) Jθ(1)µα

(42)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Parametric plot of µ 7→ (Λ

θ

( µ ) , J

θ

( µ )) for p = 2 . 8, d = 5, θ = 0 . 8

Λθ(µ) Jθ(µ)

symmetric non-symmetric asymptotic

bifurcation

Jθ(1)µα

(43)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Parametric plot of µ 7→ (Λ

θ

( µ ) , J

θ

( µ )) for p = 2 . 8, d = 5, θ = 0 . 72

Λθ(µ) Jθ(µ)

symmetric non-symmetric asymptotic

bifurcation

Jθ(1)µα

(44)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Enlargement for p = 2 . 8, d = 5, θ = 0 . 95

non-symmetric symmetric

bifurcation Jθ(µ)

Λθ(µ)

(45)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Enlargement for p = 2 . 8, d = 5, θ = 0 . 72

Λθ(µ) Jθ(µ)

symmetric

non-symmetric bifurcation

(46)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Critical case θ = ϑ (p , d )

Jθ(µ) bifurcation

symmetric

non-symmetric

symmetric

Λθ(µ)

KGN

KCKN(ϑ(p,d), ΛFS(p,θ),p) 1/

1/

(47)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Parametric plot of µ 7→ (Λ

θ

( µ ) , J

θ

( µ )) for p = 3 . 15, d = 5, θ = 1

bifurcation

Jθ(µ)

Λθ(µ) Jθ(1)µα

(48)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Parametric plot of µ 7→ (Λ

θ

( µ ) , J

θ

( µ )) for p = 3 . 15, d = 5, θ = 0 . 95

Λθ(µ) Jθ(µ)

bifurcation Jθ(1)µα

J. Dolbeault Optimal constants and spectral gaps

(49)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Case p = 3 . 15, d = 5, θ = ϑ (3 . 15 , 5) ≈ 0 . 9127

bifurcation Jθ(µ)

Λθ(µ) Jθ(1)µα

(50)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry

Generalizations and comments

Local and asymptotic criteria for θ = ϑ (p , d) – numerical

2.9 3.0 3.1 3.2 3.3

!0.10

!0.05 0.05 0.10 0.15

Local criterion: based on an expansion of the solutions near the bifurcation point, it decides whether the branch goes to the right to to the left.

Asymptotic criterion: based on the energy of the branch asΛ→+∞

and an analysis in a semi-classical regime

(51)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

Fast diffusion equations, large time asymptotics, spectrum

BWeighted fast diffusion equations

The equation and the self-similar solutions Without weights

A perturbation result Symmetry breaking More on symmetry

BLarge time asymptotics BLinearization and optimality

Most recent results: joint work with M. Bonforte, M. Muratori and B. Nazaret, and with M.J. Esteban and M. Loss

(52)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

Fast diffusion equations with weights: self-similar solutions

Let us consider thefast diffusion equation with weights ut+|x|γ∇ · |x|−βu∇um−1

= 0 (t,x)∈R+×Rd Hereβ andγ are two real parameters, andm∈[m1,1)with

m1:= 2d−2−β−γ2 (d−γ) GeneralizedBarenblatt self-similar solutions

u?(ρt,x) =tρ(d−γ)Bβ,γ t−ρx

, Bβ,γ(x) = 1 +|x|2+β−γm−11 where1/ρ= (d−γ) (m−mc)withmc:= d−2−βd−γ <m1<1

Self-similar solutions are known to govern the asymptotic behavior of the solutions when(β, γ) = (0,0)

(53)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

Mass conservation d dt

Z

Rd

u dx

|x|γ = 0 and self-similar solutions suggest to introduce the

Time-dependent rescaling u(t,x) =Rγ−dv

(2 +β−γ)−1logR, x R

withR=R(t)defined by dR

dt = (2 +β−γ)R(m−1)(γ−d)−(2+β−γ)+1, R(0) = 1 R(t) =

1 + 2+β−γρ tρ

with1/ρ= (1−m) (γ−d) + 2 +β−γ= (d−γ) (m−mc) AFokker-Planck type equation

vt+|x|γ∇ ·h

|x|−βv∇ vm−1− |x|2+β−γi

= 0 with initial conditionv(t= 0,·) =u0

(54)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

Without weights: time-dependent rescaling, free energy

Time-dependent rescaling: Takeu(τ,y) =R−d(τ)v(t,y/R(τ)) where

dR

dτ =Rd(1−m)−1, t =1 2logR The functionv solves a Fokker-Planck type equation

∂v

∂t = m−1m ∆vm+∇ ·(x v) [Ralston, Newman, 1984] Lyapunov functional:

Generalized entropyor Free energy

F[v] :=

Z

Rd

−vm m +|x|2v

dx− F0

Entropy production is measured by theGeneralized Fisher information

d

dtF[v] =−I[v], I[v] :=

Z

Rd

v∇vm−1+ 2x2 dx

(55)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

Without weights: relative entropy, entropy production

Stationary solution: chooseC such thatkvkL1=kukL1=M >0 v(x) := C+|x|2−1/(1−m)

+

Relative entropy: FixF0 so thatF[v] = 0 Entropy – entropy production inequality

Theorem

d≥3, m∈[d−1d ,+∞), m>12, m6= 1 I[v]≥4F[v]

Corollary

A solution v with initial data u0∈L1+(Rd)such that |x|2u0∈L1(Rd), u0m∈L1(Rd)satisfies

F[v(t,·)]≤ F[u0]e4t

(56)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

More simple facts...

BThe entropy – entropy production inequality is equivalent to the Gagliardo-Nirenberg inequality

[del Pino, J.D.]With1<p≤ d−2d (fast diffusion case) andd ≥3 kwkL2p(Rd)≤ Cp,dGNk∇wkθL2(Rd)kwk1−θLp+1(Rd)

Proofs: variational methods[del Pino, J.D.], orcarr´e du champ method(Bakry-Emery): [Carrillo, Toscani],[Carrillo, V´azquez], [CJMTU]

BSharp asymptotic rates are determined by thespectral gap in the linearized entropy – entropy production (Hardy–Poincar´e) inequality [Blanchet, Bonforte, J.D., Grillo, V´azquez]

BHigher order matching asymptotics can be achieved bybest matchingmethods: [Bonforte, J.D., Grillo, V´azquez],[J.D., Toscani]

(57)

Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum

Weighted fast diffusion flows Large time asymptotics Linearization and optimality

...

BImproved entropy – entropy production inequalitiesϕ(F[v])≤ I[v] can be proved[J.D., Toscani],[Carrillo, Toscani]

BR´enyi entropy powers: concavity, asymptotic regime (self-similar solutions) and Gagliardo-Nirenberg inequalities in scale invariant form [Savar´e, Toscani],[J.D., Toscani]

BConcavity of second moment estimates anddelays [J.D., Toscani]

BStabilityof entropy – entropy production inequalities (scaling methods), and improved rates of convergence[Carrillo, Toscani], [J.D., Toscani]

Références

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