When do spectral problems determine optimal constants in nonlinear interpolation inequalities ?
Jean Dolbeault
http://www.ceremade.dauphine.fr/∼dolbeaul Ceremade, Universit´e Paris-Dauphine
October 20, 2016 Institut Mittag-Leffler
Fall program Interactions between Partial Differential Equations
& Functional Inequalities
Stockholm, September 1st – December 16, 2016
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Outline
BInterpolation inequalities on the sphere
BCaffarelli-Kohn-Nirenberg inequalities: the bifurcation point of view
BGagliardo-Nirenberg and Caffarelli-Kohn-Nirenberg inequalities: an approach based on nonlinear flows
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Interpolation inequalities on the sphere
BA spectral point of view on fractional and non-fractional interpolation inequalities
BThebifurcationpoint of view BFlows on the sphere
Carr´e du champ
Can one prove Sobolev’s inequalities with a heat flow ? Some open problems: constraints and improved inequalities [Beckner, 1993],[J.D., Zhang, 2016]
[Bakry, Emery, 1984]
[Bidault-V´eron, V´eron, 1991],[Bakry, Ledoux, 1996]
[Demange, 2008][J.D., Esteban, Loss, 2014 & 2015]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Non-fractional interpolation inequalities
On thed-dimensional sphere, let us consider the interpolation inequality
k∇uk2L2(Sd)+ d
p−2kuk2L2(Sd) ≥ d
p−2kuk2Lp(Sd) ∀u∈H1(Sd,dµ) where the measuredµis the uniform probability measure on Sd⊂Rd+1 induced by the Lebesgue measure onRd+1
1≤p<2 or 2<p≤2∗:= 2d d−2
ifd ≥3. We adopt the convention that2∗=∞ifd = 1ord= 2.
The casep= 2 corresponds to the logarithmic Sobolev inequality k∇uk2L2(Sd) ≥d
2 Z
Sd
|u|2log |u|2 kuk2L2(Sd)
!
dµ ∀u∈H1(Sd,dµ)\ {0}
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Optimal interpolation inequalities for fractional operators
The sharpHardy-Littlewood-Sobolev inequality onSn[Lieb, 1983]
ZZ
Sn×Sn
F(ζ)|ζ−η|−λF(η)dµ(ζ)dµ(η)≤ Γ(n) Γ n−λ2 2λΓ n2
Γ npkFk2Lp(Sn)
λ∈(0,n),p=2n−λ2n ∈(1,2) λ= 2qn
? where p1+q1
? = 1
Asubcritical interpolation inequality dµis the uniform probability measure onSn
Ls is the fractional Laplace operator of orders∈(0,n) q∈[1,2)∪(2,q?],q?= n−s2n
kFk2Lq(Sn)− kFk2L2(Sn)
q−2 ≤Cq,s Z
Sn
FLsF dµ ∀F ∈Hs/2(Sn)
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The sharp constants
Theorem
[J.D., Zhang]Let n≥1. If either s∈(0,n], q∈[1,2)∪(2,q?], or s=n and q ∈[1,2)∪(2,∞), then
Cq,s = n−s2s Γ
n−s 2
Γ n+s2
C−1q,s =λ1(Ls)= inf
F∈Hs/2(Sn)\RQ[F], Q[F] := (q−2)R
SnFLsF dµ kFk2Lq(Sn)− kFk2L2(Sn)
Sharp subcritical fractional logarithmic Sobolev inequalities Corollary
[J.D., Zhang]Let s∈(0,n]
Z
|F|2 log
|F| k k
dµ≤C2,s Z
FLsF dµ ∀F ∈Hs/2(Sn)
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
From HLS to Sobolev
Lieb’s approach... Decomposition on spherical harmonics:
F=P∞ k=0F(k) Funk-Hecke formula
ZZ
Sn×Sn
F(ζ)|ζ−η|−λF(η)dµ(ζ)dµ(η)
= Γ(n) Γ n−λ2 2λΓ n2
Γ np X∞
k=0
Γ(np) Γ(pn0 +k) Γ(pn0) Γ(np+k) Z
Sn
|F(k)|2dµ
Thefractional Sobolev inequality
kFk2Lq?(Sn)≤ Z
Sn
FKsF dµ:=
X∞ k=0
γk n q?
Z
Sn
|F(k)|2dµ is dual of HLS, whereq?= 2n
n−s is the critical exponent and γk(x) := Γ(x) Γ(n−x+k)
Γ(n−x) Γ(x+k) =(n+k−1−x) (n+k−2−x). . .(n−x) (k−1 +x) (k−2 +x). . .x
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The subcritical inequalities
Ls := 1 κn,s
(Ks−Id) with κn,s := Γ
n q?
Γ n−q?n = Γ
n−s 2
Γ n+s2 Subcritical interpolation inequalities: q∈[1,2)∪(2,q?]
kFk2Lq(Sn)− kFk2L2(Sn)
q−2 ≤Cq,s Z
Sn
FLsF dµ ∀F ∈Hs/2(Sn) Lemma
[J.D., Zhang]For any n≥1, the function q 7→γk n q
−1
q−2 is monotone increasing on(1,∞)for any k≥2
[Beckner, 1993]: ifq∈(2,q?(2)],q?=q?(2) = 2n/(n−2), then δk(x) = 1
κn,s
γk n q
−1
=:δk n q
≤δk n q?
=k(k+n−1)
results inkFk2 − kFk2 ≤q−2k∇Fk2
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Figure: The optimal constantCq,s is independent of q and determined for any given s by the critical case q=q?(s)which corresponds to the
Hardy-Littlewood-Sobolev inequality if s∈(−n,0)and to the Sobolev inequality if s∈(0,n)
The case s= 0corresponds to the critical fractional logarithmic Sobolev inequality if s= 0[Beckner, 1993]and the subcritical fractional logarithmic Sobolev inequality if s∈(0,n].
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Sketch of the proof
q7→γk(n/q)is strictly convexwith respect to qiff xγk00+ 2γk0 >0 ∀x∈(0,n)
⇐⇒αk(x) :=−γγ0kk(x)(x) =Pk−1
j=0 βj(x)withβj(x) =n+1j−x +j+1x solves α2k−α0k−2xαk >0
BA proof by induction: from
α2k ≥2β0
Xk−1
j=1
βj+
k−1X
j=0
βj2
β02−β00−2x β0= 0 and
2β0βj+βj2−βj0−x2βj =(n−x) (n+j−x) (j+x)2 (n+j) (n+2j) 2
we deduce that
α2−α0 −2αk ≥
Xk−1 2 (n+j) (n+2j)
∀k ≥2
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The non-fractional interpolation inequalities (again)
On thed-dimensional sphere, let us consider the interpolation inequality
k∇uk2L2(Sd)+ d
p−2kuk2L2(Sd) ≥ d
p−2kuk2Lp(Sd) ∀u∈H1(Sd,dµ) where the measuredµis the uniform probability measure on Sd⊂Rd+1 corresponding to the measure induced by the Lebesgue measure onRd+1, and the exposantp≥1, p6= 2, is such that
p≤2∗:= 2d d−2
ifd ≥3. We adopt the convention that2∗=∞ifd = 1ord= 2.
The casep= 2 corresponds to the logarithmic Sobolev inequality k∇uk2L2(Sd) ≥d
2 Z
Sd
|u|2log |u|2 kuk2L2(Sd)
!
dµ ∀u∈H1(Sd,dµ)\ {0}
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The Bakry-Emery method
Entropy functional Ep[ρ] := p−21 hR
Sdρ2p dµ− R
Sdρdµ2pi
if p6= 2 E2[ρ] :=R
Sdρlog
ρ kρkL1(Sd)
dµ
Fisher informationfunctional Ip[ρ] :=R
Sd|∇ρ1p|2dµ
Bakry-Emery (carr´e du champ) method: use the heat flow
∂ρ
∂t = ∆ρ
and compute dtdEp[ρ] =− Ip[ρ]and dtdIp[ρ]≤ −dIp[ρ]to get d
dt(Ip[ρ]−dEp[ρ])≤0 =⇒ Ip[ρ]≥dEp[ρ]
withρ=|u|p, ifp≤2#:= (2d−1)d2+12
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The evolution under the fast diffusion flow
To overcome the limitationp≤2#, one can consider a nonlinear diffusion of fast diffusion / porous medium type
∂ρ
∂t = ∆ρm. (1)
[Demange],[J.D., Esteban, Kowalczyk, Loss]: for anyp∈[1,2∗] Kp[ρ] := d
dt
Ip[ρ]−dEp[ρ]
≤0
1.0 1.5 2.5 3.0
0.0 0.5 1.5 2.0
(p,m)admissible region,d = 5
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Cylindrical coordinates, Schwarz symmetrization,
stereographic projection...
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
... and the ultra-spherical operator
Change of variablesz = cosθ,v(θ) =f(z),dνd :=νd2−1dz/Zd, ν(z) := 1−z2
The self-adjointultrasphericaloperator is
Lf := (1−z2)f00−d z f0=νf00+d 2 ν0f0 which satisfieshf1,Lf2i=−R1
−1f10f20νdνd
Proposition
Let p∈[1,2)∪(2,2∗], d ≥1. For any f ∈H1([−1,1],dνd),
− hf,Lfi= Z 1
−1|f0|2ν dνd ≥dkfk2Lp(Sd)− kfk2L2(Sd)
p−2
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The heat equation ∂g∂t =Lg forg =fp can be rewritten in terms off
as ∂f
∂t =Lf + (p−1)|f0|2 f ν
−1 2
d dt
Z 1
−1|f0|2ν dνd =1 2
d
dt hf,Lfi=hLf,Lfi+(p−1) |f0|2
f ν,Lf
d
dtI[g(t,·)] + 2dI[g(t,·)]= d dt
Z 1
−1|f0|2νdνd+ 2d Z 1
−1|f0|2νdνd
=−2 Z 1
−1
|f00|2+ (p−1) d d+ 2
|f0|4
f2 −2 (p−1)d−1 d+ 2
|f0|2f00 f
ν2dνd
is nonpositive if
|f00|2+ (p−1) d d+ 2
|f0|4
f2 − 2 (p−1)d−1 d+ 2
|f0|2f00 f is pointwise nonnegative, which is granted if
(p−1)d−1 d+ 2
2
≤(p−1) d
d+ 2 ⇐⇒ p≤ 2d2+ 1
(d−1)2 = 2#< 2d d−2 = 2∗
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Improved functional inequalities
The range 2#<p≤2∗ is covered using the adapted fast diffusion eq.
∂ρ
∂t = ∆ρm ρ=|u|βp m= 1 +2p
1 β −1
0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0
1 2 3 4 5 6
(p, β)representation of the admissible range of parameters whend= 5 [J.D., Esteban, Kowalczyk, Loss]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Can one prove Sobolev’s inequalities with a heat flow ?
1.0 1.5 2.0 2.5 3.0 3.5
1 2 3 4 5 6
(p, β)representation when d= 5. In the dark grey area, the functional is not monotone under the action of the heat flow[J.D., Esteban,
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The bifurcation point of view
µ(λ)is the optimal constant in the functional inequality
k∇uk2L2(Sd)+λkuk2L2(Sd)≥µ(λ)kuk2Lp(Sd) ∀u∈H1(Sd,dµ)
2 4 6 8 10
2 4 6 8
Here d= 3 andp= 4
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
A critical point ofu7→Qλ[u] := k∇uk2L2(Sd)+λkuk2L2(Sd)
kuk2Lp(Sd)
solves
−∆u+λu=|u|p−2u (EL) up to a multiplication by a constant (and a conformal transformation ifp= 2∗)
The best constantµ(λ) = inf
u∈H1(Sd,dµ)\{0}Qλ[u]is such that µ(λ)< λifλ > p−2d , and µ(λ) =λifλ≤ p−2d so that
d
p−2 = min{λ >0 : µ(λ)< λ}
Rigidity: the unique positive solution of (EL) isu=λ1/(p−2)if λ≤ p−2d
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Constraints and improvements
Taylor expansion:
d = inf
u∈H1(Sd,dµ)\{0}
(p−2)k∇uk2L2(Sd)
kuk2Lp(Sd)− kuk2L2(Sd)
is achieved in the limit asε→0 withu= 1 +ε ϕ1such that
−∆ϕ1=dϕ1
BThis suggest that improved inequalities can be obtained under appropriate orthogonality constraints...
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Integral constraints
With the heat flow...
Proposition
For any p∈(2,2#), the inequality Z 1
−1|f0|2ν dνd+ λ
p−2kfk22≥ λ p−2kfk2p
∀f ∈H1((−1,1),dνd)s.t.
Z 1
−1
z|f|pdνd = 0 holds with
λ≥d+ (d−1)2
d(d+ 2)(2#−p) (λ?−d)
... and with a nonlinear diffusion flow ?
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
Antipodal symmetry
With the additional restriction ofantipodal symmetry, that is
u(−x) =u(x) ∀x∈Sd Theorem
If p∈(1,2)∪(2,2∗), we have Z
Sd
|∇u|2dµ≥ d p−2
1 + (d2−4) (2∗−p)
d(d+ 2) +p−1 kuk2Lp(Sd)− kuk2L2(Sd)
for any u∈H1(Sd,dµ)with antipodal symmetry. The limit case p= 2 corresponds to the improved logarithmic Sobolev inequality
Z
Sd
|∇u|2dµ≥ d 2
(d+ 3)2 (d+ 1)2 Z
Sd
|u|2log |u|2 kuk2L2(Sd)
! dµ
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The larger picture: branches of antipodal solutions
8 9 10 11 12 13 14
8 9 10 11 12 13 14
Case d= 5,p= 3: values of the shooting parametera as a function ofλ
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Spectral methods Nonlinear flows on the sphere The bifurcation point of view
The optimal constant in the antipodal framework
æ
æ æ
æ æ
1.5 2.0 2.5 3.0
6 7 8 9 10 11 12
Numerical computation of the optimal constant whend= 5 and 1≤p≤10/3≈3.33. The limiting value of the constant is numerically found to be equal to λ?= 21−2/pd≈6.59754with d= 5 andp= 10/3
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Symmetries, symmetry breaking and bifurcations
in Caffarelli-Kohn-Nirenberg inequalities
BSymmetry, symmetry breaking and branches of solutions BThe sharp result on symmetry
BBifurcation and branches
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Critical Caffarelli-Kohn-Nirenberg inequalities
LetDa,b:=n
v ∈Lp Rd,|x|−bdx
: |x|−a|∇v| ∈L2 Rd,dx o Z
Rd
|v|p
|x|b p dx 2/p
≤ Ca,b
Z
Rd
|∇v|2
|x|2a dx ∀v ∈ Da,b
holds under the conditions thata≤b≤a+ 1ifd≥3,a<b≤a+ 1 ifd = 2,a+ 1/2<b≤a+ 1ifd= 1, anda<ac := (d−2)/2
p= 2d
d−2 + 2 (b−a) (critical case) BAn optimal function among radial functions:
v?(x) =
1 +|x|(p−2) (ac−a)−p−22
and C?a,b= k |x|−bv?k2p
k |x|−a∇v?k22
Question: Ca,b= C?a,b (symmetry) orCa,b>C?a,b (symmetry breaking) ?
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Critical CKN: range of the parameters
Figure: d = 3 Z
Rd
|v|p
|x|b p dx 2/p
≤ Ca,b Z
Rd
|∇v|2
|x|2a dx
a b
0 1
−1
b=a
b=a+ 1
a=d−22
a≤b≤a+ 1ifd≥3
a<b≤a+ 1ifd= 2,a+ 1/2<b≤a+ 1ifd= 1 anda<ac := (d−2)/2
p= 2d
d−2 + 2 (b−a)
[Glaser, Martin, Grosse, Thirring (1976)]
[F. Catrina, Z.-Q. Wang (2001)]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Proving symmetry breaking
[F. Catrina, Z.-Q. Wang],[V. Felli, M. Schneider (2003)]
a b
0
[J.D., Esteban, Loss, Tarantello, 2009]There is a curve which separates the symmetry region from the symmetry breaking region, which is parametrized by a functionp7→a+b
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Moving planes and symmetrization techniques
a b
0
[Chou, Chu],[Horiuchi]
[Betta, Brock, Mercaldo, Posteraro]
+ Perturbation results: [CS Lin, ZQ Wang],[Smets, Willem],[J.D., Esteban, Tarantello 2007],[J.D., Esteban, Loss, Tarantello, 2009]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Linear instability of radial minimizers:
the Felli-Schneider curve
a b
0
[Catrina, Wang],[Felli, Schneider]The functional
C?a,b Z
Rd
|∇v|2
|x|2a dx− Z
Rd
|v|p
|x|b p dx 2/p
is linearly instable atv =v?
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Direct spectral estimates
a b
0
[J.D., Esteban, Loss, 2011]: sharp interpolation on the sphere and a Keller-Lieb-Thirring spectral estimate on the line
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Numerical results
20 40 60 80 100
10 20 30 40 50
Λ(µ) symmetric non-symmetric asymptotic
bifurcation
Jθ(µ) Jθ(1)µα
Parametric plot of the branch of optimal functions forp= 2.8, d= 5.
Non-symmetric solutions bifurcate from symmetric ones at a bifurcation point computed by V. Felli and M. Schneider. The branch behaves for large values ofΛas predicted by F. Catrina and Z.-Q. Wang
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Other evidences
Further numerical results [J.D., Esteban, 2012](coarse / refined / self-adaptive grids)
20 40 60 80 100 120
10 20 30 40 50 60
Formal commutation of the non-symmetric branch near the bifurcation point[J.D., Esteban, 2013]
Asymptotic energy estimates [J.D., Esteban, 2013]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Symmetry versus symmetry breaking:
the sharp result
A result based on entropies and nonlinear flows
a b
0
[J.D., Esteban, Loss, 2015]: http://arxiv.org/abs/1506.03664
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
The symmetry result
The Felli & Schneider curve is defined by
bFS(a) := d(ac−a) 2p
(ac−a)2+d−1 +a−ac
Theorem
Let d≥2and p<2∗. If either a∈[0,ac)and b>0, or a<0 and b≥bFS(a), then the optimal functions for the Caffarelli-Kohn-Nirenberg inequalities are radially symmetric
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
The Emden-Fowler transformation and the cylinder
BWith an Emden-Fowler transformation, Caffarelli-Kohn-Nirenberg inequalities on the Euclidean space are equivalent to
Gagliardo-Nirenberg inequalities on a cylinder
v(r, ω) =ra−acϕ(s, ω) with r =|x|, s=−logr and ω= x r With this transformation, the Caffarelli-Kohn-Nirenberg inequalities can be rewritten as
k∂sϕk2L2(C)+k∇ωϕk2L2(C)+ Λkϕk2L2(C)≥µ(Λ)kϕk2Lp(C) ∀ϕ∈H1(C)
whereΛ := (ac−a)2,C=R×Sd−1 and the optimal constantµ(Λ)is µ(Λ) = 1
Ca,b with a=ac±√
Λ and b= d p ±√
Λ
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Generalized Caffarelli-Kohn-Nirenberg inequalities (CKN)
Let2∗=∞ifd= 1 ord= 2,2∗= 2d/(d−2) ifd≥3 and define ϑ(p,d) := d(p−2)
2p
[Caffarelli-Kohn-Nirenberg-84]Letd≥1. For anyθ∈[ϑ(p,d),1], withp= d−2+2 (b−a)2d , there exists a positive constantCCKN(θ,p,a) such that
Z
Rd
|u|p
|x|b p dx 2p
≤CCKN(θ,p,a) Z
Rd
|∇u|2
|x|2a dx θZ
Rd
|u|2
|x|2 (a+1) dx 1−θ
In the radial case, withΛ = (a−ac)2, the best constant when the inequality is restricted to radial functions isC∗CKN(θ,p,a)and
CCKN(θ,p,a)≥C∗CKN(θ,p,a) = C∗CKN(θ,p) Λp−22p −θ C∗CKN(θ,p) =h
2πd/2 Γ(d/2)
i2p−1p h (p−2)2
2+(2θ−1)p
ip−22p h2+(2θ−1)p
2pθ
iθh
4 p+2
i6−p2p
Γ(p−22 +12)
√πΓ( 2 ) p−2p
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
The method of Catrina-Wang / Felli-Schneider
Among functionsw ∈H1(C)which depend only on s, the minimum of J[w] :=R
C |∇w|2+14(d−2−2a)2|w|2
dx−[C∗(θ,p,a)]−θ1 (RC|w|pdx)p2θ (RC|w|2dx)1−θθ is achieved byw(y) :=
cosh(λs)−p−22
,y = (s, ω)∈R×S=C with λ:= 14(d−2−2a) (p−2)q p+2
2pθ−(p−2) as a solution of λ2(p−2)2w00−4w+ 2p|w|p−2w = 0 Spectrum ofL:=−∆ +κwp−2+µis given forp
1 + 4κ/λ2≥2j+ 1 byλi,j =µ+i(d+i−2)−λ42p
1 + 4κ/λ2−(1 + 2j)2
∀i, j ∈N The eigenspace ofLcorresponding to λ0,0is generated byw The eigenfunctionφ(1,0)associated toλ1,0is not radially symmetric and such thatR
Cwφ(1,0)dx= 0andR
Cwp−1φ(1,0)dx= 0 Ifλ1,0<0, optimal functions for (CKN) cannot be radially symmetricandC(θ,p,a)>C∗(θ,p,a)
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
A parametrization of the solutions
All optimal functions can be computed Bby solving (numerically)
−∆u+µu=up−1 Bby computingΛ = Λθ(µ)(reparametrization) and the corresponding optimal constant is given by
Jθ(µ) :=QθΛθ(µ)[uµ] where
QθΛ[u] :=
k∇uk2L2(C)+ Λkuk2L2(C)
θ
kuk2 (1−θ)L2(C)
kuk2Lp(C)
Ifuµ is symmetric, then
Jθ(µ) =Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Parametric plot of µ 7→ (Λ
θ( µ ) , J
θ( µ )) for p = 2 . 8, d = 5, θ = 1
20 40 60 80 100
10 20 30 40 50
Λ(µ) symmetric non-symmetric asymptotic
bifurcation
Jθ(µ) Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Parametric plot of µ 7→ (Λ
θ( µ ) , J
θ( µ )) for p = 2 . 8, d = 5, θ = 0 . 8
Λθ(µ) Jθ(µ)
symmetric non-symmetric asymptotic
bifurcation
Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Parametric plot of µ 7→ (Λ
θ( µ ) , J
θ( µ )) for p = 2 . 8, d = 5, θ = 0 . 72
Λθ(µ) Jθ(µ)
symmetric non-symmetric asymptotic
bifurcation
Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Enlargement for p = 2 . 8, d = 5, θ = 0 . 95
non-symmetric symmetric
bifurcation Jθ(µ)
Λθ(µ)
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Enlargement for p = 2 . 8, d = 5, θ = 0 . 72
Λθ(µ) Jθ(µ)
symmetric
non-symmetric bifurcation
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Critical case θ = ϑ (p , d )
Jθ(µ) bifurcation
symmetric
non-symmetric
symmetric
Λθ(µ)
KGN
KCKN(ϑ(p,d), ΛFS(p,θ),p) 1/
1/
∗
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Parametric plot of µ 7→ (Λ
θ( µ ) , J
θ( µ )) for p = 3 . 15, d = 5, θ = 1
bifurcation
Jθ(µ)
Λθ(µ) Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Parametric plot of µ 7→ (Λ
θ( µ ) , J
θ( µ )) for p = 3 . 15, d = 5, θ = 0 . 95
Λθ(µ) Jθ(µ)
bifurcation Jθ(1)µα
J. Dolbeault Optimal constants and spectral gaps
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Case p = 3 . 15, d = 5, θ = ϑ (3 . 15 , 5) ≈ 0 . 9127
bifurcation Jθ(µ)
Λθ(µ) Jθ(1)µα
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Symmetry, symmetry breaking and branches of solutions The sharp result on symmetry
Generalizations and comments
Local and asymptotic criteria for θ = ϑ (p , d) – numerical
2.9 3.0 3.1 3.2 3.3
!0.10
!0.05 0.05 0.10 0.15
Local criterion: based on an expansion of the solutions near the bifurcation point, it decides whether the branch goes to the right to to the left.
Asymptotic criterion: based on the energy of the branch asΛ→+∞
and an analysis in a semi-classical regime
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
Fast diffusion equations, large time asymptotics, spectrum
BWeighted fast diffusion equations
The equation and the self-similar solutions Without weights
A perturbation result Symmetry breaking More on symmetry
BLarge time asymptotics BLinearization and optimality
Most recent results: joint work with M. Bonforte, M. Muratori and B. Nazaret, and with M.J. Esteban and M. Loss
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
Fast diffusion equations with weights: self-similar solutions
Let us consider thefast diffusion equation with weights ut+|x|γ∇ · |x|−βu∇um−1
= 0 (t,x)∈R+×Rd Hereβ andγ are two real parameters, andm∈[m1,1)with
m1:= 2d−2−β−γ2 (d−γ) GeneralizedBarenblatt self-similar solutions
u?(ρt,x) =t−ρ(d−γ)Bβ,γ t−ρx
, Bβ,γ(x) = 1 +|x|2+β−γm−11 where1/ρ= (d−γ) (m−mc)withmc:= d−2−βd−γ <m1<1
Self-similar solutions are known to govern the asymptotic behavior of the solutions when(β, γ) = (0,0)
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
Mass conservation d dt
Z
Rd
u dx
|x|γ = 0 and self-similar solutions suggest to introduce the
Time-dependent rescaling u(t,x) =Rγ−dv
(2 +β−γ)−1logR, x R
withR=R(t)defined by dR
dt = (2 +β−γ)R(m−1)(γ−d)−(2+β−γ)+1, R(0) = 1 R(t) =
1 + 2+β−γρ tρ
with1/ρ= (1−m) (γ−d) + 2 +β−γ= (d−γ) (m−mc) AFokker-Planck type equation
vt+|x|γ∇ ·h
|x|−βv∇ vm−1− |x|2+β−γi
= 0 with initial conditionv(t= 0,·) =u0
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
Without weights: time-dependent rescaling, free energy
Time-dependent rescaling: Takeu(τ,y) =R−d(τ)v(t,y/R(τ)) where
dR
dτ =Rd(1−m)−1, t =1 2logR The functionv solves a Fokker-Planck type equation
∂v
∂t = m−1m ∆vm+∇ ·(x v) [Ralston, Newman, 1984] Lyapunov functional:
Generalized entropyor Free energy
F[v] :=
Z
Rd
−vm m +|x|2v
dx− F0
Entropy production is measured by theGeneralized Fisher information
d
dtF[v] =−I[v], I[v] :=
Z
Rd
v∇vm−1+ 2x2 dx
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
Without weights: relative entropy, entropy production
Stationary solution: chooseC such thatkv∞kL1=kukL1=M >0 v∞(x) := C+|x|2−1/(1−m)
+
Relative entropy: FixF0 so thatF[v∞] = 0 Entropy – entropy production inequality
Theorem
d≥3, m∈[d−1d ,+∞), m>12, m6= 1 I[v]≥4F[v]
Corollary
A solution v with initial data u0∈L1+(Rd)such that |x|2u0∈L1(Rd), u0m∈L1(Rd)satisfies
F[v(t,·)]≤ F[u0]e−4t
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
More simple facts...
BThe entropy – entropy production inequality is equivalent to the Gagliardo-Nirenberg inequality
[del Pino, J.D.]With1<p≤ d−2d (fast diffusion case) andd ≥3 kwkL2p(Rd)≤ Cp,dGNk∇wkθL2(Rd)kwk1−θLp+1(Rd)
Proofs: variational methods[del Pino, J.D.], orcarr´e du champ method(Bakry-Emery): [Carrillo, Toscani],[Carrillo, V´azquez], [CJMTU]
BSharp asymptotic rates are determined by thespectral gap in the linearized entropy – entropy production (Hardy–Poincar´e) inequality [Blanchet, Bonforte, J.D., Grillo, V´azquez]
BHigher order matching asymptotics can be achieved bybest matchingmethods: [Bonforte, J.D., Grillo, V´azquez],[J.D., Toscani]
Interpolation inequalities on the sphere Caffarelli-Kohn-Nirenberg inequalities Fast diffusion equations, large time asymptotics, spectrum
Weighted fast diffusion flows Large time asymptotics Linearization and optimality
...
BImproved entropy – entropy production inequalitiesϕ(F[v])≤ I[v] can be proved[J.D., Toscani],[Carrillo, Toscani]
BR´enyi entropy powers: concavity, asymptotic regime (self-similar solutions) and Gagliardo-Nirenberg inequalities in scale invariant form [Savar´e, Toscani],[J.D., Toscani]
BConcavity of second moment estimates anddelays [J.D., Toscani]
BStabilityof entropy – entropy production inequalities (scaling methods), and improved rates of convergence[Carrillo, Toscani], [J.D., Toscani]