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Disruption of gamma–delta relationship related to working memory deficits in first-episode psychosis

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Disruption of gamma–delta relationship related to working memory

deficits in first-episode psychosis

Pascal Missonnier1,2 · Anne Prévot1,3 · François R. Herrmann4 · Joseph Ventura5 · Anna Padée1 · Marco C. G. Merlo1

Abstract

Working memory (WM) deficits constitute a core symptom of schizophrenia. Inadequacy of WM maintenance in schizo-phrenia has been reported to reflect abnormalities in the excitation/inhibition (E/I) balance between pyramidal neurons and parvalbumin basket cells, which may explain alterations of the dynamics of gamma and delta oscillations. To address this issue, we assessed event-related gamma (35–45 Hz) and delta (0.5–4 Hz) oscillatory responses in a visual

n-back WM task in patients with first-episode psychosis (FEP) and healthy controls (HC). Periodicity analyses of

oscillations were computed to explore the relationship between the psychiatric status and the WM load-related processes reflected by each frequency range. The correspondence between nested delta–gamma oscillations was estimated to assess the strength of the frontal E/I balance. In HC, gamma oscillations were synchronized by the stimulus in a 50–150 ms time range for all tasks, and periodicity of the delta cycle was comparable between the tasks. In addition, synchronization of gamma oscillations in HC occurred at the maximal descending phase of the delta cycle half-period, supporting the coexistence of delta-nested gamma oscillations. Compared with controls, FEP patients showed a lack of gamma synchronization independently of the nature of the task, and the period of delta oscillation increased significantly with the difficulty of the WM task. We thus demonstrated in FEP an inability to encode multiple items in short-term memory associated with abnormalities in the relationship between oscilla-tions related to the difficulty of the WM task. These results argue in favor of a dysfunction of the E/I balance in psychosis.

Keywords First-episode psychosis · Delta and gamma nesting · Working memory · Dorsolateral prefrontal cortex · Excitation/inhibition balance

Introduction

Schizophrenia is a severe psychiatric disorder with a lifetime risk of about 1% (American Psychiatric Association 2013). Delusions, hallucinations, and disorganization of thought, as well as impairments of social functioning, characterize the disease (American Psychiatric Association 2013). In addi-tion, these clinical symptoms are associated with important cognitive dysfunctions which appear to result from altera-tions of neuronal oscillaaltera-tions activity (Uhlhaas and Singer

2010), thereby impairing communication and coordination between different brain regions. This is important because synchronous activities of neuronal networks play a key role in the maturation of the brain (Uhlhaas et al. 2010) and a default during a late period of brain development is another well-known clinical characteristic of schizophrenia (Lisman

2012).

Numerous findings suggest that a disruption of the bal-ance of the cortical ratio between excitation and inhibition

* Pascal Missonnier pascal.missonnier@unifr.ch

1 Laboratory for Psychiatric Neuroscience and Psychotherapy, Department of Neuroscience and Movement Sciences, Medicine Section, Faculty of Science and Medicine, University of Fribourg, Chemin du Musée 5, 1700 Fribourg, Switzerland

2

Mental Health Network Fribourg (RFSM), Sector of Psychiatry and Psychotherapy for Adults, L’Hôpital 140, Case postale 90, 1633 Marsens, Switzerland

3 School of Health Sciences (HEdS-FR), University of Applied Sciences and Arts Western Switzerland, 1700 Fribourg, Switzerland

4

Division of Geriatrics, Department of Rehabilitation and Geriatrics, Geneva University Hospitals and University of Geneva, 1226 Thônex, Switzerland

5 Department of Psychiatry and Biobehavioural Sciences, University of California, Los Angeles (UCLA), Los Angeles, CA, USA

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Published in "Journal of Neural Transmission 127(1): 103–115, 2020"

which should be cited to refer to this work.

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(E/I) in the dorsolateral prefrontal cortex (DLPFC), a criti-cal liability region in schizophrenia, could be the origin of cognitive deficits (Anticevic and Lisman 2017).

Typically, the E/I balance is ensured by a local synergis-tic relation between: (1) excitatory glutamatergic pyrami-dal neurons oscillating in the delta low-frequency band (0.5–4 Hz) (Pratt et al. 2017); and (2) parvalbumin basket cells (PVBCs), a type of interneuron from the GABAergic neurons class extensively connected with several pyramidal neurons, thereby constituting neuronal networks that syn-chronize pyramidal cell firing (for review, Fries et al. 2007; Buzsáki and Wang 2012). PVBCs play an important role in the generation of high-frequency gamma oscillations (> 30 Hz), due to their fast-spiking characteristics and the synaptic short-time dynamics (Zaitsev and Lewis 2013).

In schizophrenia, however, these gamma oscillations suf-fer a decrease of the intensity of their signal (for review, Reilly et al. 2018). This results first from multiple pre- and postsynaptic receptor abnormalities in PVBCs (Lewis et al.

2011; Lewis 2012). Moreover, the synthesis as well as the release of GABA by PVBCs decreased, leading to a lower chloride influx into pyramidal cells, hence a reduction of the hyperpolarizing role of GABA, as well as a weakened pyramidal cell inhibition (Lewis et al. 2011). Taken together, these observations have suggested a new model of E/I dys-function in schizophrenia in which the decrease of PVBCs inhibition would reflect a compensation for an upstream defi-cit in pyramidal cell exdefi-citation. As a result, in this model, the cortical E/I ratio is set to a lower level of both excitation and inhibition. Therefore, in situations of high levels of cogni-tive demand, the schizophrenic brain is unable to generate adapted power gamma oscillations, resulting in impaired cognition (Uhlhaas and Singer 2010, 2013).

Working memory (WM) is a high-level cognitive func-tion which refers to temporary online maintenance of new information in short-term memory (STM) to process and use relevant information (Baddeley 2000). In the dorsolateral prefrontal cortex (DLPFC), interactions of neuronal theta (4–8 Hz) and gamma (> 30 Hz) oscillations are essential for cognitive control, especially of WM (Mainy et al. 2007; Palva et al. 2010; Lisman and Jensen 2013a, b; Kamiński et al. 2011; Lundqvist et al. 2016; Barr et al. 2017). Physi-ologically, coupled theta and gamma oscillations create a neural code allowing the representation of multiple items in a defined order (Lisman and Buzsáki 2008; Kamiński et al.

2011; Leszczyński et al. 2015; Rajji et al. 2017). Multiple bits of information are thus simultaneously maintained in the WM by consecutive gamma oscillations (cycles of a period of 25 ms), while lower-frequency oscillation bands underlie the sequential order of the information. Moreover, delta phase (0.5–4 Hz) modulates the amplitude of theta, so that gamma oscillations (through their linkage with theta oscillations) are locked into the maximal ascending phase of

delta (Lisman and Buzsáki 2008; Lisman and Jensen 2013a,

b). Rhythmic brain oscillations have also been shown to be related in a nested fashion (Lakatos et al. 2005; Lisman and Jensen 2013a, b). Therefore, delta oscillation serves as a gating mechanism for WM operations. Altogether, WM maintenance of multiple bits of information clearly relies on a hierarchy of neural oscillations.

Working memory deficits constitute a core symptom of schizophrenia. Previous contributions documented that aber-rant event-related gamma oscillation parameters occur in schizophrenia during WM tasks (Uhlhaas et al. 2008; Haen-schel et al. 2009). This abnormal profile of gamma activity exists in the initial phases of WM processes and during the initial period of encoding, as well as during the maintenance phase (Uhlhaas et al. 2008; Spencer et al. 2004, 2008). This highlights the deficit in psychotic patients for modulating neural networks engaged during WM-related processes in an appropriate manner. Many studies have reported similar neu-rophysiological disturbances in gamma oscillation patterns in first-episode psychosis (FEP) patients (Lett et al. 2014; Senkowski and Gallinat 2015; Başar-Eroglu et al. 2007; Reilly et al. 2018). Moreover, dysfunctional oscillations in magnetoencephalography delta (8–12 Hz) frequency ranges are present during the engagement of different processes of WM in schizophrenia (Ince et al. 2009). Interestingly, previ-ous findings in an auditory modality documented WM defi-cits associated with a major delta desynchronization in EEG, as well as a moderate impairment of gamma synchronization (Puvvada et al. 2018). Other contributions pointed to dete-riorated evoked (as compared to induced) delta responses to target stimuli in schizophrenia patients (Doege et al. 2010; Güntekin and Başar 2016), supporting the idea of deficits in the initial phases of WM processes. These findings strongly suggest that deficits in delta generation in patients would exert a more fundamental role and stronger contributions to WM deficits.

Until now, coordination between oscillations in psychosis was only studied between theta phase and gamma amplitude (Barr et al. 2017). The interaction between delta and gamma oscillations has not yet been investigated in early psychosis, although polyrhythmic working is the critical issue for an adequate comprehension of the neuronal networks activity. In this context, analysis of the time relationship of high- and low-frequency oscillations in a WM paradigm seems par-ticularly adapted to address the hypothesis that a disrupted frontal E/I balance may induce or underlie impairments in DLPFC-dependent behaviors.

First, we performed an EEG activation study in FEP patients and healthy controls (HC). We then analyzed the synchronization of oscillations and the relationship between frequencies of delta and gamma oscillations in participants that successfully performed an n-back WM task, as well

as oddball detection and n-back passive fixation tasks.

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As postulated by the model of cortical dysfunction, we hypothesized that the more difficult the task, the stronger the decrease of oscillations periodicity would be in FEP patients. Using analysis based on the timing sequence of cycles of oscillations, we were able to unveil the presence and the time of occurrence of a synchronicity between delta and gamma oscillations.

Methods

Participants

The present work is based on data collected for a previous study performed in a cohort of healthy controls and first-episode psychosis patients (Missonnier et al. 2012, 2017). The protocol was approved by the Ethics Committee of the University Hospitals of Geneva, Switzerland. Details of data collection and population demographics have been exten-sively described previously (Missonnier et al. 2012, 2017). First, eighteen adult healthy controls (HC) and fifteen patients with first-episode psychosis (FEP) were recruited in the specialized program for young adult psychiatric patients (JADE) in Geneva. As the two groups differed in age (Student’s t test, t = 3.501; degrees of freedom (df) = 31, p = 0.0014) but not by gender (Pearson 𝜒2(1) = 1.8658,

p = 0.172), we performed a manual age matching by

dis-carding the two oldest healthy controls and the younger patient, resulting in a new HC group (N = 16 unique

con-trols) and a new FEP group (N = 14 unique patients). This

process decreased the group age difference to 2.14 instead of 2.60 years (Student’s t test, t = 2.9856; df = 28, p = 0.0058),

while gender proportion remains equivalent (Pearson 𝜒2 (1) = 1.4286, p = 0.232). Using a mathematical procedure

of matching (see method below) the two groups were made numerically equivalent and do not differ either on gender (McNemar’s chi square, odds ratio = 1.000), or on age (Pr(|T| >|t|) = 0.0728). Two experienced independent

psy-chiatrists made the diagnosis according to the DSM-IV cri-teria (American Psychiatric Association 1994). Six patients were diagnosed with schizophreniform psychotic disorder and eight with schizophrenia. Five patients had a history of recreational cannabis use. Patients with other types of drug abuse, as well as with history of sustained head injury or other neurologic or psychiatric disorders, were excluded. The severity of the patients’ symptoms was rated using items of the Brief Psychiatric Rating Scale (BPRS) (Ventura et al.

1993; Missonnier et al. 2012, 2017).

Controls had no history of sustained head injury or other neurologic or psychiatric disorders. All participants had normal or corrected-to-normal vision. Demographic char-acteristics of all participants and clinical information of FEP patients are provided (Table 1).

Experimental design

Participants performed a n-back working memory task,

in which subjects viewed a continuous stream of stimuli (pseudo-random sequences of letters) and had to press a button for each stimulus whenever it matched the stimulus shown in stimuli earlier in the sequence (n = 1- or 2-back)

(Nystrom et al. 2000). The protocol also included an atten-tional active detection task (memory free) and a passive fixation of letter series task (see Fig. 1 and Missonnier et al. 2012, 2017 for thorough description of the experi-mental procedures). The duration of the experiment was approximately 40 min.

Electrophysiological recordings

Continuous EEG (Brain Quick system 98, Micromed, Treviso, Italy) was recorded using 20 surface electrodes placed over the scalp according to the 10–20 international electrode placement system (Homan et  al. 1987), with linked earlobes as a reference. Skin impedance was kept below 5 kΩ. Electrophysiological signals were sampled at 1024 Hz with a lower and upper cutoff of 0.33 Hz and 120  Hz, respectively (DC amplifiers, Micromed). The electrooculogram was recorded using two pairs of bipolar electrodes in both vertical and horizontal directions. Sin-gle transistor–transistor logic (TTL) pulses synchronized with stimulus onset were recorded and used offline to seg-ment the continuous EEG data into epochs time locked to stimulus onset.

Table 1 Demographic and clinical characteristics of the healthy con-trols (HC) and first-episode psychosis (FEP) patients

Data represent means ± SD

BPRS Brief Psychiatric Rating Scale

Healthy controls (HC)

 Age, years 24.7 ± 1.4

 Gender (f/m) 8/8

First-episode psychosis (FEP)

 Age, years 22.5 ± 2.3

 Gender (f/m) 4/10

Positive symptoms (BPRS items)

  Bizarre behavior 1.6 ± 0.9

  Unusual thought content 2.5 ± 1.3

  Hallucination 1.7 ± 1.4   Suspiciousness 1.7 ± 1.4  Negative symptoms (BPRS)   Blunted effect 3.2 ± 1.2   Emotional withdrawal 1.9 ± 1.5

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Data processing

Data were analyzed with the BrainVision Analyzer 2 soft-ware (Brain Products GmbH, Munich, Germany). After artifact removal and offline correction of ocular artifacts with an independent component analysis using the infomax algorithm (Jung et al. 2000), the spatial resolution of the EEG data was enhanced by surface Laplacian estimation (regularized 3D spline function, order 4). This acts as a high-pass spatial filter reducing head volume conduction and cancels out the influence of the reference electrode (Perrin et al. 1987; Babiloni et al. 1996). All subsequent analyses were performed on the Laplacian-transformed EEG signal (μV/m2) computed at each electrode. Next, the Laplacian-transformed EEGs detached into windows of 4000  ms

(starting 500 ms before stimulus onset) were automatically scanned for contamination by muscular or electrode arti-facts (criteria for rejection: voltage step > 50 μV/ms or peak-to-peak deflection within 300-ms intervals > 200 μV/ms). The remaining trials were inspected visually to control for residual minor artifacts. To eliminate effects from manual responses and exclude the confounding effect of motor pro-cessing, data from trials with correct answers without motor responses were averaged according to task conditions. Then, event-related oscillations were averaged over a window of 1050 ms with a 525-ms prestimulus onset, and filtered at 0.5–4 Hz (delta) and 35–45 Hz (gamma) frequency bands using a narrow band-pass filter (− 48 dB/octave). Analyses of the segment-evoked oscillations included the frontal (F3, Fz, F4) electrodes. Finally, to exclude task-related effects on additional oscillatory components, we also investigated event-related oscillations on theta (4.5–7.5 Hz) and alpha (8–12 Hz) frequency bands.

On average for healthy participants, the number of arti-fact-free trials (epochs) was 58.50 ± 10.83, 61.31 ± 8.01, 57.25 ± 16.94 and 58.00 ± 9.39 in passive and detection tasks, as well as 1- and 2-back tasks, respectively. Simi-lar numbers were obtained for FEP with 57.56 ± 16.16, 48.06 ± 17.81, 52.19 ± 17.60 and 51.81 ± 17.71, respectively. Estimation of synchronization of event-related oscillations and statistical analysis

Event-related spectrograms analysis

To ensure the accuracy of the frequency bands and time periods retained in our analyses, we performed a short-time fast transform Fourier (STFFT) across time and frequence (i.e., STFFT spectrogram) analysis. The event-related SFFT spectrograms were assessed over a window of 5000  ms including a 2000 ms prestimulus using custom scripts under MATLAB v7.04 (Mathworks, Natick, MA), with addition of the Chronux software package (chronux.org). Data from all participants in both groups were aggregated for each task separately. We also aggregated data of 1-back and 2-back tasks together. Results will be presented for electrodes F3, F4, Fz, as well as the average of all three electrodes (see Fig. 3 in “Results”).

Finally, we performed a baseline correction on each spec-trogram by averaging the power density for each frequency over the first 2000 ms prestimulus, hence subtracting the resting state activity occurring before time zero of the exper-iment from further measurements.

Trial by trial event-related spectral energy changes were analyzed from 0.3 to 60 Hz within one analysis window. This method allows for visualizing significant variations of the energy spectrum (power [dB]) during the time of the frequencies of interest with the voltage-in-time average. We

a Passive

Time

ISI 5 sec

Leer presentaon 0.5 sec

Target c 1-back -1 b Detecon Targets d 2-back Target -2 -1

Fig. 1 Schematic representation of the four experimental tasks. a In the passive fixation task, letter series identical to the 2-back work-ing memory task (d) are presented. The subject must only watch the series; no motor action is required. b In the detection attention task, the subject must press a pushbutton as soon as a background patch without letter is presented (Target). c, d In the 1-back and 2-back working memory tasks, the subject must press a button when the let-ter presented (Target) is identified as being identical to the one pre-sented one trial back (i.e., 1-back task), or two trials back (i.e., 2-back task). Stimulus duration = letter presentation = 0.5  s; inter-stimulus interval (ISI) = 5 s

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chose a cold-to-hot color rendering, with green/blue denot-ing the lowest energy and orange/red the highest energy. Synchronicity analysis

First, amplitudes of oscillations were plotted against time, allowing for a time series analysis. In the present context, this method offers a tool to formalize the periodicity of a sig-nal (i.e., a complete cycle of an oscillation, or sigsig-nal period) which corresponds to analysis of oscillations synchronicity. Thus, the time series analysis allows to determine precisely whether neural populations are simultaneously activated, resulting in a cycle of oscillation (Buzsáki and Wang 2012).

The estimation of the period synchronicity consisted of first identifying automatically the points on the x-axis

(time) where the oscillation changes sign (i.e., period shift), also called nodes. The nodes values were computed from a simple linear regression formula expressed as the minus of the intercept value divided by the slope of the curve passing between the points before and after the crossing of the x-axis. Then, distances between two adjacent nodes

were calculated to obtain the half-period of the oscillation. Finally, by dividing the standard deviation of the half-period by its mean, we obtained the coefficient of variation of the half-period. The phase synchronicity measurement was per-formed for each subject and task for both gamma and delta oscillations.

For gamma oscillations, we analyzed the half-period coef-ficient of variation between 50 and 150 ms using repeated-measures ANOVA with group (HC, FEP) and task (passive, detection, 1-back, 2-back) effects as well as their interac-tions, with the task being the repeated factor.

For delta oscillations, we analyzed the first two half-periods with repeated-measures linear regression models to compare the average period (i.e., the dependent variable) between both groups while adjusting for task, the average value of the first node, with a group by task interaction.

A matching procedure exploring potential effects of inde-pendent factors was performed, with age and gender as match-ing variables. First, to ensure that both groups were compara-ble despite an uneven number of patients, and therefore that the matching procedure was adequate, we performed two additional tests, namely the McNemar’s Chi-squared test as well as paired t test. The exact McNemar’s Chi square

signifi-cance probability was = 1.0000, proving that both groups were strictly identical for gender. Likewise, the paired t test value

was Pr(|T| >|t|) = 0.0728, showing that both groups were also

comparable for age (HC = 24.7 ± 1.4, FEP = 24.1 ± 1.17). We were therefore able to compare the first two half-periods of the delta cycle between controls and gender- and age-matched FEP groups: each case was matched to one control for gen-der and age using Stata’s “nnmatch” command. This function provides nearest-neighbor matching estimators for average

treatment effects (statistic average treatment effects; SATC), thus allowing individual observations to be used as a match more than once. Compared with matching without replace-ment, this method may increase the level of variance but fore-most lowers bias (Abadie et al. 2004).

Behavioral statistics

Reaction time and performance measures were normally distributed according to the Shapiro–Francia W test. Group (controls vs. first-episode patients), task condition (passive, detection, 1-back, 2-back), and a group by task interaction term were included as independent variables in a repeated-measures analysis of variance (ANOVA) to analyze their respective influence on each of the dependent variables (reaction time, performance measures and number of EEG epochs). The significance values of the repeated factors in the ANOVA were determined using Box’s conservative cor-rection factor. We performed post hoc analysis using the Scheffé test.

The statistical threshold was set at p < 0.05. Statistical

analyses were performed using the Stata software package, version 15.1 (Statcorp, College Station, TX, USA, 2018).

Results

Behavioral data

During the n-back testing, reaction times increased as the tasks became more difficult in both HC and FEP (F(2,

56) = 23.16, p < 0.001) demonstrating a task effect. Post hoc

Scheffé test revealed that the 2-back reaction times were significantly increased as compared to detection and 1-back (Scheffé p < 0.001). Neither group effect nor group and task

interaction were observed (Fig. 2a).

All participants performed well in n-back and detection tasks, with a minimum of 92% of correct responses (Fig. 2b). As expected, performance was related to task difficulty (F(2,

56) = 34.36, p < 0.001) in both groups. Performances for the

control and 1-back tasks did not differ significantly, however, all participants performed significantly worse in the 2-back task (Scheffé p < 0.001) demonstrating a task effect.

Participants’ performances were also affected by the psy-chiatric status (F(1, 28) = 9.10, p < 0.005). Post hoc analyses

revealed that this effect was restricted to the 2-back task (Scheffé p < 0.001).

Electrophysiological data Event-related spectrogram analysis

The presentation of energy averaged across single trials over frontal electrodes showed a transient energy in delta

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(0.5–3.5 Hz) and gamma (35–45 Hz) frequency band dur-ing 0–1000 ms and 50–250 ms, respectively, after stimulus onset in both groups for no-WM and WM tasks (Fig. 3a, b). These visual observations validate the frequency bands and time windows for subsequent synchronization measure-ment. No topological differences between hemisphere on brain oscillations was observed (Fig. 3c, for example in the 2-back task for HC), supporting the use of average frontal electrodes.

Synchronization measurement of event-related oscillations The time series representation of oscillations was performed to investigate whether synchronization of neuronal activation differed between controls and FEP.

For both groups, the stimulus elicited a series of gamma oscillations in the time range of 0–300 ms. During the interval 50–150 ms post-stimulus (gray area on Fig. 4a), a

synchronized gamma activity containing four oscillation cycles of ~ 25 ms was observed for all tasks in HC (Fig. 4a, upper panel). In the same time interval, there was no syn-chronization of neuronal activation (i.e., absence of cycle of ~ 25 ms) in the FEP patients (Fig. 4a, lower panel), as demonstrated by the significantly different gamma dynam-ics (t = 2.61, p < 0.02 as compared to HC). No task effect

or two-way interactions between factors were observed. Figure. 4b displays the circular phase diagram plots of a frontal gamma cycle with a period of 100 ms. The non-overlapping of the circular shapes between tasks in HC (Fig. 4b upper panel) is a graphical illustration that gamma activity was well synchronized by the stimulus in HC for all tasks. In contrast, the presence of overlap in FEP patients (Fig. 4b lower panel) indicates a lack of synchronization of neuronal populations whatever the task performed by the patients.

The same analysis was repeated after nearest-neighbor matching for age and gender variables and yielded similar results (passive: p = 0.063; detection: p = 0.285; 1-back:

p = 0.612 and 2-back: p = 0.280). Therefore, age and

gen-der do not modify statistical differences, hence our results. Time series of delta oscillations in a time range 0–800 ms for each task and group is illustrated in Fig. 5. A cycle of delta oscillation of ~ 400 ms was observed after stimulus onset in both groups for all tasks.

The time interval, or period, of the delta cycle was not significantly different between the two groups (t = − 0.45, p = 0.656). However, significant task effects were observed

on the period of the cycle of delta oscillation, revealing an increase of the oscillation period for the 1-back (t = − 2.84, p = 0.012) and the 2-back (t = − 2.58, p = 0.020) tasks.

The two-way group × task interaction revealed that the increased oscillation period was present in FEP only (for 1-back: t = 2.23, p = 0.040; and for 2-back: t = 2.28, p = 0.037) (see dotted lines in Fig. 5).

The same analysis was repeated after nearest-neighbor matching for age and gender variables and yielded simi-lar results (passive: p = 0.302; detection: p = 0.777 1-back p = 0.110 and 2-back: p = 0.674).

As expected, the time series in the theta and alpha fre-quency ranges revealed a cycle of oscillations in a time range of 0–300  ms and ~ 20–200  ms for each task and group, respectively. The periods of theta and alpha cycles were not modulated by group (t = − 1.17, p = 0.259 for

theta; t = − 1.72, p = 0.106 for alpha) or task difficulty

(pas-sive vs. detection, 1-and 2-back tasks: p = 0.156, p = 0.302

and p = 0.932 for theta; p = 0.785, p = 0.840 and p = 0.566

for alpha). No two-way interactions between conditions were observed either (passive and group: detection, 1-back and 2-back: p = 0.351, p = 0.472 and p = 0.750 for theta; p = 0.681, p = 0.452 and p = 0.421 for alpha).

0 300 600 900 1200

Detecon 1-back 2-back

Time [ms ] 80 90 100 110

Detecon 1-back 2-back

P e rc e n tage [ % ]

a

Reaction Time

b

Performance

***

†††

Fig. 2 Bar histograms of reaction time and performance. Averaged reaction times (a) and performances (b) of healthy controls (in black) and first-episode patients (in yellow) for detection and the two n-back tasks. Data are mean ± SD for each task condition. ***p < 0.001 task

effect, 2-back vs. detection and 1-back. ┼┼┼

p < 0.001 compared with

controls

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Discussion

We previously reported neurophysiological disturbances in gamma oscillation patterns in first-episode psychosis patients (Missonnier et al. 2017). The present work was designed to further study the nature of these disrupted oscillatory activities in FEP patients. Using a simple visual model to study WM, the current study supports the pres-ence in FEP patients of: (1) a lack of gamma synchroniza-tion while performing all tasks; (2) a workload-dependent increase of the delta oscillation period; and (3) a workload-dependent disruption of the synchronization of occurrence of delta/gamma cycles.

Our findings clearly demonstrate that the pathophysiology of WM deficits in FEP can be partly explained by an inabil-ity to form the neural coding scheme to encode multiple bits of information in short-term memory via disrupted delta/

gamma oscillations. Moreover, we report abnormalities in the relationship between oscillations which are related to the difficulty level of the WM task, arguing in favor of an implication of a dysfunction of the E/I balance in schizo-phrenia patients.

Gamma synchronization

Cortical gamma-band activity provides an underlying physi-ological framework for cognitive operations (Bertrand and Tallon-Baudry 2000; Ward 2011). Notably, this physiologi-cal process takes part in encoding the representation of an external object (Lisman and Jensen 2013a, b). To test this concept, our protocol included a sequential presentation of a unique stimulus (i.e. a single letter) for each task, indepen-dently of the active or passive nature of the task. The results presented in Fig. 4 demonstrate the presence of synchronous

-1000 -500 0 500 1000 1500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20

A

No-WM HC

B

No-WM FEP

-1000 -500 0 500 1000 1500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 -1000 -500 0 500 1000 1500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 -1000 -500 0 500 1000 1500 3200 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 Frequency [Hz] Frequency [Hz]

WM HC

WM FEP

60 60 Frequency [Hz] Frequency [Hz] 3000 a1. 2 b1. 2 1 1 3000 Power [dB] Power [dB] a2. 1 2 b2. 2 1 3000 3000 -1000 -500 0 500 1000 1500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 -1000 -500 0 500 1000 500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 -1000 -500 0 500 1000 1500 2000 2500 Time [ms] 0 10 20 30 40 50 -20 -15 -10 -5 0 5 10 15 20 60

C

Power [dB] Power [dB] F3 electrode Fz electrode F4 electrode Frequency [Hz] Power [dB] Frequency [Hz] Power [dB] Frequency [Hz] Power [dB] 60 60 3000 3000 3000

Fig. 3 Grand average frontal spectrograms from short-time fast Fou-rier transform (STFFT) of EEG. a In healthy controls (HC) during no-working memory (No-WM) (passive and detection combined a1) and working memory (WM) (1- and 2-back combined a2) conditions. b In first-episode psychosis (FEP) during No-WM (passive and detec-tion combined b1) and WM (1- and 2-back combined b2) condidetec-tions. For both groups, after stimulus onset a high density (power [dB]) of the delta oscillatory activity (0.5–3.5 Hz) was observed during a sus-tained time period (~ 0–1000 ms), independently of the experimental

condition (dotted square 1). Likewise, a high oscillatory density was observed in the gamma (35–45 Hz) frequency band (dotted square 2) in a short time period (~ 50–150 ms). c Grand average spectrograms of frontal left (F3), medial (Fz) and right (F4) electrodes for the 2-back in HC. No difference of laterality for delta and gamma oscil-lations was observed (arrows). The spectrograms are presented with a scale centered on zero in cyan and with deviation from baselines in orange/red. Prestimulus was recorded over 2000 ms but is presented over 1000 ms only for easier graphic reading

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gamma oscillations in HC during 50–150 ms post-stimulus, but a complete lack of gamma synchronicity in FEP. These changes in gamma activity were neither linked to a motor response, nor task-dependent, but were closely related to stimulus processing, thus suggesting a deficit for mnesic trace formation of a visual stimulus in FEP.

Anatomically and functionally, WM is supported by poly-rhythmic interactions between the hippocampus (Barr et al.

2017), the ventral tegmental area and the prefrontal cortex. The phase of delta oscillations facilitates gamma coher-ence between these structures, so that individual prefrontal gamma cycles play a major role to retain items in memory.

During WM, multiple objects are simultaneously main-tained in short-term memory (STM) by a limited number of consecutive gamma cycles and associated with a specific phase range of low-frequency delta oscillations (Lisman and Buzsáki 2008; Roux and Uhlhaas 2014). Precisely, this model suggests that the coding of the first item in a sequence is represented by a gamma oscillation during a first 25-ms

range that reflects the formation of a transient neuronal assembly (Lisman and Jensen 2013a, b). The second item evokes a second gamma oscillation during the next 25 ms, and so on. Our findings in HC are in line with this processing for items’ maintenance in WM, as we report four synchro-nous cycles in the 50–150 ms interval (i.e., four times 25 ms in a 100 ms time range) (Fig. 4). Interestingly, the number of cycles was identical whatever the nature of the task and higher than expected for the most difficult WM task, i.e., we could expect three gamma cycles at most for the 2-back condition. These four cycles of gamma oscillations thus represent the number of items stored in STM for our visual paradigm and they correspond to the human memory span, i.e., the limited range of items retained in STM = 5 ± 2 items (Cowan 2001). Therefore, our data support an engagement of transient neuronal assemblies encoding the representation of items in STM in the HC. The present results on gamma oscillations thus describe a normal physiological mechanism of memory encoding. -1.0 -0.5 0.0 0.5 1.0 -50 0 50 100 150 200 250 300 FEP Passive FEP Detecon FEP 1-back FEP 2-back -1.0 -0.5 0.0 0.5 1.0 -50 0 50 100 150 200 250 300 HC Passive HC Detecon HC 1-back HC 2-back Amplitude Gamma V/ m 2]

A

Time [ms]

B

Amplitude Gamma [μV/m2] Amplitude Gamma [μV/m2] Time [ms] Amplitude Gamma V/ m 2] 1 2 3 4 -0.6 -0.4 -0.2 0.0 0.2 0.4 0.6 -0.6 -0.4 -0.2 0.0 0.2 0.4 0.6 - 0.6 - 0.4 - 0.2 0.0 0.2 0.4 0.6 - 0.6 - 0.4 - 0.2 0.0 0.2 0.4 0.6 Amplitude Gamma [ μ V/m 2] Amplitude Gamma [ μ V/m 2]

Fig. 4 Grand average frontal gamma oscillations (μV/m2) based on

groups (upper panels healthy controls HC, lower panels first-episode psychosis FEP) for the four tasks. a As a function of time. The gray area indicates the time interval (50–150  ms) during which gamma oscillations were synchronized in HC only (upper panel). Each gamma cycle in this time interval represents one item in short-term memory (STM). Memory span = 4. No synchronization was found in

FEP patients during the same interval (lower panel). b As a function of average frontal gamma oscillation at time lag-1 (phase diagrams) in the 50–150 ms time interval. The absence of crossover of the ellip-ses is a marker that oscillations are in phase, which was the case for HC only (upper panel). The intersection of all ellipses in FEP (lower panel) confirms a lack of gamma synchronization

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In FEP patients, however, gamma oscillations were not synchronized by stimulus presentation whatever the task, suggesting a lack of formation of cell assemblies cod-ing for individual items to maintain in STM. Supportcod-ing this idea, reduced evoked or induced gamma responses were described during WM in patients with schizophre-nia (Başar-Eroglu et  al. 2007; Başar 2013; Pratt et  al.

2017). Despite this lack of cell synchronization, we note that the FEP patients were able to preserve high levels of performance even in the n-back tasks. This fits with our earlier EEG studies in patients with FEP revealing a frontal hyperactivity in lower-frequency theta oscillations combined with an increased parietal activity, as well as an early activation of parietal generators, during both WM and attentional detection tasks (Missonnier et al. 2012). In line with this observation, EEG studies showed oscil-lations in theta frequency in frontal and posterior brain areas independently of the demand on WM in schizophre-nia (Kang et al. 2018). Overall, our results strongly suggest the presence of a fronto-parietal mechanism to compensate for the prefrontal deficiency, which thereby facilitates the

maintenance of executive performances in FEP patients. In line with the literature, WM deficits might result essen-tially from impaired synchronicity of prefrontal gamma oscillations (Insel 2010; Gruber et al. 2010).

Physiologically, pyramidal cell firing excites parvalbumin basket cells (PVBCs), which are GABAergic fast-spiking interneurons that in turn inhibit pyramidal cells. When a WM task is initiated in HC, cortical gamma oscillations are generated by a ~ 25 ms negative feedback loop in which pyramidal cell firing is increased through pyramidal cell assembly, resulting in an increased excitation of PVBCs, hence an increased inhibition of pyramidal cells. As a result of this negative feedback loop, PVBCs as well as pyramidal cells transiently stop firing (Howard et al. 2003; Schoffelen et al. 2005; Buzsáki and Wang 2012). Once this GABAe-rgic inhibition stops, pyramidal cell firing is reinitiated, thereby generating the next gamma cycle. Functionally, gamma oscillations result from the synchronization of mul-tiple pyramidal cells to fire as a group, which can thereafter be recognized by downstream networks using coincidence detection (Fries 2009). -5 -4 -3 -2 -1 0 1 2 3 4 5 -600 -400 -200 0 200 400 600 800 HC Detecon FEP Detecon -5 -4 -3 -2 -1 0 1 2 3 4 5 -600 -400 -200 0 200 400 600 800 HC 2-back FEP 2-back -5 -4 -3 -2 -1 0 1 2 3 4 5 -600 -400 -200 0 200 400 600 800 HC 1-back FEP 1-back -5 -4 -3 -2 -1 0 1 2 3 4 5 -600 -400 -200 0 200 400 600 800 HC Passive FEP Passive Amplitude Delt a V/ m 2] Amplitude Delt a V/ m 2] Amplitude Delt a V/ m 2] Amplitude Delt a V/ m 2] Time [ms] Time [ms] Time [ms] Time [ms] NS NS P = 0.040 P = 0.037

Fig. 5 Grand average frontal delta oscillations (μV/m2) as a function of time based on groups for the four tasks. The lines below indicate the period of one cycle of oscillation for both groups (plain lines for

HC, dotted lines for FEP). Note an increase of the period related to the complexity of the tasks in FEP patients only. Statistical signifi-cance between groups is indicated on the figure

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In schizophrenia, multiple pre- and postsynaptic abnor-malities in PVBCs have been reported, including a reduc-tion in NMDA receptor-mediated synaptic transmission as a result of a major reduction of GAD-67 (i.e., glutamic acid decarboxylase-67), as demonstrated post-mortem in psychotic patients (Lewis 2012). Apparently, a decreased excitation from pyramidal cells would result from a deficit in the number of their dendritic spines. This would in turn lead to a reduction of GAD-67 in NMDA receptors on the PVBCs, hence a decreased inhibition from these PVBCs, thereby modifying the balance of excitation and inhibition and resulting in decreased power of gamma oscillations (Lewis 2012).

Interestingly, findings in animals reported that rela-tively small changes in the excitatory inputs to fast-spiking interneurons reduce the amplitude of gamma oscillations and lead to a large reduction in the synchronicity of pyramidal cell firing (Buzsáki and Wang 2012). In this context, such a reduction is expected to hinder the triggering of downstream neurons by individual items. Accordingly, no synchronized gamma cycles could be found in our FEP population. Over-all, our results demonstrate a neural coding scheme deficit for items’ maintenance in WM, associated with impaired prefrontal oscillations in FEP patients. We can strongly hypothesize that this gamma oscillation deficiency was a result of an E/I imbalance, most probably due to dysfunc-tional PVBCs.

Delta oscillation period

Delta oscillations were observed in both groups for all tasks. In accordance with the literature (e.g., Leszczyński et al. 2015), the cycle of delta oscillation was phase locked with the stimulus. The period of the slow delta oscillation remained unchanged for all tasks in HC. Yet, in FEP patients the active n-back tasks were associated with a longer period,

as described in Fig. 5. These results indicate that when the difficulty of the cognitive task increases, the aberrant E/I balance not only affects rapid gamma, but also slow delta oscillations. A recent EEG study in schizophrenic patients demonstrated a stronger relationship between WM perfor-mance and major deficits in generating delta oscillations than with gamma oscillations (Puvvada et al. 2018). This suggests that delta deficits may play a more fundamental role than gamma to regulate WM. Our results provide con-firmation of the weight of delta phase in neural coding of cognition.

Physiologically, as previously reported for gamma oscilla-tions, NMDA receptors present in PVBCs play a major role in the generation and maintenance of delta oscillations (Ste-riade 2006; Zhang et al. 2009). A reduction of their activity as seen in schizophrenia would thus lead to a decrease in the amplitude of the delta oscillations as well as an increase of

the period, both of which can be seen in our results. Addi-tionally, the properties of delta oscillations are dependent on non-synaptic ion channels, many of which are involved in schizophrenia pathophysiology. Interestingly, a compu-tational modeling study reported that altered expression or properties of schizophrenia-associated voltage-gated cal-cium channels- and Ca2+ transporters-encoding genes could contribute to impaired dynamics in the delta-frequency band of layer V pyramidal cells (Mäki-Marttunen et al. 2019). From a functional point of view, this neuronal excitability disorder linked to a dysfunction of intracellular calcium han-dling could alter the response to stimuli in the delta band.

Finally, in schizophrenia, an alteration of the ener-getic metabolism of neurons has been found (Insel, 2010). Disrupted-in-schizophrenia 1 (DISC1), a candidate gene linked to the disease, has been demonstrated to deregulate mitochondrial function, including oxidative phosphoryla-tion (Park et al. 2010; Prochiantz 2014). PVBCs as well as pyramidal cells require a high-energy intake. An ener-getic dysfunction in schizophrenic patients would prevent an increase of the neuronal function in case of elevated cog-nitive demand. Our results showing a lengthening of the periodicity of delta oscillation related to the difficulty of the task in FEP patients are in line with the inability to gener-ate enough excitatory and inhibitory energy to insure the generation of sufficient levels of oscillation.

Combined gamma/delta oscillations

Brain function is associated with a superposition as well as a synergy of oscillations in the various frequency ranges (Başar 2013). The phase of delta oscillations modulates the amplitude of theta oscillations (Lisman and Jensen 2013a,

b). In turn, the phase of theta oscillations modulates the amplitude of gamma oscillations. As a result, the lower fre-quency delta phase modulates both higher frefre-quency theta and gamma amplitudes in a mechanism referred as nest-ing (for review, see Hunt et al. 2017). Therefore, investi-gating the relationship between delta and gamma synchro-nization rather than individually might uncover additional information.

In HC, synchronization of gamma oscillations in consecu-tive gamma cycles occurred in the first half-period of the delta cycle for the passive as well as the active tasks. The functioning of WM suggests a combination between periods of rapid and slow-frequency oscillations, where the period of the gamma-band activity that codes items is locked to the phase of the delta oscillation, serving as a gating mecha-nism. In our study, the occurrence of gamma oscillations at the beginning of the delta cycle strongly supports a load-independent gamma–delta cross-frequency relationship.

Theoretically, the cortical dysfunction model in schizo-phrenia implies that, when a cognitive task is performed,

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a decrease of inhibition, hence a weaker power of gamma oscillations, is intended to restore the E/I balance in the DLPFC, yet at a lower level (Lewis 2012). This hypothesis assumes that PVBCs cannot restore the functional activ-ity of pyramidal cells for a demanding workload. Thus, abnormalities in E/I balance parameters should lead to disturbances of delta- and gamma-band interactions with deficits for the n-back tasks only for delta but task-inde-pendent for gamma oscillations. This pattern of interaction was observed in FEP patients, strongly suggesting that the schizophrenic brain retained the ability to try and read-just the E/I balance, and thereby indicating an insufficient ability to compensate for high levels of cognitive control. Together, our results strongly suggest that the existence of an increase in task difficulty in FEP patients will not only hinder gamma oscillations, but also delta oscillations, as well as their relationship. Psychotic patients will thus suffer early on from inadequate nesting resulting from a limited synaptic plasticity that would not allow neurons to adapt their function adequately in response to increased levels of cognition. This is confirmed by the increase of their reaction times, as well as the significantly decreased performance as compared to HC. An inability of the neural network to adapt their excitatory and inhibitory responses may explain the increased severity of cognitive deficits with task difficulty (Lewis 2012).

Conclusions

We found a lack of gamma synchronization whatever the task in FEP patients, associated with an increase of the delta oscillation period, both related to the difficulty of the task. These findings suggest that FEP patients are not able to encode multiple items in STM and/or to mobilize suf-ficient energy to generate oscillations at a sufficient level when the difficulty of the task increases.

The task-dependent abnormalities of frequency rela-tionship argue in favor of a dysfunction of the E/I balance in psychosis. Future studies allowing EEG–functional near-infrared spectroscopy (NIRS)-based assessment of neurovascular coupling would help elucidate whether delta–gamma relationship deficits are accompanied by subtle metabolic changes within the DLPFC.

Funding No funding was received for this work. Compliance with ethical standards

Conflict of interest The authors have no actual or potential conflicts of interest.

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Figure

Table 1   Demographic and clinical characteristics of the healthy con- con-trols (HC) and first-episode psychosis (FEP) patients
Fig. 1   Schematic representation of the four experimental tasks. a In  the passive fixation task, letter series identical to the 2-back  work-ing memory task (d) are presented
Fig. 2   Bar histograms of reaction time and performance. Averaged  reaction times ( a ) and performances ( b ) of healthy controls (in black)  and first-episode patients (in yellow) for detection and the two n-back  tasks
Fig. 3   Grand average frontal spectrograms from short-time fast Fou- Fou-rier transform (STFFT) of EEG
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