N A L E S E D L ’IN IT ST T U
F O U R IE
ANNALES
DE
L’INSTITUT FOURIER
Imre PATYI
Analytic cohomology of complete intersections in a Banach space Tome 54, no1 (2004), p. 147-158.
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ANALYTIC COHOMOLOGY OF
COMPLETE INTERSECTIONS IN A BANACH SPACE
by
Imre PATYI1.
Introduction.
Working
towardsbuilding
ananalog
in infinite dimensions of classical Steintheory, Lempert
in[L3, L5]
made itpossible
to provevanishing
theorems for sheaf
cohomology
overpseudoconvex
open subsets of alarge
class of Banach spaces.
THEOREM 1.1
(Lempert, [L3,
Thm.0.1]).
- Let X be a Banachspace with a countable unconditional
basis, Q
C Xpseudoconvex
open, Fa Frechet space,
C7F
the sheaf of germs ofholomorphic
functions X - F.Then
Hq(O,
= 0 for allq >,
1.His methods turned out to be
applicable
in broader contexts aswell;
see
Pl-P6] .
In this paper as a first excursionbeyond
domains westudy
theanalytic cohomology
of smoothcomplete
intersections(i.e.,
thesimplest complex
Banach manifolds afterdomains),
and prove Theorems1.2, 1.3,
and 1.4 below.THEOREM 1.2. - Let
X, Q
be as in Theorem1.1,
E - Q a lzolo-morphic
Banach vectorbundle, f
EC7(SZ, E)
aholomorphic global
sectionKeywords: Analytic cohomology - Complete intersections.
Math. classification: 32L30 - 32L10 - 46G20.
an
analytic
subset ofQ,
U open with A C U C S2. Then there is apseudoconvex
open w such that A ewe U.Theorem 1.2 says that
analytic
subsets of Q that are definedby global equations
havearbitrarily
smallpseudoconvex
openneighborhoods.
It
applies,
inparticular,
to any(possibly singular) hypersurface
A cQ,
since any
hypersurface
can be described as the zero locus of aholomorphic global
section of aholomorphic
line bundle on f2.THEOREM 1.3. - Let
X,
SZ be as in Theorem =Mo D Me D
... D M
complex
Banachsubmanifolds,
and assume thatMj
is a
hypersurface
infor j = 1, ... k.
ThenHq (M,
= 0 forq >
1 and anyholomorphic
line bundle L - M.See Theorem 6.2 for a
stronger
result in aslightly
differentset-up.
THEOREM 1.4. - Let
X, Q, M
be as in Theorem1.3,
Z a Banachspace,
I Z
the sheaf of germs ofholomorphic
functions Z that vanishon M. Then
for all
(b) Any
extends to aTheorem 1.2 is
proved
as a consequence of another contribution[L7]
of
Lempert
onplurisubharmonic domination,
while theproofs
of Theorems 1.3 and 1.4 areby
induction andrely
on Theorems1.1, 1.2,
as well as[P2,
Thm.
1.4].
Conventions. - For a sheaf S of Abelian groups over a
paracompact
Hausdorff space SZ denoteby (Q, S)
the directproduct
of the cohomol- ogy groupsS) for q >
1. In this paper we meanby
acomplex
Banachmanifold a
paracompact
Hausdorff space with an atlas ofbiholomorphically
related charts onto open sets in the model Banach space.
(There
is anothernotion of
complex
Banach manifold in[Ll]
in which one callscomplex
Ba-nach manifold a C°°-smooth Banach manifold endowed with a C°°-smooth
formally integrable
almostcomplex
structure. The two definitions agree in finite dimensions as the classicalNewlander-Nirenberg
theoremshows,
while
they disagree
in certain Banach spaces; see[Pl].)
In the samevein,
we mean
by
aholomorphic
Banach vector bundle over acomplex
Banachmanifold
(the
latter in the abovesense)
alocally
trivial fiber bundle definedvia
holomorphic
localtrivializations,
and aholomorphic gluing cocycle
withvalues in
GL(Z),
where the Banach space Z is the fibertype
of our Banachvector bundle.
(Again
there is a moregeneral
notion ofholomorphic
Banachvector bundle in
[Ll],
but we stick to thesimpler special
case asabove.)
2.
Pseudoconvex neighborhood
bases.This section proves Theorem
1.2;
resume its notation. Let(Z, 11
be the fiber
type
ofE, Ex
the fiber over x E Q. Wequote
thefollowing.
THEOREM 2.1
(Lempert, [L7,
Thm.1.1]).
- LetX, Q
be as inTheorem p : Q - R
locally
upper bounded. Then there is aplurisubharmonic
: Q - R such thatp(z)
for all x E S2.Moreover,1jJ
can be taken in the form where h EW)
is
holomorphic
from SZ to a Banach space(W, 11 - 11).
THEOREM 2.2
(Lempert, [L7,
Thm.1.4]).
- LetX, Q, E
be as inTheorem 1.2. There is a continuous
plurisubharmonic
function p : E -[0, oo)
such that pxp Ex
is a norm on the vector spaceEx,
and(Ex, px)
is
isomorphic
to as normed spaces for each x E Q.PROPOSITION 2.3.
(a) Any
p as in Theorem 2.2 islog plurisubharmonic.
(b)
There is a continuous u(c)
There is alocally
upper bounded ~p(d)
There is a continuousplurisubharmonic
a :[-oc, oc)
suchthat w =
{0152 01
satisfies Theorem 1.2.Proof.
(a)
This is because p is ahomogeneous
function. LetAo
be an open disc inC, v
EE)
aholomorphic
map. We need to show thatw - p o v :
[0, oo)
islog subharmonic; w
isclearly
continuous.Let A cc
Ao
be adisc, q
EO(C)
apolynomial.
We need to check that iflog w Re(q)
on theboundary 9A,
then also onA, i.e.,
if 1 ona0,
then onA,
too.. is subharmonic onAo part (a)
is
proved.
(b) Letting u(xj
= -min{1, dist(x,
EQ,
will do.(c)
Let V be open with .define ~p
by
and
We check that this cp will do. Our ~p is
locally
upper bounded:Suppose
for acontradiction that in Q and
p(xn) -
+oo. ThenlogPxn (f(xn))
--oo, and x E
A, and xn
E V for all nlarge enough, i.e., p(xn) = -1;
contradiction.
Take an x with we check thatx E U.
Indeed,
if x EV,
then x EVe U. If xV,
then0 >
Sp(x)
+u(x), i.e., x
E Uby (b).
Let x be inU,
weshow that
p(x)
+ 0.Indeed,
if x EV,
thencp(x) ==
-1 andlogPx(f(x))
0. If x EU B V,
thencp(x)
+log px (f (x))
=u(x)
0. Part(c)
isproved.
(d) Lempert’s
theorem onplurisubharmonic
domination(Theorem 2.1 ) gives
a continuousplurisubharmonic o :
: Q - Rwith 0
> p. We check that cx= o
+log p
of
will do.Indeed,
a : Q -[-00, 00)
iscontinuous and
plurisubharmonic by (a),
and w is thenpseudoconvex
open;A C cv since a = -oo on A. To see that w C
U,
let. Then x C U
by
(c).
Theproof
ofProposition 2.3,
and with it that of Theorem1.2,
is com-plete.
03.
Line bundles
andChern classes.
This section recalls
briefly
the classicalrelationship
ofholomorphic
line bundles and their Chern classes.
PROPOSITION 3.1.
(a)
Let M be acomplex
Banach manifold and assume that 0. Then the group ofisomorphism
classes ofholomorphic
line bundles on M isisomorphic
toH2 (M, Z)
via the Chernmap.
(b)
Let Q be aparacompact
Hausdorff space, Aenclosed,
Z thesheaf of
locally
constant Z-valued functions. Then for each n EHq (A, Z),
q > 0,
there are an open set W with A c W cQ,
and an n EHq (W, Z)
with = n.
(c)
LetX, Q
be as in Theorem1.1,
M acomplex
submanifold of Q as in Theorem1.2,
L - M aholomorphic
line bundle.Suppose
that0)
= 0. Then there are an wpseudoconvex
open and a holomor-phic
line bundle with M C w C SZ andholomorphically isomorphic
to L.Proof.
(a)
This is a classical consequence of theexponential
exact sequence 0 -~ Z - 0 -t 0* -t1,
where the second map is inclusion and the third(b)
Let n berepresented by
acocycle
of alocally
finite open cov-ering
U of A.Refining
U if necessary we find an opencovering
9J of Arelative to which the
components
of n areglobally
constant Z-valued func- tions. For each V E 9J choose an openV
in Q withV
n A = V. De- fineiif, 0 ...q
vo... qnVto...V:
q onVo
n ... f1Vq,
and let T? ={V :
V E9J},
G ==
U ?;
A C G and G is open in Q. Then n is a Z-valued q- cochain on G indexedby D,
and n. Let 0 be an open cover-ing
of G which is alocally
finite refinementof #
such that the com-ponents
of thecoboundary
6fi of n areglobally
constantZ-valued functions on an open
neighborhood
ofWo
n ... nWq+l.
Letobviously
we have FnA =0. Being
a union of alocally
finitefamily
of closedsets,
F is closed in SZ. Let W =G B
F. Then W is open in Q with AC W,
and
(~n) ~W =
0. To see the latter look at acomponent
at apoint
then x EF,
and x g
W. SoWo f1... n Wq+1
nA # 0,
thus = 0 since6(iiIA) =
6n = 0. As we have found an openneighborhood
Wof A in Q such that fi is a
cocycle
onW,
andrepresents n
onA,
theproof
of(b)
iscomplete.
(c)
Let n EH2 (M, Z)
be the Chern class of L.By (b)
extend nto n E
Z)
where M C W c Q is open. Theorem 1.2gives
apseudoconvex
open cv with M c w C W. Theorem 1.1 and(a) give
a holo-morphic
line bundle A - w with Chern class fi. ThenA~ M
isisomorphic
toL
by (a)
sincethey
have the same Chern class. Theproof
ofProposition
3.1is
complete.
D4.
A lemma.
This section proves an
auxiliary vanishing result, Proposition 4.2,
thatwill be used in the
proofs
of Theorems 1.3 and 1.4.Let Q be a
complex
Banachmanifold,
L -; Q aholomorphic
linebundle with
defining cocycle (guv )
EZ (U, C~* ),
Z a Banach space. Denoteby
L 0 Z the Banach vector bundle over Q with fibertype
Z anddefining cocycle
E whereIdz :
Z - Z is theidentity.
For a
complex
Banach submanifold M of Q denoteby
the sheaf ofgerms of sections of
OLOZ
over Q that vanish on M.PROPOSITION 4.1. - Let
X, Q
be as in Theorem1.1,
L - SZ aholomorphic
linebundle,
Z a Banach space. ThenProof. Part
(a)
is[P2,
Thm.1.4],
while(b)
can beproved
with aslight
modification of thatproof. They
also follow from[P5,
Thm. 1.2(b)]
for X = co or X =
.~p, 1
p oo, and from Theorem 6.1 ingeneral.
Let
X, Q
be as in Theorem1.1,
Z a Banach space,Mo D
... ~M~
submanifolds of SZ =Mo. Suppose
that the ideal sheaf ofMj
inis an invertible sheaf
isomorphic
to whereLj -
is aholomorphic
linebundle, j
=1,...,
k.Let L - be a
holomorphic
linebundle,
then the sheafof germs of all
holomorphic
sections that vanish onMj
isisomorphic
to= 1, ... ,1~.
PROPOSITION 4.2. - Resume the above notation. For all Q’ c Q
pseudoconvex
open,and j = l,
... , k thefollowing
hold:(a)
There are apseudoconvex
openneighborhood
wj C 0’ ofMj
fl0/,
a
holomorphic
vector bundle wj that is the sumof j
holomor-phic
linebundles,
and aholomorphic
section gj EO(wj,Ej)
such that(b)
For any open wo withMy
c wo CSZ’
there is apseudoconvex
open w with
Mj
fl 0’ ewe wo.(c)
The restriction mapis
surjective
for allholomorphic
line bundles 1for all
holomorphic
line bundles L --~Proof. As
(b)
follows from(a)
via Theorem1.2,
it remains toprove
(a), (c), (d),
and(e),
which we doby
inductionon j.
Theproofs
of(d)
and(e)
areessentially
the same, but to prove(e)
werequire (d),
too.Let .7=1,
andbegin
our inductionproof.
(a)
LetMl
be defined inMo
as the zero setMl = Ih
=01
of a sectionh E
C7(Mo, Li ) .
Thenletting S2’, El = h,
will do.As
Proposition
4.1(b)
shows thatthe
surjectivity
(d)
We have an exact sequence 0 -C~ L 1 -~ C~ ~ OM1 -t
0of
analytic
sheaves overBy
the associatedlong
exact sequence incohomology
we have 0 = nOf, 0) for q >
1 since(0/, C7) = (0/, OL1 ) ==
0by Proposition
4.1.(e)
Part(d)
andProposition
3.1(c) give
apseudoconvex
open set w, and aholomorphic
line bundle A - w withMl
n Q~ eweQl,
and
A|M1
n SZ’isomorphic
to L. We mayreplace
Lby
A and show that 0. We have an exact sequence 0 -of
analytic
sheaves over w.By
the associatedlong
exact sequence in
cohomology
we have 0 = nfor q >
1 since 0by
Proposition
4.1.Induction
step. Suppose
thatProposition
4.2 isproved
for1, 2, ... ,
Ij - 1, and
let us prove itfor j.
(a) By (d) for j -
1Proposition
3.1(c) gives
apseudoconvex
open wj with n Q’C W j
C wj - 1 , and aholomorphic
line bundle wj such thatAj
-Lj
on n Q’. LetMj
be defined in as thezero set
Mj Ih = 01
of a section h E We seeby (c) for j - 1, j
-2,..., 1
that h extends to an h E0 (wj
Thenletting
completes
theproof
of(a) .
As
part (e)
of thecase j -
1gives
0 = nQ’,
the
surjectivity (c)
ofo(mj n Q’ ,
L Q9Z)
follows.(d)
We have an exact sequence 0 -OLj -t 0 -t
0 ofanalytic
sheaves over nBy
the associatedlong
exact sequence incohomology
we have 0 =Hq (mj-1
n0/,
n0/, (9)
forq >
1since
by (e)
ofcase j - 1.
(e)
Part(d)
andProposition
3.1(c) give
apseudoconvex
open set wand aholomorphic
line bundle A - w withMj
n SZ’ C w CQ’,
andA I Mj n Ql isomorphic
to L. We mayreplace
Lby
A and show that0. We have an exact sequence 0 -
-> 0 of
analytic
sheaves over n w.By
the associatedlong
exactmi nw 0
sequence in
cohomology
we havefor
q >
1 since nw, 0
by (e)
ofcase j - l.
Thiscompletes
theproof
of the inductionstep
and that ofProposition
4.2. 05.
The proofs of Theorems
1.3and
1.4.To
complete
theproofs
we need thefollowing proposition.
PROPOSITION 5.1. - Let
X, Q, Z,
M be as in Theorem1.4,
a
holomorphic
linebundle,
as in§4.
Then(b) Any
section g EO(M, L®Z)
extends to a section IProof. -
Proposition
4.2 with Q’ = Qimplies
thatforq # l, j = 1,...,
k. The case q =1, j
=k, - - ., 1
of the above proves(b).
Looking
at the short exact sequenceof sheaves over
Q,
andnoting
that forq >
1(by Proposition 4.2) together
with(b) imply (a)
andcomplete
theproof
ofProposition 5.1,
and that of Theorem 1.4. 0 Proof of Theorem 1.3. -Letting
Q’ =Q, j
= k inProposition 4.2(e)
completes
theproof
of Theorem 1.3. 06.
Recent developments.
Several months later than this paper was first written some new
developments
tookplace. Using
hisplurisubharmonic
domination in[L7]
Lempert
found a much more flexible way ofexhausting domains,
andproved
the
following.
THEOREM 6.1
(Lempert, [L8,
Thm.1.1]).
- Let X be a Banachspace with a countable unconditional
basis,
0 c Xpseudoconvex
open, E - Q aholomorphic
Banach vector bundle. ThenOE) -
0 for allq>1.
This Theorem 6.1 has the
following implication
in ourtopic
ofcomplete
intersections in domains.THEOREM 6.2. - Let
X,
Q be as in Theorem6.1,
Z a Banach space,f
Eo(SZ, Z)
notidentically
zero on any open subset ofS2,
M=={/== 01
CQ the zero set
of f .
Assume that the crochet differentialdf (x)
EHom(X, Z)
is an
epimorphism
withsplit
kernel for all x E M . Then(a)
There is aholomorphic
retraction r : w - M of apseudoconvex
open w with Mew C 0 onto M.
(b) Hq (M,
= 0 for allq >
1 and anyholomorphic
Banach vectorbundle E - M.
Note that
Lempert
alsoapplies
his Theorem 6.1 to prove a holomor-phic
retraction theorem[L8,
Thm.1.4]
in a different context.Proof of Theorem 6.2.
(a)
As the conditiondf (x)
besurjective
with asplit
kernel is an open conditionby
the inverse function theorem in Banach spaces, Theorem 1.2gives
apseudoconvex
open w1 with M C wl C Q such thatdf (x)
issurjective
withsplit
kernel for x E wl. Thus we have alocally split
exactsequence
of Banach vector bundles over WI, where the second map is
inclusion,
andthe third is
(x, ç)
H(x, df (x)~).
We also have anotherlocally split
exactsequence
of Banach vector bundles over
M,
where TM is theholomorphic tangent
bundle of Mregarded
as a subbundle of the trivial bundle M xX,
andNM is the
holomorphic
normal bundle of M in Q. We claim that(6.1)
restricted to M is an exact sequence
isomorphic
to(6.2).
To see this weonly
need to check thatKer df (x), x
EM,
is the samesubspace
ofX as
Clearly, TxM
C for x EM,
and since after suitable localbiholomorphisms
near anypoint
xo E ourf (and df )
can berepresented by
a linearepimorphism X - Z,
thecondition {f = 0} =
Mimplies TXM = Kx
for .r E M as well.We now show that
(6.2) splits holomorphically
over M. To this endit is
enough
to show that(6.1) splits holomorphically
over wi . The latterfollows from the
splitting
criterionHI Hom(w,
xZ, K) )
=0,
which inturn is a
special
case ofLempert’s
Theorem 6.1.Following Docquier-Grauert
in[DG]
aholomorphic splitting
of(6.2) yields
in a standard way also in our infinite dimensionalsetting
an open cv2 with M C cv2 C wi , and aholomorphic
retraction r :w2 - M
ontoM;
seethe
proof
of[L8,
Thm.1.4].
As Theorem 1.2gives
apseudoconvex
open with Mew C c,~2, theproof
of(a)
iscomplete.
(b)
Let r : w - M be aholomorphic
retraction as in(a),
r*E thepullback
ofE,
i : M - w theinclusion;
r o i = Id on M. Sinceis the
identity
map i*r* -(r
oi)*
=Id* = Id,
and the middle group is zeroby
Theorem6.1,
theproof
of Theorem 6.2 iscomplete.
0PROPOSITION 6.3. - Let
X, Q, M
be as in Theorem6.2,
E -t Qa
holomorphic
Banach vectorbundle,
I the sheaf of germs ofholomorphic
sections that vanish on M. Then
(a) 7:f~(~,7)=0fbr~~2.
(b) holomorphically trivial,
then there is apseudoconvex
open w with M C w C
Q,
andI ) =
0 forq >
1.Proof.
(a) Looking
at thelong cohomology
sequence inducedby
the shortexact sequence 0 -~ I ~
OE -t O§§ -
0 of sheaves overQ,
we see thatsince
0’) -
0by
Theorem 6.1.As and the latter is zero
by
Theorem 6.2(b),
part (a)
isproved.
(b)
Let w be as in Theorem 6.2(a),
then the restriction mapO(Q, E) - O(M, E)
issurjective. Arguing
as in(a) completes
theproof
ofProposition 6.3.
0Note that there is a
hope
that theproof
ofProposition
6.3(a)
will beachieved soon also for the most
important value q =
1.We have seen that some
vanishing
theorems can beproved
for thesimplest complex
Banach manifolds. As it iscurrently unknown,
it wouldbe
important
to find out which class ofcomplex
Banach manifolds couldplay a
role similar to that of the Stein manifolds in finite dimensions. The methods of this paper may be relevant fortreating
some kind ofsingular complete intersections,
too.Acknowledgement.
- The author isgrateful
to the MathematicsDepartment
of theUniversity
of California at Riverside for theirhospi- tality
and excellentworking conditions,
and to the referee for numerousimprovements
to theexposition.
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Manuscrit reçu le 9 avril 2003, revise le 8 juillet 2003, accepté le 8 septembre 2003.
Imre PATYI,
Department of Mathematics University of California at Riverside Riverside, CA 92521-0135
(USA).
imrepatyi@member. ams. org