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Introduction to the Convention on environmental impact assessment in a transboundary context (Espoo Convention) and the Convention on the protection and use of transboundary watercourses and international lakes (Helsinki Convention)

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Conference Presentation

Reference

Introduction to the Convention on environmental impact assessment in a transboundary context (Espoo Convention) and the Convention

on the protection and use of transboundary watercourses and international lakes (Helsinki Convention)

TIGNINO, Mara

TIGNINO, Mara. Introduction to the Convention on environmental impact assessment in a transboundary context (Espoo Convention) and the Convention on the protection and use of transboundary watercourses and international lakes (Helsinki Convention). In: OSCE, Regional roundtable on strengthening public participation in transboundary water

management: exploring the synergies of the Espoo, Helsinki and Aarhus Conventions, Tirana, Albania, 25-26 octobre 2014, 2014

Available at:

http://archive-ouverte.unige.ch/unige:78314

Disclaimer: layout of this document may differ from the published version.

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Introduc)on  to  the  Conven)on  on  Environmental   Impact  Assessment  in  a  Transboundary  Context  (Espoo   Conven)on)  and  the  Conven)on  on  the  Protec)on  and   Use  of  Transboundary  Watercourses  and  Interna)onal  

Lakes  (Helsinki  Conven)on)        

Regional  Roundtable  on  Strenghtening  Public  Par3cipa3on  in   Transboundary  Water  Management:  Exploring  the  Synergies    of  

the  Espoo,  Helsinki  and  Aarhus  Conven3ons        

Mara  Tignino  

Senior  Researcher  and  Coordinator  of  the  PlaEorm  for   Interna3onal  Water  Law,  Faculty  of  Law,  University  of  Geneva    

   

Tirana,  25  March  2015        

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Outline          

§  Aims        

§  Processes  and  features    

§  Challenges      

 

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1991  Espoo  Conven;on  –     General  features    

•  Adopted  on  25  February  1991  in  the  framework  of  the  United   Na)ons  Economic  Commission  for  Europe  (UN/ECE)  and  

entered  into  force  on  10  September  1997      

•  Amendment  to  open  the  Conven)on  beyond  UN/ECE:  

entered  into  force  on  26  August  2014          

•  Protocol  on  Strategic  Environmental  Assessment  adopted  in   2003  and  entered  into  force  in  2010      

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Aims  of  the  Espoo  Conven;on    

 

•  To  ensure  sustainable  development  (preamble)      

•  To  develop  an*cipatory  policies  of  preven)ng,   mi)ga)ng  and  monitoring  significant  adverse  

environmental  impact,  especially  in  a  transboundary  

context    (preamble)        

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Processes  and  features  of  the   Espoo  Conven;on      

The  EIA  process      

-­‐  “EIA”:  a  na*onal  procedure  for  evalua)ng  the  likely  impact  of   a  proposed  ac)vity  on  the  environment  (art.  1  (vi))    

-­‐  EIA  must  be  undertaken  prior  to  authorizing  or  undertaking  a   proposed  ac)vity  (art  2.3)    

-­‐  EIA  must  be  no)fied  by  the  Party  of  origin  to  the  affected   Party    (art.2.4)    

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Processes  and  features  of  the     Espoo  Conven;on    

The  EIA  Process    

-­‐  List  of  ac)vi)es  submi\ed  to  an  EIA  :  Appendix  1    

-­‐  For  ac)vi)es  not  listed  in  Appendix  1:  three  criteria  to  be   taken  into  account:  size,  loca)on  and  effects  (Appendix  3)       -­‐  Content  of  an  EIA  described  in  Appendix  2  

-­‐  The  Party  of  origin  must  furnish  an  EIA  to  the  affected  Party.  

The  EIA  must  be  transmi\ed  through  joint  bodies  if  they  exist   (art.4.2)    

-­‐  Distribu)on  of  the  EIA  to  the  authori)es  and  the  public  in  the   areas  likely  to  be  affected  by  the  project  (art.4.2)        

 

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Challenges  of  the  Espoo   Conven;on    

The  2003  Strategic  Environmental    Assessment  Protocol      

-­‐  Today  the  Protocol  has  26  Par)es  

-­‐  Environmental  assessment  of  policies  and  programs    

-­‐  Early  process  in  the  decision-­‐making  and  broader  scope  of  a   single  project    

   

 

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1992  Helsinki  Conven;on  –   General  features    

•  The  Conven)on  is  adopted  in  the  framework  of  the  UN/

ECE    

•  Decision  III/1  (amending  Ar)cles  25  and  26  of  the  

Conven)on)  allows  all  UN  Member  States  to  accede  to  the   Conven)on.  Amendments  entered  into  force  on  6  

February  2013      

•  Two  Protocols  to  the  Helsinki  Conven)on    

 

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Aims  of  the  Helsinki  Conven;on    

•  Environmental  protec)on  through  different   means      

•  Framework  Conven*on:  the  general  

obliga)ons  of  the  Conven)on  are  specified  in  

further  instruments  adopted  by  the  Par)es  

(Protocols,  Annexes,  agreements  on  river  

basins)    

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Aims  of  the  Helsinki  Conven;on  

•  Complementarity  between  the  Helsinki  Conven)on  and   agreements  between  countries  sharing  the  same  waters      

•  The  Conven)on  is  divided  in  three  parts:  provisions  rela)ng  to   all  Par)es;  provisions  rela)ng  to  riparian  Par)es;  ins)tu)onal   and  final  provisions            

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Processes  and  features  of  the   Helsinki  Conven;on    

General  obliga;ons  applicable  to  all  Par;es   (art.2)    

 

All  the  Par)es  must  take  measures    

-­‐  To  prevent,  control  and  reduce  pollu)on    

-­‐  To  conserve  water  resources  and  protect  the  environment   -­‐  To  ensure  the  reasonable  and  equitable  use  of  

transboundary  waters    

-­‐  To  restore  ecosystems,  where  necessary        

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Processes  and  features  of  the   Helsinki  Conven;on    

Obliga;ons  applicable  to  riparian  Par;es  

1)   Bilateral  and  mul)lateral  coopera)on  (art.9)     2)   Consulta)ons  between  riparian  Par)es  (art.

10)      

3)   Exchange  of  informa)on  between  riparian   Par)es  (art.13)      

4)   Warning  and  alarm  system  (art.14)    

5)   Public  informa)on  (art.16)        

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Processes  and  features  of  the   Helsinki  Conven;on    

Bilateral  and  mul;lateral  coopera;on  (art.9)    

“The  Riparian  Par)es  shall  on  the  basis  of  equality  and  

reciprocity  enter  into  bilateral  or  mul)lateral  agreements  or   other  arrangements,  where  these  do  not  yet  exist,  or  adapt   exis)ng  ones,  where  necessary  to  eliminate  the  contradic)ons   with  the  basic  principles  of  the  Conven)on.    

The  agreements  or  arrangements  shall  provide  for  the   establishment  of  joint  bodies”    

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Processes  and  features  of  the  Helsinki   Conven;on    

Public  informa;on  (art.16)  

“The  riparian  Par)es  shall  ensure  that  the  following  informa)on   is  made  available  to  the  public:    

a) Water-­‐quality  objec)ves;  

b)   Permits  issued  and  the  condi)ons  required  to  be  met;    

c)   Results  of  water  and  effluent  sampling  carried  out  for  the   purposes  of  monitoring  and  assessment.    

The  riparian  Par)es  shall  ensure  that  this  informa)on  shall  be   available  to  the  public  at  all  reasonable  )mes  for  inspec)on  free   of  charge,  and  shall  provide  members  of  the  public  with  

reasonable  facili)es  for  obtaining  from  the  riparian  Par)es,  on   payment  of  reasonable  charges,  copies  of  such  informa)on”.    

 

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Challenges  of  the  Helsinki   Conven;on    

 

1)  Rela)onship  between  the  Helsinki  Conven)on  and  the  1997   UN  Conven)on  on  the  Law  of  the  Non-­‐Naviga)onal  Uses  of   Interna)onal  Watercourses  (UN  Watercourses  Conven)on)       2)  Support  the  implementa)on  of  the  human  right  to  water  

through  the  Protocol  on  Water  and  Health    

3)  Support  the  ra)fica)on  of  the  2003  Kiev  Protocol  on  Civil   Liability

 

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Challenges  of  the  Helsinki  Conven;on    

•  The  1999  Protocol  on  Water  and  Health:  first  

instrument  to  pursue  the  human  right  to  water  and   sanita)on  in  the  context  of  transboundary  waters    

•  Na)onal  targets  to  achieve  this  objec)ve  

•  Establishment  of  an  Implementa)on  Commi\ee:  

members  of  the  public  have  the  right  to  make  

communica)ons  to  the  Commi\ee        

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Challenges  of  the  Helsinki   Conven;on    

2003  Kiev  Protocol  on  Civil  Liability    

•  First  instrument  to  establish  a  comprehensive   legal    regime  on  civil  liability  for  accidents  on   transboundary  water  resources  

•  Liability  of  the  operator  causing  the   transboundary  impact    

•  Compensa)on  to  affected  individuals    

 

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Thank  you    

PlaOorm  for  Interna;onal    Water  Law    

www.unige.ch/droit/eau    

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