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Transmission and tunneling probability in two-band metals: Influence of magnetic breakdown on the
Onsager phase of quantum oscillations
Jean-Yves Fortin, Alain Audouard
To cite this version:
Jean-Yves Fortin, Alain Audouard. Transmission and tunneling probability in two-band metals: Influ-
ence of magnetic breakdown on the Onsager phase of quantum oscillations. Low Temperature Physics,
American Institute of Physics, 2017, 43 (2), pp.173-185. �10.1063/1.4976631�. �hal-02264901�
Low Temp. Phys. 43, 173 (2017); https://doi.org/10.1063/1.4976631 43, 173
© 2017 Author(s).
Transmission and tunneling probability in two-band metals: Influence of magnetic
breakdown on the Onsager phase of quantum oscillations
Cite as: Low Temp. Phys. 43, 173 (2017); https://doi.org/10.1063/1.4976631
Submitted: 19 July 2016 . Accepted: 26 January 2017 . Published Online: 15 March 2017 Jean-Yves Fortin, and Alain Audouard
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Transmission and tunneling probability in two-band metals: Influence of magnetic breakdown on the Onsager phase of quantum oscillations
Jean-Yves Fortin
a)Institut Jean Lamour, Departement de Physique de la Matie`re et des Materiaux, Groupe de Physique Statistique, CNRS-Nancy-Universite BP 70239, F-54506 Vandoeuvre les Nancy Cedex, France
Alain Audouard
b)Laboratoire National des Champs Magnetiques Intenses (UPR 3228 CNRS, INSA, UGA, UPS), 143 Ave. de Rangueil, F-31400 Toulouse, France
(Submitted July 19, 2016)
Fiz. Nizk. Temp. 43, 211–226 (February 2017)
Tunneling amplitude through magnetic breakdown (MB) gap is considered for two-bands Fermi surfaces illustrated in many organic metals. In particular, the S-matrix associated to the wave func- tion transmission through the MB gap for the relevant class of differential equations is the main object allowing the determination of tunneling probabilities and phases. The calculated transmis- sion coefficients include a field-dependent Onsager phase. As a result, quantum oscillations are not periodic in 1=B for finite magnetic breakdown gap. Exact and approximate methods are proposed for computing ratio amplitudes of the wave function in interacting two-band models. Published by AIP Publishing. [http://dx.doi.org/10.1063/1.4976631]
I. INTRODUCTION
In recent years, interest regarding determination of the quantum oscillations phase has been renewed. This was in particular motivated by the observation of a Berry phase both in three-dimensional metals
1and topological insula- tors,
2for example in the case of Dirac fermions.
3One might add the effect of non-parabolicity of the dispersion equation which, both in conventional fermions and, especially, in Dirac fermions is liable to induce phase offsets.
4The problem of the Onsager phase was nevertheless addressed much earlier, regarding the effect of the phase off- set induced by magnetic breakdown (MB).
5–7The case of the model Fermi surface (FS), known as the linear chain of cou- pled orbits by Pippard,
8is addressed in Refs. 5 and 6. As it is well known, the first experimental realization of this FS topology was observed in the organic conductor j-ðETÞ
2CuðSCNÞ
2; where ET stands for the bis-ethylenedi- thio-tetrathiafulvalene molecule.
9In addition to the p=2 dephasing occurring at each MB reflection, it was demon- strated that a field-dependent phase offset should be observed
5as it has been checked for h-ðETÞ
4CoBr
4ðC
6H
4Cl
2Þ.
10The main objective of this article is to consider the tunneling phenomena in interacting cyclotronic orbits, and its implication to the wave-function characteristics at high and low field limits. In the first step of this paper, we review the problem of transmission and reflection coefficients within the S-matrix theory, when a particle coming from infinity is scattered by a tunneling region. From the simple model due to Rosen-Zener
12and applied later to the mag- netic breakdown case,
5,13we focus on the effect of phase divergence in the S-matrix amplitudes. This actually occurs in different fields of physics, for example the level-crossing problem.
14Amplitude ratio of the wave function is then con- sidered in the second step when multiple paths are involved in the tunneling process, leading to an oscillatory behavior of the transmission coefficient. High field and semiclassical
results are presented and compared to the numerical resolu- tion of the Schrodinger equation. In the third step, we con- sider an exact approach to compute the quantum states in the interacting case of two circular orbits with bound state con- ditions. This new method is based on an extension of the usual (creation and annihilation) bosonic operators of the harmonic oscillator that includes effective coupling between the individual Fermi surfaces using two parameters, repre- senting the coupling itself and the gap separately. This is an approach that can be easily generalized to a linear chain of coupled orbits, and which should give new insights on the wave-function properties. Finally, consequences on experi- mental de Haas-van Alphen oscillations phase offset are con- sidered for real FS of organic conductors.
II. REVIEW OF THE TRANSMISSION PHENOMENA IN A SIMPLE TWO-BAND MODEL
The presented model is intended to review the local transmission phenomena in two-band metals with MB junc- tions, the FS of which achieves a linear chain of coupled orbits (see, e.g., Refs. 9, 15, and 16). A typical example of such Fermi surface is presented in Fig. 1 for (BEDO-TTF)
5[CsHg(SCN)
4]
2(Ref. 11) (BEDO-TTF stands for the bis-eth- ylenedioxi-tetrathiafulvalene molecule), where an incoming amplitude (a) is transmitted to (b) and reflected to (c). At the vicinity of the MB junction, two linear sheets hybridized with energy constant e
gcan be considered. The local Fermi surface is represented on Fig. 2 for a non-zero coupling, and the linearized effective Hamiltonian can be written as
H ^ u
1u
2¼ k
yþ k
xe
ge
gk
yk
xu
1u
2¼ 0
0 : (1) For e
g¼ 0, the two sheets and the wave functions u
1and u
2are independent. In such case, the MB gap which is propor- tional to e
2g; is zero. In presence of a magnetic field, the
1063-777X/2017/43(2)/13/$32.00 173 Published by AIP Publishing.
LOW TEMPERATURE PHYSICS VOLUME 43, NUMBER 2 FEBRUARY 2017
quantum representation of this model is chosen such that y ¼ k
yand x ^ ¼ k ^
x¼ 2ipb@
y; with b ¼ eB=ð2p hÞ: In this case, the differential equations for the wave functions are
y þ ih @
@ y
u
1þ e
gu
2¼ 0 and e
gu
1þ y ih @
@y
u
2¼ 0;
(2)
where h ¼ 2pb is an effective magnetic Planck constant.
*This set of first-order differential equations can be reduced using the transformation u
1¼ e
iy2=2hg
1ðyÞ and u
2¼ e
iy2=2hg
2ðyÞ, where now
g
01g
02!
¼ e
gh
0 ie
iy2=hie
iy2=h0
! g
1g
2!
¼ e
gh U y ð Þ g
1g
2!
; (3) where U is a unitary matrix. We can notice that the product U(y
1)U(y
2) is diagonal, which makes easier the computation of any multiple products of U(y)
Uðy
1ÞUðy
2Þ ¼ e
iy21=hþiy22=h0 0 e
iy21=hiy22=h!
: (4)
The solution of Eq. (3) is given by a series of matrix ordered products and multiple integrals
17g
1ð Þ y g
2ð Þ y
!
¼ 1 þ e
gh ð
yy
dy
1U y ð Þ
10
B @ þ e
2gh
2ð
yy
dy
1ð
y1
y
dy
2U y ð Þ
1U y ð Þ þ
21
C A g
1ð y Þ g
2ð y Þ
! : (5)
Using the property Eq. (4) and setting xðyÞ ¼ y
2(x can be a more general function of y as we shall see later), one can write a transfer or S-matrix between two points y and y >
0 on the axis, away from the tunneling region g
1ðyÞ
g
2ðyÞ
!
¼ t s s t
! g
1ðyÞ g
2ðyÞ
!
; (6)
with t t s s ¼ 1 by conservation of probabilities. The matrix elements are infinite sums of ordered integrals given by
t ¼ 1 þ e
2gh
2ð
yy
dy
1ð
y1
y
dy
1e
ixð Þy1=hþixðy2Þ=hþ ;
s ¼ e
gh ð
yy
dy
1e
ixðy1Þ=hþ e
3gh
3ð
yy
dy
1ð
y1
y
dy
2ð
y2
y
dy
3e
ixðy1Þ=hþixðy2Þ=hixðy3Þ=hþ ; (7) where the y
iare dummy variables. The characteristics of this matrix have been studied by many authors
18,19in the case of the Zener effect.
12In the Gaussian case, when xðyÞ is qua- dratic, it is convenient to use the theta function representa- tion in the complex plane
18when y ¼ 1. Indeed the diagonal matrix element t ¼ t can then be computed with the aid of simple translation transformations. For example, the double integral in the first line of Eq. (7) can be simplified by introducing hðxÞ ¼ Þ
dZ2ipðZieÞ
e
izx; where the path in located on the upper half complex plane, to satisfy the con- straint y
1> y
2ð
1
1
dy
1ð
y1
1
dy
2e
ixð Þ=hþixy1 ð Þ=hy2¼ ð
1
1
dy
1ð
1
1
dy
2þ dz 2ip
e
ixð Þy1=hþixð Þy2=hþi yð1y2Þzz ie
¼ ð ph Þ þ dz
2ip e
ihz2=4z ie ¼ ph
2 : (8)
FIG. 1. Fermi surface of the organic conductor (BEDO-TTF)5[CsHg(SCN)4]2
(from Ref.11). An incoming wave (a) on the P orbit is reflected in (c) and transmitted to the a orbit (b).
FIG. 2. Effective two-band model. The hybridization parameter iseg¼0.2.
The arrows represent the increase or decrease of the phase, specifically the gradient of6y2=2h:Here are represented two electronic bands with trigono- metric orientation of the trajectories.
*his not to be confounded with the real Planck constant that we will write 2phin the rest of the paper.
The last integral is obtained after translating y
1! y
1þ hz=2 and y
2! y
2hz=2; respectively, to remove the couplings with z: Then t ¼ 1 þ
pe2h2gþ : All the terms in the series can be computed similarly, and the resummation leads to t ¼ e
pe2g=2h: We will introduce in the following the breakdown field h
0¼ pe
2gwhich is characteristic of the tunneling process. The same techniques could be applied for elements s; but one finds that the result is diverging in the large y limit. The reason is that the phase of s is diverging logarithmically,
14as we will see below, although the modulus is finite. A correct asymptotic analysis for finite y and y is therefore needed.
A. Asymptotic analysis
One can solve the equation for g
1and g
2using standard techniques. Indeed, the differential equation satisfied by g
1can be obtained, separating g
1from g
2in Eq. (3) g
001þ 2iy
h g
01¼ e
2gh
2g
1; g
2¼ h ie
ge
iy2=hg
01: (9) The two odd and even solutions for g
1are a combination of two Kummer functions M
20with an imaginary variable, and which can be chosen such that
g
1ð Þ ¼ y AM ie
2g4h ; 1
2 ; iy
2h
þ ByM 1 2 þ ie
2g4h ; 3 2 ; iy
2h
; (10) where A and B are constants. Then u
1¼ e
iy2=2hg
1and u
2¼ e
iy2=2hg
2. We notice that there are only two constants in the problem, since from Eq. (9) g
2is entirely determined by g
1. The S-matrix (6) between points y and y > 0 can then be obtained by eliminating the coefficients A and B in Eq. (10). Setting
g
1ð6yÞ ¼ Aa
16Bb
1; g
2ð6yÞ ¼ 6Aa
2þ Bb
2; one can express the outgoing wave function g
1(y) and g
2(y) as function of an incoming wave function g
1(y) and g
2(y) as represented locally in Fig. 1
g
1ðyÞ g
2ðyÞ
!
¼ 1=t s=t
s=t 1=t
! g
1ðyÞ g
2ðyÞ
!
¼ M g
1ðyÞ g
2ðyÞ
! :
(11) The functions (a
1, a
2, b
1, b
2) depending on y are given by Kummer functions
a
1¼ M ie
2g4h ; 1
2 ; iy
2h
; b
1¼ yM 1 2 þ ie
2g4h ; 3 2 ; iy
2h
;
a
2¼ 2y
23e
ge
iy2=h1 þ ie
2g2h
M 3 2 þ ie
2g4h ; 5 2 ; iy
2h
þ h ie
ge
iy2=hM 1 2 þ ie
2g4h ; 3 2 ; iy
2h
;
b
2¼ y ie
gh e
iy2=hM 1 þ ie
2g4h ; 3
2 ; iy
2h
; (12)
and the expression for the S-matrix elements is given by
t ¼ t ¼ a
1a
2þ b
1b
2a
1a
2b
1b
2; s ¼ 2a
1b
1a
1a
2b
1b
2;
s ¼ 2a
2b
2a
1a
2b
1b
2; t
2s s ¼ 1:
Asymptotically, for y large, one can use the expansion
21M a ð ; b ; z Þ ’ C ð Þ b
C ð b a Þ ð z Þ
aþ C ð Þ b C ð Þ a e
zz
aband keep the dominant terms
g
1ð 6y Þ ’ ffiffiffi p p iy
2h
ie2g=4h
A
C 1
2 ie
2g=4h
6
ffiffiffi h p 2 ffiffi
p i B C 1 ie
2g=4h 0
B @
1 C A (13)
and
g
2ð 6y Þ ’ ffiffiffi p p iy
2h
ie2g=4h6 e
g2 ffiffiffiffi
p ih A C 1 þ ie
2g=4h 0
@ ih
e
gB C 1
2 þ ie
2g=4h
1
C A : (14)
Using the different duplication formulas for gamma’s func- tions: Cðð1=2Þ þ ixÞCðð1=2Þ ixÞ ¼ p=coshðpxÞ, CðixÞ Cð1 ixÞ ¼ p=isinhðpxÞ; and Cðð1=2ÞþixÞCðixÞ ¼ p ffiffiffi p
2
12ixCð2ixÞ; one obtains the probability of tunneling p¼1=
t ¼e
pe2g=2h¼ e
h0=2h, which is the typical tunneling ampli- tude already obtained in many previous works.
5,13The breakdown field is in this case equal to h
0¼ pe
2gand corre- sponds exactly to the semiclassical expression (see text further below). The remaining elements of the tunneling matrix M can be obtained after some algebra and one finds the unitary matrix
M ¼ p iqe
i/iqe
i/p
!
; (15)
where q ¼ ffiffiffiffiffiffiffiffiffiffiffiffiffi 1 p
2p and the phase / depends on the coordi- nate y
/ ð Þ ¼ y p 4 þ e
2g2h log 2y
2h
argC ie
2g=2h
: (16)
The phase diverges logarithmically with y. Since the FS is not accounted for by Fig. 2 for jk
xj 1 where it should be more curved, we assume that the phase is finite far from the tunneling region. Using a Stirling expansion of the gamma function in Eq. (16), one finds that / is finite asymptotically only when y
2¼ h
0e
1=4p. This corresponds approximately to the coordinate where the tunneling region ends, e.g., y ’ e
g. In this case, instead of Eq. (16), the phase is given by the following regularization:
5,22/ ¼ p
4 þ u log u u argC ð Þ; iu u ¼ h
02ph : (17)
Low Temp. Phys.43(2), February 2017 J.-Y. Fortin and A. Audouard 175
The phase is zero in the low field limit (u large) and equal to p/4 when h is large (u small).
III. TRANSMISSION THROUGH THE SMALL POCKET
A more general model is given by an hybridization of two parabolic bands, whose Fermi surface is composed of two circular sheets, each of radius k
0and centers 6k
c, as dis- played in Fig. 3, and for which the Hamiltonian reads
H ^ ¼ 1
2 ð k
xþ k
cÞ
2þ 1
2 k
2yk
20e
ge
g1
2 ð k
xk
cÞ
2þ 1
2 k
y2k
020
B B
@
1 C C A : (18) Rescaling the variables with k
cand setting x ¼ k
x= k
c, y ¼ k
y=k
c, e
g=k
2c! e
g, and y
20¼ k
20=k
2c1 > 0, one obtains
H ^ ¼ 1
2 ð xþ1 Þ
2þ 1
2 y
2y
201
e
ge
g1
2 ð x1 Þ
2þ 1
2 y
2y
201 0
B B
@
1 C C A : (19) For small x, one has the approximation near the tunneling points (points a, b, a
0, and b
0in Fig. 3)
H ^ ’ x þ 1
2 y
2y
20e
ge
gx þ 1
2 y
2y
200
B B
@
1 C C
A : (20)
This Hamiltonian gives a first order differential matrix equa- tion, similar to Eq. (3), after setting u
1ðyÞ ¼ e
ixðyÞ=2hg
1ðyÞ and u
2ðyÞ ¼ e
ixðyÞ=2hg
2ðyÞ
g
01g
02¼ e
gh
0 ie
ixð Þy=hie
ixð Þy=h0
g
1g
2; (21)
with xðyÞ ¼ ðy
3=3 y
20yÞ instead of xðyÞ ¼ y
2. The first double integral in Eq. (7) contributing to t in the large field limit and far from the scattering region can be written as
ð
1
1
dy
1ð
y1
1
dy
2e
ixð Þy1=hþixð Þy2=h¼ ð
1
1
dy
1ð
1
1
dy
2þ dze
ixð Þ=hþixy1 ð Þ=hþiz yy2 ð1y2Þ2ip ð z ie Þ : (22) We can define each integral over y
1and y
2as a function of z
h z ð Þ ¼ ð
1
1
dye
ixð Þy=hþizy¼ 2ph
1=3Ai h
1=3y
20h þ z
: (23) Then using ðz ieÞ
1¼ Pð1=zÞ þ ipdðzÞ, one obtains
t ’ 1 þ e
2gh
22p
2h
2=3Ai
2h
1=3y
20h
þ 1 2ip
ð
1
0
dz
z h
2ð Þ z h
2ð z Þ 3
5: (24)
This expression is valid at large fields. It contains an imagi- nary part which is due to the presence of the small a orbit between points b and b
0, with area S
a, in red in Fig. 3.
Indeed, after tunneling through a, the particle can be scat- tered multiple times around the a orbit, and therefore acquires a phase proportional to S
a, before exiting trough a
0. In the following we compare the transmission coefficient T ¼ 1=jtj
2through the small a orbit to the expression given by the semiclassical relation and numerical results.
A. Semiclassical approximation
The Hamiltonian (20) leads to the set of differential equations for g
1and g
2h
2g
001þ ihx
0ðyÞg
01e
2gg
1¼ 0;
h
2g
002ihx
0ðyÞg
02e
2gg
2¼ 0; (25) with x
0ðyÞ ¼ y
2y
20.
*In Fig. 4, we have represented the numerical solution of Eqs. (21) and (25), in particular the modulus of jg
1j for different values of fields. At large values of y, we can approximate Eq. (25) by the equations ihy
2g
01e
2gg
1’ 0 and ihy
2g
02þ e
2gg
2’ 0, which leads to g
1’ exp ðie
2g=ðhyÞÞ constant, and g
2’ exp ðie
2g=ðhyÞÞ constant. We have chosen g
1ðy 1Þ ¼ 1 and integrated numerically the first differential equation. On the far right, y 1, the constant value is proportional to exp ðh
0=hÞ
¼ 1=p
2. Therefore, by computing t, we can access to the breakdown field h
0. The semiclassical approximation g
1ðyÞ ¼ exp ðiSðyÞ=hÞ, where S corresponds physically to an area enclosed by the trajectory, consists in expanding S(y) as a series in h 1. In particular, at the leading order in h for small field values, one can write S ¼ S
0þ hS
1þ with
FIG. 3. Effective two-band model. The dashed lines are the approximation Eq.(20)for smallx. The parameters arey0¼1 andeg¼0.05. The shape of the small lens, corresponding to thea orbit in magnetic field, is slightly changed by the approximation wheny0is small enough.
*The solutions of Eq. (25) are actually given by triconfluent Heun functions.23
S
020þ x
0ð Þ y S
00þ e
2g¼ 0 S
00¼ 1
2 x
0ð Þ y 6 ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi x
0ð Þ y
24e
2gq
: (26)
When xðyÞ ¼ y
2, as for the model Eq. (1) (linear sheets of Fig. 2)
S
0ð Þ ¼ y 1 2 y
26 1
2 y
2ffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
2e
2gq
7 1
2 e
2glog y þ ffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
2e
2gq
: The breakdown field h
0is then given by the tunneling ampli- tude p ¼ expðh
0=2hÞ through the forbidden region, or
h
0¼ 2 ð
egeg
ffiffiffiffiffiffiffiffiffiffiffiffiffiffi e
2gy
2q ¼ e
2gp;
which corresponds to the exact result in this particular case.
For the second model, Eq. (20) (parabolic sheets of Fig. 3), the breakdown field through one of the two tunneling regions, is instead given by
h
0¼ ffiffiffiffiffiffiffiffiffiffi ð
y2gþ2eg
p
ffiffiffiffiffiffiffiffiffiffi
y202eg
p
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi 4e
2gy
2y
202q
dy ’ pe
2gy
0: (27)
The phase variation of S
0around the small pocket corre- sponds to the area S
aof the pocket
S
a¼ 2 ffiffiffiffiffiffiffiffiffiffi ð
y202eg
p
0
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
2y
202
4e
2gq
dy
¼ 4 3
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
20þ 2e
gq
y
20E
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
202e
gy
20þ 2e
g0 s
@
1 A 2
4
2e
gK
ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi y
202e
gy
20þ 2e
g0 s
@
1 A 3 5 ’ 4
3 y
30; (28)
where E and K are complete elliptic functions of the second and first kind, respectively, and the approximation is taken when e
gis small. For a unit cell parameter a ¼ 10 A ˚ , or, equivalently, a unit cell area of 100 A ˚
2, which holds for the organic metals h-(ET)
4CoBr
4(C
6H
4Cl
2) and j-(ET)
2Cu(SCN)
2, the frequency F
aand magnetic breakdown field B
0, expressed in Tesla are given by
F
a¼ 2p hS
aa
2e ¼ 4136S
a½ ; T B
0¼ ð 2p Þ
2h
a
2e h
0¼ 25988h
0½ : T (29) As examples, the frequency F
aof the two above salts is 944 and 600 T, respectively, yielding y
0¼ 0.55 and 0.48. The MB field B
0¼ 35 and 16 T, yielding e
g¼ 0:015 and 0.01, respectively.
B. Transmission coefficient
We consider the probability of tunneling between points P and Q in Fig. 3, using the model (20), which is defined by the modulus T ¼ ju
1ðQÞ=u
1ðPÞj
2¼ 1=jtj
2. Given the approximate value of t in Eq. (24), we can estimate T in the large field limit by exponentiating Eq. (24)
T ’ exp 4p
2e
2gh
4=3Ai
2h
1=3y
20h
" #
: (30)
T reaches its maximum, or resonance value T ¼ 1, whenever the Airy function vanishes. This happens when h ¼ y
30ða
nÞ
3=2, where a
n< 0 are the zeroes of the Airy functions. For exam- ple, a
1¼ 2.33811, a
2¼ 5.08795. A comparison with the numerical resolution of the differential equation (21) is shown in Fig. 5. The approximation presents a phase shift more pronounced as the field decreases. Semiclassically, we can compute T using the tunneling matrix (15) between the two points P and Q in Fig. 3. It is the contribution of all pos- sible trajectories between the two points, including the multi- ple reflections inside the a orbit
FIG. 4. Wave profile ofg1as function ofyfor three different values of the inverse field ratioh0/h. Parameters arey0¼0:5 andeg¼0:02:From the initial conditiong1ðy 1Þ ¼1, we have integrated Eq.(25). The ratio between the two amplitudesg1ðy 1Þ=g1ðy 1Þis proportional to the inverse of tunneling probability exp(h0/h)¼1/p2, up to some oscilla- tion factor which corresponds to interferences in the a-pocket (see text).
Indeed the electron has to cross two breakdown regions, therefore a factor p2is involved.
FIG. 5. Transmission coefficient as a function of the inverse fieldh0/hfor y0¼0.5 and a hybridization coupling eg¼0.02 (h0¼0.002513 and Sa¼0.159598). The black line are computed by solving the differential equation (21)and the red line is the large field approximation Eq. (30) obtained by computing approximatelytin the S-matrix(24).
Low Temp. Phys.43(2), February 2017 J.-Y. Fortin and A. Audouard 177
u
1ð Þ ¼ Q u
1ð Þ P pie
iSa=2hp
þ u
1ð Þ P pie
iSa=2hqe
i/ie
iSa=2hqe
i/ie
iSa=2hp þ
¼ u
1ð Þ P ip
2e
iSa=2h1 þ q
2e
iSa=h2i/: (31)
The factor i corresponds to passing each of the two singular (or turning) points on the surface a Fig. 3 where the slopes are infinite. The phase / is taken from Eq. (17). Therefore one obtains (see Ref. 24)
T ¼ p
41 þ q
4þ 2q
2cos ð S
a=h 2/ Þ : (32) T is maximum when the field satisfies cos ðS
a=h 2/Þ
¼ 1, i.e., T ¼ 1, and the quantized values are given by
h ¼ S
a2pn þ p þ 2/ ð Þ h : (33) If / ’ p=4, then h
0=h ¼ 3ph
0=2S
a; 7ph
0=2S
a; …: In Fig. 6 is plotted the transmission coefficient as function of the inverse field h
0/h. The black continuous lines are obtained by solving the system of differential equations (21), with the g
1ðy
cÞ ¼ 1, g
2ðy
cÞ ¼ 0, y
c¼ 5, then by computing the ratio T ¼ 1=jtj
2¼ jg
1ðy
cÞ=g
1ðy
cÞj
2. Without the phase /
from the reflection coefficient (17), the values differ increas- ingly as the field is increased (dotted blue lines). Oppositely, the phase does not contribute to the oscillations when the field becomes small.
IV. AMPLITUDE RATIOS BETWEEN TWO-INTERACTING ORBITS
In this section, we consider the model (19), which repre- sents the hybridization of the two giant orbits corresponding to the b orbit of the organic metals considered in the last sec- tion (see Fig. 1). Using the field quantization, one obtains the set of differential equations
h
2@
y2u
1þ 2ih@
yu
1þ ðy
2y
20Þu
2þ 2e
gu
2¼ 0;
2e
gu
1h
2@
y2u
22ih@
yu
2þ ðy
2y
20Þu
2¼ 0: (34) As in preceding sections, we introduce two functions g
1and g
2such that u
iðyÞ ¼ g
iðyÞ exp ðix
iðyÞ = hÞ, x
iare two phase functions that are chosen such that the coefficient of g
ivan- ishes in Eq. (34) after replacement. One obtains
h
2g
0012ihðx
011Þg
01þ 2e
gg
2exp½iðx
2x
1Þ = h ¼ 0;
h
2g
0022ihðx
02þ 1Þg
02þ 2e
gg
1exp ½ iðx
1x
2Þ=h ¼ 0:
(35) The phase functions satisfy the differential equations
ihx
001þ x
0212x
01þ y
2y
20¼ 0;
ihx
002þ x
022þ 2x
02þ y
2y
20¼ 0: (36) We can chose in particular x
1¼ x and x
2¼ x. The solu- tions of the Ricatti equations with respect to x
0defined by Eq. (36) can be found in principle using hypergeometric functions. The coefficients x
011 and x
02þ 1 in front of the g
0is in Eq. (35) can be removed using an additional transfor- mation g
0iðyÞ ¼ h
iðyÞ exp ð2ih
iðyÞ=hÞ, such that
h
1¼ y x
1; h
2¼ y x
2: (37) Then finally
h
01¼ 2e
gh
2g
2e
2iy=hþiðx1þx2Þ=h; h
02¼ 2e
gh
2g
1e
2iy=hþiðx1þx2Þ=h:
The whole system can be cast into a system of first-order dif- ferential equations
g
01g
02h
01h
020 B B B B
@ 1 C C C C
A ¼ 0 V U 0
! g
1g
2h
1h
20 B B B B
@ 1 C C C C
A ; (38)
with U and V defined by U ¼ 2e
ge
iðx1þx2Þ=hh
20 e
2iy=he
2iy=h0
!
;
V ¼ e
2iy=h2x1=h0
0 e
2iy=h2x2=h!
: (39)
FIG. 6. Transmission coefficient as a function of the inverse fieldh0=hfor y0¼0:5 and for two values of hybridization coupling: (a) eg¼0:02;
h0¼0:002513, Sa¼0:159598, and (b) eg¼0:05; h0¼0.015959 and Sa¼0:131460. Black lines are computed by solving the differential equa- tion(21). Red lines, which are indiscernible from the black lines, are the result of Eq.(32)where the phase/is given by Eq.(17). The dotted lines are obtained without reflection phase (/¼0)./¼0 only holds in the limit of small fields (h0/h1).
The S-matrix can then be formally defined by ordered- integral iterations of the matrix functions U and V, similarly as Eq. (4). If we introduce uðyÞ ¼ exp ð2iy=h 2i=ðxÞ=hÞ and vðyÞ ¼ exp ð2iy=h 2ix=hÞ, one finds that the t matrix element can be expanded as
t ¼ 1 þ 4e
2gh
4ð
y y1 y2 y3 y4 y
v y ð Þ
1u y ð Þ
2v y ð Þ
3u y ð Þ
4þ 16e
4gh
8ð
y y1 y8 y
v y ð Þ
1u y ð Þ
2v y ð Þ
3u y ð Þ
4v y ð Þ
5u y ð Þ
6v y ð Þ
7u y ð Þ þ
8(40) which is equivalent to Eq. (7) found for one tunneling junction
A. Case with no hybridizationðeg50Þ
In absence of hybridization, it is interesting to study the phase for an unbounded state (a state where one of the boundary condition for the wave function does not vanish at infinity). The two sheets decouple in this case, and one has only two independent linear second-order differential equa- tions for g
1and g
2. Setting u
1¼ g
1ðyÞe
iy=hand u
2¼ g
2ðyÞ e
iy=h, Eq. (34) becomes
h
2g
001ðyÞ ¼ ðy
2r
2Þg
1ðyÞ;
h
2g
002ðyÞ ¼ ðy
2r
2Þg
2ðyÞ; (41) where r
2¼ 1 þ y
20is the radius of the b orbit. It is well- known that the even and odd solutions are expressed using two Kummer functions M with y
2/h as main argument
20g
1ð Þ ¼ y Ae
y2=2hM 1
4 r
24h ; 1
2 ; y
2h
þ ByM 3 4 r
24h ; 3 2 ; y
2h
¼ Au y ð Þ þ Bv y ð Þ : (42) Solution for the other function g
2is similar with independent constants. We impose the constraint that, for large and nega- tive, g
1vanishes. This leads to the relation
B 2C 3
4 r
24h
A
ffiffiffi h p C 1
4 r
24h
¼ 0: (43)
In Fig. 7(a) is represented g
1, with a vanishing boundary condition on the left. Only one constant remains, which is not relevant when we consider the ratio of the wave function between P and Q in Fig. 3. Indeed the transmis- sion factor defined here by T ¼ jg
1ðrÞ=g
1ðrÞj
2is exactly equal to
T ¼ C 1
4 r
24h
M 1 4 r
24h ; 1 2 ; r
2h
þ 2r ffiffiffi h p C 3
4 r
24h
M 3 4 r
24h ; 3 2 ; r
2h
C 1 4 r
24h
M 1 4 r
24h ; 1 2 ; r
2h
2r ffiffiffi h p C 3
4 r
24h
M 3 4 r
24h ; 3 2 ; r
2h
2
; (44)
and is a function of r
2=h. In physical units, the ratio r
2=2h is equal to the b-orbit frequency (in Tesla) divided by the mag- netic field B
r
22h ¼ F
bB ; (45)
which is usually a large number (F
bis few thousands of Tesla for organic conductors). It has to be noticed that imposing a vanishing wave function at both negative and positive large values of y (bound state) leads to two conditions
B 2C 3
4 r
24h
6 A
ffiffiffi h p C 1
4 r
24h
¼ 0; (46)
which can only be satisfied when the gamma functions are infinite. This happens when both arguments of the gamma functions are negative integers, and one obtains the usual quantification relation or Landau levels r
2¼ (2n þ 1)h with n positive integer. Using the different asymptotic expansions for the Kummer function,
1one obtains for each wave func- tion u and v a good approximation near the turning points y ’ 6r (see Figs. 7(b) and 7(c), approximation (2))
u y ð Þ ’ ffiffiffi p p r
22h
1=6
Ai r
22h
2=3
y
2r
21
" #
cos p 4 pr
24h
(
þ Bi r
22h
2=3
y
2r
21
" #
sin p 4 pr
24h
9 =
; ; (47) v y ð Þ ¼
ffiffiffi p p
2 r
22h
5=6
y Ai r
22h
2=3
y
2r
21
" #
cos 3p 4 pr
24h
(
þBi r
22h
2=3
y
2r
21
" #
sin 3p 4 pr
24h
9 =
; : (48) In the region r < y < r, not too close to the turning points, the solutions are instead adequately approximated by (see Figs. 7(b) and 7(c), approximation (1))
u y ð Þ ’ 1 ffiffiffiffiffiffiffiffiffiffi
sin h
p cos r
22h h 1
2 sin 2h
sin pr
24h
" #
;
(49) v y ð Þ ’ h
ffiffiffiffiffiffiffiffiffiffi sin h
p sin r
22h h 1
2 sin 2h
sin pr
24h
" #
: (50)
Low Temp. Phys.43(2), February 2017 J.-Y. Fortin and A. Audouard 179
Moreover, the ratio between the two constants B and A in Eq. (43) is approximated by
B A ¼
2C 3 4 r
24h
ffiffiffi h p C 1
4 r
24h
’ r
h cot pr
24h þ p
4
: (51)
Using Eqs. (47) and (48) for y ¼ 6r, and Bi(0)/Ai(0) ¼ ffiffiffi p 3
, one obtains the semiclassical limit of the inverse transmis- sion factor, and after some algebra and simplifications one obtains the simple result
T ’ 4 sin
2pr
22h þ p
3
¼ 4 sin
2p F
bB þ p 3
: (52)
The frequency of the oscillations is F
b/2 as expected, but there is a shift equal to d ¼ p=3 as opposed to the semiclassi- cal limit, which is equal to d ¼ p=2 for a bound state or localized wave function, where at each turning point a Maslov factor equal to p=2 is involved after total reflection of the wave function.
B. Semiclassical analysis for interacting orbits
In this section, one computes semiclassically for a bound state the amplitude ratio between points P and Q in Fig. 3, using a transfer matrix method to obtain all the contributions from the different electronic paths. One has indeed to evalu- ate the sum of all the amplitudes corresponding to multiple orbits connecting the two points P and Q, with their harmon- ics, and using the connection formula (15) for the tunneling regions. In Fig. 3, we have represented 4 different points (amplitudes) (a, a
0, b, b
0), a and a
0belong to orbits b or 2b a, and b and b
0belong to orbits a or b. These points are located just before the tunneling event, such that there is a possibility to be transmitted or reflected, just after passing through the breakdown points. A trajectory is an ensemble of steps on the surface, which connect P to Q. At time n ¼ 0 we start from P. At later time n þ 1, we can write the ampli- tudes as function of the amplitudes at time n. For example, amplitude b at time n þ 1 is the sum of b
0after reflection and a
0after tunneling at time n, and can be written as
bðn þ 1Þ ¼ pe
iSa=2ha
0ðnÞ qe
iSa=2hi/b
0ðnÞ:
There are 3 other equations connecting the different points at each step on a trajectory. At P, Q, P
0, and Q
0we introduce a phase shift d ¼ p=2. One can write therefore the system
aðn þ 1Þ ¼ qe
iðSbSa=2Þ=hþi/þ2ida
0ðnÞ þ pe
iðSbSa=2Þ=hþ2idb
0ðnÞ;
a
0ðn þ 1Þ ¼ qe
iðSbSa=2Þ=hþi/þ2idaðnÞ þ pe
iðSbSa=2Þ=hþ2idbðnÞ ;
bðn þ 1Þ ¼ qe
iSa=2hi/b
0ðnÞ þ pe
iSa=2ha
0ðnÞ;
b
0ðn þ 1Þ ¼ qe
iSa=2hi/bðnÞ þ pe
iSa=2haðnÞ: (53) From these relations, we can define a step matrix R, acting on vector v(n)
T¼ (a(n), b(n), a
0(n), b
0(n)), with initial condi- tion vð0Þ
T¼ ð0; 0; e
iðSbSa=2Þ=hid; 0Þ. Then vðn þ 1Þ ¼ RvðnÞ; with
R ¼ 0 A A 0
; A ¼ qx
2bae
i/px
2bapx
aqx
ae
i/; (54) where x
a¼ e
iSa=2hand x
2ba¼ e
iðSbSa=2Þ=hþ2id. We define T ¼ 1=jtj
2¼ jg
1ðrÞ=g
1ðrÞj
2which is also equal to
T
1¼ jhvð0Þjvð0Þ þ R
2vð0Þ þ R
4vð0Þ þ ij
2¼ jhvð0Þjð1 R
2Þ
1vð0Þij
2: (55) Only the even powers of R contribute since to go trough a
0twice we need to perform an even number of steps.
FIG. 7. Wave profile of functionsg1(a),u(b), andv(c) as a function ofy for field value h¼0.05 and parameters y0¼1, eg¼0 (r2¼2).
Approximation (1) is given by Eqs.(49)and(50), which are accurate in the bulkr<y<r, and approximation (2) by Eqs.(47)and(48), which are cor- rect only near the borders of the turning pointsy¼6r¼6 ffiffiffi
p2
. Functiong1
vanishes asy! 1but is unbounded wheny! 1.
Resumming the expression in Eq. (55) involves the inverse of (1 R
2) which can be computed from (1 A
2)
1since R is simply the diagonal block matrix diag (A
2, A
2), and there- fore (1 R
2)
1¼ diag((1 A
2)
1, (1 A
2)
1). After some algebra, we extract the third component of (1 R
2)
1v(0) to obtain T
T ¼ ð 1 x
ax
2baÞ
2q
2x
ae
i/x
2bae
i/21 p
2x
ax
2baq
2x
2ae
2i/2
: (56)
There are two obvious cases. When p ¼ 1 and q ¼ 0, one obtains T ¼ j1 x
ax
2baj
2¼ j1 e
iSb=hþ2idj
2, or T ¼ 4 sin
2ðS
b=2h þ dÞ, which was obtained previously in Eq. (52).
Oppositely, when p ¼ 0 and q ¼ 1, the particle describes orbits around 2ba, and T ¼ j1 x
22bae
2i/j
2, or T ¼ 4 sin
2ðS
b12S
aÞ=h þ d þ /
: This expression depends on / explicitly.
C. Simple solvable model for two-interacting orbits
Let us rewrite the Hamiltonian (19) in the representation ðx; ^ y ¼ ih@
xÞ. One obtains the set of coupled differential equations
h
2@
x2@u
1þ ððx þ 1Þ
2r
2Þu
1þ 2e
gu
2¼ 0;
2e
gu
1h
2@
x2u
2þ ððx 1Þ
2r
2Þu
2¼ 0: (57) The advantage of this representation is that the imaginary parts in Eq. (34) are absent, at the cost of a shift in the har- monic potential. Function u
1is centered around x ¼ 1 whereas function u
2has dominant weight around x ¼ 1. We will consider instead a slightly different set of equations
ð^ y þ d
0Þ
2u
1þ ððx þ 1Þ
2r
2Þu
1þ 2e
gðxÞu
2¼ 0;
2 e
gðxÞu
1þ ð^ y d
0Þ
2u
2þ ððx 1Þ
2r
2Þu
2¼ 0; (58) where d
0is a parameter and the coupling e
gis a function of x : e
gðxÞ ¼ ðx id
0Þg with g constant. The Hamiltonian operator H is then defined by
H ^ ¼ 1 2
^ y þ d
0ð Þ
2þ ð x þ1 Þ
2r
22g x ð id
0Þ 2g x ð þid
0Þ ð y ^ d
0Þ
2þ ð x 1 Þ
2r
2!
; (59) and the Fermi surface is the location of points given by the equation
H x; ð y Þ ¼ 1
4 ð y þ d
0Þ
2þ ð x þ 1 Þ
2r
2h i
ð y d
0Þ
2þ ð x 1 Þ
2r
2h i
g
2x
2þ d
20¼ 0:
(60) For g and d
0non-zero, the surface is composed of two sheets separated by a gap proportional to d
0, see Fig. 8(a). It has to be noticed that for this particular choice of coupling func- tion, there is no observable gap on the Fermi surface when d
0¼ 0, since e
g(0) ¼ 0, but the two surfaces are still coupled at other points by gx 6¼ 0, see Fig. 8(b). The advantage of the Hamiltonian (59) is that it can be factorized using simple
bosonic operators associated with centers 6(1 6 id
0) in the complex plane (x, y)
a ¼ 1 ffiffiffiffiffi
p 2h ð x þ 1 þ id
0þ h@
xÞ;
a
†¼ 1 ffiffiffiffiffi
p 2h ð x þ 1 id
0h @
xÞ;
b ¼ 1 ffiffiffiffiffi
p 2h ð x 1 id
0þ h@
xÞ;
b
†¼ 1 ffiffiffiffiffi
p 2h ð x 1 þ id
0h@
xÞ; (61) with ½a; a
†¼ ½b; b
†¼ 1. The set of differential equations (58) are indeed identical to two coupled harmonic oscillators
h a
†a þ 1 2
u
1þ e
gu
2¼ r
22 u
1; h b
†b þ 1
2
u
2þ e
gu
1¼ r
22 u
2; (62)
and it is straightforward then to consider the following two- dimensional “bosonic” operators:
P ¼
a 1
ffiffiffiffiffi p 2h g ffiffiffiffiffi p 2h b 0
B B
@
1 C C
A ; P
†¼
a
†g ffiffiffiffiffi p 2h g ffiffiffiffiffi p 2h b
†0
B B
@
1 C C
A ; (63)
FIG. 8. (a) Fermi surface forg¼0.5 andd0¼0.1, where a gap is present.
The two surfaces are tilted as their centers are not aligned on the horizontal axis. (b) Fermi surface forg¼0.5 andd0¼0 (black), andg¼d0¼0 (red).
Wheng6¼0, the area of the circular cyclotronic trajectories is slightly larger since it is proportional tor2þg2.
Low Temp. Phys.43(2), February 2017 J.-Y. Fortin and A. Audouard 181
to express the Hamiltonian as an extended harmonic oscilla- tor in two-dimensions
H ^ u
1u
2¼ hP
†Pþ 1 2
hr
2g
20 o hr
2g
2!
( )
u
1u
2¼0:
(64) The “bosonic” operators P and P
†satisfy the commutation
relation P; P
†¼ Q
0¼ 1 2igd
0=h 2igd
0=h 1
!
¼ r
02gd
0r
2=h;
(65) which is not unity when the product gd
0is not zero. We can- not therefore call them “bosonic” in the usual sense since there is a mixing of the two different types of bosons due to the coupling. Here r
i¼0.3are the usual Dirac matrices in two dimensions.
*There are two possible ways to construct the wave functions, depending on the value of d
0. If d
0¼ 0, then P and P
†are true bosonic operators, and we can construct the ground-state solution PW
0¼ 0 of lowest energy E
0¼
12h r
2g
2¼ 0, with W
0¼ ðu
ð0Þ1; u
ð0Þ2Þ
T= ffiffiffi p 2
: This imposes the constraint h ¼ r
2þ g
2on the field. Normally we construct the states above the ground-state energy by quanti- zation of the area, or E
n¼ h n þ
12/ r
2þ g
2, but here we keep r constant (or constant Fermi energy) and solve for h values for which a set of bounded wave functions can be found. It is easy to see that the first component u
ð0Þ1satisfies the factorized differential equation
ðx þ h@
x6 ffiffiffiffiffiffiffiffiffiffiffiffiffi 1 þ g
2p Þðx þ h@
x7 ffiffiffiffiffiffiffiffiffiffiffiffiffi 1 þ g
2p Þu
ð0Þ1¼ 0: (66) The solutions are simple combinations of two Gaussian exponentials centered at 6x
g¼ 6 ffiffiffiffiffiffiffiffiffiffiffiffiffi
1 þ g
2p
u
ð Þ10ð Þ ¼ x A exp ð x þ x
gÞ
22h
þ B exp ð x x
gÞ
22h
;
u
ð Þ20ð Þ ¼ x 1 ffiffiffiffiffiffiffiffiffiffiffiffiffi 1 þ g
2p
g A exp ð x þ x
gÞ
22h
1 þ ffiffiffiffiffiffiffiffiffiffiffiffiffi 1 þ g
2p
g B exp ð x x
gÞ
22h
: (67)
The two components are coupled together once the constants A and B are determined. These constants satisfy a conserva- tion equation, depending on the filling factor. If we consider initially a system filled with one electron in each orbital at zero coupling, therefore two electrons in total, we impose that, by increasing the coupling, the number of electrons per orbital does not change. One has the pair of constraints Ð ju
ð0Þ1j
2¼ Ð
ju
ð0Þ2j
2¼ 1 (in this case we consider real func- tions), which leads to hW
0jW
0i ¼ 1, and to the following relations of conservation:
1 ffiffiffiffiffiffi
p ph ¼A
2þB
2þ2ABe
x2g=h; 1 ffiffiffiffiffiffi
p ph ¼A
21 ffiffiffiffiffiffiffiffiffiffiffiffi 1þg
2p
g
!
2þB
21þ ffiffiffiffiffiffiffiffiffiffiffiffi 1þg
2p
g
!
22ABe
x2g=h: (68) The other state vectors at higher energy (or higher nodes) are given by the successive application of on P
†on W
0W
n¼ 1 ffiffiffi 2 p u
ð Þ1nu
ð Þ2n!
¼ 1 ffiffiffiffi n!
p P
†W
0; (69) with energy E
n¼ h n þ
12r
2þ g
2=2. When E
n¼ 0;
this imposes a field value h
n¼ ðr
2þ g
2Þ=ð2n þ 1Þ for which W
nis solution of Eq. (57). In Fig. 9, we have represented the two components u
ðnÞ1and u
ðnÞ2for the state n ¼ 10 at constant r
2¼ 2. In the limit of small coupling, Eq. (68) leads to the solutions (we choose A > 0 and B < 0)
A ’ ð ph Þ
1=4; B ’ g
2 ð ph Þ
1=4! 0;
u
ð Þ10’ ð ph Þ
1=4exp ð x þ x
gÞ
22h
;
u
ð Þ20’ ð ph Þ
1=4exp ð x þ x
gÞ
22h
; (70)
FIG. 9. Wave profile of bound statesuðnÞ1 anduðnÞ2 for coupling parameters g¼0.5 andd0¼0 (red), at leveln¼10, and comparison with the free case (g¼0 (black), independent harmonic oscillators). Forg¼0.5 andg¼0, we take h¼(r2þg2)/(2nþ1), corresponding to h¼0.107 and h¼0.095, respectively. ConstantA¼ ðphÞ1=4, andBis deduced from Eq.(68).
*We remind that the Dirac matrices are defined by r0¼ 1 0 0 1
; r1¼ 0 1
1 0
;r2¼ 0 i
i 0
;andr3¼ 1 0
0 1
.