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Production of inclusive Υ(1S) and Υ(2S) in p–Pb
collisions at √sNN=5.02TeV
B. Abelev, A. Baldisseri, J. Castillo Castellanos, J. -L. Charvet, H. Pereira da
Costa, A. Rakotozafindrabe, For The Alice Collaboration
To cite this version:
B. Abelev, A. Baldisseri, J. Castillo Castellanos, J. -L. Charvet, H. Pereira da Costa, et al.. Production
of inclusive Υ(1S) and Υ(2S) in p–Pb collisions at √sNN=5.02TeV. Physics Letters B, Elsevier, 2015,
740, pp.105 - 117. �10.1016/j.physletb.2014.11.041�. �hal-01103948�
.
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Articlehistory:
Received9October2014
Receivedinrevisedform19November2014 Accepted19November2014
Availableonline22November2014 Editor:L.Rolandi
WereportontheproductionofinclusiveΥ(1S)andΥ(2S)inp–Pbcollisionsat√sNN=5.02 TeV atthe
LHC.ThemeasurementisperformedwiththeALICEdetectoratbackward(−4.46<ycms<−2.96)and
forward(2.03<ycms<3.53)rapiditydowntozerotransversemomentum.Theproductioncrosssections
oftheΥ(1S)and Υ(2S)arepresented,as wellas thenuclearmodificationfactorandthe ratioofthe forwardtobackwardyieldsofΥ(1S).AsuppressionoftheinclusiveΥ(1S)yieldinp–Pbcollisionswith respect tothe yield from ppcollisions scaled bythe number ofbinary nucleon–nucleon collisions is observedatforwardrapiditybutnotatbackwardrapidity.Theresultsarecomparedtotheoreticalmodel calculationsincludingnuclearshadowingorpartonicenergylosseffects.
©2014TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense (http://creativecommons.org/licenses/by/3.0/).FundedbySCOAP3.
1. Introduction
Quarkoniaareboundstatesofaheavyquarkanditsanti-quark. TheJ/
ψ
familyiscomprisedofcharmandanti-charmquarksand theΥ
family ofbottom and anti-bottom quarks. The former are commonly called charmonia and the latter bottomonia. In ele-mentary pp collisions, the production of a quarkonium can be understood asthe creation of a heavy-quark pair (QQ )¯
followed byitsbindingintoa quarkoniumstatewithgivenquantum num-bers[1]
.Thefirststepis welldescribed byperturbative quantum chromo-dynamics(QCD)whilethesecond stepisinherently non-perturbative.Threemainapproachesareusedtodescribe quarko-nium production in hadronic collisions: the Colour Evaporation Model (CEM) [2,3], the Colour-Singlet Model (CSM) [4] and the Non-Relativistic QCD (NRQCD) framework [5]. However, none of those models is able to satisfactorily describe simultaneously all aspectsofquarkoniumproductioninppcollisions[6]
.In ultra-relativistic Pb–Pb collisions, quarkonia are important probestostudythepropertiesofthedeconfinedstateofpartonic matter, the quark–gluon plasma (QGP). Such a state ispredicted by QCD at high temperature andpressure [7,8]. Since quarkonia areproducedattheearlystage ofthecollision,theyareexpected tointeractwiththeQGPthroughoutitsevolution.Inparticular,in thecolour-screeningscenario
[9]
quarkoniumstatesaresuppressed intheQGPwithdifferentdissociationprobabilitiesforthevarious massstates,depending ontheir binding energy.The CMS Collab-oration at the Large Hadron Collider (LHC) has reported on theE-mailaddress:alice-publications@cern.ch.
observation ofthe sequential suppression of bottomonium states in Pb–Pb collisions at
√
sNN=
2.
76 TeV [10,11]. However, otherhotnuclearmattereffectsbesidescolourscreening,aswellascold nuclear matter (CNM) effects, do complicate thissimple picture. Ontheonehand,recentmeasurementsbytheALICECollaboration arecompatiblewitharegenerationmechanismplayingan impor-tant role inthe productionofJ/
ψ
inPb–Pb collisions attheLHC [12–14].Additional J/ψ
areexpectedtobe producedfrom decon-finedcharmquarksbykineticrecombinationintheQGP[15,16]
or bystatisticalhadronizationatthephaseboundary[17]
.This addi-tional,hotnuclearmattereffect,competeswiththesuppressionby colourscreening.Duetothelower productioncrosssection ofbb¯
pairscomparedto cc pairs,¯
theregeneration ofΥ
(1S)isexpected tobesmallerthanthatofJ/ψ
[18].Ontheotherhand,effects re-latedto the presence ofCNM can also modifythe production of quarkoniainnucleus–nucleuscollisions.Cold nuclear matter effects can be separated into initial and final-state effects. Initial-state effects occur prior to the forma-tionoftheheavy-quarkpair.Theseincludethemodificationofthe kinematicaldistributionofthe partonsinthenucleicomparedto thatinfreenucleons
[19–22]
aswellaspartonenergyloss[23–25]
. First,thenuclearPartonDistribution Functions(nPDF) differfrom those in free nucleons (PDF). Since the gluon fusion mechanism dominates the production of heavy-quark pairs in high energy collisions, quarkonium production is particularly sensitive to the gluonnPDF,whichispresently notwell known.Bjorken-x (xBj) isdefined asthe fraction ofthe hadron momentum carried by the parton. The gluon nPDF includes a shadowing region at low xBj
(xBj
0.
01)correspondingtoasuppressionofgluons,anantishad-owingregion atintermediatexBj (0
.
01xBj0.
3)correspondinghttp://dx.doi.org/10.1016/j.physletb.2014.11.041
0370-2693/©2014TheAuthors.PublishedbyElsevierB.V.ThisisanopenaccessarticleundertheCCBYlicense(http://creativecommons.org/licenses/by/3.0/).Fundedby SCOAP3.
toanenhancementofgluons,andanadditionalsuppressionof glu-onsknownasEMCeffectathigherxBj(0
.
35xBj0.
7).Secondly,ifthequarkoniumproductionisdominatedbylowxBj gluons,then
theColourGlassCondensate(CGC)modelcanbeusedtodescribe the nucleus as a coherent gluonic system that saturates at very large density [26]. Finally, partons can lose energy before creat-ing the heavy-quark pair, thereforemodifying the kinematic dis-tributionsofquarkonia.Final-stateeffectsarethosethataffectthe heavy-quarkpairduringthefinitetimeitneedstoforma quarko-nium state orafterthe state hasbeen formed
[27]
.The QQ pair¯
caninteractwiththenuclearmatterandeventuallybreakup.The break-upcrosssection dependsonthenatureofthepre-resonant stateandisexpectedtobesmallfor
Υ
(1S)athighenergy[27–29]
. The final-state resonance can also interact with surrounding co-movers and lose energy or even break up [30–32]. Finally, in a recentapproachtopartonenergyloss[25]
,itishypothesizedthat the partonenergyloss is coherentand cannot be factorizedinto initialandfinalstateeffects.Cold nuclear matter effects can be studied in proton–nucleus (p–A) collisions, where the QGP is not expected to be formed. Charmonium states havebeen extensively measured in p–A col-lisions atvariouscollision energies up toLHC energies. Bottomo-niumproductionhasrecentlybeenstudiedthankstotheincreased energy and luminosity available in collider experiments at RHIC [33,34]andtheLHC
[35]
.Duetothelargermassofthe bottomo-niumstatescomparedtothecharmoniumones,themeasurement ofΥ
production in proton–nucleus collisions allows a study of coldnuclearmattereffectsinadifferentkinematicregime, there-forecomplementingtheJ/ψ
studies[36,37]
.Inaddition,therecent measurement bythe ALICECollaboration inPb–Pb collisions ofa strongerΥ
(1S)suppression atforwardrapidity[38]
than at mid-rapidityhasstressedtheimportanceofunderstandingCNMeffects onΥ
production(sinceinthecolourscreeningscenariosucha be-haviourisnotexpectedastheenergydensityshouldbelarger or equalatmid-rapiditythanatforwardrapidity).InthisLetter,wereportALICEresultsoninclusive
Υ
production in p–Pb collisions at√
sNN=
5.
02 TeV, measured via theμ
+μ
−decay channel. The ALICE measurement of the
Υ
(1S) andΥ
(2S) productioncrosssectioninp–PbcollisionsatLHCenergiesis pre-sentedatbackward(−
4.
46<
ycms<
−
2.
96)andforward(2.
03<
ycms
<
3.
53)centre-of-massrapidities.Thepositiverapidityisde-finedby the directionoftheprotonbeam. The
Υ
(1S) production crosssectionsinp–Pbcollisionsarecomparedtothoseinpp col-lisions scaled bythe Pb-nucleusatomic massnumber APb=
208.Thisnuclearmodificationfactorispresentedasafunctionof rapid-ity.Theratiooftheforwardtobackwardyieldsisalsodiscussed.
2. Experimentalapparatusanddatasample
TheALICEdetectordesignandperformanceareextensively de-scribedin
[39]
and[40]
.Theanalysispresented hereisbasedon the detection of muons in the ALICE forward muon spectrome-ter,whichcoversthelaboratorypseudorapidityrange−
4<
η
lab<
−
2.
5.Inaddition,theSiliconPixelDetector(SPD)isusedto recon-structtheprimaryvertex,theVZEROdetectorprovidesaminimum biastriggerandtheVZEROandTZEROdetectorsare bothusedas luminometers.Ashortdescriptionofthesedetectorsisgiveninthe followingparagraphs.Themuonspectrometerconsistsofasetofabsorbers,adipole magnet with a 3 T m field integral, five tracking stations and twotriggerstations.Thefront absorber,madeofcarbon,concrete andsteel and placed between0.9 and5 m fromthe Interaction Point (IP), filters out hadrons, thus decreasing the occupancy in thetrackingsystem. Muon trackingisperformedby fivestations, eachoneconsistingoftwoplanesofCathodePadChambers(CPC).
The first two stations are located upstream of the dipole mag-net, the third one is embedded inside the magnet gap and the fourthandfifthareplaceddownstreamofthedipole,justbeforea 1.2 mthick ironwall(7.2interactionlengths),whichabsorbs sec-ondary hadronsescaping the front absorber andlow-momentum muons (having p
<
1.
5 GeV/
c at the exitof the front absorber). The muon trigger systemislocated downstream oftheiron wall andconsistsof twostations, eachone equippedwithtwo planes ofResistivePlateChambers(RPC).Thetimeresolutionisofthe or-der of2 ns andtheefficiencyisbetter than95%[41]
.The muon trigger system delivers single muon anddimuon triggers with a programmable transverse momentum (pT) threshold.Throughoutitsentirelength,aconicalabsorberaroundthebeampipe(
θ <
2◦) made oftungsten, lead and steelshields themuon spectrometer againstsecondary particlesproducedbytheinteractionoflarge-η
primaryparticlesinthebeampipe.
Primary vertexreconstruction isperformedusingtheSPD, the two innermostlayers oftheInner TrackingSystem[42].It covers thepseudo-rapidityranges
|
η
lab|
<
2 and|
η
lab|
<
1.
4,fortheinnerandouterlayers,respectively.
ThetwoVZEROhodoscopes
[43]
,with32scintillatortileseach, are placed on each side of the IP, covering the pseudo-rapidity ranges 2.
8<
η
lab<
5.
1 and−
3.
7<
η
lab<
−
1.
7. Each hodoscopeissegmentedinto8sectorsofequalazimuthal coverageandfour equal pseudo-rapidity rings. The logical AND of the signalsfrom the two hodoscopes forms the Minimum Bias (MB) trigger, also usedasaluminositysignal.Asecond luminositysignalisdefined asthe logical AND ofthe twoTZERO arrays, located onopposite sides of the IP (4
.
6<
η
lab<
4.
9 and−
3.
3<
η
lab<
−
3.
0). Eacharrayconsistsof12quartzCherenkovcounters,readby photomul-tipliertubes.
Thedatasamplesusedforthisanalysiswerecollectedin2013. The number of bunches colliding at the ALICE IP ranged from 72 to 288. The peak luminosity during data taking was about 1029 s−1cm−2. The average number of visible interactions per
bunch crossinginsuchconditionsisabout 0.06,corresponding to amultipleinteraction(pile-up)probabilityofabout3%.
Thetriggerconditionusedfordatatakingisadimuon-MB trig-gerformedbythelogicalANDoftheMBtriggerandanunlike-sign dimuontriggerwithatriggerprobabilityforeachofthetwomuon candidates that increases with pT and is 50% at 0
.
5 GeV/
c. Inan additional offlineselection, thetiming information ofthetwo VZERO arrays is used to reject beam-halo andbeam-gas events. The Zero DegreeCalorimeters (ZDC), positioned symmetricallyat 112.5 m fromthe IP,are usedoffline torejecteventswitha dis-placed vertex,originatingfromtheinteractionsofsatellite proton andleadbunches,asdescribedin
[40]
.ThetwoLHCbeamshavethesamemagneticrigiditybut differ-entprojectilechargetomassratio,whichresultsinthetwobeams havingdifferentenergies: Ep
=
4 TeV and EPb/
APb=
1.
58 TeV. Asaconsequence,thecentre-of-masssystemofnucleon–nucleon col-lisions is shifted in rapidity by
y
=
0.
465 with respect to the laboratoryframe inthedirectionofthe protonbeam. Intermsof therapidityinthecentre-of-massframe ycms,themuonspectrom-eter acceptance is 2
.
03<
ycms<
3.
53 when the proton beam istravellinginthedirectionofthespectrometer(p–Pbconfiguration), and
−
4.
46<
ycms<
−
2.
96 inthe opposite case(Pb–pconfigura-tion). Toaccessboth rapidity ranges,data were takeninthe two configurations.
About 9
.
3×
106 (2.
1×
107)dimuon-MB-triggered eventswere analyzed for the p–Pb (Pb–p) configuration, corresponding to an integratedluminosityL
int=
5.
01±
0.
19 nb−1 (5.
81±
0.
20 nb−1).The determination of the integrated luminosities and associated uncertaintiesisdescribedlater.
Fig. 1. Invariantmassdistributionofopposite-signdimuonsintherapidityregions−4.46<ycms<−2.96 (left)and2.03<ycms<3.53 (right)inp–Pbcollisions.Ineach
case,thefullcurveshowsthetotalfitfunctionandthedashedcurvesthesignalcomponentforthethreeΥ states(seetextfordetails).
3. Dataanalysis
Muon track candidates are reconstructed in the muon spec-trometer using the standard tracking algorithm [44]. The tracks are required to exit the front absorber at a radial distance from thebeamaxis, Rabs,in therange17
.
6<
Rabs<
89.
5 cm torejecttrackscrossingtheregionoftheabsorberwiththehighestdensity material.Inthisregion,multiplescatteringandenergylosseffects arelargeandcanaffectthemassresolution.Thecontributionfrom fakeandbeam-gasinteractioninducedtracksisreducedby select-ingtrackspointingtotheinteractionvertex. Inaddition,tracksin thetrackingsystemarerequestedtomatchatracksegmentinthe triggersystem(triggertracklet).
The
Υ
signalisobtainedfromtheinvariant massdistributions of opposite-sign dimuons with a laboratory pair-rapidity in the range 2.
5<
|
ylab|
<
4 down to zero transverse momentum. Theraw number of
Υ
is obtainedby fitting the invariant mass dis-tributions.Asumoftwo exponentialfunctionsisusedto param-eterizethe background continuum, andeachΥ
resonance shape is described by an extended Crystal Ball(CB) function [45]. The CB function ismade ofa Gaussian core anda power-law tailon each side and is found to reproduce the shape of theΥ
peak obtainedinMonte Carlo(MC) simulations. Sincethe CB tails are poorlyconstrainedby thedata,theyare fixedfromtheresultsof the MC simulations. It is also necessary to fix the mass differ-ence between states by using the PDG values [46] and to force the width of theΥ
(2S) andΥ
(3S) to scale proportionally with theΥ
(1S)width accordingto the ratioofthe resonance masses. MCsimulations validatedthese assumptions.TheΥ
(1S)signal to backgroundratio (S/B)1 is between0.8to 1.8, allowing theposi-tion and width of the
Υ
(1S) peak to be free parameters in the fit.Thesignificance(S/√
S+
B)forΥ
(1S)isbetween6.
3 and11.
6 forthe rapidity bins considered in the analysis. The significance of theΥ
(2S) in the rapidity ranges−
4.
46<
ycms<
−
2.
96 and2
.
03<
ycms<
3.
53 islargerthan 3,whichallows areliablemea-surement. However, dueto the limited statistics,the significance ofthe
Υ
(3S) stateis toolowto separate thesignalfromthe un-derlying background. Fig. 1 illustrates the fittingmethod for the rapidity intervals−
4.
46<
ycms<
−
2.
96 (left panel) and 2.
03<
ycms
<
3.
53 (rightpanel).ThemeasuredΥ
(1S)peakpositionisinagreementwiththeresonancemassvaluefromPDG
[46]
andthe1 Thesignaltobackgroundratioandsignificancenumbersarealwaysevaluated
determiningthe number ofsignaland backgroundcounts inaninvariant mass rangecentredonthe Υ massand correspondingto±3 times thewidthofthe peak.
measured width(155
±
25 MeV/
c2 in−
4.
46<
ycms<
−
2.
96 and160
±
22 MeV/
c2 in 2.
03<
ycms<
3.
53) agrees with the resultsfromMCsimulations.Asimilaragreementwasobservedforall ra-piditybinsconsideredinthisLetter.
Toinvestigatethesystematicuncertaintiesonthesignal extrac-tion procedure, different fits were performed parameterizing the backgroundcontinuum withthe sumoftwo power-lawfunctions andusingalternativeinvariantmassfittingranges.Sincesome pa-rametersare fixedinthefittingprocedure,therelatedsystematic uncertainties werealso studied.TheCB tailparameterswere var-ied according to their spreadobtained by several fits of the MC distributionsindifferentmassranges.Thewidthofthe
Υ
(2S)andΥ
(3S) were varied according to the size of the uncertainties of theΥ
(1S) width obtained from the fit. The latter method was similarly used to estimate the systematic uncertainty related to the fixing of theΥ
(2S) andΥ
(3S) peak position.The raw num-ber ofΥ
(1S) andΥ
(2S) in the rapidity range−
4.
46<
ycms<
−
2.
96 are 161±
21(
stat)
±
9(
syst)
and 42±
14(
stat)
±
5(
syst)
, respectively. In the 2.
03<
ycms<
3.
53 rapidity range, they are305
±
34(
stat)
±
13(
syst)
forΥ
(1S) and 83±
23(
stat)
±
10(
syst)
forΥ
(2S).The acceptance-times-efficiency ofthe muon spectrometer for themeasurementof
Υ
, A×
ε
,iscalculatedwithMCsimulations. The pT and y distributionsofthegeneratedΥ
(1S)wereextrapo-lated,withaprocedureequivalentto theone adoptedfortheJ/
ψ
[47],to
√
sNN=
5.
02 TeV fromexistingppmeasurements[48–50]
.Nuclear shadowingcalculations
[51]
wereusedtoincludethe ex-pectedCNM effects.Thesystematicuncertaintywasestimatedby varying the pT and y input distributions by an amountsuffi-ciently large (based on theoretical estimations) to include the a priori unknown impact of CNM effects. Since the available data favoura zeroorsmallpolarization of
Υ
(1S) [52–54],an unpolar-izedproductionwas assumed. Particle transportisperformed us-ingGEANT3[55]
andarealisticdetectorresponseisappliedtothe simulatedhitsinordertoreproducetheperformanceofthe appa-ratusduringdatataking.Thetimedependenceofthetrackingand trigger efficiencies is taken into account by incorporating in the MC simulationsthe deadchannelmaps obtainedfromthe online detectorinformationandthetriggerchamberefficienciesobtained fromarealdataanalysis.Inaddition,arealisticdescriptionofthe residualmisalignmentofthetrackingchambersisincludedinthe simulations. Thetrackingefficiencyis evaluatedwithdata by an-alyzing the clusterdistribution ofthe reconstructedtracks inthe detectionchamberswiththealgorithmdescribedin[44]
.Thesame algorithmcanbeusedtoestimatethetrackingefficiencyfromMC data. The systematic uncertainties on thisvalue are obtained bycomparingthetrackingefficiencyestimatedfromrealandMCdata. The efficiency of the muon triggering system is calculated from dataandresultsfromtheanalysisoftriggertrackletdistributions reconstructed fromclustersin thefour planesof thetwo trigger stations.The corresponding systematic uncertainties are obtained by varying the trigger chamber efficiency in MC simulations by an amount equivalent to the statisticaluncertainties on the real dataestimation. The quality ofthe matching ofthe tracking and triggeringsysteminformationisensuredby a
χ
2 cut.Inordertoquantify the systematic uncertainties on the matching efficiency, thecut was varied inthesameproportions whileanalyzing both realandMCdata.Theobserveddifferenceinthematching proba-bilitiesprovidestheuncertainties.
The A
×
ε
valuesandthecorresponding systematic uncertain-tiesforΥ (
1S)
measuredduringthep–PbandthePb–pdatataking periodsare(
29.
0±
2.
0)
% and(
20.
1±
1.
6)
%,respectively.Thevalue of A×
ε
is lower for the Pb–p period mainly due to a reduced tracking efficiency. TheΥ
(2S) A×
ε
and the corresponding sys-tematicuncertainties were evaluated withthe samemethod and thesameinputdistributionsasfortheΥ
(1S).Theobserved differ-encesbetweentheΥ
(2S)andΥ
(1S) A×
ε
arelessthan0.
5%.The shapevariations betweenthedifferentinputdistributionsusedin thestudyoftheA×
ε
systematicuncertaintieswerelargeenough to cover the differences between theΥ
(1S) andΥ
(2S) distribu-tionsobservedbyLHCbintherapidityrange2<
ycms<
4.
5 inppcollisions
[49,56,57]
.Therawnumberof
Υ
(1S)obtainedwiththefitprocedure de-scribedpreviously,N[Υ (
1S)
]
,iscorrectedforthebranchingratioof thedimuondecaychannel, BRΥ (1S)→μ+μ−=
0.
0248±
0.
0005[46]and for the acceptance-times-efficiency,
(
A×
ε
)
Υ (1S). TheΥ
(1S)crosssectionisobtainedas
σ
pPbΥ (1S)=
N[Υ (
1S)
]/(
A×
ε
)
Υ (1S)BRΥ (1S)→μ+μ−
×
L
,
(1)where the integrated luminosity
L =
NMB/
σ
MB is the ratiobe-tween the number of MB events and the MB trigger cross sec-tion.Sincetheanalyzed datasampleismadeofdimuontriggered events, it is necessary to use a scaling factor, F , to obtain the numberofMBeventsfromthenumberoftriggeredevents.The in-verseofthe F factor correspondstotheprobability ofhavingthe dimuontriggerconditionverifiedinan MBevent.Itsaveragevalue is F
=
1129±
2(
stat)
±
11(
syst)
and F=
589±
2(
stat)
±
6(
syst)
forthep–PbandPb–pdatatakingperiods,respectively.These val-uesandthe corresponding statisticaluncertainties were obtained by averaging the resultsof two different methods,one basedon theratiooftriggerratesandtheotherbasedontheoffline selec-tionofdimuoneventsintheMBdatasample[36]
.Thesystematic uncertainties reflect the difference between the results obtained withthetwomethods.TheMBtriggercrosssectionσ
MBwasmea-suredwithavanderMeerscan
[58]
andfoundtobe2.
09±
0.
07 b (2.
12±
0.
07 b)forthep–Pb(Pb–p)configuration,wherethe uncer-taintiesforthetwoconfigurationsarepartiallycorrelated[59]
.The luminosity was also independently determined, ina similar way, by means of the TZERO-based luminosity signal. The two mea-surementsdifferbyatmost1%throughoutthewholedata-taking period.SuchasmallvariationwascombinedquadraticallywiththeNMB and
σ
MB uncertainties, toget a total luminosity uncertaintyof3.8%forthep–Pbconfiguration(forwardrapidities)and3.5%for thePb–pconfiguration(backwardrapidities).
4. Results
The
Υ
(1S) production cross sections in p–Pb collisions at√
sNN
=
5.
02 TeV are:Table 1
Summaryoftherelativesystematicuncertaintiesoneachquantityenteringinthe calculations oftheresults.TypeI (II)standsfor uncertaintiescorrelated (uncor-related) with rapidity. Type IIuncertainties aregiven as arange including the smallest and the largest values observed inthe bins considered inthis analy-sis.Resultsarepresentedforthebackward(−4.46<ycms<−2.96)andforward
(2.03<ycms<3.53)rapidityregions.
Source Backward rapidity Forward rapidity Signal extraction:Υ(1S) 5%–6% (II) 4%–6% (II) Signal extraction:Υ(2S) 12% (II) 12% (II) Input MC parameterization:Υ(1S) 2%–5% (II) 4%–6% (II) Input MC parameterization:Υ(2S) 5% (II) 5% (II) Tracking efficiency 6% (II) 4% (II) Trigger efficiency 2% (II) 2% (II) Matching efficiency 1% (II) 1% (II)
σΥ (1S)
pp (interpolation) 11%–13% (II) 7%–12% (II) L (correlated) 1.6% (I) 1.6% (I)
L (uncorrelated) 3.1% (II) 3.4% (II)
σ
pPbΥ (1S)(
−
4.
46<
ycms<
−
2.
96)
=
5.
57±
0.
72(
stat)
±
0.
60(
syst)
μb,
σ
pPbΥ (1S)(
2.
03<
ycms<
3.
53)
=
8.
45±
0.
94(
stat)
±
0.
77(
syst)
μb.
The
Υ
(2S) production cross sections in p–Pb collisions at√
sNN
=
5.
02 TeV, obtained in a similar way but withBRΥ (2S)→μ+μ−
=
0.
0193±
0.
0017[46],are:σ
pPbΥ (2S)(
−
4.
46<
ycms<
−
2.
96)
=
1.
85±
0.
61(
stat)
±
0.
32(
syst)
μb,
σ
pPbΥ (2S)(
2.
03<
ycms<
3.
53)
=
2.
97±
0.
82(
stat)
±
0.
50(
syst)
μb.
Asummaryofthedifferentsourcesofsystematicuncertainties and their relative value is givenin Table 1. The uncertainties of typeIIarenotfullyuncorrelatedwithrapidityandnotrivial factor-ization incorrelated anduncorrelatedpartscan be made. Hence, theyarelabelledasuncorrelated,buttheycannotbequadratically combinedtoobtaintherapidityintegratedresult.
The
Υ
(1S) candidates were further divided in four rapidity ranges, namely−
4.
46<
ycms<
−
3.
53,−
3.
53<
ycms<
−
2.
96,2
.
03<
ycms<
2.
96 and2.
96<
ycms<
3.
53.Twoofthemaresym-metricwithrespectto ycms
=
0.Fig. 2
showstheinclusiveΥ
(1S)differentialcrosssectiond
σ
/
d y asafunctionofrapidity.The ver-ticalerrorbarsrepresentthestatisticaluncertaintiesandtheopen boxestheuncorrelatedsystematicuncertainties.Alsoshownisthe inclusiveΥ (
1S)
y-differentialinterpolated crosssection inpp col-lisions atthe samecentre-of-mass energy(obtained asexplained laterinthetext)scaledby APb.The CNM effectscan bequantified withthenuclear modifica-tionfactor, RΥ (pPb1S)
=
σ
Υ (1S) pPb APb×
σ
ppΥ (1S),
(2)where
σ
ppΥ (1S) istheΥ
(1S)cross section inpp collisionsat√
s
=
5
.
02 TeV.Since
σ
ppΥ (1S) at√
s
=
5.
02 TeV has not yet been measured, it was computed using a data driven√
s interpolation method. A detailed description of the adopted procedure is given in [60].The LHCb Collaboration hasmeasured theΥ (
1S)
cross sec-tion in pp collisions at√
s=
2.
76,
7 and 8 TeV, over the rangesFig. 2. InclusiveΥ(1S)productioncrosssectionasafunctionofrapidityinp–Pb collisionsat√sNN=5.02 TeV.Theverticalerrorbarsrepresentthestatistical
un-certaintiesandtheopenboxestheuncorrelatedsystematicuncertainties.The cor-relatedsystematicuncertaintyis 1.6% and isdirectly quotedinthe figure.It is obtainedbysumminginquadraturethecorrelateduncertaintyontheintegrated luminosityandthe uncertaintyonthebranching ratioofΥ(1S)todimuon.The bandscorrespondtotheinclusiveΥ(1S)ppcrosssectionobtainedwiththe proce-duredescribedinthetextandscaledbyAPb.
pT
<
15 GeV/
c and 2<
y<
4.
5, in 5rapidity bins of equal size[49,56,57]. The LHCb results were re-binned to obtain the cross section in(approximately)the rapidity ranges ofinterest for this analysis: 2
<
y<
3, 2<
y<
3.
5, 3<
y<
3.
5, 3<
y<
4.
5, and 3.
5<
y<
4.
5.Foreach bin,thecrosssection asa functionof en-ergywasfittedaccordingto21differentshapes:15arebasedon LeadingOrderCEM(LO-CEM)calculationsforΥ
production, corre-spondingtovariouschoicesofPDFsandofthefactorizationscale; 3arebasedontheenergy-dependenceofbarebottom-quark pair production (FONLL) [61]; the remaining three are a power law, a linear and an exponential function. The obtained fit parame-ters were used to compute the cross section at√
s=
5.
02 TeV. In order to take into account the rather poor agreement of the data with the fitting functions (χ
2/
ndf>
2 for all fits, wherendf is the number of degrees of freedom), all the uncertainties on the fit results were rescaled by
χ
2/
ndf . Fits withχ
2/
ndfvalues larger than three times the minimum value obtained for the rapidity range considered were discarded. The weighted av-erage ofthe surviving results was computed (using the rescaled fit uncertainty as a weight) and retained as central value. The average(rescaled)fit-resultuncertaintywasevaluatedforeach ra-piditybin:itrangesfrom7%to12%.Asanadditionaluncertainty, the maximum difference between the average and the individ-ualfit results was computed: it ranges from 2% to 7%. Finally, a thirduncertaintywasconsidered,totakeintoaccounttheshiftof 0.035 rapidity units between the ranges adopted in the interpo-lationprocedure and those usedfor the measurement of RΥ (pPb1S). Suchan uncertaintyisquantifiedbythe maximumdifference be-tween the cross sections in the two ranges, evaluated with the LO-CEMandFONLLmodels,andamountsto1%fortheforward ra-pidity region and3% forthe backward rapidity region. Since the interpolationis performedseparately foreach rapidity range,the associateduncertainties are assumedto be uncorrelatedwith ra-pidity.Fortheforwardandbackwardrapidity rangesusedforthe integratedresults, the obtainedinterpolated cross-sections times branchingratioare1451
±
114(
syst)
pb and770±
87(
syst)
pb, re-spectively.Usingthe interpolatedvalues of
σ
ppΥ (1S),the nuclearmodifica-tionfactorsare
Fig. 3. NuclearmodificationfactorofinclusiveΥ(1S)inp–Pbcollisionsat√sNN=
5.02 TeV.TheresultsarecomparedtothoseforinclusiveJ/ψ[36].Thevertical er-rorbarsrepresentthestatisticaluncertaintiesandtheopenboxestheuncorrelated systematicuncertainties(fortheJ/ψ,theuncorrelatedandpartiallycorrelated un-certaintieshavebeenaddedinquadrature).ThefullboxesaroundRpPb=1 show
thesizeofthecorrelateduncertainties,whichinthecaseoftheΥincludeonlythe correlateduncertaintyontheluminosity(seeTable 1).
RΥ (pPb1S)
(
−
4.
46<
ycms<
−
2.
96)
=
0.
86±
0.
11(
stat)
±
0.
13(
uncorr)
±
0.
01(
corr),
RΥ (pPb1S)
(
2.
03<
ycms<
3.
53)
=
0.
70±
0.
08(
stat)
±
0.
08(
uncorr)
±
0.
01(
corr).
Undertheassumptionofa2
→
1 productionprocess(gg→ Υ
), the sampledxBj rangesare 5.
5·
10−5<
xBj<
2.
5·
10−4 and3.
6·
10−2
<
xBj
<
1.
6·
10−1 atforwardandbackwardrapidity,respec-tively.Thus, themeasurement atforwardrapidity teststhe shad-owingregionandtheoneatbackwardrapiditytheanti-shadowing region.Inthecaseofa 2
→
2 productionprocess (gg→ Υ
g) the coveredxBj rangesarenaturally expectedtobeenlarged.InFig. 3
the inclusive
Υ
(1S)nuclear modificationfactor inp–Pbcollisions at√
sNN=
5.
02 TeV isshowninfourclassesofrapidity.Theverti-cal errorbars representthestatisticaluncertainties andtheopen boxestheuncorrelatedsystematicuncertainties.Anadditional cor-related uncertaintyis indicated by the full box around RpPb
=
1.The RpPb showsa suppression ofthe inclusive
Υ
(1S) productionyields atforward rapidity in p–Pbcompared to pp collisions. At backwardrapidity,the
Υ
(1S) RpPbiscompatiblewithunitywithinuncertainties, and thereforedoesnot favoura strong gluon anti-shadowing.Alsoshownin
Fig. 3
istheALICEmeasurementofthe inclusive J/ψ
RpPb [36]. Although the uncertainties are large, itappears that at positive ycms the
Υ
(1S) andJ/ψ
RpPb are rathersimilar. It is worth notingthat dueto its larger mass,the
Υ
(1S)RpPb atforward rapidity ishigher thanthe J/
ψ
one according toall available model calculations [25,26,28,62]. At negative rapidi-ties, theJ/
ψ
RpPb aresystematically abovetheΥ
(1S)onebutthetwoRpPbareconsistentwithinuncertainties.Althoughtherapidity
rangesarenotidentical,the RpPbmeasuredbyLHCb
[63]
arecon-sistent with the ALICEmeasurements within uncertainties, albeit systematicallylarger
[60]
.The ratio
[Υ (
2S)/Υ (
1S)
]
of the production cross section ofΥ (
2S)
→
μ
+μ
−toΥ (
1S)
→
μ
+μ
−canbeobtainedasΥ (
2S)/Υ (
1S)
=
N[Υ (
2S)
]/(
A×
ε
)
Υ (2S) N[Υ (
1S)
]/(
A×
ε
)
Υ (1S).
(3)Thebranchingratioofthedimuondecaychannel doesnot en-ter the calculation. Additionally, since the same data sample is used,
L
cancelsout intheratio.ThesystematicuncertaintiesonFig. 4. NuclearmodificationfactorofinclusiveΥ(1S)inp–Pbcollisionsat√sNN=5.02 TeV asafunctionofrapidity.Theverticalerrorbarsrepresentthestatistical
uncer-taintiesandtheopenboxestheuncorrelatedsystematicuncertainties.ThefullboxesaroundRpPb=1 showthesizeofthecorrelateduncertainties.Alsoshownareseveral
modelcalculations:(left)partonenergyloss[25]withandwithoutEPS09shadowingatNLOandCEMwithEPS09shadowingatNLO[62];(right)CGCbased[26]andCSM withEPS09shadowingatLO[28].ForthelattertheeffectofvariationintheshadowingandEMCcurvesishighlightedasdescribedinthetext.(Forinterpretationofthe coloursinthisfigure,thereaderisreferredtothewebversionofthisarticle.)
the ratioswere obtainedby quadratically combiningthe system-aticuncertaintiesenteringineachelementofEq.(3).Nevertheless, sincethedecaykinematicsofthetwo
Υ
statesareclose, the sys-tematicuncertaintieson tracking,trigger andmatchingefficiency, estimatedforthe samedetectorin thesame workingconditions, canceloutintheratio.Theresultsare:Υ (
2S)/Υ (
1S)
pPb(
−
4.
46<
ycms<
−
2.
96)
=
0.
26±
0.
09(
stat)
±
0.
04(
syst),
Υ (
2S)/Υ (
1S)
pPb(
2.
03<
ycms<
3.
53)
=
0.
27±
0.
08(
stat)
±
0.
04(
syst).
The same ratio has been measured by ALICE in pp collisions at
√
s=
7 TeV in the rapidity range 2.
5<
ycms<
4.
0 [64] andis 0
.
26±
0.
08(
tot)
, where the uncertainty is the quadratic sum of the statistical and systematic uncertainties. The LHCb Collab-oration has measured the same ratio in pp collisions at√
s=
2
.
76,
7 and 8 TeV andasafunctionofrapidityintherange2.
0<
ycms<
4.
5 [49,56,57]. The measured[Υ (
2S)/Υ (
1S)
]
is found tobe, within uncertainties, independent of
√
s and rapidity. ForpT
<
15 GeV/
c (14 GeV/
c for 8 TeV) themeasured values intherange3
.
0<
ycms<
3.
5 are 0.
22±
0.
03(
tot)
,0.
24±
0.
02(
tot)
and0
.
25±
0.
01(
tot)
for√
s=
2.
76,
7 and 8 TeV,respectively.Our mea-sured ratio[Υ (
2S)/Υ (
1S)
]
in p–Pbcollisions is compatible with thesameratio inpp collisions.Withinouruncertainties, thereis thereforenoevidenceofadifferentmagnitudeofCNMeffectsfor theΥ
(2S) with respect to theΥ (
1S)
. At mid-rapidity, however, theCMSCollaboration has measured thedoubleratio,i.e. the ra-tio[Υ (
2S)/Υ (
1S)
]
inp–Pbdividedby that inppcollisions, tobe 0.
83±
0.
05(
stat)
±
0.
05(
syst)
,suggestingastrongersuppressionof theΥ
(2S)thanoftheΥ
(1S)inp–Pbcollisions[35]
.Theinclusive
Υ
(1S) RpPb integratedoverthebackward orfor-wardrapidity ranges, arecompared toseveralmodel calculations in
Fig. 4
.Intheleft panel,theresultsarecompared toa next-to-leading order (NLO) CEM calculationusing the EPS09 parameter-ization ofthe nuclear modification ofthe gluon PDF (commonly referred to asgluon shadowing) at NLO [62] (blue shaded band) andto a partonenergy loss calculation [25] with (green shaded band) or without (red band) EPS09 gluon shadowing at NLO. In thecaseoftheCEM+
EPS09calculation,thebandreflectsthe un-certaintiesofthecalculation,dominatedbytheonesoftheEPS09 parameterization[19]
.Inthecasesofthepartonenergylossmodelcalculations, the bandsrepresentthe uncertaintyfrom theEPS09 parameterizationorfromthepartontransportcoefficient andthe parameterizationusedforthepp referencecrosssection.Noneof the calculationsfullydescribethe backwardandforwardrapidity data and all tend to overestimate the observed
Υ
(1S) RpPb. Theparton energy loss with EPS09calculation reproduces the
Υ
(1S)RpPb at forwardrapidity buttendto overestimate itatbackward
rapidity.Theopposite trendisfoundifonlypartonenergylossis considered.
Intherightpanel,theresultsarecomparedtoacalculationof a 2
→
2 production model(gg→ Υ
g) atleading order (LO) us-ing the EPS09 shadowing parameterization also at LO [28]. Two bandsare showntohighlighttheuncertainties linkedto two dif-ferent effects. The extent of the blue band shows the EPS09 LO relateduncertainties in theshadowing region,i.e. atlow xBj. TheredbandshowstheuncertaintyintheEMCregion,i.e. athighxBj.
As the authors of [28] discuss, the gluon nPDF is poorly known inthisregionandthe
Υ
(1S)RpPb atbackwardrapiditycouldaddusefulconstraintstothemodelcalculations.Itisworthnotingthat thetwo bluebandsintheleft andrightpanelsof
Fig. 4
differby their central curve and the extent of the uncertainties. The two approachesare similar andalthoughthe productionmodels used are different,mostofthedifference comesfromtheusage ofthe NLOorLOEPS09gluonshadowingparameterizations.Itcanbe ar-guedthatusingan NLOparameterizationismoreappropriatethan an LO one,howeveritisworthremarking thatother gluon shad-owing parameterizations [20,21] (also at NLO) are available and that theuncertaintyband oftheEPS09LOparameterization prac-tically includesthem.Therefore, theblueuncertaintyband inthe rightpanelofFig. 4
canbeconsideredasincludingtheuncertainty duetodifferentgluonshadowingparameterizations.Thebackward rapidityΥ
(1S)RpPbdisfavoursthestronggluonanti-shadowingin-cludedintheEPS09parameterization.Intherightpanel of
Fig. 4
, a calculation based on the CGC framework coupled witha CEM productionmodel isalsoshown(green shadedband)forpositiveycms.Itisworthnotingthatthiscalculation,althoughonlyslightly
underestimating the
Υ
(1S) RpPb,isnot abletoreproducetheJ/ψ
RpPbinthesamerapidityrange
[36]
.Thequantity RFBisdefinedastheratioofthenuclear
modifica-tionfactorsatforwardandatbackwardrapiditiesinarange sym-metricwithrespectto ycms
=
0.Itcanbecomputeddirectlyfromthe ratio of the cross sections (see Eq. (1)) of
Υ
(1S) at forward and backward rapidities. RFB is therefore independent ofσ
ppΥ (1S).Fig. 5. (Left)ForwardtobackwardratioRFBofinclusiveΥ(1S)yieldscomparedtotheJ/ψ RFB[36].Theverticalerrorbarsrepresentthestatisticaluncertaintiesandthe
openboxestheuncorrelatedsystematicuncertainties.(Right)InclusiveΥ(1S)RFBcomparedtotheoreticalmodelcalculations.Thestatisticalandsystematicuncertaintiesfor
theexperimentalvalueareaddedinquadrature.Forthecalculations,uncertaintiesarequotedwhenavailable.
The drawback of the RFB ratio is that it can only be measured
in the restricted rapidity range 2
.
96<
|
ycms|
<
3.
53, hencelos-ing about two thirds of the number of measured
Υ
. The mea-sured forward to backward ratio is RFB(
2.
96<
|
ycms|
<
3.
53)
=
0
.
95±
0.
24(
stat)
±
0.
14(
syst)
.Uncertaintiesareobtainedby sum-ming in quadrature the contribution of each individual element enteringtheratio.TheinclusiveΥ
(1S) RFBiscomparedinFig. 5
totheinclusiveJ/
ψ
RFB [36] inthe samerapidity range(leftpanel)and to several model calculations (right panel). In the rapidity range2
.
96<
|
ycms|
<
3.
53 theΥ
(1S)RFB iscompatiblewithunityandis larger than that of the J/
ψ
. All models describe the data withinthepresentuncertaintiesofthemeasurement.5. Conclusion
In summary, we reported the ALICE measurement of
Υ
pro-duction in p–Pb collisions at
√
sNN=
5.
02 TeV at the LHC. TheΥ
(1S) production cross section and nuclear modification factor werepresentedinthe rapidityranges−
4.
46<
ycms<
−
2.
96 and2
.
03<
ycms<
3.
53 down to zero transverse momentum. Atfor-ward rapidity, RpPb shows a suppression of
Υ
(1S) production inp–Pbcompared to pp collisions. At backward rapidity,the
Υ
(1S)RpPbisconsistentwithunity,suggestingthatgluonanti-shadowing
is smaller than expected in the EPS09 parameterization. Models includingthe nuclear modificationof thegluon PDF
[28,62]
ora contributionfromcoherentpartonenergyloss[25]
tendto overes-timateourmeasured RpPbandcannotsimultaneouslydescribetheforwardandbackward rapiditysuppressions. ACGC basedmodel [26] is in agreement withour
Υ
results atforward rapidity but cannot describe the J/ψ
RpPb [36]. The forward to backwardra-tio RFB of the inclusive
Υ
(1S) yields in 2.
96<
|
ycms|
<
3.
53 iscompatiblewithunity within largeuncertainties. Withinour un-certainties,the
[Υ (
2S)/Υ (
1S)
]
ratioshows noevidence of differ-entCNMeffectsonthetwostates.Additionalmeasurementswith higherstatistics are needed to further constrain the models and extrapolatetheCNMeffectstoPb–Pbcollisions.Acknowledgements
The ALICECollaboration wouldlike to thank all its engineers andtechniciansfortheirinvaluablecontributionstothe construc-tion of the experiment and the CERN accelerator teams for the outstandingperformanceoftheLHCcomplex.
The ALICECollaborationgratefullyacknowledges theresources andsupportprovidedby allGridcentresandtheWorldwide LHC ComputingGrid(WLCG)Collaboration.
The ALICE Collaboration acknowledges the following funding agencies fortheir supportin buildingandrunning theALICE de-tector: StateCommitteeofScience,World FederationofScientists (WFS) and Swiss Fonds Kidagan, Armenia, Conselho Nacional de DesenvolvimentoCientífico eTecnológico (CNPq),Financiadorade EstudoseProjetos(FINEP),FundaçãodeAmparoàPesquisado Es-tadodeSãoPaulo(FAPESP);NationalNaturalScienceFoundationof China(NSFC),theChineseMinistryofEducation(CMOE)and Min-istryofScience andTechnology ofthePeople’sRepublicofChina (MSTC); Ministry of Education andYouth ofthe Czech Republic; Danish Natural Science Research Council, the Carlsberg Founda-tion andthe DanishNationalResearch Foundation;TheEuropean ResearchCouncilundertheEuropeanCommunity’sSeventh Frame-workProgramme;HelsinkiInstituteofPhysicsandtheAcademyof Finland;FrenchCNRS-IN2P3,the‘RegionPaysdeLoire’,‘Region Al-sace’, ‘Region Auvergne’ andCEA, France; German BMBFand the HelmholtzAssociation;GeneralSecretariatforResearchand Tech-nology,MinistryofDevelopment,Greece;HungarianOTKAand Na-tionalOfficeforResearch andTechnology (NKTH); Departmentof Atomic Energy, Government of India and Department of Science and Technology,Ministry of Science and Technology of the Gov-ernment ofIndia; IstitutoNazionale diFisicaNucleare(INFN)and CentroFermi–MuseoStoricodellaFisicaeCentroStudieRicerche “Enrico Fermi”, Italy; MEXT Grant-in-Aid for Specially Promoted Research, Japan; JointInstitute forNuclear Research, Dubna; Na-tionalResearchFoundationofKorea(NRF);CONACYT,DGAPA, Méx-ico,ALFA-ECandtheEPLANETProgram(EuropeanParticlePhysics LatinAmericanNetwork); StichtingvoorFundamenteelOnderzoek der Materie(FOM) andtheNederlandse Organisatievoor Weten-schappelijk Onderzoek (NWO), Netherlands; Research Council of Norway (NFR); Polish Ministry of Science and Higher Education; NationalScienceCentre,Poland;MinistryofNational Education/In-stitute forAtomic PhysicsandCNCS-UEFISCDI, Romania; Ministry ofEducationandScience ofRussianFederation, RussianAcademy ofSciences,RussianFederalAgencyofAtomicEnergy,Russian Fed-eralAgency forScience andInnovationsandthe Russian Founda-tionforBasicResearch;MinistryofEducationofSlovakia; Depart-mentofScienceandTechnology,RepublicofSouthAfrica;CIEMAT, EELA,MinisteriodeEconomíayCompetitividad(MINECO)ofSpain, XuntadeGalicia(ConselleríadeEducación),CEADEN,Cubaenergía, Cuba,andIAEA(InternationalAtomicEnergyAgency);Swedish Re-search Council (VR) and Knut and Alice Wallenberg Foundation
(KAW); Ukraine Ministry of Education andScience; United King-domScienceandTechnologyFacilitiesCouncil(STFC);TheU.S. De-partmentofEnergy,theUnitedStatesNationalScienceFoundation, theStateofTexas,andtheState ofOhio;MinistryofScience, Ed-ucationandSportsofCroatiaandUnitythroughKnowledgeFund, Croatia.
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ALICECollaboration