A NNALES DE L ’I. H. P., SECTION A
T. K ATO K. Y AJIMA
Dirac equations with moving nuclei
Annales de l’I. H. P., section A, tome 54, n
o2 (1991), p. 209-221
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209
Dirac equations with moving nuclei
T. KATO
K. YAJIMA
Department of Mathematics, University of California, Berkeley, California 94720, U.S.A.
Department of Pure and Applied Sciences, University of Tokyo,
3-8-1 Komaba, Meguroku, Tokyo 153, Japan
Vol. 54,n"2, 1991 Physique theorique
ABSTRACT. - A time
dependent
Diracequation
is
considered,
where(A, p)
is the Lienard-Wiechertpotential produced by
a finite number of nuclei with
charges Zk moving along
thetrajectories
..., N. We show that the
equation uniquely
generates aunitary
propagatorU (t, s)
insuch
thatU (t, s)H±1(R3, ([4) = H:t 1 (1R3 ([4).
Theassumptions
are:|Zk| 3/2 (or
~ 118
in atomicunits), qk~C3, qk(t)~qj(t)
forand
j,
k =1,
..., N. Theproof
uses a linear transformation of the unknown uassociated with a "local
pseudo-Lorentz transformation",
whichlocally
freezes the motion of the
nuclei,
and thetheory
of abstract evolutionequations.
RESUME. 2014 Nous considerons une
equation
de Diracqui depend
dutemps ou
(A,(p)
est Iepotentiel
deLiénard-Wiechert
produit
par un nombre fini de nucleons decharge Zk qui
sedeplacent
sur destrajectoires x = qk (t), k =1,
..., N. Nous pro-uvons que
1’equation engendre
ununique
propagateur U(t, s)
dansL 2 (1R2, ([4)
telque U (t, s) H ± 1 (~3, ([4) = H:t 1 (1R3, C4).
Nous supposonsque : |Zk| J3/2 (ou ~118
en unitesatomiques), qkEC3,
pour
et ~,A:=1, ... , N.
La preuve utilise uneAnnales de l’Institut Henri Poincaré - Physique theorique - 0246-0211
Vol. 54/91/02/209/13/$3,30/c) Gauthier-Villars
transformation lineaire de l’inconnue u par une «
pseudo
transformation de Lorentz locale »qui gele
localement Ie mouvement des noyaux ainsi que la theorie abstraite desequations
d’evolution.1. INTRODUCTION We consider a time
dependent
Diracequation
H(t)=a-D+ (1.1)
where
D = - i ax = - i (a 1, a2, a3), m~0
and(A, p)
is the Liénard-Wiechertpotential produced by
a finite number ofmoving nuclei qk (t)
withcharges Zk, k =1, ... , N:
Sk = Sk (t, x) being
the retarded time for the k-th nucleus:and
We assume " that ..., qk3
(t))
E ~3 is of classC3,
for and o
In what follows
C4)
is the standard Sobolev space of orderand is the standard norm in HS and
we
write ~.~ for ~ . /10’
where 6 is 3-dimensionalLaplacian.
For Banachspaces X and
Y,
B(X, Y)
is the set of bounded operators on X toY,
B
(X)
= B(X, X)
etc.C*
indicates the strongcontinuity
of operator valuedfunctions,
e. g.C* (1R2,
B(H))
is the class of functions ~2 -+ B(H)
whichare
strongly
continuous.The purpose of this paper is to solve
( 1.1 )
in anappropriate
functionspace,
by constructing
the propagatorU (t, s), t, s E ~1,
which mapsM()
to u
(t) :
u(t)
= U(t, s)
u(s)
and prove thefollowing
theorem.l’Institut Henri Poincaré - Physique theorique
THEOREM. - Let ..., qN
(t)
EC3 ~3) satisfy (1.3), 4
and ,Suppose, in addition,
thatThen
There is a ,
unique
,propagator {U (t, s),
- 00 t, s with thefollowing
£properties:
(2) U (t, s) = U (s, t)*. U (t, unitary in
H.(3)
For/=0, 1,
we have ,For
proving
thetheorem,
we want toapply
to( 1.1 )
ageneral theory
ofevolution
equations
such asgiven
in[4].
In this attempt, we are faced with twomajor problems:
one is the construction of theselfadjoint
opera- torH (t)
for fixedt E (~1,
and the other is thedifficulty
due tohigh singularity produced by moving
Coulombpotentials,
which makes itimpossible
toapply general
results for evolutionequations directly
to(1.1).
The
problems
will be resolvedby applying
to( 1.1 )
a "localpseudo-
Lorentz
transformation",
achange
of variables which resembles thespatial
part of the boostby
thevelocity
followedby
the translationby near qj (t)
and which freezes thesingularity
of thepotential
at least for asmall time interval Hunziker
[3],
where a local distortiontechnique
is used to freeze the
singularity
of thepotentials
forsolving
timedependent Schrodinger equations
withmoving
Coulombsingularities.
If we introducea new unknown function
M(~)=T(~)M(~), using
thefamily
ofunitary
operators
T (t)
associated with thistransformation,
theequation ( 1.1 )
converts into the form
where
Ho,
H’(t),
V and e(t) satisfy
thefollowing properties:
(a) Ho
is the free Dirac operator:(b)
V is amultiplication
operator with a static Coulombpotential
withN
N
singularities: V (x) _ ~
k= 1
(c)
H’(t)
is afamily
offormally selfadjoint
differential operators of first order of the formH’(~)=G(~ x).D+G’(t, x),
where the componentsG~
Vol. 54, n° 2-1991.
j =1, 2, 3,
of G and G’ are bounded 4x4 matrix valued functions such~C,~G~,j~
arbitrarily
small.(d)
e(t)
is amultiplication
operator with a Hermitian matrix valued smooth function0(~, x)
such that0(~, x):t 1
is bounded with its deriva- tives.It will be shown that the
family
of Dirac operatorsis a smooth
family
ofselfadjoint
operators in with constant domain H1 withC~
as a common core.Hence,
so isH (t) and,
this enables us to solve the modifiedequation ( 1. 7) by applying
the result in[4], which,
in turn,gives
the solution of( 1.1 )
via the transformationT (t).
The rest of the paper will be devoted to
proving
Theorem. In section2,
we shall examine the
singularity
of thepotential (A (t, x),
cp(t, x)). Then,
in section
3,
we introduce the localpseudo-Lorentz
transformation.Using
this
transformation,
we convert( 1.1 )
into the form( 1.7)
and show thatthe modified Hamiltonian
:fí (t)
satisfies the conditions(a)
to(d)
mentionedabove. This will be done in section 4 and we shall
complete
theproof
ofTheorem in section 5. We shall denote various constants
depending only
on v and
Q indiscriminately by
C.2.
LIÉNARD-WIECHERT
POTENTIALSFor
solving ( 1.1 ),
we need aprecise
information about thesingularity
of the
potential (p2014(x’A.
Since it is a sum of the Lienard-Wiechertpotentials produced by
asingle moving nucleus,
we treat here asingle
nucleus with
charge
Z. We let x = q(t)
represent the motion of the nucleus and assumeq E Cl (f~, f~3) (l >-_ 2) with and
t E f~ 1. We write
Q= {(~, x): ;c~(~)}.
LEMMA 2.1. - The
equation t - s = ~ x - q (s) ~ / uniquely
determines theretarded
time s=s(t,
andr(t,
We haveProof -
is continuous and monotoneincreasing
from - 00 to 00by
theassumption, s=s(t, x)
isuniquely
determined as a continuous function. If
q (t) ~ x, ~ x - q (s) ~ ~ 0
is Cl in(s, x)
near(s (t, x), x),
and theimplicit
function theoremimplies
the smoothness property of sand r as stated in the lemma. Sinceand
Annales de l’Institut Henri Poincaré - Physique theorique
(2.1 )
followsimmediately. []
For a
single moving
nucleus wehave, suppressing
obviousvariables,
( 1- a ~ q (s)) cp
with2014y’~(~))~.
Since thesingularity
of the
potential
appearsonly
at the zero ofwe
write y = x - q (t)
andstudy
the behavior ofI r I - (s) as j y 1-+
0. Wedenote
by
thepartial
derivative with respect to twith y kept
constant. We use the
following
two lemmas.LEMMA 2.2. - We
have,
with p =I r 2014r’~(~),
Proo, f : - Differentiating I
andr=x-q(s)=y+q(t)-q(s) by
we have
Solving
theseequations yields
the firstidentity
of(2.2).
The second canbe
proved similarly. []
In what follows we
write/=3(~) (~=1, 2, ... ), if Ilj
and+
where C is a constantdepending only
on vand
Q.
LEMMA 2.3. -
-
Proof -
We prove the lemma forh 1 only. By Taylor’s formula,
we haveand (2.1 )
implies |h1|~Cy2.
Using 2.2 we compute:and
Applying
estimates(2.1), I P ~) ~ (1- ~) ~
andVol. 54, n° 2-1991.
to the identities
above,
we obtainUsing r ~
=t-s andr=y+ (q (t) - q (s)),
wewrite,
with the notation of Lemma2.3,
where,
in virtue of Lemma2.3, hl ~ q (s) + h2 (q (t) - q (s)) _ ~ (y2).
On theother
hand,
the square of thedefining equation, (t - s)2 - r2 = o,
can bewritten in the form
where
Solving
the lastequation
in(2.4)
for(t - s),
we see
which
with (2.3) implies
the statements on (p in thefollowing
lemma.LEMMA 2.4. - Let
(l >-_ 2)
andIq(t)1
SetThen we have ,
and ,
where
q/
and ,(p
E1 (Q) respectively
the ’Proof. -
It suffices to show(2.7)
and(2.9).
We writeand o set
x)=a- (q (t) - q (s)) cpo + 0 , t x).
Then(2.9)
fol-lows from
(2.8),
Lemma 2.1 and o 2.2..Annales de Henri Poincare - Physique " theorique ’
3. LOCAL PSEUDO-LORENTZ TRANSFORMATIONS 1.
By
asymmetric cutoff function
we mean a realvalued, nonnegative
smooth
function ç
on such with Chaving
thefollowing ch (r) = 0
for~p>0, D(r)=l
for0~~~p’>0,
andstrictly
monotonedecreasing
in between.p (p’)
will becalled the outer
(inner)
radius forç.
The sup-normsof I
andwill be called the
slope
and characteristic numberof ç,
respec-tively.
LEMMA 3.1
(cf Hopf [2,
p.13]). -
There is asymmetric cutoff function given
outer radius p and witharbitrarily
small characteristic number.Proof. -
Letn =1, 2,
..., withsupports
in(0, p)
andwith
1, n
-~ oo , forre(0, p).
SetThen 03B6n (x) _ 1>n (
is asymmetric
cutoff function with outer radius p.Since 03BBn
-+ ooby
monotone convergencetheorem,
we havesup |r03A6’n(r)|
1-+ 0as
Remark. -~
(a)
A small characteristic number yrequires
a small inner radiusp’
and alarge slope. Indeed,
it is easy to see thatp’/p _ e - ~ ~’~
andsup
i ~~ I >_ e1~2’’/2p.
(b)
Asimple example
of asymmetric
cutoff function isgiven
viaC
(r)
= E(log (1+1/s)),
is anincreasing
function such that for
E(s)=1
for~2
and0E(~)1
inbetween. The characteristic number of this function is
(9(l/Iog(l/s)).
2. Let q = q2,
(/~2)
withand
1.(In
this section
2, 3,
denotesthe j-th
component of q. This should not be confused with the notation in other sectionswhere qk
represents the k-thnucleus.) Using
asymmetric
cutoff functionç,
we define atransformation x
-~ x = (~, t) by
This is a of
1R3
into itself for fixed anddepends
on t inthe
possibility
that for some t does not cause anydifficulty,
since thedependence
of(3.1 )
onq(t)
isanalytic for
1.If we take the coordinate system in which
q(t)
isparallel
to thex1-axis (which
maydepend
ont), (3.1 )
takes the formVol.54,n"2-1991.
Let p and
p’
denote the outer and inner radii ofç.
Then(3.1 )
reducesto
x=x
for~p where ~(~)=0.
Thus(3.1 )
fixes allpoints
outside the ballBp = ~p }c[R3. For x ~ ~p’,
on the otherhand, ~)==1
and(3.1 a)
looks like thespatial
part of the Lorentz transformation. As will be seenbelow,
it has the merit ofconverting
the Lienard-Wiechertpotential
into a static Coulomb
potential.
To
study
the behavior of the transformation in moredetail,
we shall compute the Jacobian matrix. Tosimplify
thenotation,
we setA
straightforward computation
thengives (for simplicity
we suppress thearguments
inç,
and0))
In the
special
coordinate system consideredabove,
thissimplifies
to(3.3 a)
shows that the main part of the Jacobian is adiagonal
matrix withelement
(00, 1, 1 ),
where1,
and theremaining
elements aremajorized by
003(y
+ MI
tI ),
where003 ~ ( 1- q2) -
3/2 and y and M denote the charac- teristic number and theslope
ofç, respectively. (Note that |q (t)| ~ |t|
’because q
(o)
= 0and | q I 1.)
Since we can take yarbitrarily
small for agiven
p(Lemma 3 .1 ),
this leads toLEMMA 3.2. - Let q E
Ci 1R3) (l >_ 2)
with q(o)
=0, q ( ) t I
1. Givenany p >
o,
we can choose asymmetric cutoff function 03B6
with outer radius p, and a number i > 0 in such a way that thefollowing
conditions are met.(1) (3.1)
is aC~-diffeomorphism of
1R3 ontoitself for I
tI ~ 03C4,
with theJacobian determinant J >
1/2,
say, anddepends
on t in(2)
For each t E[
- i,’t],
the ballBp
ismapped
ontoitself,
while eachpoint
outside it is
fixed. Moreover, |q (t) I p’,
wherep’
is the inner radiusof ç.
For later use we deduce an estimate for
at x,
whichdepends
on t inhere the first term comes from
differentiating 03B6q,
which appears twice in(3.1 ),
while theremaining
terms contain either a factor orq
(t)
= 0(t),
with other factorsuniformly
bounded.Annales de l’Institut Henri Poincaré - Physique theorique
4. THE MODIFIED DIRAC OPERATOR We now consider the Dirac
equation
We wish to convert the
equation (1.1)
into a more tractable form. Toexplain
the basicidea,
we first consider the case when(A, p)
is theLiénard-Wiechert
potential
due to asingle moving
nucleus withcharge
Z.As in section
2,
we letjc=~(~)
represent the motion of thenucleus,
where~eC~(fR,~),
with~(~~1
and It wasshown in Lemma 2.4 that
where
cp E Cl (D)
is a Hermitian matrix-valued function which satisfies(2.9).
We want to freeze the motion of the nucleus. To this end we
apply
to( 1.1 )
a localpseudo-Lorentz
transformation(~)=L~(~jc) given by
Lemma
3.2, restricting t
within( - i, t)
in thesequel; actually
we shalllater have to restrict to a smaller interval. Since we want preserve the formal
selfadj ointness
of the Hamiltonian in(1.1),
we introduce aunitary
transformation
T (t)
from H = L2«(R3, dx) to
= L2«(R3, dx) by
and transform the unknown function
by
where J is the Jacobian determinant for
Lq, ~ (see
Lemma3.2).
Note thatT
(t)
is notonly
a smoothfamily
ofunitary
operators but also of isomor-phisms
of HS for every s E ~.A
straightforward
substitutionusing (3.3)
leads to thefollowing
modi-fied
equation,
where the argumentsin ~(~), q (t),
etc. aresuppressed
forsimplicity, ~ _ ( 1- ~2 q2) - 1 /2
andHere we have
replaced
cpo with which is obtainedby replacing q
the differencebeing
included in the termW;
note that the difference is a bounded functionbecause ç
=1for p’,
wherep’
isthe inner radius
of ç (recall
thatby
Lemma3.2, (2),
’t has been chosen sosmall that the
singularity q
of cpo is inside the ballBp’);
W also includes which is also bounded(note
thatat J
andaxJ
involvethe second derivatives
of ç,
but these are boundedfunctions);
F is aVol. 54, n° 2-1991.
matrix-valued
3-vector, including
theexpression O(p)+O(t)
in(3.3 b),
aswell as the term derived from the second line in
(3.3),
which are of theorder
~(y)+9(M~),
as was shown in theproof
of Lemma 3.2.(Here
p is the outer radius and y is the characteristicnumber,
and M is theslope
of
~.) Thus I
can be madearbitrarily
smallby
firstchoosing
p and y small(which
ispossible by
Lemma3 .1 ),
and thenreducing
t further ifnecessary. Note that the derivatives in x of
F, W, ~tF
and~tW are
alsobounded
because q
isC 3
andthat Hence, H~(.)~C~((-T, H))nC~((-T, T),B(f&, H-’)).
In
(4.3
a-3b),
the space variablesare x
rather than x, sothat ç
and p should beregarded
as functions of t andx.
Then8 (t)
isformally
selfad-joint
for each t, as isguaranteed by
its derivation. Hence it is asymmetric
operator
in
= L2(1R3, dx).
According
to Lemma3.2, x ~ I ~ p
isequivalent to
sothat ~ = 0 if x ~ ~p. Moreover,
F andW vanish identically
there. In the exterior ofJ)p, therefore,
the operatorH (t)
is the standard Dirac operatora-6+(l-(x’~)(p+~p,
where thepotential
cp is bounded.Now P, takes a
simple
form:To see
this,
we may assume that(otherwise
it isobvious).
Lety = x - ~ q
and lety = y’ + y"
be itsdecomposition
intoparallel
and perpen- dicular components toq.
Then(3 .1 )
shows thathence
which proves
(4.4).
Also the first order part of
Ho (t)
can be reduced to asimple
form. Tosee this we define a
quantity
8by
which is
analytic in q for q ~
1. Thefollowing
relation can be verifiedeasily:
LEMMA 4.1. - Set
e = e80153 . q/2.
Then is a ,smooth family of bounded selfadjoint operators in
I which are , also ,isomorphisms
’
SE fRo We
AnnaTes de l’Institut Henri Poincaré - Physique - theorique
have
Note that 0=1 for
~p (because
8 = 0there).
Proof - (4.7 a)
is obvious if so we may assume We decom- pose the vector a intoa=(x’+o~
wherea’ = q - 2 (a ~ q) q
is the componentparallel
to q and a" = a. - a’ is theperpendicular.
Then we havewhere we have used the relation
If we
multiply (4.8)
from both sides withO = ee°‘ ’ q~2,
where commuteswith a’ and anti-commutes with
a",
the result is a’ + a" = a,yielding (4.7 a).
The first part of
(4.7 b)
follows from(4.4)
and(4.6 b).
The second oneis true since and
13
anticommute.In this way we arrive at the form
where W" is a matrix valued function
arising by commuting
e andD,
andis bounded with its derivatives up to second order in t and x.
Except
forthis bounded
perturbation, (4.9)
is the Dirac operator with the staticpotential
Next we consider the case of N
moving
nuclei. Letj =1, ... , N,
be their orbits. Thepotential
isgiven by
7=1 N
A
= ~ A~,
with obvious notation.7=1 1
We introduce local distortion near for
each j.
To this end wechoose
p>O sufficiently
small that N balls aredisjoint,
and asymmetric
cutofffunction ç
with outer radius p. Then wedefine local
pseudo-Lorentz
transformationWe shall
choose ç
in such a way that thepreceding
results for asingle-
nucleus system hold true for each
nucleus,
withsufficiently
small ’toThen the N transformations merge into a
single diffeomorphism (t, x)
-+(t, x)
= L(t, x)
of the slabSz,
with the Jacobian determinant bounded and bounded away from zero, which fixes eachpoint
outsideN
j= 1
Vol. 54, n° 2-1991.
If we set
u (t, x) = T (t) u (t, ~ ) (x) = J -1~2 u (t, x)
as in(4.2 a), ( 1.1 )
istransformed into
(4.3),
whereH (t)
takes different forms in different parts of Letej
be the operatorcorresponding
to the e used above. Since0398j=id
outside ...,ON
combinesmoothly
into asingle
operatore,
so that we have ageneralization
of(4.9):
where W’ is a bounded function with its derivatives in
(t, x)
up to secondorder,
whileH ‘ ( ~ )
EC; «
- i,’t),
B(Hi,
nC; «
- i,’t),
B H-1 ))
has a form
analogous
to(4.3 b).
Here the conditionqk E C3, k =1,
... , Nis used for
showing
theC1-property
ofH’ (t).
LEMMA 4.2. -
If I Zj I ~/2, Ho (t)
isselfadjoint
with domain Hi.Moreover we
have,
where C > 0
depends only
on v.Proof -
eHo (t)
eis,
except for a boundedperturbation,
identical with the Diracoperator
with N static Coulombsingularities
withcharges Zj
smaller
than J3/2.
Therefore it isselfadjoint. Indeed
this is known for asingle
nucleus(cf
Arai-Yamada[1] and
Schmincke[5]);
for manynuclei,
it can beproved by
a standard methodusing
apartition
ofunity
to isolatethe
singularities.
The desired result follows fromthis,
sinceO ± 1
are matrix valued functions with norm notexceeding
a numberdepending only
on..., N.
THEOREM 4.3. -
I 3/2, H (t) is selfadjoint and depends smoothly
on t. we can and 03C4 in such a way
that for t~(-t, i),
H (t)
isselfadjoint in
H with constant domain H 1 and6(’)eC~((2014T, i),
~)) ~1 C* ((-i~ r), H-’)).
Proof - According
to Lemma4.2,
it suffices to show thatH’ (t)
isbounded relative to
Ho (t)
with small relative bound. This is truesince,
asis remarked
above,
F can be madearbitrarily
smallby choosing
y and ’tsmall;
here it is essential thatmaking
y small mayaffect ç
but not theconstant C in
(4.11). N
5. PROOF OF THEOREM
We are
ready
to prove Theoremby applying
the abstracttheory
ofevolution
equations given
in[4].
Proof of
Theorem. - In virtue of the standard continuation argument, it suffices to prove the theorem in a small interval 1=(-T, ’t).
TheoremAnnales de l’Institut Henri Poincaré - Physique theorique
4.3 shows that
H (t)
in the modifiedequation (4.3)
isselfadjoint
in H withconstant domain H1 and
H (’)
EC* (1R1,
B(HB Hence,
due to a resultin
[4],
there is aunique
for thefamily H (t)
that satisfies the statements of Theorem withH (t)
andU (t, s) replacing
H(t)
and U(t, s), respectively.
Defineusing
thetransformation
T (t)
of(4.2) (or
itsgeneralization
to N-nucleicase),
U (t, s) = T (t) -1 IJ (t, s) T (s).
SinceT (t)
is a smoothfamily
ofunitary
operators from m toIHI
which are alsoisomorphisms
ofH:t 1,
it is easy tosee that
U (t, s)
satisfies the statement of Theorem fort, s E ( - i, t).
Toprove the
uniqueness
of the propagator U(t, s),
it suffices to show thatis a propagator associated with the
family
{ H (’)}. This, however,
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[5] U.-W. SCHMINCKE, Essential Selfadjointness of Dirac Operators with a Strongly Singular Potential, Math. Z., Vol. 126, 1972, pp. 71-81.
(Manuscript received August 20, 1990.)
Vol. 54, n° 2-1991.