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Participation in lung cancer screening programs: are there gender and social differences? A systematic review

SCHÜTTE, Stefanie, et al.

SCHÜTTE, Stefanie, et al . Participation in lung cancer screening programs: are there gender and social differences? A systematic review. Public Health Reviews , 2018, vol. 39, no. 1

DOI : 10.1186/s40985-018-0100-0 PMID : 30128168

Available at:

http://archive-ouverte.unige.ch/unige:109273

Disclaimer: layout of this document may differ from the published version.

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R E V I E W Open Access

Participation in lung cancer screening programs: are there gender and social differences? A systematic review

Stefanie Schütte1, Damien Dietrich2,3, Xavier Montet3and Antoine Flahault2*

* Correspondence:

[email protected]

2Institute of Global Health, Faculty of Medicine, University of Geneva, 9, chemin des mines, 1202 Geneva, Switzerland

Full list of author information is available at the end of the article

Abstract

Lung cancer remains the leading cause of cancer mortality worldwide. A number of screening trials for early detection of lung cancer exist, using chest X-ray, low-dose computed tomography, or both. However, little is known about the socio-demographic characteristics of participants in lung cancer screening programs. As gender and socio- economic determinants are important variables to consider for successful program implementation, this review aims to characterize the participants in such programs and to investigate whether differences in representation exist across screening programs.

Systematic methods were used to identify relevant studies. A search was undertaken to locate all studies published up to August 2017 assessing the socio-demographic profile of participants in lung cancer screening programs. A search strategy was developed, refined, and implemented to search in two different online databases (MEDLINE and Web of Sciences).

A total of 1588 references were retrieved of which 14 were eligible for review. The results highlight differences in gender and social characteristics of participants across programs, while noting that differences may be partly explained by the various epidemiological contexts, program inclusion criteria, and socio-economic status (SES) measures collected.

Most importantly, despite a well-recognized predominance of low SES among heavy smokers, people with high SES are seemingly over-represented among participants.

Male participants also seem to be over-represented. These findings are important to help inform the development and implementation processes of future lung cancer screening programs, which should likely include strategies for engaging women as well as individuals with low SES and, of course, those most at risk for developing lung cancer.

Keywords:Lung cancer, Screening, Gender, Socio-economic determinants, Review

Background

Lung cancer remains the leading cause of cancer mortality worldwide [1]. The overall 1-year survival rate for small cell lung cancer has remained between 12 and 16% over the last decades [2]. Although lung cancer mortality is decreasing in some regions, glo- bally, mortality from the disease continues to rise. Prevention and smoking cessation are still the main methods to reduce mortality due to lung cancer. Despite major

© The Author(s). 2018Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made. The Creative Commons Public Domain Dedication waiver (http://creativecommons.org/

publicdomain/zero/1.0/) applies to the data made available in this article, unless otherwise stated.

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achievements, research indicates that lung cancer will remain a major cause of death worldwide for several decades [3].

Since disease stage at the time of diagnosis is the most important determinant of prognosis, efforts are being made to increase early detection of lung cancer, allowing early commencement of suitable therapy and improved prognosis.

A number of screening trials for early detection of lung cancer have been, or are be- ing, conducted using both chest X-ray (CXR) and low-dose computed tomography (LDCT) screening. The latter is the superior method; it is more sensitive than CXR and has enabled detection of small, asymptomatic lung tumors. Early diagnosis by LDCT screening led to a substantial 20% reduction in lung cancer-specific mortality and a sig- nificant 6.7% reduction in all-cause mortality in the US National Lung Screening Trial [4]. A lung cancer screening program with LDCT is a complex endeavor with the pur- pose of identifying asymptomatic patients affected by lung cancer at an early stage, thereby maximizing the odds of a curative treatment without causing harm to healthy participants. As LDCT screening is currently being implemented on an extensive, population-wide, scale in several countries [5, 6], it seems probable that lung cancer screening will enter the health care arena, irrespective of whether it is privately or pub- lically funded. However, several expert panels have highlighted the need for further im- provements of LDCT screening before implementation [7].

Compared to routine screening for other types of cancers, screening for lung cancer relies mainly on age and requires consideration of smoking status intensity. Currently, the United States Preventive Services Task Force recommends (grade B) annual LDCT screening for individuals aged between 55 and 80 years having a minimum smoking history of 30 pack-years, who either currently smoke or have quit within the past 15 years, and who do not have a prior malignancy [8].

Successful implementation of lung cancer screening depends on being able to reach high-risk individuals. However, research has shown that those at higher risk are less interested in being screened despite recognizing that they are at risk [9]. Moreover, little is known about the socio-demographic characteristics of participants in lung cancer screening. The incidence and outcome rates of lung cancer show social differ- ences, with incidence and mortality rates 2 to 3 times higher in lower socio-economic groups [10]. It has previously been shown that individuals of lower socio-economic status (SES), smokers, and younger individuals are less likely to take part to the first stage of recruitment to the UKLS trial [11]. Indeed, reduced uptake of participants for cancer screening has been consistently observed among deprived populations [12]

and is also associated with factors such as marital status, health insurance coverage status, type of residential area, and ethnicity [13, 14]. Individuals with lower SES may face greater barriers with regard to both logistics (e.g., travel, childcare responsibili- ties, inflexible work-hours) and communication (e.g., language, literacy), rendering it more difficult for them to adhere and to attend cancer screening programs. Previous studies have also highlighted some of the barriers and facilitators to lung cancer screening [15,16].

Gender and socio-economic determinants are thus important variables to consider for the successful implementation of cancer screening programs. Therefore, this review aims to characterize the representation of participants in such programs and to investi- gate whether gender and social differences exist across programs.

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Methods

Systematic methods were used to identify relevant studies and to assess their eligibility for inclusion. The review was reported according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [17].

A search was undertaken to locate all studies published up to August 2017 assessing the socio-demographic profile of participants in lung cancer screening. A search strategy was developed, refined, and used to search in two different online databases (MEDLINE and Web of Sciences). The search terms were adapted according to the database (for example, MEDLINE recognizes the MESH term Lung Neoplasms whereas Web of Science does not). EndNote software was used to manage references.

Keywords and terms used for the search included the following: lung cancer, lung car- cinoma, lung neoplasms; screening, detection; social class, education, income, deprivation, socio-demographic, gender and sex. Table 1 shows the detailed search strategy for each database.

The search was limited to articles published in English. Study selection was per- formed in two stages. Firstly, abstracts were examined using the following inclusion and exclusion criteria: original research (quantitative studies) with a focus on lung cancer screening including socio-demographic information of participants (gender and/or SES) as descriptive variable or confounder published until August 2017. Exclu- sion criteria were as follows: no original research (e.g., letters), editorials, reviews, and qualitative studies.

Table 1Characteristics of included studies

N(total = 14) Type of lung cancer screening

CXR 3

LDCT 7

Both 4

Measure of social status

Education 6

Family/household income 2

Occupation 2

Deprivation 1

None 5

Other variables

Age 10

Race/ethnicity 4

Marital status 4

Smoking status 9

Insurance status 1

Employment status 1

None 3

Geographical focus

Asia 3

Europe 7

North America 4

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Secondly, titles and abstracts of identified studies were screened for relevance to the topic. Those studies considered not to be relevant on the basis of topic were excluded.

The selected full papers were then assessed for eligibility according to the study eligi- bility criteria. Disagreements at any of the screening stages were resolved by discus- sion between reviewers. Full manuscripts were obtained for all publications included after the first evaluation. As a further step, we excluded studies that had a focus on minorities or for which data were not directly extractable. In case of multiple publica- tions relating to the same study, the latest reference in which relevant data were reported was considered.

Identified studies were assessed and reported using the PRISMA flow diagram (Fig.1).

Data relating to study authors, year published, journal, type of screening, number of participants, data source, population included, gender, measure of social status, and other variables were retrieved. Prevalence rates for the variables gender and SES were extracted for each study sample. In most cases, the highest two categories of the SES variable were grouped together in order to estimate the percentage of participants having high SES. For instance, one publication [18] classified the participants in four educational categories: (1) less than high school graduate, (2) high school graduate/

GED holder, (3) some college/associate degree, and (4) bachelor’s degree and more. In this case, educational categories 3 and 4 were grouped together to obtain a“high SES”

Fig. 1Process of study selection

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category. This procedure allows comparison of SES across studies despite the fact that the SES indicators used vary.

In the field of systematic reviews, scores are often allocated to reflect desirable fea- tures related to the validity of the study. As the designs of included studies were quite heterogeneous, no quality scoring was applied to this review.

Results

Figure 1 presents a flow diagram outlining the systematic review process. A total of 1588 references were retrieved by the searches of MEDLINE and Web of Science, of which 14 were eligible for this review. Table 1 shows the characteristics of included studies. Half (n= 7) of the selected studies used LDCT as the screening method, three out of the 14 studies used CXR, and four other studies included both modalities. Ex- cept for one study [19], all studies conducted stratified analyses by gender. Six studies reported education as a measure of SES. Family/household income, occupation, or an index of deprivation were also occasionally reported. Of note, five studies did not use an indicator of SES. Most of the selected studies used age and smoking status as co-variables. Variables such as race/ethnicity and marital status were also found in four studies. In terms of geographical focus, three studies came from Asia, seven from Europe, and four from North America.

Table2shows the summary of details of the reviewed publications. Overall, the num- ber of participants ranged from 378 in Japan to 53,456 in the USA. The first two arti- cles on this topic were published in 2002. Both studies were conducted in Japan. One was a Japanese case-control study and CXR was the modality used [20]. The other article consisted of participants from Hitachi Employee’s Health Insurance Group and LDCT was used [21]. Four studies were conducted in the USA, among them was the large National Lung Screening Trial (NLST), comparing both screening methods [22].

Doria-Rose and colleagues conducted a National Health Interview Survey among par- ticipants in the USA using either type of screening [18]. In 2003, another US study ex- amined data of 4705 participants in CXR screening, which were part of the large Prostate, Lung, Colorectal and Ovarian Cancer Screening (PLCO) [23].

The LDCT screening method was also assessed among participants in the framework of the Early Lung Cancer Action Program in the USA [24]. In addition, one large study from the UK of a LDCT screening was included in this review [11]. Several studies from various European countries with a focus on LDCT screening were also included in this review: Denmark using data from the Danish Lung Cancer Screening Trial in- cluding 4101 participants [25], France with 765 participants [26], Italy with ITALUNG and its 3206 participants [27], the Netherlands and Belgium with 5161 participants [19], and one study from Poland with 1619 participants [28]. Except for the French and Italian studies, all of the included European studies used a measurement of social sta- tus. Moreover, a Greek study that assessed lung cancer screening through CXR used occupation as a social indicator [29].

The inclusion criteria of these studies were very different. Nakayama et al. in- cluded high-risk males and non-high-risk females. The definition of high-risk was 600 or more on the smoking index (average number of cigarettes smoked per day multiplied by the number of years of regular smoking) [20]. Other studies included current and past smokers as defined “[someone] who smokes or smoked cigarettes

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Table2Summaryofdetailsofthereviewedpublications YearofpublicationFirstauthorTypeofscreeningNumberofparticipantsStudydesignMeasureofsocialstatusOthervariables 2002Nakayamaetal.CXR536JapanCase-controlstudyNoAge,smokingstatus 2002Nawaetal.LDCT7956JapanCohortstudyNoNo 2003Fordetal.CXR4705USARandomizedcontrolledtrialEducationRace,age,smokingstatus 2006Kamposiorasetal.CXR1099GreeceCross-sectionalstudyOccupationAge,smokingstatus,familyhistory oflungcancer 2007Blanchonetal.LDCT CXR765FranceRandomizedcontrolledtrialNoAge,smokingstatus 2009Pegnaetal.LDCT3206ItalyRandomizedcontrolledtrialNoNo 2010Abereleetal.LDCT CXR53,456USARandomizedcontrolledtrialEducationRace,age,ethnicity,maritalstatus, weight,smokingstatus 2010VanderAalstetal.LDCT5161TheNetherlands, BelgiumRandomizedcontrolledtrialEducationAge,maritalstatus 2011Hestbechetal.LDCT4101DenmarkCross-sectionalstudyEducation,OccupationGeographicalarea,livingalone, smokingstatus,employmentstatus 2011Kondoetal.LDCT CXR378JapanRetrospectivestudyNoNo 2011Wildsteinetal.LDCT3387USACohortstudyEducationAge,ethnicity,familyhistory 2012Doria-Roseetal.LDCT CXR619USACross-sectionalstudyEducation,familyincomeRace,age,insurancestatus, unemployment,smokingstatus 2014McRonaldetal.LDCT23,794UKRandomizedcontrolledtrialIndexofmultipledeprivation (IMD)Age,smokingstatus 2014Zakrzewskaetal.LDCT1619PolandCross-sectionalstudyIncomeperhouseholdAge

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regularly” [23] or participants were categorized according to the number of daily cigarettes smoked (< 10, 10–20, 20–30, 30–40, > 40, no smokers) [29].

In the French study, individuals were selected with a current or former cigarette smoking history of≥15 cigarettes per day for at least 20 years (former smokers having quit < 15 years prior to enrollment) [26]. The requirement was slightly higher for the Italian and Danish study (cigarette smoking history of≥20 cigarettes per day) [25, 27]

as well as for the US national trial (≥30 cigarettes per day) [22]. Participants in the NELSON trial were included with a smoking history of > 15 cigarettes a day for > 25 years or > 10 cigarettes a day for > 30 years, current smoking, or former smokers who quit smoking < 10 years ago [19]. Wildstein and colleagues described individuals participating in their study as 40 years of age or older with a smoking history of at least one pack-year, no prior cancer, and no CT in the prior 3 years [24]. The cross-sectional study by Doria-Rose et al. divided participants into two categories: “higher risk” smokers were those with a 30 pack-year or more smoking history and were either current smokers or former smokers who had quit within 15 years prior to the interview, while “lower risk”

smokers had either a fewer than 30 pack-year history and/or had quit more than 15 years ago [18]. Eight studies had also information on smoking status (never/

former/current smoker), and among these studies, a high proportion of participants were never or former smokers.

Table 3 presents the reported social and gender characteristics of the participants in lung cancer screening programs. The main focus of the selected articles was either for clinical purposes or for presenting the baseline characteristics of study partici- pants. The majority of included articles showed the characteristics of study partici- pants using univariate analyses but in multivariate analyses, no study stratified data by gender. Only one study [18] gave the percentage of female or male participants by adjusting for potential confounders. Therefore, the results have to be considered with caution.

Table 3Social and gender characteristics of participants to lung cancer screening programs

First author Gender

(% of men among participants)

Socio-economic status

(% of high SES among participants)

Aberle et al. 2010 59.0 54.7 (education)

Blanchon et al. 2007 70.5

Doria-Rose et al. 2012 57.6 47.4 (education)

Ford et al. 2003 45.0 69.3 (education)

Hestbech et al. 2011 55.3 47.2 (education)

Kamposioras et al. 2006 46.4 31.1 (occupation)

Kondo et al. 2011 22.0

McRonald et al. 2014 50.0 57.9 (deprivation index)

Nakayama et al. 2002 74.6

Nawa et al. 2002 79.4

Pegna et al. 2009 64.7

Van der Aalst et al. 2010 Only males 52.0 (education)

Wildstein et al. 2011 47.0 60.0 (education)

Zakrzewska et al. 2014 51.0 44.3 (Income)

Mean 55.6 51.5

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Overall, men were slightly more likely to participate in lung cancer screening pro- grams, although the gender ratio varied across studies from 22 to 79%. The publication of Kondo et al. was the only study that reported a very low percentage of male partici- pants in a Japanese cohort study [30]. This was also the study with the lowest number of participants (n= 378). The highest male participation was found in another Japanese study exploring LDCT screening [21]. No significant gender differences were found ac- cording to type of screening (LDCT and CXR). It should be noted that the inclusion criteria varied across the selected studies and we cannot rule out a possible impact on our results.

The results for SES also varied across studies with the percentage of participants with high SES ranging from 31 to 69%. One study showed a 31% prevalence of high SES among participants [29], but for all remaining studies, this percentage was above 40%.

Only two separate studies focusing on CXR included SES indicators in their analyses.

The first reported 69% [23] of participants as having high SES and the other 31% [29].

Discussion

Strategies to ensure equitable participation are critical for the successful implemen- tation of new cancer screening programs. While designing a preventive program, it is crucial to know the target group and the main factors that induce people to participate.

Out of 1588 studies, 14 were found to be relevant for this review, presenting the gen- der or social characteristics of participants in lung cancer screening programs. This re- view highlighted differences in the gender and social characteristics of the participants across the different programs, although these differences may be partly explained by the different epidemiological contexts, program inclusion criteria, and measures col- lected. Most importantly, despite a well-recognized predominance of low SES among heavy smokers, people with a high SES are seemingly over-represented among partici- pants. This could be definitely ascertained by a direct comparison of adjusted SES be- tween participants and non-participants coming from the same population. However, these data were not, to our knowledge, available for most of the studies, except for the Danish Study [25] which is further described below. Interestingly, the percentage of men among participants greatly varied across studies. Overall, these results raise con- cern about access to lung cancer screening programs for people with a low SES.

A slightly higher percentage of male participants has been observed in other screening studies [31] and may be due to the fact that women are more accustomed to breast and cervical cancer screening programs. Moreover, this percentage varied across studies and must be interpreted with extra caution when not adjusted for smoking status. Indeed, men usually have a higher prevalence of smoking than women [32].

The socio-economic and personal data were self-reported in most of the selected studies and may bias the results, especially when it comes to financial questions such as monthly (household/family) income.

There are several factors that may influence the link between SES and screening par- ticipation. Low SES is likely to be associated with later stage at diagnosis for many can- cer types and also with a greater prevalence or severity of comorbid conditions, which may prevent participation. Previous studies have shown that low participation among individuals with low SES relates to poorer self-reported health [33].

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Importantly, the Danish study from Hestbech et al. showed that participants had higher SES and reported less negative psychosocial aspects compared to ordinary heavy smokers from the general population. This tends to confirm that people with a high SES seem over-represented among participants in lung cancer screening programs.

Also, more men participated, which is in agreement with the known gender ratio among Danish heavy smokers [25].

Almost all included studies in this review showed a high percentage of former or never smokers. This may be explained by the fact that current smokers are more likely to report emotional barriers as reasons for non-participation [34]. As individuals from higher SES are more likely to quit smoking [35], the apparent social inequalities may be underes- timated because of the high proportion of former smokers across the studies.

Barriers that limit participation in screening programs are complex and multifactorial.

It has been reported that other factors such as difficulties with traveling to attend screen- ing, comorbidity, and career responsibilities were the most common self-reported reasons for non-participation in screening programs. Other studies found that cost of the LDCT was a barrier to willingness to be scanned [36]. Wildstein and colleagues suggested that removing financial barriers by offering free screenings or health insurance coverage might facilitate participation in a lung cancer screening program [24].

There were a number of limitations to this review. First, we considered only the crude percentage of male and female participation and could not take into account the weights of sample sizes. Second, though a pool was used to allow comparison between studies, some results were discordant at the level of the initial SES indicator examined.

Choosing a measure of SES is a complex task because the appropriateness of a measure depends on the social context and may differ across countries, cultures, and time [37].

As this review included studies from various countries with different cultural and health care services that were conducted in different settings and years, there was het- erogeneity in the measurements of SES indicators, which may have an impact of the re- sults of this review. Moreover, because these measures varied considerably across studies, we could not compare the quality of included studies nor perform a formal meta-analysis. Third, the recruitment of participants also varied across studies, explain- ing part of the differences observed. The participants of the Dutch–Belgian Lung can- cer Screening Trial (NELSON) were recruited by the use of population registries with the aim to eliminate the risk of selection bias. Participants in the trial ITALUNG were enrolled from lists of residents in the screening center areas registered with their phys- ician [27], whereas for most other studies, enrolled individuals presented voluntarily to screening centers asking for lung cancer screening. In addition, Aberle and colleagues stated that study participants are often healthier as well as better educated than those to whom study results are to be generalized [22]. Fourth, prevalence rates of participa- tion and the modalities of participation may vary over time and according to the coun- try. This could explain some of the variation between the identified studies. For instance, the morbidity and mortality rates due to lung cancer differ significantly between countries, with Japan presenting very high rates. Moreover, lung cancer screening is fairly widespread for not only smokers but also for never-smokers in East Asia and particularly in Japan [30], which is the opposite of what is recommended in Europe or in the USA.

The selected studies all came from high-income countries, and results are therefore not valid for low- and middle-income countries. Literature has also shown that the

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participation in lung cancer screening programs varies according to ethnicity. For in- stance, African Americans were more likely than whites to avoid lung cancer screening [38]. Fifth, the restriction to English-language articles excluded studies published in other languages. However, we looked at studies that were excluded based on the lan- guage (66 articles) to confirm that these papers did not meet our other selection cri- teria. Sixth, we also excluded non-published studies and reports. Publication bias can result in significant associations being preferentially published, which might be an even greater issue for secondary exploratory analyses of factors or subgroups, such as included in this review.

Despite its limitations, this is the first systematic review of the literature on the social determinants of participation in lung cancer screening that includes both screening methods: CXR and LDCT. We believe that our emphasis on gender and social differ- ences can be influential for a wider range of studies looking at the participation in lung cancer screening programs.

Conclusion

Lung cancer screening programs were developed in order to decrease the overall mor- tality in the screened population and the lung cancer-specific mortality, which has been shown in various studies. However, lung cancer screening with LDCT is a complex and controversial topic and has inherent risks and benefits. This screening method has a high false-positive rate, and this may result in unnecessary harm, such as anxiety or in- appropriate interventions, which should be taken into account before implementation.

This review identified existing gender and social differences in the participation in various screening programs, although these differences may be partly explained by the different epidemiological contexts, program inclusion criteria, and SES measures col- lected. Nevertheless, participants in lung cancer screening programs seem to have higher SES compared to the general source population. Male participants are also seemingly over-represented. These findings are important to help inform the develop- ment and implementation processes of future lung cancer screening programs, which should likely include strategies for engaging women as well as individuals with low SES and, of course, those most at risk. To ensure broad participation in lung cancer screening, knowledge of attitudes and beliefs about screening across ethnic groups as well as barriers relating to access should also be considered in the future.

Acknowledgements

The authors would like to thank Glenn Verner for having carefully proofread the manuscript.

Funding

This study was funded by the Institute of Global Health, University of Geneva, Faculty of Medicine, Switzerland.

Authorscontributions

As the lead coordinator, AF conceived the idea. SS, the guarantor of the review, designed, planned, and wrote the first draft. AF, DD, and XM further provided critical insight and suggestions for improvements. All authors approved and contributed to the final written manuscript.

Ethics approval and consent to participate Not applicable

Consent for publication Not applicable Competing interests

The authors declare that they have no competing interests.

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Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Author details

1Centre Virchow-Villermé for Public Health Paris-Berlin, Université Sorbonne Paris Cité, Paris, France.2Institute of Global Health, Faculty of Medicine, University of Geneva, 9, chemin des mines, 1202 Geneva, Switzerland.3Radiology and Medical Informatics Department, Geneva University Hospitals, Geneva, Switzerland.

Received: 11 January 2018 Accepted: 6 June 2018

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