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Spectral and Spatial Methods for the Classification of Urban Remote Sensing Data

Mathieu Fauvel

gipsa-lab/DIS, Grenoble Institute of Technology - INPG - FRANCE Department of Electrical and Computer Engineering, University of Iceland - ICELAND

Membres du Jury

Monsieur Henri MAÎTRE Président Monsieur Grégoire MERCIER Rapporteur Monsieur Sebastiano B. SERPICO Rapporteur Monsieur Albert BIJAOUI Examinateur Monsieur Jordi INGLADA Examinateur Monsieur Johannes R. SVEINSSON Examinateur Monsieur Jocelyn CHANUSSOT Directeur de thèse Monsieur Jon A. BENEDIKTSSON Co-Directeur

(2)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Urban remote sensing data:

PLEIADES (0.75m/pix) IRS-1C (5m/pix)

Spatial resolution: 0.75 to 2.5 meter by pixel

Spectral resolution: 1 to more than 200 spectral bands

(3)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Very High resolution urban remote sensing data:

Panchromatic Multispectral

Classification: a pattern recognition approach

1

Feature extraction: one vector of attributes extracted for every pixel

2

Pattern recognition algorithms: Maximum Likelihood, Neural Network . . .

Mathieu Fauvel Classification of Urban Remote Sensing Data 3/37

(4)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Original Data Ground-truth Thematic Map

Experimental Data Set: University Area, Pavia, Italy. [610 × 340 × 103],

1.5 m/pixel, 9 classes.

(5)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

High resolution spectral information:

% Fine physical description

% Directly accessible v Curse of dimensionality

& No contextual information

High resolution spatial information:

% Fine description of structure

v Not Directly accessible

& No spectral information

0 50 100 150 200

0 1000 2000 3000 4000 5000 6000 7000 8000

Wavelength

Reflectance

Mathieu Fauvel Classification of Urban Remote Sensing Data 5/37

(6)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Combine the different types of information for the classification Why?

// Random permutation //

Spectral classification //

Same classification !!

Spectral classification

oo

Need to incorporate information from the spatial domain

(7)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Combine the different types of information for the classification Why?

// Random permutation //

Spectral classification // Same classification !! oo Spectral classification

Need to incorporate information from the spatial domain

Mathieu Fauvel Classification of Urban Remote Sensing Data 6/37

(8)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Combine the different types of information for the classification

Prior studies: 2 steps approach

1

Feature extraction: Morphological processing

2

Classification: Neural Network, Fuzzy Logic

Contribution:

1

Feature extraction: Extraction of

• Contextual information (self-complementary filter)

• Spectral feature (KPCA)

2

Classification:

• Support Vector Machines

• Transferability of the hyperplane

3

Data Fusion:

• at data level

• at decision level

(9)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Combine the different types of information for the classification

Prior studies: 2 steps approach

1

Feature extraction: Morphological processing

2

Classification: Neural Network, Fuzzy Logic

Contribution:

1

Feature extraction: Extraction of

• Contextual information (self-complementary filter)

• Spectral feature (KPCA)

2

Classification:

• Support Vector Machines

• Transferability of the hyperplane

3

Data Fusion:

• at data level

• at decision level

Mathieu Fauvel Classification of Urban Remote Sensing Data 7/37

(10)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Context Data characteristics Objectives of the work

Outline:

1

Classification with the Support Vector Machines Support Vector Machine (SVM)

Using spatial information with SVM Discussion

2

Data Fusion Motivation Decision Fusion Discussion

3

Conclusions and perspectives Conclusions

Perspectives

(11)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

1

Classification with the Support Vector Machines Support Vector Machine (SVM)

Using spatial information with SVM Discussion

2

Data Fusion Motivation Decision Fusion Discussion

3

Conclusions and perspectives Conclusions

Perspectives

Mathieu Fauvel Classification of Urban Remote Sensing Data 9/37

(12)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

yi= 1

yi=−1 w

2 kwk

S={(x1,y1), . . . ,(x`,y`)} ∈Rn× {−1,1}

H(w,b) :{x|hw,xi+b= 0}

Optimal separating hyperplane [Vapnik-98]:

• Minimize training errors over S

• Maximize the margin ⇐⇒ minimize kwk

2

Decision: g(x) = sgn (f (x)) = sgn

`

X

i=1

α

i

y

i

hx

i

, xi + b

!

(13)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

yi= 1

yi=−1 w

2 kwk

S={(x1,y1), . . . ,(x`,y`)} ∈Rn× {−1,1}

H(w,b) :{x|hw,xi+b= 0}

f(x) =hw,xi+b

Optimal separating hyperplane [Vapnik-98]:

• Minimize training errors over S

• Maximize the margin ⇐⇒ minimize kwk

2

Decision: g(x) = sgn (f (x)) = sgn

`

X

i=1

α

i

y

i

hx

i

, xi + b

!

Mathieu Fauvel Classification of Urban Remote Sensing Data 10/37

(14)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

yi= 1

yi=−1 w

2 kwk

S={(x1,y1), . . . ,(x`,y`)} ∈Rn× {−1,1}

H(w,b) :{x|hw,xi+b= 0}

f(x) =hw,xi+b

Optimal separating hyperplane [Vapnik-98]:

• Minimize training errors over S

• Maximize the margin ⇐⇒ minimize kwk

2

Decision: g(x) = sgn (f (x)) = sgn

`

X

i=1

α

i

y

i

hx

i

, xi + b

!

(15)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Kernel methods: Use kernel function k (positive semi-definite) k (x

i

, x

j

) = hΦ(x

i

), Φ(x

j

)i

H

−1 −0.8 −0.6−0.4 −0.2 0 0.2 0.4 0.6 0.8 1

−1

−0.8

−0.6

−0.4

−0.2 0 0.2 0.4 0.6 0.8 1

Φ

//

0 0.2

0.4 0.6

0.8

10 0.2

0.4 0.6 0.8

1

−0.8

−0.6

−0.4

−0.2 0 0.2 0.4 0.6 0.8

// hΦ(x

i

), Φ(x

j

)i

// k(x

i

, x

j

) //

−1 −0.8 −0.6−0.4 −0.2 0 0.2 0.4 0.6 0.8 1

−1

−0.8

−0.6

−0.4

−0.2 0 0.2 0.4 0.6 0.8 1

Some kernels:

• Polynomial kernel: k(x

i

, x

j

) = hx

i

, x

j

i + q

p

• Gaussian kernel: k (x

i

, x

j

) = exp

kxi−xγ2jk2

Mathieu Fauvel Classification of Urban Remote Sensing Data 11/37

(16)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Multiclass problem: m classes

1

One versus All: m binary classifiers

2

One versus One: m(m-1)/2 classifiers

(17)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Multiclass problem: m classes

1

One versus All: m binary classifiers

2

One versus One: m(m-1)/2 classifiers

Mathieu Fauvel Classification of Urban Remote Sensing Data 12/37

(18)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Classification in the spectral space:

spatial & spectral

Gaussian ML (78%) Neural Network (67%) SVM (80%)

Classes: asphalt, meadow, gravel, tree, metal sheet, bare soil, bitumen, brick and shadow.

(19)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Spatial information:

Statistical Information Geometrical Information Inter-pixels dependency Shape

Texture Area

Gray level distribution Orientation

Histogram

Mean 107 136

Variance 35 48

Shape Rectangular Rectangular

Size 8049 9741

Mathieu Fauvel Classification of Urban Remote Sensing Data 14/37

(20)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Spatial information:

Statistical Information Geometrical Information Inter-pixels dependency Shape

Texture Area

Gray level distribution Orientation

Histogram

Mean 107 136

Variance 35 48

Shape Rectangular Rectangular

Size 8049 9741

(21)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Spatial information:

Statistical Information Geometrical Information Inter-pixels dependency Shape

Texture Area

Gray level distribution Orientation

Histogram

Mean 107 136

Variance 35 48

Shape Rectangular Rectangular

Size 8049 9741

Mathieu Fauvel Classification of Urban Remote Sensing Data 14/37

(22)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Markov Random Field [Lafarge-05] : fixed neighborhood (cliques)

Contextual features [Camps-Valls-06; Bruzzone-06] : fixed neighborhood (p × p square)

Texture features [Mercier-06] : two 1-D wavelets (on x and y)

Morphological processing [Benediktsson-03] : structures

(23)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Not well suited to urban area data: discontinuity

Morphological Neighborhood: adapt the neighborhood to the structures

• Previous works: Granulometry with geodesic filters (Morphological profile and its derivative).

Acts only on extrema structures

• Proposed works: Self-complementary filters.

Acts on structures whatever their gray-level

Mathieu Fauvel Classification of Urban Remote Sensing Data 16/37

(24)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Self-complementary area filter [Soille-05]: Remove all the structures that are smaller than a given area threshold

1

Labelling all the flat zones that satisfy the area criterion λ,

2

Growing the labelled flat zones until an image partition is reached.

Extracting the inter-pixel dependency [Fauvel-07a]:

Υ x = med(Ω x )

(25)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Self-complementary area filter [Soille-05]: Remove all the structures that are smaller than a given area threshold

1

Labelling all the flat zones that satisfy the area criterion λ,

2

Growing the labelled flat zones until an image partition is reached.

Extracting the inter-pixel dependency [Fauvel-07a]:

Υ x = med(Ω x )

-

Mathieu Fauvel Classification of Urban Remote Sensing Data 17/37

(26)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Self-complementary area filter [Soille-05]: Remove all the structures that are smaller than a given area threshold

1

Labelling all the flat zones that satisfy the area criterion λ,

2

Growing the labelled flat zones until an image partition is reached.

Extracting the inter-pixel dependency [Fauvel-07a]:

Υ x = med(Ω x )

- -

(27)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Self-complementary area filter [Soille-05]: Remove all the structures that are smaller than a given area threshold

1

Labelling all the flat zones that satisfy the area criterion λ,

2

Growing the labelled flat zones until an image partition is reached.

Extracting the inter-pixel dependency [Fauvel-07a]:

Υ x = med(Ω x )

- -

Mathieu Fauvel Classification of Urban Remote Sensing Data 17/37

(28)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

How to use conjointly the spatial and the spectral information?

• Kernel approach: mixture of kernels

• SVM classifier

Combination of kernels: Spatio-spectral kernel (SS kernel) µk

spect

+ (1 µ)k

spat

k

spect

acts on the spectral information

k

spat

acts on the spatial information

µ control the amount of each type of information

(29)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Extension to hyperspectral data?

Ordering relation for pixels is needed: does not exit.

• Marginal ordering by band filtering

• Total Pre-ordering h : R

n

R

1

Our approach: Dimension reduction with PCA.

1

Projection on the first PC

2

Area filtering and generalization of the neighborhood mask for each band

3

Spatial feature extraction

4

Classification with SS SVM

h : R

n

R

1

x 7→ x = hx, v

1p

i

Rn

Mathieu Fauvel Classification of Urban Remote Sensing Data 19/37

(30)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Experiments:

• EMP: Morphological approach (EMP): 3 PCs and 4 opening/closing.

• MRF: Markov Random Field (Potts model):

• SS SVM: Spatio-Spectral SVM

Parameters setting: Cross-validation

Multiclass strategy: One versus all.

(31)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Classification using spectral and spatial information:

spectral only

EMP MRF SS SVM

Classes: asphalt, meadow, gravel, tree, metal sheet, bare soil, bitumen, brick and shadow.

Mathieu Fauvel Classification of Urban Remote Sensing Data 21/37

(32)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Classification accuracies:

% SVM EMP MRF SS SVM

Overall Accuracy 80 80 83 86

Average Accuracy 88 85 89 92

Kappa coefficient 75 74 79 82

Asphalt 80 93 92 84

Meadow 68 73 70 78

Gravel 74 52 62 84

Bare soil 95 62 98 95

Data Fusion

(33)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Classification accuracies:

% SVM EMP MRF SS SVM

Overall Accuracy 80 80 83 86

Average Accuracy 88 85 89 92

Kappa coefficient 75 74 79 82

Asphalt 80 93 92 84

Meadow 68 73 70 78

Gravel 74 52 62 84

Bare soil 95 62 98 95

Data Fusion

Mathieu Fauvel Classification of Urban Remote Sensing Data 22/37

(34)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Support Vector Machine (SVM) Using spatial information with SVM Discussion

Spatial information is helpful

Benefits

• Adaptive neighborhood definition

• Kernel formulation

• Performance for peri-urban area Drawbacks

• Parameters λ (area threshold) and µ (weight in SS kernel)

• Statistical spatial information only

• Extension to multi- or hyperspectral data [Soille-07]

(35)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

1

Classification with the Support Vector Machines Support Vector Machine (SVM)

Using spatial information with SVM Discussion

2

Data Fusion Motivation Decision Fusion Discussion

3

Conclusions and perspectives Conclusions

Perspectives

Mathieu Fauvel Classification of Urban Remote Sensing Data 24/37

(36)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Different classifiers:

• Statistic Theory: Gaussian Maximum Likelihood, Fisher Discriminant Analysis. . .

• Machine learning Theory: Neural Network, Support Vector Machines. . .

• Fuzzy Set Theory: Fuzzy NN, Fuzzy model. . .

Different sources:

• Panchromatic and multispectral data

• Multi-valued data

• Multi-temporal data

• Extracted data: texture or geometrical features

Complementary information

(37)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Different classifiers:

• Statistic Theory: Gaussian Maximum Likelihood, Fisher Discriminant Analysis. . .

• Machine learning Theory: Neural Network, Support Vector Machines. . .

• Fuzzy Set Theory: Fuzzy NN, Fuzzy model. . .

Different sources:

• Panchromatic and multispectral data

• Multi-valued data

• Multi-temporal data

• Extracted data: texture or geometrical features

Complementary information

Mathieu Fauvel Classification of Urban Remote Sensing Data 25/37

(38)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Decision fusion scheme (for classification):

PROCESS FUSION

DECISION S1

S2

Sm

Problems:

• Sources of different natures

• Sources of different reliabilities

• Conflicting situations

(39)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Requirement:

• At least one accurate classifier

• Variable reliability of classifier:

• for each pixel

• for each class

General framework [Fauvel-06]:

• Modeling the classifier’s output with fuzzy set

• Reliability is estimated by fuzziness

Application to SVM classifiers: needs specific derivations

Mathieu Fauvel Classification of Urban Remote Sensing Data 27/37

(40)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Requirement:

• At least one accurate classifier

• Variable reliability of classifier:

• for each pixel

• for each class

General framework [Fauvel-06]:

• Modeling the classifier’s output with fuzzy set

• Reliability is estimated by fuzziness

Application to SVM classifiers: needs specific derivations

(41)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

SVM fusion scheme:

SVM fusion

fusion

PCA EMP SVM

Original data

2∗m(m−1)

2 binary classifiers

Majo rit y voting decision

m(m−1)

2 binary classifiers d12f(x)

df(m−1)m(x)

Fusion rule [Fauvel-07b]:

The greater the distance to the hyperplane, the more reliable the source d

fij

(x) = maxabs d

1ij

(x) , d

2ij

(x)

0

d112(x) d212(x)

Mathieu Fauvel Classification of Urban Remote Sensing Data 28/37

(42)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

SVM fusion scheme:

SVM fusion

fusion

PCA EMP SVM

Original data

2∗m(m−1)

2 binary classifiers

Majo rit y voting decision

m(m−1)

2 binary classifiers d12f(x)

df(m−1)m(x)

Fusion rule [Fauvel-07b]:

The greater the distance to the hyperplane, the more reliable the source d

fij

(x) = maxabs d

1ij

(x) , d

2ij

(x)

0

d112(x) d212(x)

(43)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Same classifier with different inputs:

• A classifier based on the spectral information: SVM

• A classifier based on the spatial information: EMP + SVM Experiments:

• spectral features: 103

• spatial features: 33

• parameters fit with CV

• comparison with simple majority vote rule

Mathieu Fauvel Classification of Urban Remote Sensing Data 29/37

(44)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Classification results:

SVM EMP Desision fusion Majority Voting

Overall Accuracy 81 85 90 86

Average Accuracy 88 91 94 88

Kappa coefficient 76 81 87 82

Asphalt 84 95 93 94

Meadow 70 80 84 85

Gravel 70 88 82 65

Bare soil 92 64 91 62

(45)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Classification using decision fusion:

SVM EMP Decision fusion

Mathieu Fauvel Classification of Urban Remote Sensing Data 31/37

(46)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Classification accuracies:

SVM EMP SS SVM Decision Fusion

Overall Accuracy 80 85 86 90

Average Accuracy 88 90 92 94

Kappa coefficient 75 80 83 87

Processing complexity:

SVM EMP SS SVM Decision Fusion

Pre-processing + −− −−

Training + + −−

Classification + + +

(47)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Motivation Decision Fusion Discussion

Visual inspection:

Original SVM EMP

SS SVM Decision Fusion MRF

Classes: asphalt, meadow, gravel, tree, metal sheet, bare soil, bitumen, brick and shadow.

Mathieu Fauvel Classification of Urban Remote Sensing Data 33/37

(48)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Conclusions Perspectives The END !

1

Classification with the Support Vector Machines Support Vector Machine (SVM)

Using spatial information with SVM Discussion

2

Data Fusion Motivation Decision Fusion Discussion

3

Conclusions and perspectives Conclusions

Perspectives

(49)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Conclusions Perspectives The END !

Classification of remote sensing data of urban area

1

Include spatial information: Self-complementary filter

2

Support Vector Machines: kernel approach to include spatial information

3

Decision fusion: adaptive approach based on reliability estimation

Mathieu Fauvel Classification of Urban Remote Sensing Data 35/37

(50)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Conclusions Perspectives The END !

Spatial information:

• Extract other spatial information: geometric . . .

Classification:

• Kernel for spectral data Data fusion

• Estimation of global accuracy: bound of performances

(51)

Introduction Classification with the Support Vector Machines Data Fusion Conclusions and perspectives

Conclusions Perspectives The END !

Spectral and Spatial Methods for the Classification of Urban Remote Sensing Data

Mathieu Fauvel

gipsa-lab/DIS, Grenoble Institute of Technology - INPG - FRANCE Department of Electrical and Computer Engineering, University of Iceland - ICELAND

Mathieu Fauvel Classification of Urban Remote Sensing Data 37/37

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