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Comparison between the tilted SmCα* and SmCγ*
phases of MHPOBC studied by optical techniques
John Philip, Jean-René Lalanne, Jean-Paul Marcerou, Gilles Sigaud
To cite this version:
John Philip, Jean-René Lalanne, Jean-Paul Marcerou, Gilles Sigaud. Comparison between the tilted
SmCα* and SmCγ* phases of MHPOBC studied by optical techniques. Journal de Physique II, EDP
Sciences, 1994, 4 (12), pp.2149-2159. �10.1051/jp2:1994253�. �jpa-00248121�
Classification Physic-s Absfi.ac.ts
61.30 78.20E 78.35
Comparison between the tilted Smcj and SmC( phases of MHPOBC studied by optical techniques
John
Philip (*),
Jean-Rend Lalanne, Jean-Paul Marcerou and GillesSigaud
Centre de Recherches Paul Pascal, CNRS, Avenue du docteur Albert Schweitzer, 33600 Pessac, France
(Receii>ed J July 1994. ieceii>ed in
final
form 7 september J994,accepted12
septembei 1994jAbstract. We present optical investigations in the SmC,$ and
Smcf
phases of a low molar masschiral liquid crystal,
4-(1-methylheptyloxycarbonylj
phenyl4'-octyloxy biphenyl-4-carboxylate
[MHPOBC(R)]. The polarizing microscope observations (PMO), optical rotatory power (ORP) andanisotropic Rayleigh
scattering (ARS)investigations
show that the smecticC,)
~tructurestrongly differs from the
SmC( phase.
The ORP in the smectic Cmphase
has been found to be very weak (less than o.2deg/mm), compared
toordinary liquids
with strongly chiral molecules and toother smectic C* phases. Although pretransitional ORP effects in the
vicinity
of theSmA =SmC* phase transition have been reported earlier in chiral
liquid
crystals, no suchbehaviour iS noticed in this compound at the
SmA=SmC,)
andSmC,)=SmC*
phasetransitions. The absence of critical behaviour in the ARS at the SmA = SmC
f phase
transition is a clear indication of the nonexistence of« local biaxial » character of the SmC,) phase. Moreover, the PMO studies also confirm the
«
macroscopically
uniaxial nature » of all thesephases
exceptSmC(
phase, which was found to be birefringent. The possibility of a divergence in the « biaxial fluctuations» at the
SmC/
=Sm?
phase transition is also discussed.1. Introduction.
Since the
discovery
of the chiral smecticphase
in 1975by Meyer [I],
this field has attracted wide attention among the scientificcommunity
because of itstechnological applications
aswell as the keen interest in the fundamental
understanding
of these newphases.
In1989,
Chandani et al. discovered a new chiral
compound
MHPOBC which possesses fourtilted smectic
phases [2],
This material has been atopic
of intense researchduring
the last 4 years, in order to understand theproperties
and unravel the structure of these smecticphases [3-23, 39],
As a result, the structures of two of them have beenclearly
identified as SmC * and SmC( phases,
The SmC *phase
is the classical ferroelectricphase ],
in which the(*) Associate Professor,
University
of Bordeaux I, Piesent address LaserLaboratory, Department
of Physics, Indian lnstitute ofTechnology,
Madras 600036, India.@Les
Editions dePhysique
19942150
transverse
dipole
moments of the constituent moleculesalign perpendicular
to thetilting plane,
which leads to a
macroscopic polarization
within the smecticlayers.
TheSmC( phase (so
called«antiferroelectric»)
is found to be identical to the earlier discovered smectic O*phase,
in which the tilt inadjacent layers
alternates in directionssymmetrical
with respectto the
layer
normal («herringbone
»structure) [24-26].
One should note that the racemicmixtures
[18, 25],
or achiralcompounds [26]
exhibit the SmO orSmC~ phase,
which ismiscible in any
proportion
with its SmO* orSmct analogue.
This proves that apossible
in-plane polarization,
even if it has been observed whenbuilding
thin filmslayer by layer [25],
does notplay
a fundamental role in this structure. in summary, theSmC( phase
isessentially
abilayered, tilted,
non-ferroelectric and biaxialphase.
On the other hand, the exact structures of theremaining Smci
andSmC( phases
are not yet well understood.The
SmC( phase (so
called « ferrielectric»)
is from several aspects intermediate between the SmC * andSmC( phases.
In MHPOBC[20],
it isseparated
from themby
twoweakly
firstorder transitions. It exhibits a finite
permanent polarization,
weaker than the SmC * one, whichreacts in
characteristically peculiar
ways to external electric fieldsshowing multistability
inthin
planar samples [8]
or inducedbiaxiality
in thickhomeotropic samples [12].
Differentmodels have been
proposed
in order to describe theSmC( phase
from a mixture of anessentially monolayered
SmC *(tilt angle
0, azimuthalangle
~fi) and abilayered SmC( phase (0,
=
0~,
~fi~ = ~fi, + ar in successivelayers).
One model[9]
deals with different tiltangles 0,
inadjacent layers,
however this is notsupported by X-ray scattering
results[10].
Others[2, 27]
introduce different azimuthalangles (4l,
~, ~ ~fi, and ~fi, ~, ~
4l,
+ar),
which do notseem to account for the
conoscopic
observations under electric fields[12].
The mostreasonable
models,
at the time ofwriting,
are themulti-layer
oneslo,
~, =
0,
~fi,~j =
~fi, or ~fi,
~ = ~fi, +
ar)
which maypossibly
be describedby
a devil's staircase[18].
As far as the
Smci phase
isconcerned,
the exact structure is not known at this stage.According
to an earlier report[I
I],
theSmcj phase
could be considered to be a biaxial helical smectic Aphase.
From thepretransitional
effect observed in the circular dichroism studies I1,14],
it has been concluded that theSmcj
and SmAphases
possess helical structures.However,
due to the lack of directexperimental evidence,
it may be premature to make suchhasty
conclusions.There have been numerous articles in recent years on various
properties
of thesephases,
with some recent reports
contradictory
to theprevious
ones. We have no intention topoint
outall those
discrepancies
in this paper, but to report on a consistentoptical study
of thesephases.
In order to obtain reliable
results, long
term thermalstabilization,
stepby
step thermal variation with very small increments andgood optical quality
of thesamples
areprerequisites.
One
major problem
however is thatobtaining optical quality homeotropic
andplanar samples
is
especially
difficult with thiscompound.
Moreover, these chiral smecticphases
are observed athigh
temperatures(above
115°C). Probably,
thisexplains
the limited number ofoptical
studies in this
compound.
The
questions
which we wanted to address from theseinvestigations
were thefollowing
:I)
do theSmC,$
andSmC( phases
exhibit similaroptical properties
?2)
Dothey
possess anybiaxial character ?
3)
Do the SmA =SmC,)
andSmC(
=SmC( phase
transitions show anycritical behaviour in the ORP or ARS ?
2.
Experimental.
The
experimental
set-up for theoptical rotatory
power(ORP)
andanisotropic Rayleigh scattering (ARS)
measurements are shown infigure
I.Homeotropically aligned samples
100 ~Lm thick have been
prepared by
the combination ofcoating
withoctadecyl-triethoxy
IEEE Bus
FM
IEEE Bus
PC RCU
L--~
MMPTA BUS
~---~ D
O
OCU R
A.D REF
I-L=@ '---,~
L AT
~~
P HW
~
A SF
S
Fig.
I.Experimental
set-up forAnisotropic Rayleigh
Scattering (ARS) andOptical
Rotatory Power (ORP) measurements. L He-Ne Laser (Uniphase model 1135P. A= 632.8 nm, P
= mW) AT
motorized attenuator BS beam
splitter
P, A polarizers HW motorized halfwaveplate
Ssample
oven SF
: spatial filter (diameter = 7 mm) M mirrors ; AD annular
diaphragm
(intemaldiaineter
=
4.19 mm, extemal diameter
= 4.85 mm) R
rotating
shutter O :objective (Soligor,
f = 105 cm) D diffusers IF : interference filter (Oriel, A 632,8 nm, AA=
0,5 nm) PM
photomultiplier
(Hamamat-su R6495) PCD photon
counting
device (Hamamatsu C1050) MM multimeter(Philips
PM2534) FM : frequency meter (Philips PM6665) RCU : rotation control unit PC IBM PS8550 OCU : ovencontrol unit,
silane and
alignment
in amagnetic
field of about IT, by cooling
downslowly
from theisotropic phase,
Carefulcoating
of the surfactant on theplates
andcapillary filling
ofsamples
between the
plates
result inwell-aligned, optical quality samples.
The temperature of thesample
is maintained within millikelvinlong
termstability by using
atriple-walled specially designed
oven with twoheating
stages, controlledby
a computer.Step by
stepexperiments
canthen be run with steps as small as 5 mK.The thermal
integrity
of thesample
was checkedbefore each measurement. A He-Ne laser beam of
wavelength
632.8 nm, with a very lowpower
(about
10-6 W within thesample)
is used. Afterspatial filtering,
the beamintensity
is stabilized and theinput polarization
is chosen(X axis) by using
apolarizer
P. The beam passesthrough
thehomeotropically aligned sample placed
inside the oven.Here,
the molecules are oriented normal to the surface of theglass plates,
with the directoralong
the Z axis. The oven is mounted in such a way that thesample position
can beadjusted
to have itsoptical
axisparallel
to the wave vector of the incident laser beam. The
analyzer
A is in crossedposition
withrespect to the
first,
with the outputpolarization along
the Y axis. At each stabilized temperature, the rotation of theincoming
beampolarization,
due to theoptical
rotatory powerof the
sample,
wascompensated by rotating
the halfwaveplate
in theappropriate
direction.When the ORP of the
sample
is bestcompensated by rotating
the half-waveplate,
theintensity
2152
of the
light
transmittedthrough
theanalyser
will have a minimum value and the ORP of thesample
will be twice theangle (a
). The half-waveplate
was mounted on a microcontrolled rotation stage, which was interfaced with a computer. One step of the rotation of the half-waveplate
represents 0.01degree
of a. The half waveplate
was rotated in theright
direction, wherethe
intensity
has a minimumvalue,
to find theapproximate
minimumintensity. Then,
withrespect
to thisminimum,
aparabola
wasplotted by taking
five or more measurements on each side of therough
minimum.The annular
diaphragm
allows measurement of theXY-component
of the ARSintensity
at asmall well defined
angle.
Thescattering
wavevector in thisexperiment
is about 4.15 x 10~ cm~ ~. The scatteredintensity
is measuredby using
aphoton counting
unit and afrequency
meter. In order to correct the ARS
signal
for both the fluctuations of theincoming
He-Ne laserbeam
intensity
and thephoton counting
unit, the laser beam is deviatedby using
a beamsplitter (BS).
Arotating cylinder (R), placed
in front of thephoton counting
unit, allows thesignal
and reference measurementsseparately.
The rotation of thecylinder
is controlledby
a rotation control unit(RCU),
interfaced to the PCby
a PIA bus. At eachtemperature,
theORP,
ARS and the reference helium-neon laserintensity
are recorded. The wholeexperiment
is runby
thecomputer.
The full details of theexperimental
set-up will bepublished
in aforthcoming
paper
[28].
3. Results and discussion.
3_ j pMO.
Figure
2 shows the PMO of the five differentphases,
under crossedpolarizers,
ina 100 ~Lm thick
homeotropic sample.
SmA,Smcj,
SmC* andSmC( phases
areoptically
uniaxial without any apparent texture. But we have never obtained a
good alignment
inSmC( phase,
for which a texturealways
appearsleading
to a residualin-plane birefringence.
a) b)
c) d) e)
Fig. 2. Optical texture of MHPOBC(R) observed under a polarizing
micrmcope.
in a 100 ~m thickhomeotropic ~ample,
with crossedpolarizers.
(a) SmA ; (b)SmC,)
(c) SmC* (low temperature side) ; (d)SnIC)
and (e)SmC(.
When
compared
toconoscopic
observations[12],
our results arefully compatible
in the first fourphases.
However, theSmC( phase
appears to be uniaxial in conoscopy, hence we have toassume that the residual
birefringence
cancels out whenintegrated
over the illuminated area.Our PMO
experimental
observations show thatSmC( phase
appearsby
domain nucleation at both first order transitions from SmC * and theSmC( phases.
This could be an indication that theSmC( phase
can be describedby
amultilayer
model[18]
in which thecontinuity
of thealignment
between theneighbouring
domains isprobably
difficult to ensure. It may also be reminiscent of what has been observedpreviously [33, 36]
in thinplanar samples,
I-e- the coexistence of the SmC * andSmC( phases
in purecompounds
over a finite temperature range.Obviously,
asproved by
DSCexperiments
in bulksamples,
this coexistence isstrongly
forbidden from the
thermodynamics point
of view. If this is the case, the observedinhomogeneities
may be induced at the surfacesby peculiar anchoring.
3.2 ORP MEASUREMENTS. In the smectic C *
phase,
the molecular axis isuniformly
rotatedaround the z
axis,
with a fixed tiltangle
Ho. The azimuthalangle
is ~fi(z ) = (2 «IL ) z, where L is the helicalpitch
and z the coordinatealong
thelayer
normal. The orientation of the molecularaxis is then described
by
the unit vector[29]
n(z)
=
(sin 0~
cos ~fi, sin0~
sin ~fi, coso~). (1)
The components of the dielectric tensor e
(x)
are functions of Ho and ~fi[291.
Theperiodicity
of the dielectric tensor in SmC *
phase
is L=
A~/n,
whereAo
is the selective reflectionpeak wavelength
and n is the meanin-plane
refractive index. Theoptical
rotatory power p for a beampropagating
normal to thelayers
isgiven by [301
~ ~ ~
A
(A~
~ A~)~
~~~~4 ~~~
~~~
where
(n~~~
n~,~ is thebirefringence
seenby
the beam which can beapproximated [29, 301 by
An xsin~
Ho if An is the
anisotropy
of the refractive index in thecorresponding
SmAphase
; A is thewavelength
of theprobe
beam. Let uspoint
out that the aboveequation
is validonly (1/2)
AnL w A andpL
« ar. Both these conditions are fulfilled in our case. We have assumed thatequation (2)
is valid in all thewell-aligned phases
of ourstudy,
and thatbo(T)
andA~(T)
are theonly
temperaturedependent
parameters. Here the variations of An and n with temperature are very small.Equation (2)
will be used tointerpret
ourexperimental
results on ORP. The variation of the ORP as a function oftemperature
in the SmA andSmcf phases
is shown infigure
3. Two main observations from thisfigure
are :(I)
theORP,
in the twophases
SmA andSmcf,
is less than 0.2deg/mm.
This means that it is smaller than that ofordinary liquids
withstrongly
chiral molecules. Forexample,
inliquid
camphor,
the ORP is around 0.5deg/mm.
TheX-ray [101
and refractive index[121
measure- ments in thiscompound
show that theSmcj phase
istilted,
with a low tiltangle (about
7° at the low temperatureedge).
From thepretransitional
effect in the circular dichroismsignal
I1,141,
it has been concluded that thisSmcj phase
has a helicalpitch,
with a value around250 nm.
By setting
Ao=
250 nm in
equation (2),
with theanisotropy
in the refractive index Art=
0.192
[281
ando~
w 7
degrees,
we obtained the ORPp m 3 x 10~ ~
deg. mm~'.
Such a small value ofofitical
rotation cannot beexperimentally
detected in 100 ~Lm thick cells. One must also notice the suddenjump
in ORP at theSmcj
# SmC *phase
transition, whereas the tiltangle
variescontinuously
in these twophases. Obviously,
there is a finitejump
in thepitch
of the helix at the
phase
transition. Thepitch,
if non zero, ischanging
from a value lower than 250 nm in theSmcf phase,
to about 450 nm at thehigh
temperatureedge (121.3 °C)
of the0.4
#f
,i
~ 0.2fi S
P
oi .fl
~O'_
i
o-0.1
120,5 121,5
emperature(°C)
3.3 ARS MEASUREMENTS. ARS
mainly
reveals the «in-plane
»(XOY
shown inFig. I)
orientational fluctuations. These fluctuationsgenerate Rayleigh scattering
of alight
wave witha wavevector q,.
They
are related to the fluctuations of the dielectric tensor F,~, associated with thesample according
to thefollowing
relationIxy(q~)
m
Fxy(qs)(~) 13)
where
Fxy(q,)
is the Fourier transform ofpxy(r), Ixy
is the XY component of the scatteredintensity
and q~ thescattering
wave vector.Recently,
we have undertaken both the theoretical andexperimental
studies on the XY(Fig. I)
components of the ARS in SmAphases,
in thevicinity
of the transition to Nematic(N)
or SmC[371.
We showed thatIyx(q~) scattering intensity
consists of twocontributions,
which can be written as followsIYX(q,)~ F)((jYX(q~)(~)
+((AF((~(qs)(~) (4)
where F~
= Fjj
(;)
F~(r)
denotes theanisotropy
of the dielectric constant of thesample,
thesymbols
I and I represent the componentsparallel
andperpendicular
to thelayer
normal,respectively. jxy(q,)
appears as anintegral involving
orientational variableslinking
both thefluctuating
director of thephase
and the normal to thelayer,
in thelaboratory
frame.AF)(I(q,)
introduces the local biaxial character of thephase. Then,
the first termFj( jxy(q,) ~),
isdirectly
linked to the orientational fluctuations of the director of thephase,
while the second one
AF)(I(q,)(~)
is a termintroducing
the « local » biaxialproperties
of thesample. Earlier,
we have also shown that in « classical » SmAphases, ii)
the first term islargely
dominant(absence
of local biaxialcharacter)
and(it)
it has a flat thermal behaviourdown to
lO~~
Kelvin close to the SmA = SmCphase transition,
in agreement with thetheoretical
predictions.
We have also shown that the ARSinvestigations
could be a well-adapted
tool for thestudy
of the biaxialproperties
of chiral smecticphases
of MHPOBC. In this case, the second term ofequation (4)
isexpected
to evidence thediverging
orientationalfluctuations in the
vicinity
of thephase
transition between twolocally
uniaxial and biaxialphases,
whereas the first term shows a flatbackground
in theregion
very close to thephase
transition.
Equation (4)
can be reduced toIYXIq~) ~10
+II
~~ ~15)
where
lo
andI,
are thebackground
and criticalamplitudes, respectively,
t =(Tm T)/Tm
yis the critical exponent of the
susceptibility
and T~* the second order critical temperature associated with the transitionoccurring
at T~.Figure
5 shows the variation of the ARSintensity
as a function of temperature in theSmA, Smcj
and at thehigh
temperatureedge
of the SmC*phases,
where thelarge
value of ARSintensity
observed is due to selective reflection[29, 301.
In the latter case, ARS is due to acontinuous variation of the transmitted
light
wave(linear polarization
of theincoming
beam becomescircularly polarized
at the selective reflectiontemperature)
and this will not be discussed here. Twoimportant
observations from these studies are as follows.(I)
Thescattering intensity
is very small in the SmA andSmcj phases.
Nopretransitional
effect is noticed at the SmA to
Smcj phase transition,
which isreported
to be a second-order transition[201.
If theSmcj phase
is a biaxialphase,
one would expect a biaxial criticalcontribution in the
vicinity
of thephase
transition. In ourexperiment,
no suchdivergent scattering intensity
could be noticed. This is astrong
indication of the nonexistence of such a« local biaxial » character of the
Smci phase,
in contradiction to earlier reports[8,
11,391.
ItJOURNAL DE
3
~ (2.5
a
c
w g
c
m . « c# 1,5
fl
~o ~
'
l
120.5
~SOO
(400
I
a 300I
smc~*@f200
(
looo
°'
l18.7 l18.75 l18,8 l18,85 l18.9 l18.95
Temperature(°C)
Fig, 7. The variation of ARS
intensity
at theSmcf
= SmC? phase transition in MHPOBC(R). The circles represent theexperimental
data and the solid line is obtained by the expression1= 42 + 0.01 t- ' where t (T~* T)/T~* with T~* 118.945 °C.Approaching
theSmC(
toSmC( phase
transition from the low temperature side causes a neat andregular
increase(at
leastby
a factor of10)
of the ARSintensity,
followedby
anintense
peak
at the transition (at temperatureT~).
We canreasonably
assume that the observedregular
increase of XYscattering
is due to a biaxial-uniaxialphase
transitionlikely
to occur at an effective temperature Tm located somewhere above T~.So,
twoqualitative explanations
canthen be assumed
(I)
the effective temperature Tm is far above the observed transitiontemperature
T~ and the intense observed
peak
could be due to thescattering by
the boundaries betweenSmC(
andSmC( phases
at thetransition,
similar but much stronger to whathappens
at theSmcj
# SmC *phase
transition(it)
the effective temperature Tm is very close to the observed transition temperatureT~, In this case, the whole observation could be taken into account
by
asingle divergence
according
toequation (5), Figure
7 may support thisargument.
The solid continuous line represents the variation of theright
hand side ofequation (5)
withlo
=42 andIi
~
0,01 and T~*
= I18,945 °C. Here, the critical exponent y is chosen as
(according
to mean-field
theory),
Of course, this work cannot allow a definitive choice between the two
explanations.
However, let us
point
out that similar results have been veryrecently
obtained from ARSinvestigations
at theSmci
=SmC( phase
transition of a relatedcompound
where bothphases
are found to be wellaligned,
in a 100 ~Lm thickhomeotropic sample,
4.
Summary
and conclusions.The
Smcf phase
appears as amacroscopically
uniaxialphase,
which cannot bedistinguished
from the SmA
phase
neitherby
PMO norby
ORP, There is no evidence for a uniaxial-biaxialphase
transition between the SmA andSmcj,
which would have been revealedby
adivergence
of the ARSsignal.
At theSmcf
# SmC*phase transition,
we measure a finitejump
of theORP,
that confirms the concomitantjump
of the helicalpitch [281.
The
SmC( phase,
under the sameconditions,
has never shown aperfect
uniaxialalignment, although
itreversibly
transforms towell-aligned
SmC* orSmC( phases
onchanging
thetemperature, This lack of
optical alignment
forbids anyquantitative
utilization of ORP and ARS data in thisphase.
On the otherhand,
thedivergence
of thesignal
on the lowtemperature
side of theSmC(
=SmC( phase
transition reveals theapproach
of a biaxial = uniaxial2158 JOURNAL DE
«virtual » transition
iemperature Tm, confirming
the biaxial character of the SmO* andSmC( phases [251.
As a
conclusion,
let uspoint
out that theoptical techniques reported
here arewell-adapted
to the characterization of biaxial = uniaxialphase
transitions.So,
the naturaldevelopment
of this work consists in theinvestigations
in relatedcompounds,
ofSmci
=Smci
or SmA #SmC~ phase
transitions which have beenrecently
shown to exist in both chiral and non-chiral relatedcompounds.
Acknowledgments.
We are
grateful
to Prof. Atsuo Fukuda for his constanthelp during
this work. We also thank Dr. H. T.Nguyen,
ChissoCorporation
and Showa ShellSekiyu
K. K. forproviding
us with thesamples.
References
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