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Water Framework Directive Intercalibration:

Central-Baltic Lake Fish fauna ecological assessment methods. Part A: Descriptions of fish-based lake

assessment methods

D. Ritterbusch, Christine Argillier, J. Arle, W. Bialokoz, J. Birzaks, P.

Blabolil, J. Breine, H. Draszkiewicz-Mioduszewska, N. Jaarsma, Y. Karottki, et al.

To cite this version:

D. Ritterbusch, Christine Argillier, J. Arle, W. Bialokoz, J. Birzaks, et al.. Water Framework Directive

Intercalibration: Central-Baltic Lake Fish fauna ecological assessment methods. Part A: Descriptions

of fish-based lake assessment methods. irstea. 2017, pp.95. �hal-02606317�

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David Ritterbusch, Christine Argillier, Jens Arle, Witold Białokoz,

Janis Birzaks, Petr Blabolil, Jan Breine, Hanna Draszkiewicz-Mioduszewska, Nico Jaarsma, Ivan Karottki, Teet Krause, Jan Kubečka, Torben Lauridsen, Maxime Logez, Anthony Maire, Anu Palm,

Graeme Peirson, Milan Říha, Jacek Szlakowski, Tomas Virbickas, Sandra Poikane

Part A: Descriptions of fish-based lake assessment methods

Water Framework Directive Intercalibration:

Central-Baltic Lake Fish fauna ecological assessment methods

2017

EUR 28022 EN

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Water Framework Directive Intercalibration:

Central-Baltic Lake Fish fauna ecological assessment methods

Part 1: Descriptions of fish-based lake assessment methods

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This publication is a Technical report by the Joint Research Centre (JRC), the European Commission’s science and knowledge service. It aims to provide evidence-based scientific support to the European policymaking process. The scientific output expressed does not imply a policy position of the European Commission. Neither the European Commission nor any person acting on behalf of the Commission is responsible for the use that might be made of this publication.

Contact information Name: Sandra Poikane

Address: Via E. Fermi 2749, Ispra (VA), 21027 Italy Email: [email protected]

Tel.: +39 0332 789720

JRC Science Hub https://ec.europa.eu/jrc

JRC101684

EUR 28022 EN

PDF Print

ISBN 978-92-79-59935-4 ISSN 1831-9424 doi:10.2791/084375 ISBN 978-92-79-59936-1 ISSN 1018-5593 doi:10.2791/396601

Luxembourg: Publications Office of the European Union, 2017

© European Union, 2017

The reuse of the document is authorised, provided the source is acknowledged and the original meaning or message of the texts are not distorted.

The European Commission shall not be held liable for any consequences stemming from the reuse.

How to cite this report: D. Ritterbusch, C. Argillier, J. Arle, W. Białokoz, J. Birzaks, P. Blabolil, J. Breine, H. Draszkiewicz-Mioduszewska, N.

Jaarsma, I. Karottki, T. Krause, J. Kubečka, T. Lauridsen, M. Logez, A. Maire, A. Palm, G. Peirson, M. Říha, J. Szlakowski, T. Virbickas, S. Poikane.

Water Framework Directive Intercalibration: Central-Baltic Lake Fish fauna ecological assessment methods; Part A: Descriptions of fish-based lake assessment methods; EUR 28022 EN; doi:10.2791/396601.

All images © European Union 2017

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Table of contents

Acknowledgements ... 3

Abstract ... 4

A1 Introduction ... 5

A2 Overview ... 6

A2.1 Status of LFI assessment systems ... 6

A2.2 Fish sampling methods ... 6

A2.3 Typology... 7

A2.4 Metrics ... 8

A3 WFD compliance ... 10

A4 Intercalibration feasibility... 12

A4.1 Typology as a restricting factor ... 12

A4.2 Pressure criteria as restricting factors ... 13

A4.3 Sampling comparability ... 13

A4.4 Metric comparability ... 14

A4.5 Definition of reference conditions and class boundary setting ... 14

A5 Summary and conclusion... 16

References ... 17

Annex A I: National descriptions of Lake fish assessment systems ... 21

Belgium-Flanders ... 21

Czech Republic ... 28

Denmark ... 40

Estonia ... 44

France ... 49

Germany ... 59

Lithuania ... 62

Netherlands ... 67

Poland ... 74

United Kingdom ... 84

Annex A II: comments on the compliance criteria ‘age structure’ and ‘sensitive species’ ... 85

List of abbreviations and definitions ... 89

List of figures ... 91

List of tables ... 93

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Acknowledgements

The work of the group leader (David Ritterbusch, DE) was funded by the German federal countries’ program of financing ‘Water, Soil and Waste’.

The Flemish participant Jan Breine would like to thank the Flemish Environment Agency (VMM) for financial support.

The Czech participants were supported by project CEKOPOT (CZ.1.07/2.3.00/20.0204), co- financed by the European Social Fund the state budget of the Czech Republic.

The work of Nico Jaarsma (NL) was funded by the Ministry of Infrastructure and the

Environment (I&M).

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Abstract

The European Water Framework Directive (WFD) requires the national classifications of good ecological status to be harmonised through an intercalibration exercise. In this exercise, significant differences in status classification among Member States are harmonized by comparing and, if necessary, adjusting the good status boundaries of the national assessment methods.

Intercalibration is performed for rivers, lakes, coastal and transitional waters, focusing on selected types of water bodies (intercalibration types), anthropogenic pressures and Biological Quality Elements. Intercalibration exercises are carried out in Geographical Intercalibration Groups - larger geographical units including Member States with similar water body types - and followed the procedure described in the WFD Common Implementation Strategy Guidance document on the intercalibration process (European Commission, 2011).

The Technical report on the Water Framework Directive intercalibration describes in detail how the intercalibration exercise has been carried out for the water categories and biological quality elements. The Technical report is organized in volumes according to the water category (rivers, lakes, coastal and transitional waters), Biological Quality Element and Geographical Intercalibration group.

This volume addresses the intercalibration of the Lake Central-Baltic Fish ecological assessment methods.

Part A: This document comprises an overview and detailed descriptions of fish-based lake ecological assessment methods.

Part B describes the construction of multiple pressure index in the Central-Baltic region.

Part C describes the procedure and results of the boundary harmonisation of national fish-

based lake assessment systems.

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A1 Introduction

In the Central-Baltic Geographical Intercalibration Group nine Member States submitted 10 lake fish-based assessment methods for the intercalibration: Belgium-Flanders, Czech Republic, Denmark, Estonia, France, Germany, Lithuania, the Netherlands, and Poland (two methods).

After evaluation of the WFD compliance and Intercalibration feasibility all methods were included in the intercalibration exercise. Intercalibration “Option 2” was used - indirect comparison of assessment methods using common pressure metrics (TAPI index).

This document provides the overview of the national fish-based lake assessment methods systems, includes the first steps of the intercalibration according to the IC Guidance:

1. Overview of the national

fish-based assessment methods

: concepts, typologies, metrics, scoring;

2. The WFD compliance check - are all

lake fish-based assessment methods

in line with the WFD requirements?

3. The intercalibration feasibility check - is there any chance that Intercalibration might be successful?

The detailed national descriptions can be found in Annex I.

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A2 Overview

A2.1 Status of national fish-based lake assessment systems

Nearly all Member States (MS) had developed national methods to assess the ecological status of lakes with fish (Table A1). Short descriptions of all systems are available in the annex A1. Comprehensive descriptions exist for Czech Republic (B

OROVEC

et al. 2014) - in Czech, Denmark (S

ØNDERGAARD

et al. 2013) - in Danish, France (A

RGILLIER

et al. 2013) and the Netherlands (J

AARSMA

2007).

Table A1: Status of Lake fish assessment systems (no method / under development / intercalibratable / official) and year of finalization or expected finalization.

MS System name Status Year Comment

BE-F Intercalibratable 2012

CZ CZ-FBI official, national 2013/2014

DE DeLFI Intercalibratable 2011 Finalized but not official DK Danish Lake Fish

Index

Intercalibratable 2011

EE LAFIEE Intercalibratable 2009 Under revision

FR 2IL Intercalibratable,

national

2013/2014

LT LZIE Intercalibratable 2013 Finalized but not official NL VISMAATLAT Intercalibratable,

national

2007 Minor changes made in 2012

PL LFI+

LFI EN

Intercalibratable Intercalibratable

2011 2013

Two methods: one based on fisheries statistics (LFI+), another developed for EN 14757

UK* Under development Unclear

LV No method Unclear

SK No method Not

expected

UK: England and Wales are part of the Central-Baltic (CB) Geographical Intercalibration Group (GIG). The Irish Lake Fish system and the CB methods will be checked for applicability. Gillnet fishing is not an option because of public relation issues.

A2.2 Fish sampling methods

The following Table A2 shows the methods used for fish stock assessment in the CB GIG. The

randomized multi-mesh gillnet standard (EN 14757 2005) is widespread, but not used in all

MS.

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Table A2: Fish sampling methods in the MS. Second column shows the gear used for metric calculation in the national LFI systems.

Nr MS Gear for LFI metrics Database** Additional gear used ***

1 BE-F Fyke + electrofishing No

2 CZ ENmod* Yes (24) in

2014

Electrofishing, hydroacoustics

3 DE EN / ENmod Yes (75) Electrofishing

4 DK EN Yes (113) Electrofishing

5 EE ENmod Yes (24) Fyke nets, electrofishing

6 FR EN Yes (40)

7 LT ENmod Yes (46)

8 LV Gillnets, trammel nets, statistics 9 NL Trawling, seine, electrofishing No 10 PL - LFI+

PL - EN

Fisheries statistics (seine, gillnet, fyke)

En

No Electrofishing

11 UK Plans to use environmental

DNA

*EN is EN 14757, ENmod is comparable to EN 14757 but modified (explanations below).

**‘Database’ shows if data was submitted to the CEMAGREF cross-GIG database with the number of lakes in parentheses. ***Additional gear shows methods used for sampling, but not for metrics in the national LFI.

Comments:

- In CZ the standard 12-mesh sizes gillnets were extended by four larger mesh sizes (70, 90, 110 and 135 mm) for capturing bigger fish (Š

MEJKAL

et al. 2015);

- In DE some lakes were fished twice, in spring and autumn with half EN effort each.

This is not done any more and a single full EN campaign is used to obtain fish data.

Large mesh sizes are included in the netting. Electrofishing data is always present but not included in the system;

- EE uses the EN standard with additional large mesh sizes;

- LT uses the EN standard with reduced and modified mesh sizes: 14, 18, 22, 25, 30, 40, 50, 60 mm, nets are highly modified;

- LV focuses on species of commercial or recreational fishing.

A2.3 Typology

The typologies used in the CB GIG are shown in Table A3. DK and NL apply the common

intercalibration types developed in IC phase I (P

OIKANE

2009). The other MS deviate from this

typology, although the distinction between shallow polymictic and deeper stratified lakes

apparently is the most important criterion. For IC purposes, the MS agreed to adopt the

German typology (1

st

CB IC meeting, 2010, Berlin).

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Table A3: National typologies used in the CB Lake Fish intercalibration.

MS National types Details and comments

BE-F Standing waters Lakes, ponds and canals

CZ Polymictic Stratified

For HMWB and AWB (no natural lakes with fish > 0.5 km²)

DE POLY (polymictic) STRAT (stratified) DEEP (stratified, deep)

Functional

Functional, < 30 m max. depth

> 30 m max. depth DK L-CB1 (deep)

L-CB2 (shallow) And 7 others (25%)

Stratified, 3-15 m mean depth, alkaline Polymictic, < 3 m mean depth, alkaline and others

EE Not stratified Stratified Soft and dark Soft and bright And 4 others

Functional, avg. hardness

FR Not relevant because of site specific approach

LT Shallow (LCB-2) Interm. Depth (LCB-1) Deep, stratified (LCB-1)

< 3 m mean depth 3-9 m mean depth

> 9 m mean depth NL Shallow, buffered

Deep, buffered Large, deep, buffered Shallow, calcareous Shallow, peat lake

< 3 m mean depth, 0.5 - 100 km², mineral

> 3 m mean depth, 0.5 - 100 km², mineral

> 3 m mean depth, > 100 km², mineral

< 3 m mean depth, 0.5 - 100 km², calcareous

< 3 m mean depth, 0.5 - 100 km², organic PL Polymictic

Stratified

Functional Functional

LV, SK No typology

A2.4 Metrics

Table A 4: Metrics of LFI in the CB GIG and their assignment to the normative criteria of the WFD: spn: species’ number; %N: percentage of total number; NPUE: number per unit of effort; W: weight; %W: percentage of total weight; WPUE: weight per unit of effort.

MS Species composition Abundance Sensitive species Age structure

BE % N specialized spawners % N invertivorous % N omnivorous spn piscivorous %W benthivorous

Tolerance value of species

CZ %W Bream %W Perch %N Ruffe %W Rudd %W Salmonidae

WPUE (> 0+) NPUE (> 0+)

See species comp. Presence 0+ of 6 species

DE %W or %N Bream %W White Bream %W or %N Ruffe %W Pikeperch

WPUE (total) Spn obligatory species Median ind. W of bream, perch, roach

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MS Species composition Abundance Sensitive species Age structure

%W Perch

%W benthic net species %W benthivorous

Reprod. of stocked species (testing) DK %W Bream + Roach

%W piscivorous

WPUE (per net) See species comp. Average

individual biomass

EE %N Perch logNPUE/ %

nonpisciv.*shoredev)

Simpson DW/log area lake

% filled net sections

FR %N Omnivorous NPUE

WPUE LT %W White Bream

%N Perch %W Benthivorous %W perch+stenoterm.

%W nonnative + translocated

Spn obligatory species

Avg. ind. W of roach

NL %W Bream %W Perch+Roach/

eurytopic

%W phytophilic species %W low oxygen tolerant

← %W of pikeperch

> 40 cm

PL -

L F I + %W Pikeperch %W Pike %W Tench %W Crucian carp %W Perch

% W large Roach in total Roach %W large Bream

%W small Bream

%W large Bream in total Bream %W large Roach

% W White Bream

Total commercial catches

Average for the last 10 years

See species comp.

PL -

C E N %W Pikeperch %W Perch %W Bream %W White Bream %W Roach %W Rudd %W Ruffe %W Tench %W Bleak

BPUE See species comp.

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A3 WFD compliance

The WFD compliance check was a requirement of the milestone reports in the IC Phase II and is also mentioned in the guidance document (CIS 2011). The compliance criteria should assure that the national systems are in line with the normative definitions of the WFD. The criteria of the milestone reports and the IC guidance are maintained without changes and summarized in Table A 5.

Table A 5: WFD compliance check for the Central Baltic fish systems.

Compliance criteria Compliance checking conclusions

1. Ecological status is classified by one of five classes (high, good, moderate, poor, bad).

Yes for all systems 2. High, good and moderate ecological status are set in

line with the WFD’s normative definitions (boundary setting procedure)

Yes for all systems (although definitions like slight changes, moderate differences or signs of disturbance are unclear)

3. All relevant parameters indicative of the biological quality element are covered. If parameters are missing, Member States need to demonstrate that the method is sufficiently indicative of the status of the QE as a whole.

species composition: Yes for all systems abundance: Yes for all systems

sensitive species: unclear (see Annex AII) age: direct - No, indirect - yes for most systems (see Annex AII)

4. A combination rule of parameters into assessment BQE is defined.

Yes for all systems 5. Assessment is adapted to intercalibration common

types that are defined in line with the typological requirements of the WFD Annex AII and approved by WG ECOSTAT

Yes: DK, LT, NL, no for others

6. The water body is assessed against type-specific near-natural reference conditions

Yes for most systems, FR uses site specific modelling.

7. Assessment results are expressed as EQRs Yes for all systems.

8. Sampling procedure allows for representative information about water body quality/ ecological status in space and time

EN and trawl fishing information is

representative in space (i.e. the whole lake).

Temporal representativeness is under discussion/ investigation. Yes for time and space for Polish LFI+.

9. All data relevant for assessing the biological parameters specified in the WFD’s normative definitions are covered by the sampling procedure

Taxonomic composition: Yes Abundance: Yes

Sensitive species: No for EN only, Yes for multiple gear (NL, PL)

Age: indirectly, 10. Selected taxonomic level achieves adequate

confidence and precision in classification

Yes for all systems.

Comments to the WFD compliance check:

Nr 2 normative definitions of the class boundaries: the normative definitions of WFD are

pretty vague, of course. The Central Baltic LFI were developed to fulfil the demands of the

WFD, and we should suppose that the class boundaries were set with orientation at the

normative definitions. It will be a matter of the IC process to control for similar class boundary

setting among the CB MS.

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Nr 3 normative definitions of indicative BQE parameters: The Annex V, Nr. 1.2.2 of the WFD provides the normative definitions for high, good and moderate ecological status in lakes. For fish, high status is achieved if (unchanged citation):

1. Species composition and abundance correspond totally or nearly totally to undisturbed conditions.

2. All the type-specific sensitive species are present.

3. The age structures of the fish communities show little sign of anthropogenic disturbance and are not indicative of a failure in the reproduction or development of a particular species.

The normative definition comprises four main aspects of the fish community, i.e. species composition (relative values), species abundance (absolute values), type-specific sensitive species and age structure. As the Central Baltic LFI were developed to fulfil the demands of the WFD, a general compliance should be expected for all of them. However, critical aspects are can be found in the parameters ‘sensitive species’ and ‘age’. The critical aspects are discussed in Annex II. No MS uses a ‘real’ age metric in the national LFI system. Metrics for age (or size or reproduction) are substituted by length or weight parameters. Scientific justification was provided by the CB GIG lead (see Annex II). On this basis, ECOSTAT decided to include national methods in the current intercalibration exercise even if they do not contain age structure metrics (

VAN DE

B

UND

et al. 2011).

Nr 5 intercalibration common types: The national typologies are compliant with type-setting criteria mentioned in Annex II of the WFD. Some MS use the IC typology approved by ECOSTAT. For the intercalibration, the CB Lake Fish GIG decided to use another common typology. We do not accept that practical decisions from Phase I should be a decisive prerequisite for a WFD compliance (or successful intercalibration).

Nr 8 representativeness in space and time: The representativeness of different fish sampling gear in time and space is under heavy discussion. First results show that the national systems are able to account for the data variability and provide stable assessment results. We can affirm this point if we change the request for representative sampling to a request for representative assessment results. However, this point will be investigated in detail.

We conclude that all fish assessment systems are WFD compliant.

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A4 Intercalibration feasibility

Similar to the compliance check, the milestone reports and the guidance for IC Phase II asked for an intercalibration feasibility check and provided a list of questions.

A4.1 Typology as a restricting factor

According to the WFD, the assessment systems have to be based on some kind of typology.

Type descriptors for lakes are given in the directive itself (Annex II): altitude (< 200, 200-800,

> 800 m), mean depth (< 3, 3-15, > 15 m), size (0.5-1, 1-10, 10-100, > 100 km²), and geology (calcareous, siliceous, organic). Based on these criteria an official common typology was set for the Central-Baltic GIG (2008/915/EC 2008; P

OIKANE

2009). All types in the CB-GIG are lowland lakes < 200 m altitude. Hydrological water residence time was added to the typology.

Three types were defined for the CB GIG:

L-CB1: shallow, calcareous (3-15 m, > 1 meq/l, 1-10 years of residence time) L-CB2: very shallow, calcareous (< 3 m, > 1 meq/l, 0,1-1 years of residence time) L-CB3: shallow, small, siliceous (3-15 m, 0,2-1 meq/l, 1-10 years of residence time) The CB MS have based their national typologies mainly on the descriptors mean depth and alkalinity. However, other descriptors are added in some cases (max depth, stratification yes/no). Some MS have a fish-specific typology, i.e. the typology is chosen in order to maximize statistical differences of corresponding fish community descriptors (DE)

In order to develop a fish specific typology, Germany has done scientific statistical analyses.

The analyses have shown that the functional criterion ‘stratification’ has the hugest impact on the fish community. A typology based on three types was developed (R

ITTERBUSCH

2010;

R

ITTERBUSCH

et al. 2010):

POLY: polymictic lakes STRAT: stratified lakes

DEEP: stratified lakes deeper than 30 m max depth

Estonia and Lithuania obtained similar results in their investigations. Unfortunately, the 3 m

/ 15 m mean depth threshold values of the ‘official’ common intercalibration types do not

separate stratified lakes from non-stratified lakes. Therefore, the CB MS decided to use a

typology with a stratification criterion. The typology suggested by Germany was adopted as

fish-specific common intercalibration typology. Poland has also applied a lake typology with

stratification criterion, dividing lakes in polymictic and stratified ones.

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A4.2 Pressure criteria as restricting factors

All MS have developed systems that take the effect of eutrophication into account, which is the major human pressure in the CB GIG. In many systems additional pressures are evaluated, e.g. human use, shoreline degradation, water level regulation, connectivity …

Some human impacts do affect the fish community, but their relevance in the context of a WFD compliant assessment is still under discussion in CB the Fish group: alien species, translocated species, climate warming. Acidification is not considered relevant on the GIG level, despite some exceptions (e.g. mining lakes). It has to be taken into account, that pressures are highly intercorrelated and often have comparable effects. Intense use will lead to shoreline degradation and eutrophication which will destroy littoral habitat complexity (e.g. in urban areas). Water level regulation also will destroy habitat complexity. As has been mentioned elsewhere, fish are good indicators for ecological status, but comparably bad proxies for single pressures.

It is concluded that the fish assessment is reflecting total pressure intensity and therefore all fish systems are comparable in respect of their pressure indication.

Table A 6: Pressures addressed by the national fish-based lake assessment systems

MS Eutrophication Water level regulation

Shoreline degradation

Combined Comment

BE-F X biotic integrity

(habitat quality, water quality)

CZ X X X X

DE X X X

DK X

EE X overfishing

FR X

NL X X X X

PL X X

LT X X X

UK

A4.3 Sampling comparability

Many MS follow European standard for multimesh-gillnet fishing (EN 14757 2005): CZ, DE, DK, EE, FR, PL follow the EN 14757 more or less exactly, LT excluded small mesh sizes. Although differences might occur due to the deviating application of the EN procedure, the data is generally comparable.

BE-F, NL and PL-LFI use other methods (like trawl, fishery statistics). Data based on different gear is absolutely incomparable to EN data because:

a) Methods sample different habitats,

b) Active (trawl) and passive gears (nets) have different species-specific effectiveness,

c) Selectivity of gears to species or size-classes cannot be converted to other gear,

d) Most systems work with percentages, deviation in one size/species impacts others,

e) The evidence of some species is restricted to certain methods (e.g. littoral species).

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The fishing methods are not comparable throughout the GIG. This does not imply that the assessment results are not ‘intercalibratable’. We do not want to compare metric values. We want to compare our assessment on a level of the final EQR values and their assignment to status classes. On the other hand, intercalibration methods based on common fish data cannot be applied. Option 1 (common system) and Option 3 (same data acquisition, different systems) have to be ruled out.

A4.4 Metric comparability

Species composition is included in all systems. Abundance is included in all methods, in many cases directly by standardized catches WPUE or NPUE. In some cases, relative abundances of species or functional groups reflect both species composition and abundance traits of the fish communities. Sensitive species are included in most systems, either directly or indirectly. Age is not included or included indirectly. Fish systems generally assess the fish community as a whole, as an integrating BQE for time and place. The total assessment scores are comparable, but the individual metrics are not. Please see comments in Annex AII.

A4.5 Definition of reference conditions and class boundary setting

There are three ways of setting reference conditions and class boundaries (P

OIKANE

et al.

unpublished):

1. References: The reference is based on near-natural reference sites. No lakes in true abiotic reference conditions exist in the CB GIG. Therefore, some MS applied the concept of least disturbed conditions (LDC), i.e. the best available lakes in terms of pressure intensities. A second possibility to derive reference conditions is the use of historical data.

Class boundaries are set in comparison to reference conditions.

2. Alternative: Class boundaries are based on sites at similar impairment level

3. Continuous: References and class boundaries are based on pressure-response gradients Table A 7: Benchmarking category and concept of reference condition applied in the

national lake fish indices (LFI). LDC: least disturbed conditions.

MS Benchmark, derivation of reference conditions

BE-F Reference: historical data, lakes of the pike-tench-roach type represent the reference condition CZ Alternative: LDC sites, literature review and expert judgment

DE Continuous/alternative: LDC sites and expert knowledge, pressure-response and site class distribution

DK Reference: paleolimnological data (for trophic reference), equals LDC combined with expert judgment

EE Reference: historical data, expert knowledge, LDC sites FR Continuous: site specific hindcasting method

LT Reference: compared to LDC

NL Reference: LDC sites and expert knowledge

PL Reference: historical data and expert knowledge (LFI+), LDC and expert knowledge (LFI-EN)

Boundaries were set at national level. The boundary setting procedures are heterogeneous and differ between MS, lakes, or even metrics of individual systems (Table A 8). Some possibilities are:

1. regression lines (NL),

2. definition of H/G boundary and consequent equidistant division (NL, FR)

3. value distributions, discontinuities (DE, CZ)

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In most cases, national expert judgment is included in the class boundary setting. There are no common agreements on abiotic parameters and threshold values representing H/G or G/M boundaries.

Table A 8: National method of class boundary setting. Metric: assignment of scores to metrics, EQR: combination rule for metric scores to obtain a total EQR, class:

assigning ecological status classes to EQR values.

MS Value Setting of class boundaries BE-F Metric

EQR Class

complex, see p. 21

sum of metric scores is transformed to EQR equidistant division of the EQR

CZ Metric

EQR Class

discontinuities of metric values

sum of metric scores is transformed to EQR equidistant division of the EQR

DE Metric

EQR Class

discontinuities of metric values

sum of metric scores is transformed to EQR

least sum of squares between status class and combined pressure index/expert judgment

DK Metric

EQR Class

Based on predefined impact classes sum of metric scores is transformed to EQR Expert judgment

EE Metric

EQR Class

EQR (reference is hindcasted) mean of metric EQR

H/G by expert judgment, others equidistant

FR Metric

EQR Class

EQR (reference is hindcasted) mean of metric EQR

H/G by expert judgment, others equidistant

LT Metric

EQR Class

EQR (reference is 75 % percentile in LDC lakes - see WISER) mean of metric EQR

Discontinuities in pressure-response-relationship, calibrated with expert judgment

NL Metric

EQR Class

EQR (reference is based on LDC sites and expert judgment) weighted sum of metric EQR

Expert judgment based on shifts in fish communities

G/M: loss of habitat for phytophilic fish - change from dominance of phytophilic to dominance of eurytopic;

MP: shift from macrophyte to phytoplankton dominated - shift from dominance of perch/roach to dominance of bream

PL Metric

EQR Class

EQR (reference is based on historical data for LFI+ or LDC and expert knowledge for LFI- EN)

EQR calculated from formulas

Expert judgment based on WFD definitions and shifts in fish communities

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A5 Summary and conclusions

All CB methods demonstrate that the fish community indication of ecological status summarizes spatial and temporal effects. All systems assess the ecology of the lake as a whole system (including littoral, benthic and pelagic fish). Therefore, habitat specific sampling or the selections of different community characteristics do not represent a major problem. All systems deal with the fact that due to size and complexity of the assessed water body, the ecological status will always be affected by multiple human pressures. Main pressures in CB lakes are eutrophication, human use, water level fluctuation… The pressures may be interdependent and self-enhancing; all of them affect the fish community to some extent. All systems are based on the comparison of the current status with a reference condition although benchmarking procedures differ). The intercalibration seems feasible in terms of assessment concepts.

The main challenges are:

1. Application of different fishing methods which interdicts the application of IC Option 1 (common system) and Option 3 (same data acquisition, different systems)

2. Weak correlation between fish metrics and single pressure parameters.

At the 2

nd

IC meeting for Central Baltic Lake Fish Systems, we agreed that intercalibration

should be feasible. However, the options 1 and 3 had to be dropped. The option 2 (different

data acquisition, different numerical evaluation) was chosen. This option requires a common

metric which clearly reacts to the pressures intercalibrated. Unfortunately, the reaction of

fish community metrics to individual pressures usually is low. Furthermore, the development

of a common metric/common system in phase II has turned out unsuitable for the huge

geographical range of the CB GIG. Therefore we decided to make some major modification in

comparison to the description in the phase II guidance: we will not intercalibrate against

individual pressures, but against a total index based on all known pressures. Therefore, it was

agreed to use this combined pressure index as common metric.

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17

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Annex AI: National descriptions of Lake fish assessment systems Belgium-Flanders

All lakes used for the index development are artificial or heavily modified and can be considered as polymictic. Only some lakes are connected to a river. The fish protocol used in Flanders in lakes is one overnight fyke/ha for two successive days with a minimum of 4 and a maximum of 20 per lake combined with electric fishing along 250m-long shore transects per ha.

Index development

Fish were attributed to guilds based on literature review. Species were categorized according to their tolerance for oxygen deficiency and habitat structure degradation. Tolerance scores from 1 (tolerant) to 5 (intolerant) were given to each species. For each lake, gear specific metric values were calculated using reference species only.

Statistical analyses

We assessed the number of species and candidate metrics. To retrieve less-skewed distributions percentage metrics were square-root transformed and count metrics were log- transformed (logx+1). Diversity metrics were kept untransformed.

First correlation among pressure scores was assessed (measure of association, p (Fisher)) to avoid colinearity. Pearson correlation was applied to assess correlation between lake depth and lake surface (log x+1) transformed values.

The response of metrics to pressures (log transformed values) was analysed with linear mixed regression models. As some locations were sampled several times we added locality and year as random effects. We started with a full model including all pressures and applied a stepwise backward selection until only significant terms remained. Normality assumptions were assessed with residual plots. Redundancy of responsive metrics was analysed with a Pearson correlation. Model fit and expert judgment, when needed, was used to select one metric among the redundant ones. The statistical package used was R.2.15.2 (R Development Core Team, 2012).

Threshold value determination for the selected metrics followed Breine et al. (B

REINE

et al.

2010). First, the GEP class boundary was defined:

 For metrics assessing number of species 80% of the reference number was taken as the GEP status threshold value.

 For the relative percentage metrics (Mpi metrics) we calculated the ratio of the species occurrence included in a particular metric over the total number of species in the reference list. This value is used as the GEP threshold.

Once the GEP is defined the other integrity classes are defined by applying trisection with GEP values.

 The average value from the highest impacted sites (total pressure >7) was used to define the minimum percentage weight of benthivorous species (BenWei) and the bream and roach associated metric (AbrRut).

The sum of the metric scores obtained with each method gives the index of biotic integrity

(IBI) score for a particular lake. To comply with the WFD this score is transformed to an

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ecological quality ratio (EQR) calculated as a value between 0 and 1: EQR = (IBI -lowest IBI possible)/(maximum IBI possible-lowest IBI possible). The EQR for the MEP status is 1 under which four classes are defined: GEP (lower threshold value 0.75), moderate (0.5), poor (0.25) and bad (<0.25). The transformation to equal interval classes is obtained using following formula for each integrity interval (piecewise transformation):

T EQR = LV T EQR + (O EQR - LV O EQR)/(UV O EQR - LV O EQR)*0.25

O and T stand for original and transformed EQR value, UV and LV (upper and lower value of integrity class). When during one campaign more than one site is assessed within one lake, data obtained with same method is summed and transformed to catch per unit effort (i.e. per m² or per fyke day) to calculate the final EQR for the lake. Allowing a class difference of one unit indices were validated by comparing the integrity class obtained per lake with its assessed pressure status. The pressure status appreciation is obtained by applying threshold to the pressure scores: bad (7-9), poor (4-6), moderate (3), GEP (2) and MEP (0-1). We assessed data of lakes used for the index development and an independent set of data consisting of fish data from eight lakes not included in the index development.

Metrics and threshold values

MpiSpa: Percentage of specialized spawners: species composition and richness (electric fish data)

MpiInv: Percentage of invertivorous individuals: trophic composition (electric fish data)

MpiOmn: Percentage of omnivorous individuals: trophic composition (fyke net data) MnsPis: Number of piscivorous species: trophic composition (fyke net data)

BenWei: Percentage weight of benthivore: species trophic composition (fyke net data) ManTol: Tolerance value species: composition and richness (fyke net data)

Additional explanations: Mpi values are relative e.g. 100 individuals are caught and 5 of those are omnivorous then MpiOmn=5/100= 5%, this is so for all Mpi metrics. (Please note that the GEP boundary was determined by comparing the % of species to a reference list of species while the metric is calculated as the percentage of individuals in the total catch). ManTol is the sum of the tolerance value (only species on the reference list are taken into account) of all species that are caught within one survey. E.g. 4 species were caught having a tolerance value of 5; 3 and 1; and one species not on the reference list than the ManTol value= 5+3 +1 or 8.

MEP status is obtained when all 21 reference species are present: Abramis brama (Linnaeus,

1758), Anguilla anguilla (Linnaeus, 1758), Blicca bjoerkna (Linnaeus, 1758), Carassius

carassius (Linnaeus, 1758), Carassius gibelio (Bloch, 1782), Cyprinus carpio carpio (Linnaeus,

1758), Esox lucius (Linnaeus, 1758), Gasterosteus aculeatus (Linnaeus, 1758), Gobio gobio

(Linnaeus, 1758), Gymnocephalus cernua (Linnaeus, 1758), Leucaspius delineatus (Heckel,

1843), Leuciscus idus (Linnaeus, 1758), Lota lota (Linnaeus, 1758)**, Perca fluviatilis

(Linnaeus, 1758), Pungitius pungitius (Linnaeus, 1758), Rhodeus sericeus (Pallas, 1776), Rutilus

rutilus (Linnaeus, 1758), Sander lucioperca (Linnaeus, 1758), Scardinius erythrophthalmus

(Linnaeus, 1758), Silurus glanis (Linnaeus, 1758)**, Tinca tinca (Linnaeus, 1758).

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For the GEP status we should have a relative percentage of specialized spawners between 28.5 and 21.4%. In the moderate status percentages range between 21.4 and 14.2% or when it is higher than 28.5%.The species considered are: pike, gudgeon, burbot, ruffe, rudd and tench (Table A 9).

The relative percentage of invertivorous species (perch (<13 cm total length), ruffe and gudgeon) in GEP ranges between 28.9 and 14.2% and in the moderate status between 14.2 and 9.4% or when it is higher than 28.9%.

The omnivorous species include three-spined stickleback, eel, tench, bream, Prussian carp, common carp, ide, ninespine stickleback, roach and rudd. In GEP their relative percentage ranges between 15.9 and 7.9%. The moderate status is achieved when it is less than 7.9% or ranges between 15.9 and 31.7%.

Five species are considered as piscivorous: burbot, wels catfish, pike-perch, perch (≥ 13cm total length) and pike. GEP is obtained if 3 or 4 of these are present. If only 2 are present the lake is in the moderate status for this metric.

The relative weight percentage of benthivore species should range between 14 and 7% to achieve the GEP status. If less than 7% then we have the moderate status which is also obtained when the percentage ranges between 28 and 14. Species considered here are:

bream, white bream, common carp, ruffe and tench. Finally the GEP status is obtained when

17 species of the reference list are present (listed above).

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Table A 9: Selected metrics for Flemish lakes and their threshold values for the metric and EQR-scores.

MEP GEP Moderate Poor Bad

Electrofishing data

Metric - score 1 0.8 0.6 0.4 0.2

% Specialised spawners < 28.5 ≥ 21.4 ≥28.5 & < 21.4≥ 14.2 < 14.2 ≥ 7.1 < 7.1

% Invertivorous

individuals < 28.9 ≥ 14.2 ≥ 28.9 & < 14.2 ≥ 9.4 < 9.4 ≥ 4.7 < 4.7 Fyke net data

Metric - score 1 0.8 0.6 0.4 0.2

% Omnivores < 15.9 ≥7.9 < 31.7 ≥ 15.9 & <7.9 < 47.6 ≥ 31.7 ≥ 47.6 Number of piscivorous

species 5 <5 ≥ 3 2 1 0

% Weight of benthivore

species < 14 ≥ 7 < 28.0 ≥ 14.0 & <7 < 42.0 ≥ 28.0 ≥ 42.0

Tolerance value 50 <50 ≥40 <40 ≥27 <27 ≥13 <13

EQR 1 < 1 ≥ 0.75 < 0.75 ≥ 0.50 < 0.50 ≥ 0.25 < 0.25

Appreciation MEP GEP Moderate Poor Bad

Pressure-response

The response of metrics to pressures (i.e. industry, agriculture activity, shore modification and development constructions log transformed values to meet requirements of linear models) and predictors (depth, surface, trees) was analysed with linear mixed regression models. As some locations were sampled several times we added locality and year as random effects. We started with a full model including all pressures and predictors. We applied a stepwise backward selection until only significant terms remained. Normality assumptions were assessed with residual plots. To define the goodness-of-fit, the marginal and conditional R² for each fitted model were calculated as described by NAKAGAWA & SCHIELZETH (2013).

Only the metric response to pressures was decisive for the selection (R² conditional>35%).

Results in Table A 10.

Redundancy of responsive metrics was analysed with a Pearson correlation. To choose among the correlated metrics (c ≥0.7; p ≤0.001), the one with the best fitted model was taken.

Secondly, among the less correlated metrics (c <0.7 and ≥0.5; p ≤0.05), the one that least

correlates with other metrics was selected. The results are shown in Table A11.

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Table A 10: Reaction of metrics with uncorrelated pressures in reservoirs. (Surlake: reservoir surface; Depth: average depth of reservoir; Dev:

percentage of construction; Agr: percentage of agriculture activities; Tree: percentage of trees: Nat: percentage of natural banks) described metrics (log (L) or square root (SR) transformed.

model <-lmer(metric ~ Lake surface + Development + Depth + Natural banks + Agriculture + Trees + (1|reservoir) + (1|year))

Metrics (E) Selected model

p value variable 1

p value variable 2

p value

variable 3 R² Mar R² Cond

LMnsInv 0.460-0.048Tree 0.0154 0.244 0.528

SRMpiSpa 3.177+0.125Nat-0.612Tree 0.0044 0.0244 0.193 0.363

SRManRec 5.786+0.597Agr 0.0485 0.085 0.136

SRMpiOmn 8.384-0.181Depth 0.0008 0.277 0.404

SRMpiPis 4.576+0.193Depth-1.243Tree+0.979Nat 0.0060 0.0234 0.0472 0.264 0.583

SRMpiInv 4.869-1.272Tree+0.144Depth+1.012Nat 0.0101 0.0135 0.0323 0.209 0.523

SRAbrRut 0.3444-0.183Depth 0.0155 0.212 0.360

SRBenWei 1.196-1.775Agr-0.741Dev 0.0002 0.0181 0.254 0.275

SRSanLuc 0.259-0.101Depth+0.426Nat 0.0370 0.0940 0.083 0.168

SRPerFlu 0.346+0.033Surlake+0.124Depth+0.659Dev 0.0038 0.0041 0.0116 0.274 0.282

LManTol 0.622+0.005Depth 0.0717 0.091 0.276

Metrics (F) Selected model

LMnsTot 0.503+0.18Tree-0.016Depth 0.0007 0.0042 0.358 0.741

LManBio 2.5-0.576Tree-0.031Depth-0.006Surlake 0.0001 0.0040 0.0060 0.165 0.310

LMnsPis 0223+0.056Nat 0.0450 0.139 0.539

SRMpiSpa 1.901+0.187Tree-0.351Surlake-0.401Nat 0.0005 0.0006 0.0020 0.145 0.579

SRMpiOmn 2.021+1.268Agr+1.352Tree 0.0004 0.0024 0.281 0.390

SRMpiPis 3.979-0.316Depth-0.116Surlake 0.0098 0.0341 0.296 0.523

SRMpiInv 6.482-1.591Tree+0.034Surlake 0.0168 0.0495 0.221 0.532

SRAbrRut -0.196+1.322Tree 0.0090 0.257 0.644

SRBenWei -0.647+1.219Agr+1.288Tree 0.0036 0.0184 0.296 0.502

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model <-lmer(metric ~ Lake surface + Development + Depth + Natural banks + Agriculture + Trees + (1|reservoir) + (1|year))

Metrics (E) Selected model

p value variable 1

p value variable 2

p value

variable 3 R² Mar R² Cond

SRSanLuc -0.453+0.889Tree 0.0310 0.167 0.468

LManTol 0.599-0.044Dev+0.068Tree 0.0150 0.0220 0.268 0.539

Table A 11: Pearson coefficient (c) and significance (**p ≤0.001; * p≤0.05) for correlation analysis of model fitted metrics with electric and fyke data.

Electric MnsInv MpiSpa ManRec MpiOmn MpiPis MpiInv AbrRut BenWei PerFlu SanLuc

MpiSpa 0.0481 1

ManRec 0.0965 0.2788* 1

MpiOmn -0.1699 0.0205* -0.1964* 1

MpiPis 0.2766* 0.2166* 0.1864* -0.7123** 1

MpiInv 0.3700** 0.1153 0.2349* -0.7051** 0.9266** 1

AbrRut 0.0334 -0.2274* 0.2003* 0.2955* -0.1937* -0.0756 1

BenWei 0.1654 0.2111 0.1412 0.0456 -0.1139 -0.0401 0.018 1

PerFlu 0.1182 -0.0756 0.2642* -0.5314** 0.6938** 0.6993** 0.0561 -0.2327* 1

SanLuc 0.1363 -0.0243 -0.1897* 0.0976 -0.0158 -0.0602 -0.0003 -0.0673 -0.2387* 1

Mantol 0.1330 0.4280* -0.0267 -0.0716 0.1904* 0.0941 -0.2247* 0.0290 0.03782 -0.3105*

Fykes MnsTot ManBio MnsPis MpiSpa MpiOmn MpiPis MpiInv AbrRut BenWei SanLuc

ManBio 0.8138** 1

MnsPis 0.5750** 0.4796** 1

MpiSpa 0.2657** 0.1303* -0.0404 1

MpiOmn 0.4891** 0.6088** 0.1635 0.2625** 1

MpiPis -0.2866** -0.2991** 0.5132** -0.3236** -0.5729** 1

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Fykes MnsTot ManBio MnsPis MpiSpa MpiOmn MpiPis MpiInv AbrRut BenWei SanLuc

MpiInv 0.0878 0.0391 0.3967** -0.1591* -0.2003* 0.5904** 1

AbrRut 0.5928** 0.3390* 0.2711** 0.0900 0.3486** -0.1780* -0.0672 1

BenWei 0.5391** 0.4457** 0.1795 0.1892* 0.4060** -0.3292** -0.1071 0.4883** 1

SanLuc 0.2201** 0.1935* 0.3908** -0.1974* -0.0400 0.2814** -0.2182* 0.1029 0.0575 1

ManTol 0.3506** 0.4505** 0.3795** 0.2322* 0.4002** 0.1821* 0.5469** 0.0405 0.1603 -0.1484*

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Czech Republic General

Name / abbreviation: Czech fish based index, CZ-FBI System status: official

System finalized in 2014

Although the Czech Republic does not have any natural lakes with fish, the country is an official member in the Central Baltic Lake Fish Intercalibration Group with assessment methodology for reservoirs. Fish data from 24 reservoirs were included in the IRSTEA database in 2014. The total dataset consisted of 41 reservoir-year campaigns sampled between 2004 and 2012. The subset used for development of the index consisted of four polymictic and 17 stratified reservoirs (the data from the other three reservoirs were available too late). All polymictic lakes were > 50ha, but three stratified reservoirs were < 50ha. The maximum surface area was 4870ha. The sampled reservoirs were spread over the whole country (Figure A 1) and covered large natural (e.g. altitude from mountains to lowland) and anthropogenic gradients (e.g. 100% natural cover up to 73% of agriculture land use in the catchment). The rest of the available data, from seven repeatedly sampled reservoirs, were used in the validation procedure.

Figure A 1 Map showing the geographic distribution of the reservoirs (red dots) within the

Czech Republic.

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