C OMPOSITIO M ATHEMATICA
K EN O NO
Rank zero quadratic twists of modular elliptic curves
Compositio Mathematica, tome 104, no3 (1996), p. 293-304
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Rank
zeroquadratic twists of modular elliptic
curvesKEN ONO
School of Mathematics, Institute for Advanced Study, Princeton, NJ 08540 Department of Mathematics, Penn State University, University Park, PA 16802 e-mail address: ono @math. ias. edu, ono@math.psu.edu
© the Netherlands.
Received 15 February 1995; accepted in final form 25 October 1995
Abstract. In [11] L. Mai and M. R. Murty proved that if E is a modular elliptic curve with conductor
N, then there exists infinitely many square-free integers D - 1 mod 4N such that ED, the D- quadratic twist of E, has rank 0. Moreover, assuming the Birch and Swinnerton-Dyer Conjecture, they obtain analytic estimates on the lower bounds for the orders of their Tate-Shafarevich groups.
However regarding ranks, simply by the sign of functional equations, it is not expected that there
will be infinitely many square-free D in every arithmetic progression r
(mod t)
wheregcd(r, t)
is square-free such that ED has rank zero. Given a square-free positive integer r, under mild conditionswe show that there exists an integer tr and a positive integer N where tr - r mod
Q;P 2
for allp 1 N,
such that there are infinitely many positive square-free integers D - tr mod N’ where ED has rank
zero. The modulus N’ is defined by N’ : = 8
ITpl N
p where the product is over odd primes p dividingN. As an example of this theorem, let E be defined by
y2
= X 3 +15x 2+
36x.If r = 1, 3, 5, 9, 11, 13, 17, 19, or 21, then there exists infinitely many positive square-free integers
D - r mod 24 such that ED has rank 0. As another example, let E be defined by
yZ = x3 - 1.
If r = 1, 2, 5, 10, 13, 14, 17, or 22, then there exists infinitely many positive square-free integers
D - r mod 24 such that ED has rank 0. More examples are given at the end of the paper. The proof
is elementary and uses standard facts about modular forms.
Key words: elliptic curves, modular forms.
1. Main theorem
Let E denote the
Q-rational points
of theelliptic
curvegiven by
theequation
y2 = x3 + Ax 2 + Bx + C,
where
A, B,
C E z .By
Mordell’sTheorem,
which wassubsequently generalized by Weil,
E forms afinitely generated
abelian group which therefore satisfiesE=Etor
XZr,
* The author is supported by NSF grants DMS-9304580 and DMS-9508976.
where
Etor,
the torsionsubgroup
ofE,
is a finite abelian group and the rank r is anonnegative integer.
Moreoverby
Mazur’s theoremEtor
satisfiesIt is
conjectured
that the rank r of E isuniquely
determinedby
theanalytic
behaviorof the Hasse-Weil L-function
L(E, s)
at s = 1. To defineL(E, s),
for everyprime
p let
N(p)
denote the number ofpoints (including
thepoint
atinfinity)
onEp,
thereduction of E modulo p and then define
A(p) by A(p)
:= p + 1 -N(p).
Thenthe L-function
L(E, s)
is definedby
the Eulerproduct
The
conjectured
connection betweenL(E, 1)
and the rank of E is illustratedby
the
following
weak version of the Birch andSwinnerton-Dyer Conjecture:
CONJECTURE
(B-SD).
Let E be anelliptic
curveover Q
and letL(E, s) =
£flg=i $
be its Hasse-WeilL-function.
ThenL(E, s)
has ananalytic
contin-uation to the entire
complex plane
and the rankof E is positive if
andonly if L(E, 1) = 0.
Significant
progress has been made towards aproof
of thisconjecture.
In par- ticularby
the works ofKolyvagin, Murty, Murty, Bump, Friedberg,
and Hoffstein[ 1, 9, 12]
we now know a lot about modularelliptic
curves, those curves for whichL(E, s)
is the Mellin transform of aweight
2 newform. The main theorem we usein this paper is:
THEOREM 1.
If E is a
modularelliptic
curve whereL(E, l) =1 0,
then E hasrank 0.
Let Ç
be a Dirichlet character mod M and letf (z)
be a cusp form inSk (N, X)
with Fourier
expansion f (z) _ £flg=i a(n)qn (q
:=e2"iz throughout).
Then thefunction
f’l/J (z),
the’ljJ-twist
off (z),
definedby
is a modular form in
S k (N M2 , x’lfJ2).
Now we relate these twistswhen ’lfJ
is aquadratic
character to the twists of anelliptic
curve.If E is
given by
theequation y2 =x 3+ Ax 2+
Bx + C and D is asquare-free
integer,
then theequation
of itsD-quadratic
twist isand its group of
Q-rational points
is denotedby ED.
IfL(E, s) = £flg- An(nNs)
is the L-function for
E,
then the L-function for itsquadratic
twistL(ED, s) =
,,00 AD(n) satisfies
wn==l nS
satisfieswhere
XD(n)
is thequadratic
character forQ( V D) / Q. Specifically
this meansthat for
primes
p thatAD (P) = (2) 4(p) where, (D)
is the usual Kronecker-Legendre symbol.
Hence if E is a modularelliptic
curve, thenby (1) ED
is alsomodular.
Now we
briefly
describe thetheory
ofhalf-integral weight
modular forms asdeveloped by
Shimura[15].
Let N be apositive integer
that is divisibleby
4 anddefine
(a) and Ed by
Also let
(cz
+d) 1/2
be theprincipal
square root of(cz
+d) (i.e.
withpositive imaginary part). Let X
be a Dirichlet character mod N. Then ameromorphic
function
f (z)
on Si is called ahalf integer weight modular form
iffor all
(a d b)
Ero(N).
Such a form is called a form withweight A + 1 2
and character x. The set of all such forms that areholomorphic
on Si as well as at the cusps is denotedby MA+(1/2) (N, X)
and is a finite dimensional C-vector space. The setof those
f (z)
inMX+(112) (N, X)
that also vanish at the cusps, the cuspforms,
isdenoted
by SA+ (1/2) (N, X).
As in the
integer weight
case, there are Heckeoperators
that preserveMÀ+(1/2)(N,X)
andSÀ+(1/2) (N, X).
However for these forms the Hecke oper-ators act on Fourier
expansions
in square towers;specifically if p is a prime,
thenthe Hecke operator
TP2
acts onf (z)
EMÀ+(1/2) (N, X) by
As in the
integer weight
case, a formf (z)
is called aneigenform
if for everyprime
p there exists a
complex
numberÀp
such thatThe critical link between half
integer weight
forms and theinteger weight
modular forms are the Shimura
lifts,
afamily
of maps whichessentially
takes the L-function of a half
integer weight
cusp form and returns the L-function of aninteger weight
modular form. Moreprecisely
letf (z) = Z’, n= a(n)qn
CSÀ+(1/2) (N, X)
where À > 1. Let t be a
positive square-free integer
and define the Dirichlet characterQt by ot (n)
= X(n) ( -f ) (-t-n) . n
Now defineAt (n) by
the formalproduct
of L-functions
In
particular, if p
isprime,
thenAt (p)
is definedby
Then Shimura
proved
that the Mellin transform of thisproduct,
which we denoteby St(f(z)) = £flg-i At(n)qn
is aweight
2A modular form inM2A( § , X2)_
Furthermore
if À > 2,
thenSt( f (z)) happens
to be a cusp form. Iff (z)
is aneigenform
of all the Heckeoperators Tp2
and tl and t2 are twosquare-free positive integers,
thenIf
F(z) = £flg=i A(n)qn
is a modularform,
then its L-functionL(F, s)
isdefined
by
If Q
is a Dirichlet character andF"p ( z) = £flg=i 1 1/; ( n ) A ( n ) qn
is the1/;-twist
ofF(z),
then we dénote the modular L-function forF"p(z) by L(F, 1/;, s).
In
[19] Waldspurger proved
beautiful formulas which connect certainspecial
values of modular L-functions to the Fourier coefficients of
half-integer weight
cusp forms. A
special
case of his theorem is:THEOREM
(Waldspurger).
Letf (z)
ESA+(1 /2) (N, x) be an eigenform of
the Hecke operators
Tp2
such thatS1 ( f (z))
=F(z)
eS2W(M, x2) for an
appropriate positive integer
M. Denote theirrespective
Fourierexpansions by
f (z) = £flg=i a(n)qn
andF(z) = E’1,4(n)q n.
Let nl and n2 be twopositive square-free integers
such thatn
EQ;2 for
allp 1 N.
ThenBy combining Waldspurger’s Theorem, B-SD,
and Theorem 1 we find that we candetermine whether or not the ranks of certain
quadratic
twists of anelliptic
curveover Q
are 0.THEOREM 2. Let E be a modular
elliptic
curve withL(E, s) = £flg=i A(n) ns
and let
f (z) = £fl£=i a(n)qn
ES(3 /2) (N, ((d-n) )
be aneigenform of
the Heckeoperators
Tpz
such thatS1(f (z))
=F(z) = n= 1,A(n)qn.
Now let ni be apositive square-free integer
such thata(n1)
0 and such thatL(E-dnl’ 1 ) #
0.Suppose
that n2 is apositive square-free integer
such that2
EQPX2 for every prime p 1 N. If a(n2) # 0,
then the rankof E-dn2
isunconditionally
0.If a(n2)
=0,
then
assuming
B-SD the rankof E-dn2
ispositive.
Proof.
In(5)
substitute 1 for À andreplace
Xby (d) .
Thenby solving
forL(F, (-dn2) 1)
we obtainSince E is a modular
elliptic
curvecorresponding
to theweight
2 newformF(z),
it tums out that for any
square-free integer
d thatL(Ed, s)
=L(F, dn , s) .
Hencewe find that
So
by hypothesis
we find thatL(E_dn2,1) -
0 if andonly
ifa(n2) =
0. Ifa(n2) =,Iz 0,
thenby
Theorem 1 we find that the rank ofE_dn2
isunconditionally
0. If
a(n2) - 0,
thenby
B-SD the rank ofE_dn2
ispositive.
0One may ask how often such a
weight i eigenform
exists. As a consequence of Kohnen’s main result in[8],
one can deduce that if E is a modular curve with oddconductor
N,
then such aweight 2 eigenform
exists.We now show how one may use results like Theorem 2 to establish the existence of
infinitely
many rank 0quadratic
twists of certain curvesby
fundamental dis- criminants in arithmeticprogressions.
In the case of cubictwists,
Lieman(see [10])
has shown that if
p #
3 isprime
and r is anyinteger,
then there existsinfinitely
many cube-free
integers
D - rmodp
such that theelliptic
curvehas rank 0. These are the D-cubic twists of the curve
In the case of
quadratic twists,
Gouvêa and Mazur(see [4])
have shown thatthere are
infinitely
manyquadratic
twists withanalytic rank >
2. Morerecently
Stewart and
Top
haveproved
an unconditional result(see [16]). Using impressive analytic
estimates on certainspecial
values of modularL-functions,
L. Mai andM. R.
Murty [ 11 ] proved
that a modularelliptic
curve E hasinfinitely
many rank 0 and rank 1quadratic
twistsby
D - 1mod 4N,
where N is the conductor of E. In factthey
also obtain conditional lower bounds on the orders of their Tate- Shafarevich groups. Here we show that one can often determine the existence ofinfinitely
manysquare-free integers
D in certain arithmeticprogressions
for whichthe
D-quadratic
twist of a modularelliptic
curve E has rank 0. This is of interest since one does notexpect to
findinfinitely
manysquare-free integers
D in anygiven
arithmetic
progression
such thatED
has rank 0. Forexample,
if D -5, 6, 7
mod 8is a
square-free integer,
then it isconjectured
that theelliptic
curvesE(D)
definedby
the
D-quadratic
twistof E ( 1 ) by D,
haspositive (in
factodd)
rank. We shall returnto this
example
later and show that if r =1, 2,
or3,
then there areinfinitely
manypositive square-free integers
D - r mod 8 such thatE(D)
has rank 0.First we recall the
following
factconcerning
the restriction of the Fourierexpansion
of ahalf-integer weight
modular form to an arithmeticprogression.
LEMMA 1. Let
f(z) = £fl£=o a (n)q’ be a modular form in MÀ+(l/2) (N, X). If
0rt,then
is the Fourier
expansion of
amodular form of weight
À+ 1
with respect to the congruencesubgroup Fi (Nt2).
The
proof
of this statement may be deduced from Lemmas 2 and 3 in[ 18] .
Nowwe state our result.
MAIN THEOREM. Let E
be a modular elliptic curve where L (E, s) = n= 1 n,,
and
F(z) = n= 1 A(n)qn
is aweight
2newform. Suppose
thatf(z) =
£flg=i 1 a (n) qn
ES312 (N, nd )
is aneigenform of
the Hecke operatorsTp2
suchthat S’1 ( f (z) )
=F(z) . Let N’ := 8I1plNPwheretheproductisovertheoddprime
divisors
of N,
and let r be apositive square-free integer.
Thenif a(r) :1
0 andL ( E- dr , 1 ) # 0,
then there exists aninteger tr
= rmod p foreveryprimep 1 N
such that there are
infinitely
manypositive square-free integers
D - tr mod N’where
E-dD
has rank 0.Proof.
Recall that sincef (z)
is aneigenform
of the Heckeoperators Tp2
weknow
by (2)
that if n is apositive square-free integer
wherea (n) - 0,
thena(nm2)
= 0 for all m.Let 1 rl , r2,..., rk N’ be
integers
that arecongruent
to r mod(Qpx2
forevery
p 1 N
such that4 f
ri for any 1 i k. Forexample
this means that forall 1 i k that ri - r mod 8. Now suppose that there exist
only finitely
manysquare-free integers,
sayd 1, d2,..., ds
such that for every 1 i s there existsa l
j
k such thatdi -
rj mod N’. Now if n - rj mod N’ forsome j
andn
= n’m2 where
n’ issquare-free,
then n’ must be one ofd 1, d2,
...,ds.
When
fr(z) = Ln=:rl,rz,...,rk
modN’a(n)qn, it
follows thatand
by
Lemma 1 it is easy to see thatfr (z)
is aweight 2
modular form on somecongruence
subgroup ofSL2(Z).
However
fT(z)
is a veryspecial type
of modular form. In[18] Vignéras proved
that if
f (z) = E- 0 a (n) n is
aweight 2
modular form on some congruencesubgroup of SL2 7,)
such that there exists a finite set ofpositive square-free integers dl, d2, ... , ds
such thata(n)
= 0 unless n =dim 2
for some i and someinteger
m, then there exists apositive integer
M such thatf (z)
is a finite linear combination of theta seriesOa,M(dz)
where def dl , d2, ... , ds }
and whereHence
fr (z)
is such a finite linear combination of theta seriesby Vignéras’
theorem.Since
a(d1 ) # 0,
we considerSdl ( f (z)),
theimage
off (z)
under the Shimuramap
Sd,. By (4)
we see thatsince
a ( 1 )
= 1. HenceSdl (f (z))
issimply
a scalarmultiple
of theweight
2newform
corresponding
toL(E, s).
Define
f,, 1 (z) by
therefore it follows that
Sd, ( f (z))
isessentially
determinedby
the Fourier expan- sion offr,l(Z).
Nowdecompose fr,l(Z)
asfor certain nonzero ai.
So if p is a
prime,
thenby (3)
we find thatAd, (P),
the coefficient ofqP
inS d1 (f ( z )) is
It must be the case that the
gcd(ai, M)
= 1 for at least one i. For if that were not the case, then for all butfinitely
manyprimes
p thatAd, (p) = :f:a(d1)
whichis absurd since this would
imply
then that for all butfinitely
manyprimes,
thatthe coefficient
of qP
in theweight
2 newform is±a(l) =
±1.By
thetheory
ofmodular Galois
representations
asdeveloped by Deligne,
for everyprime Ê
thereexists a
positive density
ofprimes
p for which the coefficientsof qP
in theweight
2 newform are
multiples
of 2 which contradicts the assertion that all butfinitely
many of these coefficients are ±1.
Therefore we may assume that for at least one i that
gcd(ai, M)=l.
So ifp - ai mod M is
prime,
then we find thatby
the definition of0a, M (z) .
Howeverby Deligne’s
theorem[2]
forweight
2 cuspforms,
it is known that there exists a constant C such that for allprimes
pHowever it is clear that for those p =- ai mod M that such an estimate cannot hold.
Therefore it is not the case that there are
only finitely
manysquare-free integers
n _
rj modN’
forsome j
such thata(n) #
0. Since there areonly finitely
many relevant arithmetic
progressions
ri, r2,..., rk modN’,
at least one ofthem,
say rj mod N’ has the
property
that there areinfinitely
manypositive square-free integers D
= rj mod N’suchthata(D) =1
0. The result now follows from Theorem2. Il
2.
Examples
In this section we work out a number of
examples
of this theorem. The first threeexamples
mentioned here are alsogiven
at the end of[13].
In that paper these resultswere
proved using
thetheory
of modular forms withcomplex multiplication.
Inthe first three
examples
letEQ (M, N)
denote theelliptic
curve definedby
We note that due to recent
developments arising
from the work of Wiles[20],
Diamond and Kramer
[3]
haveproved
that if M and N are distinct rationalnumbers,
then
E(M, N)
is modular. If D is apositive square-free integer, then EQ(DM, DN)
is the
D-quadratic
twist ofEQ (M, N).
( 1 )
Let 1 r 23 be an oddinteger.
Then there areinfinitely
manypositive square-free integers
D - r mod 24 such that forthe rank of
EQ(M, N)
is 0. In this case theweight 2 eigenform
is in
53/2(48, (n)).
Itsimage 81 (f(z)) = En= 00 , A(n)qn
is theweight
2 newformwhose Mellin transform is
L (EQ (M, N), s)
where(M, N)
is one of(-4, -3), (-l, 3), (l, 4), (-1, -9), (-8, 1),
and(8, 9).
If n is even, thena(n)
= 0 and theconditions of the Main Theorem are not satisfied.
(2)
If 1 r 40 is an oddinteger,
then there areinfinitely
manypositive square-free integers
D - r or 9r mod 40 such that forthe rank of
EQ (M, N)
is 0. In this case theweight 2 eigenform
is in
53 /2 (80, (10-n)).
Itsimage Sl ( f (z))
is theweight
2 newform whose Mellin transform isL(EQ(M, N), s)
where(M, N)
is one of(-5, -1), (-4, 1),
or(4, 5).
If n is even, then
a(n)
= 0 and the conditions of the Main Theorem are not satisfied.(3)
Let r be one of1, 3, 5, 9,11, 13,17,19,
or 21. Then there areinfinitely
manypositive square-free integers
D - r mod 24 such that forthe rank of
EQ (M, N)
is 0.Here the
weight 2 eigenform
is in
53/2(192, (3-n)).
Itsimage Si ( f (z) )
is the Mellin transform ofL (EQ (M, N), s)
where
(M, N)
is one of(-4, -1), (-3,1), (3, 4), (-9, -8), (-1, 8),
or(1, 9).
Note that if n is even or n - 7 mod
8,
then the coefficienta(n)
= 0. Hence for alln -
0, 2, 4, 6, 7
mod8,
the conditions of the Main Theorem are not satisfied.(4)
In thisexample
we consider theelliptic
curvesE (N)
which arise in Tunnell’s conditional solution of the congruent numberproblem (see [17]).
For any nonzerointeger N, E(N)
is definedby
These curves have
complex multiplication by Q(i).
Note that if D is a square-free
integer,
thenE(D)
is theD-quadratic
twist ofE(l). Assuming B-SD,
itis
conjectured
that forsquare-free
D =5,6,7
mod8,
that the rank ofE(D)
ispositive. If r = 1, 2, or 3,
then there areinfinitely
manypositive square-free integers
D = r mod 8 such that
has rank 0. The relevant
weight 2 eigenforms
areand
It tums out that
Fi (z)
E83/2(128,Xo)
andF2(Z)
e83/2(128, (2-n))
and thatSl(FI(z))
=Si (F2 (z) )
=nJ2(4z)rJ2(8z)
which is theweight
2 newform that isthe Mellin transform of
L(E(1), s).
We note that if al(n) #
0(resp. a2 (n) # 0),
then n -
1, 3
mod 8(resp. (n =- 1, 5
mod8)).
(5)
In this case we examine theelliptic
curvesE(N)
definedby
These curves have
complex multiplication by Q(,/-3).
Note that if D is a square- freeinteger,
then theD-quadratic
twistof E(N) by
D isE(D3N).
When N = 1 ittums out that the
weight
2 cusp form17 4(6z)
is the Mellin transformof L(E(1), s).
If r =
1, 2, 5, 10, 13, 14, 17,
or22,
then there existsinfinitely
manysquare-free positive integers
D - r mod 24 such thatE(-D),
theelliptic
curve(or
theD-quadratic
twist ofE(-1))
has rank 0. Theweight 2 eigenform
inS3/2(144, Xo) (Xo
is the trivialcharacter)
isand
SI (F(z))
isn4’ (6z).
Ifn 4 1, 2, 5,10
mod12,
thena(n)
= 0 and the conditions of the Main Theorem do notapply
for these arithmeticprogressions.
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