Fonds comm. de place./fonds de couver / LSF's Includes Deposit accounts 2. Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 6

(1)

31 octobre 2016 Gestionnaires de fonds approuvés au

Gestionnaires de fonds Pays Type de Produits

Fonds visé par la convention

Fonds comm. de place./Fonds de couver / LSF's Canada

1832 Asset Management L.P. (Dynamic Funds) 1

Includes Deposit accounts

Fonds commun de placement Outre-mer

Aberdeen Global Services S.A.

2

Aberdeen Global II Funds Aberdeen Global Funds

Fonds de fonds Canada

Acernis Capital Management Inc.

3

Acernis Funds (Class A Units & Class F Units)

Fonds commun de placement Canada

Acker Finley Asset Management Inc.

4

QSATM Funds

Fonds d’investissements hypothécaires Canada

ACM Advisors Ltd.

5

ACM Commercial Mortgage Fund

Fonds de couverture Canada

Acorn Global Investments Inc.

6

Acorn Global Investments Inc.

Addenda Capital Inc.

7

Addenda Pooled Funds

Fonds comm. de place. / Fonds de fonds Canada

AGF Investments Inc.

8

Acuity family of mutual funds Acuity Pooled funds AGF Pooled funds

AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds

Fonds comm. de place/Fonds de couverture/Fonds Canada

AHF Capital Partners Inc.

9

AHF Credit Opportunities Fund - Series A, F and I

Société à responsabilité limitée Canada

AIP Asset Management 10

AIP Global Marco Fund LP

Certificats de placements garantis Canada

Aldergrove Credit Union 11

Algonquin Capital Corporation 12

Alignvest Capital Management Inc.

13

Alignvest Income Fund Trust Alignvest Opportunities Fund Trust

Alignvest Investment Management Corporation 14

AlphaNorth Asset Management 15

Antares Investment Management, Inc.

16

(2)

Fonds visé par la convention

Arrow Capital Management Inc.

17

Fonds comm. de place./Socié. à respons. lim.

Canada Artemis Investment Management Limited

18

Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund

Fonds comm. de place./Fonds de couver / LSF's Canada

Aston Hill Asset Management Inc.

19

ATB Investment Management Inc.

20

Aurion Capital Management Inc.

21

Fiducie de Fonds commun de placement Canada

Auspice Capital Advisors Ltd.

22

Auspice Diversified Trust

Aventine Management Group Inc.

23

BTH Tactical Growth Fund Aventine Canadian Equity Fund

B.E.S.T Investment Counsel Limited 24

B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

CPG / Compte d'epargne-placement Canada

B2B Bank 25

Bank of America, National Association (Canada Branch) 26

Autre Canada

Bank of Canada 27

Bank of Montreal 28

Bank of Montreal Mortgage Corp.

29

Bank of Nova Scotia 30

National Trust Company / Victoria&Grey MortgageCorp.

Montreal Trust Company of Canada Bank of Nova Scotia

Scotia Mortgage Corporation

Barometer Capital Management Inc.

31

Fonds comm. de place./Fonds de couver./CPG Canada

Barrage Capital Inc.

32

Bellwether Investment Management Inc.

33

Bellwether Canadian Stock Fund Bellwether Canadian Performance Fund Bellwether US Stock Fund

Fonds comm. de place/Fonds de fonds/Fonds disti Canada

Beutel Goodman & Company Ltd 34

BirchLeaf Investments Inc.

35

BirchLeaf Growth Fund

Black Swan Dexteritas Inc.

36

(3)

Fonds visé par la convention

BSD Global Tech Hedge Fund LP

BlackBridge Capital Management Corp.

37

Blackheath Fund Management Inc.

38

Blackheath

BlackRock (Luxembourg) SA 39

BlackRock Global Funds

BlackRock Asset Management Canada Limited 40

BlackRock Asset Management Canada Limited

BloombergSen Inc.

41

BloombergSen Partners RSP Fund

Blumont Capital Corp.

42

Blumont family of funds Exemplar Portfolios Ltd.

Northern Rivers Capital Mgmt. family of funds

BMO Harris Investment Management Inc.

43

BMO Investments Inc. / BMO Investissements Inc.

44

BMO Guardian Funds BMO China A-Share Fund BMO Mutual Funds

Fonds distinct Canada

BMO Life Assurance Company 45

BMO Guaranteed Investment Funds

Fonds comm. de place. / Billets liés Canada

BMO Nesbitt Burns Inc.

46

BMO Nesbitt Burns Group of Funds

BMO Trust Company 47

Advisor's Advantage Trust

Billets liés Canada

BNP Paribas (Canada) 48

BNP Paribas Investment Partners Canada Ltd.

49

BNY Mellon Global Management Ltd.

50

BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC

Brandes Investment Partners & Co.

51

Brandywine Global Investment Management (Canada), ULC 52

Brickburn Asset Management Inc.

53

Dominion Equity Resource Growth Fund Brickburn family of mutual funds

BridgingFinance Inc.

54

Canada Bristol Gate Capital Partners Inc.

55

Bristol Gate U.S. Equity Fund LP

Broadview Capital Management Inc.

56

Broadview Dark Horse LP

Brompton Funds Limited 57

(4)

Fonds visé par la convention

Brookfield Investment Management (Canada) Inc.

58

Brookfield Soundvest Capital Management Ltd.

59

Soundvest North American Opportunity Pool

BT Global Growth Inc.

60

BT Global Growth Fund L.P.

Bull Capital Management Inc.

61

Balanced Class Shares Canadian Equity Class Shares Global Equity Class Shares EFG Private Portfolio Series ING

Bullion Management Services Inc.

62

Burgundy Asset Management Ltd.

63

Fonds comm. de place. / Fonds distinct Canada

C.I. Investments Inc.

64

Includes Synergy Asset Management Lakeview Asset Management family of funds United Financial Management Ltd. family of funds Artisan Portfolios

Castlerock Investments Corp. family of funds KBSH Capital Management Inc. family of funds Optima Strategy Pools

CADO Investment Fund Management Inc.

65

Maple Leaf Income Class Maple Leaf Resources Class

Caldwell Investment Management Ltd.

66

Canada Life Assurance Company (The) 67

Canadian Tire Bank 68

Canadian Tire Bank

Canadian Western Bank 69

Fonds comm. de place. / CPG Canada

Canadian Western Trust 70

Canoe Financial LP 71

Enervest Natural Resources Fund Enervest Diversified Income Trust Enervest Oil Sand Total Return Trust

Canso Fund Management Ltd.

72

Capital International Asset Management Inc. (Canada) Inc.

73

Celernus Investment Partners Inc.

74

Celernus Absolute Growth Fund

Celernus Mortgage and Income Trust Fund

REIT Canada

Centurion Asset Management Inc.

75

(5)

Fonds visé par la convention

CGOV Asset Management 76

CGS Asset Management Ltd.

77

CGS Resource Fund Ltd.

Chou Associates Management Inc.

78

Fonds comm. de place. / CPG / Bilets lies Canada

79 CIBC

CIBC Asset Management Inc.

80

CIBC Investor Network 81

Services Hypothecaires CIBC Inc.

CIBC Mortgages Inc.

CIBC

CIBC Trust Corporation CIBC Mortgages Inc. (FLT)

Cidel Asset Management Inc.

82

Coast Capital Savings Credit Union 83

Surrey Metro Savings Union

Coastal Community Credit Union 84

Community Trust Company Ltd.

85

Concentra Financial Services Association 86

Connor, Clark & Lunn Capital Markets Inc.

87

Connor, Clark & Lunn Funds Inc.

88

CC&L fund family

Connor, Clark & Lunn Private Capital Ltd.

89

Cornerstone Investment Counsel Ltd.

90

Blueprint Global Strategies Pool

Cortland Credit Group Inc.

91

Cortland Credit Strategies L.P.

Cote 100 Inc.

92

Counsel Portfolio Services Inc.

93

Covenant Capital Management Inc.

94

Fonds de travailleurs Canada

Covington Capital Corporation 95

Covington Funds

Fiducie de unite Canada

Covista Capital Corp.

96

Covista Value Fund Trust

Cowan Asset Management Limited 97

(6)

Fonds visé par la convention

Cowan Absolute Return Fund

CQI Capital Management L.P.

98

CQI Equity Opportunities Fund I Genesis Partners Fund LP CQI Equity Opportunities Fund II CQI Income Opportunities Fund

Billets liés Outre-mer

Credit Suisse AG 99

Credit Suisse Inc.

100

GAF International Fund

Crystal Wealth Management System Ltd.

101

Crystalline Mgt Inc. / Gestion Cristallin Inc.

102

Cygnus Investment Partners L.P.

103

Cygnus/KKR Multi-Strat Fund LP

Cypress Capital Management Ltd.

104

Davis-Rea Ltd. / Davis-Rea Ltee.

105

Fonds de fonds / Fonds distinct Canada

Deans Knight Capital Management Ltd.

106

Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund Deans Knight Income Fund Deans Knight Equity Growth Fund II

Delbrook Capital Advisors Inc.

107

Delbrook Resource Opportunities Fund

Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 108

Fonds distinct / CPG / Autre Canada

Desjardins Financial Security Life Assurance Co.

109

Fonds comm. de place./Fonds distinct/CPG Canada

Desjardins Global Asset Management Inc.

110

Desjardins Société de placement inc.

111

Desjardins Trust Inc.

112

Maestral Funds

Di Tomasso Group Inc.

113

The Di-Tomasso Equilibrium Fund

Difference Capital Management Inc.

114

Dimensional Fund Advisors Canada ULC.

115

Discovery Capital Management Corp.

116

Dixon Mitchell Investment Counsel Inc.

117

Dixon Mitchell Small Cap Fund

Donville Kent Asset Management Inc.

118

(7)

Fonds visé par la convention

Donville Kent Asset Management

Duncan Ross Associates Ltd.

119

East West Investment Management Corporation 120

East West Canada Fund LP

EdgeHill Partners 121

EdgeHill Quantitative Proprietary Strategies Fund (Canada)

EdgePoint Wealth Management Inc.

122

Edgepoint family of mutual funds

Educators Financial Group Inc.

123

Effort Trust Company (The) 124

Empire Life Insurance Company 125

Segregated Funds

Interest investment options provided within an insurance contract

Empire Life Investments Inc.

126

Empire Life

EnTrust Focus Partners LP 127

EnTrust 49 Focus Fund

Epic Capital Management Inc.

128

Equilibrium Capital Management Inc.

129

Equitable Bank 130

Equity Financial Trust Company 131

Ewing Morris & Co. Investment Partners Ltd.

132

Ewing Morris Flexible Income Fund LP

Fonds de couverture / Société à respon. Limitée Canada

Excalibur Capital Management Inc.

133

Excalibur Limited Partnership Excalibur Small Cap Opportunities LP

Excel Funds Management Inc.

134

Faircourt Asset Management Inc.

135

Faircourt Pooled Monthly Income Fund (Pooled Fund) Faircourt Dividend Fund (Mutual Fund)

Federated Investors Canada ULC 136

Federated Strategic Value U.S. Equity Dividend Fund

Fidelity Investments Canada ULC 137

Fiducie Desjardins Inc.

138

Fieldhouse Capital Management Inc.

139

Fieldhouse Pro Funds Inc.

Fiera Capital Corporation 140

(8)

Fonds visé par la convention

Fonds de fonds / Fonds de couverture Canada

Fiera Quantum Limited Partnership 141

FIL Limited 142

Financière des professionnels - Fonds d’investissement inc.

143

First Asset Investment Management Inc.

144

REIT Canada

First Reliance Asset Management 145

First Reliance Real Estate Investment Trust

First West Credit Union Ltd.

146

Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio 147

Foresters Financial Investment Managent Company of Canada In 148

Fonds de fonds / Fonds de couverture Canada

Forge First Asset Management Inc.

149

Forge First Long Short Trust Forge First Multi-Strategy Trust

Fonds comm. de place. / Fonds de couverture Canada

Formula Growth Limited 150

Formula Growth Hedge Funds Class F Formula Growth Fund

Formula Growth Hedge Funds Class A

Foyston, Gordon & Payne Inc.

151

Family of Pooled Funds FGP Funds

Franklin Templeton Investments Corp.

152

Bissett Mutual Funds

Franklin Templeton Mutual Funds

Fonds commun de placement É.-U.

Franklin Templeton Investor Services 153

Franklin California, Tax Free Income Fund

Front Street Capital 2004 154

FrontFour Capital Corp.

155

FrontFour Opportunity Fund

FT Portfolios Canada Co.

156

Fulcra Asset Management Inc.

157

Fulcra Focused Yield Fund

Gabelli Funds (The) 158

Galibier Capital Management Ltd.

159

Galibier Canadian Equity Pool Galibier U.S. Equity Pool Galibier Opportunities Fund

Galileo Global Equity Advisors Inc.

160

Fonds d’investissement Canada

Galliant Advisors LP 161

(9)

Fonds visé par la convention

Galliant Equity Long/Short Fund LP

General Bank of Canada 162

GenFund Management Inc.

163

Genus Capital Management 164

Gestion Ferique 165

GFI Investment Counsel Ltd.

166

Good Funds

Global Growth Assets Inc.

167

Globevest Capital Ltee.

168

Gold Investment Management Ltd.

169

FC Fund

Goodman & Company, Investment Counsel, Inc.

170

Goodwood Inc.

171

Goodwood Funds

Autre Canada

Government of Quebec (for Placements Quebec) 172

Grafton Asset Management Inc.

173

Global Energy Growth Fund

Gravitas Securities Inc.

174

Greenchip Financial Corp.

175

Greystone Managed Investments Inc.

176

Greystone Pooled Fund Trusts

Groundlayer Capital Inc.

177

The Alpha II Fund

Growth Works Capital Ltd.

178

Working Opportunity Fund (EVCC) Ltd.

Guardian Capital LP 179

Guardian Funds Vector Funds Vega Funds

Hamilton Capital Partners Inc.

180

Harvest Portfolios Group Inc.

181

Hemisphere Capital Management Inc.

182

Heward Investment Management Inc.

183

HGC Investment Management Inc.

184

(10)

Fonds visé par la convention

HGC Arbitrage Fund LP

Highstreet Asset Management Inc.

185

Highwater Capital Management Corp.

186

Highwater Diversified Opportunities Fund

Hillsdale Investment Management Inc.

187

Canada Hollis Canadian Bank

188

Home Bank 189

Home Trust Company 190

HomEquity Bank 191

Horizons ETFs Management (Canada) Inc.

192

HR Strategies Inc.

193

HSBC Bank Canada 194

Structured Alternative Investment Return Securities

HSBC Investment Funds (Canada) Inc.

195

Hymas Investment Management Inc.

196

Malachite Aggressive Preferred Fund

I.A. Michael Investment Counsel Ltd.

197

ABC Funds

I.G. Investment Management Ltd.

198

IA Clarington Investments Inc.

199

ICICI Bank Canada 200

Industrial Alliance Pacific Insurance and Financial Services Inc.

201

Industrial Alliance Trust Inc.

202

Industrial and Commercial Bank of China (Canada) 203

Industrielle Alliance, Assurance et services financiers inc.

204

Inflection Management Inc.

205

Inflection Strategic Opportunity Fund

Integra Capital Management Corp.

206

Invesco Canada Ltd.

207

(11)

Fonds visé par la convention

Investec Asset Management Limited 208

Invico Capital Corporation 209

Island Savings Credit Union 210

Ivari 211

J. Zechner Associates Inc.

212

J.C. Clark Ltd.

213

Jarislowsky, Fraser Limited 214

JDM Investments Partners Ltd.

215

Investment Partners Fund

JM Fund Management Inc.

216

JM Catalyst Fund

JovFinancial Solutions Inc.

217

K J Harrison & Partners Inc.

218

K2 & Associates Investment Management Inc.

219

The K2 Principal Trust

KAI Asset Management Inc.

220

KAI Core Equity Pool

KCS Fund Strategies Inc.

221

Absolute Core Return Fund KCS Great White North Fund KCS Fund Strategies Inc.

KEB Hana Bank Canada 222

Kensington Capital Advisors Inc.

223

KFL Capital Management Ltd.

224

KFL Partners' Fund LP

Kingwest & Company 225

Kootenay Capital Management Corp.

226

Kootney Energy RSP Fund

Kooteny Global Energy Absolute Return Fund Ltd. Partnership

Landry Investment Management Inc.

227

Laurentian Bank of Canada 228

Includes B2B Trust term deposits

Laurentian Trust of Canada Inc.

229

Laurus Investment Counsel 230

(12)

Fonds visé par la convention

Lawrence Park Capital Partners Ltd.

231

Lawrence Park Capital Partners

LBC Trust 232

LDIC Inc.

233

Includes LDIC Closed-End Funds

Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 234

Legg Mason Global Funds PLC 235

Leith Wheeler Investment Funds 236

Leon Frazer & Associates Inc.

237

Lester Asset Management Inc.

238

Lightwater Partners Ltd.

239

Lightwater Long/Short Funds

Lincluden Investment Management Limited 240

LionGuard Capital Management Inc.

241

Longbow Capital Inc.

242

Lorne Steinberg Wealth Management Inc.

243

Steinberg High Yield Fund Steinberg Global Value Equity Fund

Lysander Funds Limited 244

MacDougall Investment Counsel Inc.

245

Mackenzie Financial Corp.

246

Mackie Research Capital Corporation 247

Grafton Energy Growth Fund

The Absolute Resource Company L.P.

MacNicol & Associates Asset Management Inc.

248

The Global Opportunities Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Emergence Fund (LP)

The Absolute Return Fund (LP)

Majestic Asset Management LLC 249

Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I

CPG / Fonds distinct Canada

Manufacturers Life Insurance Co. (The) 250

(13)

Fonds visé par la convention

Deferred Annuities

Manulife Asset Management Limited 251

Manulife Financial Corp family of funds

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

Manulife Bank of Canada 252

Manulife Trust Company 253

Marquest Asset Management Inc.

254

Marquest Mining 2014-I Super Flow_through LP

Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Mining 2013-II Super Flow-Through Limited Partnership Marquest Investment Fund

Marquest Bridge Fund

Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnership Marquest Mining Quebec 2014-I Super Flow-Through LP

MineralFields 2011-V Super Flow - Through Limited Partnership

Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership Marquest Mining B C 2014-I Super Flow-Through LP

Matrix Fund Management family of mutual funds

MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mutual Funds Inc. - Various

Marquest Mining 2013-I Super Flow-Through Limited Partnership Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership Marquest-MineralFields 2012 Super Flow-Through Limited Partnership

Marret Asset Management Inc.

255

Marret

Matco Financial Inc.

256

MFI series of funds

Mawer Investment Management Ltd.

257

Maxam Capital Management Ltd.

258

MCAN Mortgage Corporation 259

McElvaine Investment Management Ltd.

260

The McElvaine Investment Trust

McLean Asset Management Ltd.

261

ROMC Trust

McLean Budden Limited (Royal Trust) 262

MD Financial Management Inc.

263

Meckelborg Financial Group Ltd.

264

MFG Diversified Strategy Fund

Merrill Lynch Canada Inc.

265

Middlefield Limited 266

(14)

Fonds visé par la convention

Montrusco Bolton Investment Inc.

267

Bolton Tremblay Funds inc.

Morgan Meighen & Associates Limited 268

Smedley Fund Family

Morguard Financial Corp.

269

Morguard Real Estate Equity Fund

Natcan Investment Management Inc.

270

Natcan Trust Company 271

Fonds comm. de place/CPG/Compte d'ep-placment Canada

National Bank Investments Inc.

272

Includes PPN's

National Bank of Canada 273

National Bank Trust GIC's Natcan Trust GIC's

National Bank of Canada GIC's

National Bank Trust Inc.

274

National Trust Company 275

Family of Funds

Tourism & Entertainment Growth Fund Inc.

NewGen Asset Management Limited 276

Newport Private Wealth Inc.

277

Next Edge Capital Corp.

278

NGAM Canada LP 279

Niagara Capital Partners Ltd.

280

Niagara Access Alpha Fund

Canada Nicola Wealth Management Ltd.

281

NWM Global Bond Fund NWM Global Equity Fund NWM Primary Mortgage Fund NWM High Yield Bond Fund NWM Preferred Share Fund

SPIRE Value Add Limited Partnership NWM U.S. Tactical High Income Fund NWM Precious Metals Fund

SPIRE US Limited Partnership

NWM Canadian Tactical High Income Fund NWM Bond Fund

NWM Private Equity Limited Partnership NWM Core Portfolio Fund

NWM U.S. Equity Income Fund NWM Canadian Equity Income Fund NWM Balanced Mortgage Fund NWM Alternative Strategies Fund

(15)

Fonds visé par la convention

SPIRE Real Estate Limited Partnership NWM Real Estate Fund

Fonds comm. de place./Fonds de fonds/Société à r Canada

Norrep Capital Management Ltd.

282

North Growth Management Ltd.

283

Northern Savings Credit Union 284

Terrace & District Credit Union

Northwest & Ethical Investments L.P.

285

Ocean Rock Investments Inc.

286

O'Leary Funds Management LP 287

Omista Credit Union Limited 288

One Financial Corporation 289

Onex Credit Partners, LLC 290

Onex Credit Partners LLC OCP Debt Opportunity Class

Optimum Asset Management Inc.

291

Orientation Finance inc.

292

Palisade Capital Management Ltd.

293

Palos Management Inc.

294

Palos Family of funds

Rendez-vous Global Equity Fund LP - $CDN and $US

Fonds de couverture / Société à respon. Limitée Canada

Pan Asset Management Ltd.

295

Iron Fund LP

Pathfinder Asset Management Ltd.

296

Partners' Fund

Pavilion Advisory Group Ltd.

297

Peace Hill Trust Company 298

Pembroke Private Wealth Management Ltd.

299

Penbrooke Partners Investment Management Ltd.

300

Penbrooke Opportunities Fund LP

Fonds de travailleurs/Fonds de cap. de risque Canada

PenderFund Capital Management Ltd.

301

Peoples Trust Company 302

Perennial Asset Management Corp.

303

Perennial Equity Portfolio

(16)

Fonds visé par la convention

Perennial Fixed Income Portfolio

Performance Capital Ltd.

304

Fonds de fonds / Société à responsabilité limitée Canada

Periscope Capital Inc.

305

Perron & Partners Wealth Management Corp.

306

Kipling Private Investment Portfolios

PFM Venture Capital Operations Inc.

307

SaskWorks Venture Fund Inc.

Picton Mahoney Asset Management 308

PIMCO Canada Corp.

309

PIMCO Global Advisors (Ireland) Limited 310

PIMCO Funds - Global Investor Services

Polar Asset Management Partners Inc.

311

Polar Fund Management II Inc.

Altairis

Fonds d’investissement / Société à responsabilité Canada

Portland Investment Counsel Inc.

312

President's Choice Bank 313

Primevest Capital Corp.

314

Propel Capital Corporation 315

Canadian Large CAP Enhanced Fund

Provisus Wealth Management Limited 316

Purpose Investments Inc.

317

Purpose Funds Series A, F & I

Pursuit Financial Management Corp.

318

Putnam Investment Inc.

319

Quadrant Asset Management 320

QAM Tracking Pools

Quantum Leap Asset Management Limited 321

Quantum Leap Mortgage Investment Fund

QV Investors Inc.

322

QV Pooled Funds

Canada Qwest Investment Fund Management Ltd.

323

R.E.G.A.R. Gestion Privée Inc.

324

R.N. Croft Financial Group Inc.

325

Canada Radiant Investment Management Ltd.

326

Radiant Performance Fund LP

(17)

Fonds visé par la convention

Radin Capital Partners Inc.

327

Radin Capital Partners

Rayne Capital Management Inc.

328

Rayne Capital LP

Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust

RBC Dominion Securities Inc.

329

RBC Global Asset Management Inc.

330

RBC Life Insurance Company 331

RCM Valule Opportunities Trust/RCM Partners Inc.

332

RCM Partners Inc.

Redwood Asset Management Inc.

333

Redwood Asset Management family of funds Ark Fund Management family of funds

Resmor Trust Company 334

Resolute Funds Ltd.

335

Fonds comm. de place. / Fonds de travailleurs Canada

Return on Innovation Advisors Ltd.

336

Pooled Funds

Canada Rival Capital Management Inc.

337

Rival North American Growth Fund L.P.

Rival North American RRSP Growth Fund

River Plate House Capital Management Inc.

338

Roadmap Capital Inc.

339

Robson Capital Management Inc.

340

Ross Smith Asset Management Inc.

341

Ross Smith Capital Investment Fund Ross Smith Opportunity Fund

Roundtable Capital Partners Inc.

342

Roundtable Everkey Global Fund Roundtable Growth Fund

Roundtable Dividend & Income Fund Roundtable Focus Equity Fund

Royal & Sun Alliance Life Insurance Co. (Canada) 343

Royal Bank of Canada 344

Connor Clark Private Merchant Private Trust Royal Bank Mortgage Corp.

Royal Trust Company (The) Royal Trust Corp.

Royal Bank of Canada

(18)

Fonds visé par la convention

Royal Trust Company (The) 345

First Trust Canada Funds The Protected American Fund The First American Fund

T.A.L. Private Management Pooled Funds T.A.L. Investment Pooled Funds

RT Capital Inc.

Classified Investment Trusts

RP Investment Advisors 346

Russell Investments Canada Limited 347

Life Points mutual funds Russel Group mutual funds Soverign mutual funds

Sanford C. Bernstein & Co. LLC 348

Scotia Capital Inc.

349

Cassels Blaikie Canadian Fund (U.S.) Pinnacle family of funds - May 7-07 Scotia Capital family of funds

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07

Scotia Securities Inc.

350

Seamark Asset Management Ltd.

351

SEI Investment Canada Company 352

Canada Sentry Investments Inc.

353

Sentry Select Investments Inc.

354

Seymour Investment Management Ltd.

355

Family of funds managed by Seymour Investment Management Ltd.

.

Sherpa Asset Management Inc.

356

Silvercove Fund Management Ltd.

357

Silvercreek Management Inc.

358

Silvercreek family of funds

Smart Investments Ltd.

359

Billets a capital protégé Canada

Societe Generale (Canada) 360

CI Protected Coverage Notes, Series 1

Spartan Fund Management Inc.

361

Thales Fund Management Inc. family of funds Spartan Fund Management Inc. family of funds

Sprott Asset Management L.P.

362

Sprott Flow-Through Limited Partnerships

(19)

Fonds visé par la convention

Sprott Mutual Funds

Sprott Hedge Funds Sprott Closed-End Funds

CPG / Fonds distinct Canada

Standard Life Assurance Company of Canada (The) 363

Guaranteed Interest Rate Contracts Ideal Segregated Funds

Standard Life Mutual Funds Ltd.

364

Standard Life Trust Company 365

Stanton Asset Management Inc.

366

State Bank of India (Canada) 367

Steadyhand Investment Management Ltd.

368

Steadyhand Small Cap Equity Fund Steadyhand Equity Fund

Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Global Equity Fund

Steinbach Credit Union Limited 369

GICs

Stella Maris Credit Union Ltd.

370

Stephenson & Company Capital Management Inc.

371

Stephenson & Company North American Opportunity Fund LP

Stone Asset Management Limited 372

Strathbridge Asset Management Inc.

373

Stratigis Capital Advisors Inc.

374

Goforth Technical Fund LP Uber Strategies LP

Successful Investor Wealth Management Inc.

375

Sun Life Assurance Co. (Canada) 376

Individual Variable Insurance Contracts

Sun Life Financial Trust Inc.

377

Fonds d’investissement Canada

Sun Life Global Investments (Canada) Inc./Placements mondiaux 378

Sunshine Coast Credit Union 379

SW8 Asset Management Inc.

380

T.E. Investment Counsel Inc.

381

Prosperity Mutual Funds

Tangerine Bank 382

(20)

Fonds visé par la convention

Taylor Asset Management Inc.

383

Taylor Partners Fund

Fonds comm. De place/Compte d'ep-placment Canada

TD Asset Management Inc.

384

Certificats de placements garantis / Billets liés Canada

TD Bank Financial Group 385

The Canada Trust Compay - GIC's TD Mortgage Corp. - GIC's TD Bank - GIC's & Linked Notes TD Pacific Mortgage Corp. - GIC's

TD Securities Inc.

386

Tempered Investment Management Ltd.

387

Tempered Global Value Fund

Canada Terra Fund Management Ltd.

388

Tetrem Capital Management Ltd.

389

Third Eye Capital Management Inc.

390

Third Eye Capital Alternative Credit Trust

Thornmark Asset Management Inc.

391

Thornmark Investment Funds

Timbercreek Asset Management Ltd.

392

Timelo Investment Management Inc.

393

Timelo Strategic Opportunities Fund

TIS Preservation & Growth Fund/Accilent Capital Management.

394

TIS Preservation & Growth Fund Class A and Class F Units

Tonus Capital Inc.

395

Tonus Partners Fund

Toronto Trust Management Ltd.

396

Friedberg Mercantile Group family of funds

Tradex Management Inc.

397

Trapeze Asset Management Inc.

398

Trapeze Value Trust

Fiducie de revenu ouverte Canada

Trez Capital Corporation 399

Tri Delta Investment Counsel Inc.

400

Triumph Asset Management Inc.

401

Triumph Capital Appreciation Fund LP

Trivest Wealth Counsel Ltd.

402

Turtle Creek Asset Management Inc.

403

Turtle Creek Equity Fund Turtle Creek Investment Fund

UBS Global Asset Management (Canada) Co.

404

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Fonds visé par la convention

UBS (Canada) Balanced Fund A

Value Partners Investment Inc.

405

Value-Contrarian Asset Management Inc.

406

Vancouver City Savings Credit Union 407

Vantage Asset Management Inc.

408

Vantage Protected Performance Fund

Vantage Point Investment Management Inc.

409

The Vantage Point Funds

Venator Capital Management Ltd.

410

Venator family of mutual funds

CPG / Autre Canada

VersaBank 411

Vertex One Asset Management Inc.

412

Vision Capital Corporation 413

Fonds comm. de place. / Fonds de travailleurs Canada

VL Advisors Inc.

414

Fonds d’investissements hypothécaires Canada

W.A. Robinson & Associates Ltd.

415

Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp.

Canada WARATAH Capital Advisors Ltd.

416

Waratah fund family

Wave Cycle Mutual Funds Ltd.

417

Business Cycle Funds

Wealhouse Capital Limited Partnership 418

Panorama Private Client Fund Panorama Fund

WealthCo Asset Management Inc.

419

WealthCo Pooled Funds

WealthCo Asset Management Inc.

Wells Asset Management System Inc.

420

West Face Capital Inc.

421

WFC Opportunities Trust

Westcap Mgt. Ltd.

422

Golden Opportunities Fund Inc.

Fonds comm. de place./Fonds distinct/CPG Canada

Westminster Savings Credit Union 423

Windsor Family Credit Union 424

Yorkville Asset Management Inc.

425

Southbridge Health Care Fund Heritage Yorkville Mutual Funds

YTM Capital Asset Management Ltd.

426

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Fonds visé par la convention

Zag Bank 427

Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d’autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'OAR de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire.

Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'OAR, avec la société ou le mandataire.

Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention.

Note:

* La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre.

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Suppressions de la depuis le 1 janvier 2016

Gestionnaires de fond Pays Type de Produits Raison du Suppressions Fonds visé par la convention

Date de suppression

Pro-Financial Asset Management Inc.

Fonds de couverture/Billets liés/Fonds commun

A cessé ses activités et n’est pas inscrit

Canada 2/29/2016

1

BlackRock (Channel Islands) Limited

Fonds commun de placement A cessé ses activités et n’est pas inscrit

Outre-mer 3/31/2016

2

BlackRock International Gold and General F

Growth Works Atlantic Ltd. Fonds de travailleurs Voir Growth Works Capital

Canada 3/31/2016 Ltd.

3

GrowthWorks Atlantic Venture Fund Ltd.

Growth Works WV Management Ltd.

Fonds de travailleurs Voir Growth Works Capital

Canada 3/31/2016 Ltd.

4

GrowthWorks Commercialization Fund Ltd.

GrowthWorks Canadien Fund Ltd.

Investec Asset Management Guernsey Ltd.

Fonds commun de placement Voir Investec Asset Management Limited

Outre-mer 3/31/2016

5

Portland India Select Business Portfolio Inc.

Fonds commun de placement Voir Portland Investment Counsel Inc.

Outre-mer 3/31/2016

6

Scotiabank & Trust (Cayman) Ltd. Outre-mer Fonds commun de placement 3/31/2016 Voir Scotia Securities Inc.

7

Templeton Global Advisors Ltd. Fonds commun de placement Voir Franklin Templeton Advisors Investments Corp

Outre-mer 3/31/2016

8

Page 1 de 1 Suppressions de la liste

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Ajouts à la liste depuis le 1 janvier 2016

Gestionnaires de fond Pays Type de Produits

Fonds visé par la convention

Date de l'approbation

AIP Asset Management Canada Société à responsabilité limitée 1/26/2016

1

AIP Global Marco Fund LP

Federated Investors Canada ULC Canada Fonds commun de placement 1/26/2016 2

Federated Strategic Value U.S. Equity Dividend Fund

National Bank Investments Inc. Canada Fonds comm. de place/CPG/Compte d'ep- 1/29/2016 3

Includes PPN's

KAI Asset Management Inc. Canada Fonds de fonds 3/2/2016

4

KAI Core Equity Pool

Algonquin Capital Corporation Canada Société à responsabilité limitée 3/7/2016 5

Smart Investments Ltd. Canada Fonds commun de placement 3/17/2016

6

Hollis Canadian Bank Canada 3/23/2016

7

McLean Asset Management Ltd. Canada Fonds commun de placement 4/26/2016 8

ROMC Trust

Cygnus Investment Partners L.P. Canada Société à responsabilité limitée 5/10/2016 9

Cygnus/KKR Multi-Strat Fund LP

Foresters Financial Investment Managent Company o Canada Fonds commun de placement 5/26/2016 10

KEB Hana Bank Canada Canada Certificats de placements garantis 6/21/2016 11

Tonus Capital Inc. Canada Fonds commun de placement 6/21/2016

12

Tonus Partners Fund

Next Edge Capital Corp. Canada Fonds de couverture 6/29/2016

13

Pathfinder Asset Management Ltd. Canada Fonds commun de placement 7/14/2016 14

Partners' Fund

VersaBank Canada CPG / Autre 7/15/2016

15

Tempered Investment Management Ltd. Canada Fonds de fonds 7/29/2016

16

Tempered Global Value Fund

Ewing Morris & Co. Investment Partners Ltd. Canada Société à responsabilité limitée 8/11/2016 17

Ewing Morris Flexible Income Fund LP

Optimum Asset Management Inc. Canada Fonds comm. de place./Fonds de couver./ 8/11/2016 18

Page 1 de 2 Ajouts à la liste

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Fonds visé par la convention l'approbation

Cidel Asset Management Inc. Canada Fonds de fonds 8/15/2016

19

Galibier Capital Management Ltd. Canada Fonds de fonds 8/16/2016

20

Galibier Opportunities Fund Galibier U.S. Equity Pool Galibier Canadian Equity Pool

Home Bank Canada Certificats de placements garantis 8/31/2016

21

Alignvest Investment Management Corporation Canada Fonds de fonds 9/12/2016 22

Polar Asset Management Partners Inc. Canada Fonds de couverture 9/19/2016 23

Altairis

Wells Asset Management System Inc. Canada Fonds commun de placement 9/22/2016 24

Desjardins Société de placement inc. Canada Fonds commun de placement 9/30/2016 25

LionGuard Capital Management Inc. Canada Société à responsabilité limitée 10/31/201 26

Page 2 de 2 Ajouts à la liste

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Changements de dénomination et fusions depuis le 1 janvier 2016 Gestionnaires de fond Pays Type de Produits

Fonds visé par la convention

Date Commentaire

National Bank Securities Inc. Fonds comm. de place/CPG/Compte d'ep-placment

Nom changé pour Banque Nationale Investissements inc

Canada 1/29/2016

1

National Bank Mutual Funds First Marathon Inc.

Altamira Mutual Funds Includes PPN's

Dundee Bank of Canada CPG / Compte

d'epargne-placement

Nom changé pour Banque canadienne Hollis

Canada 3/23/2016

2

AEGON Fund Management Inc. Fonds commun de placement

Transféré du FCPÉ le 9 mai 2005 - Nom changé pour Foresters Financial Investment

Canada 5/26/2016

3

Maple Trust Company Certificats de

placements garantis

La société a été acquise par Scotia Mortgage Corp (voir Banque Scotia)

Canada 6/15/2016

4

Korea Exchange Bank of Canada Certificats de placements garantis

Nom changé pour KEB Hana Bank Canada

Canada 6/21/2016

5

Man Investments Canada Corp. Fonds de couverture Nom changé à Next Edge Capital Corp.

Canada 6/29/2016

6

Pacific & Western Bank of Canada Canada CPG / Autre 7/15/2016 Nom changé à VersaBank 7

Toron Capital Markets Inc. Fonds de fonds Nom changé à Cidel Asset

Management Inc.

Canada 8/12/2016

8

CFF Bank Certificats de

placements garantis

Nom changé à Home Bank

Canada 9/13/2016

9

Page 1 de 2 Changements de dénomination et fusions

(27)

Fonds visé par la convention

CFF Bank

Polar Securities Inc. Fonds de couverture Nom changé à Polar Asset

Management Partners

Canada 9/19/2016

10

Altairis

Portfolio Strategies Securities Inc. Fonds commun de placement

Nom changé à Gravitas Securities Inc.

Canada 9/28/2016

11

Foundation Yield Portfolio Foundation Equity Portfolio

Foundation Tactical Conservative Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio Fonds Desjardins (Fiducie

Desjardins)

Fonds commun de placement

Nom changé à Desjardins Société de placement inc.

(Transféré du FCPÉ le 9 mai

Canada 9/30/2016

12

Page 2 de 2 Changements de dénomination et fusions