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L-functions of automorphic forms and combinatorics:
Dyck paths
Laurent Habsieger, Emmanuel Royer
To cite this version:
Laurent Habsieger, Emmanuel Royer. L-functions of automorphic forms and combinatorics: Dyck
paths. Annales de l’Institut Fourier, Association des Annales de l’Institut Fourier, 2004, 54 (7),
pp.2105–2141 (2005). �10.5802/aif.2076�. �hal-00138563�
N A L E S E D L ’IN IT ST T U
F O U R IE
ANNALES
DE
L’INSTITUT FOURIER
Laurent HABSIEGER & Emmanuel ROYER
L-functions of automorphic forms and combinatorics: Dyck paths Tome 54, no7 (2004), p. 2105-2141.
<http://aif.cedram.org/item?id=AIF_2004__54_7_2105_0>
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L-FUNCTIONS OF AUTOMORPHIC FORMS
AND COMBINATORICS: DYCK PATHS
by
Laurent HABSIEGER (*) and Emmanuel ROYERIntroduction.
Since Chowla
[Cho34],
the behavior of the values at theedge
of thecritical
strip (we
shall normalize L-functions such that the criticalstrip
is 0 9le s
1)
of the Dirichlet L-functions have beenwidely
studied.Recent results are due to
Montgomery
&Vaughan [MV99]
and Granville&
Soundararajan [GS02].
The work on these values is motivatedby
thealgebraic interpretation
via Dirichlet’s class number formula. On the otherhand,
thestudy
of values at 1 for thehigher degree
L-functions is muchmore recent. It seems to have
begun
with the work of Luo[Luo99]
whodeduced from the
study
ofL(sym 2f, 1) (when f
is a Maassform)
resultsin the deformation
theory
of modular forms. Theexperimental study
ofthe values
L(sym2 f ,1 )
has also beendevelopped by
Watkins[Wat02]
andDelaunay [De103].
The Euler
product
of anhigher degree
L-functionbeing greater
than1,
thecorresponding
Dirichlet coefficients are notcompletely multiplicative.
It follows that the
precise
combinatorial behavior of the values at 1 is(*)
The first author is partially supported by the European Community IHRP Program,within the Research Training Network "Algebraic Combinatorics in Europe", grant HPRN-CT-2001-00272.
Keywords: Symmetric square - modular form - L-function - Dyck path - Combinatorics
- Narayana number
Math. classification: llfll - IlF12 - llF67 - llM41 - 05A15 - 05A19 - llB75 - llB83
intricate and
actually
revealsinteresting
combinatorial structures. The combinatorialstudy
of theasymptotic negative
moments off - L( f,1)
and
f - L (sym2 f 1) (where f
is aprimitive form,
theparameter being
thelevel of
f )
has been doneby
the second author in[Roy03].
Theunderlying
combinatorial structures were
paths
in7~2, mainly
theDyck
and Riordanpaths.
Our aim in this paper is to extend thecorresponding
result topositive moments,
and even topositive
moments of these values twistedby eigenvalues
of Heckeoperators.
The combinatorialstudy
is more difficultsince the
asymptotic
moments are free of the Mobius function which wasfundamental in the
proofs
in[Roy03].
The combinatorial structures weenlighten
areDyck paths
with multivariate statistics(such
as returnsteps,
doublerises and last descentsteps,
see§2).
Let us be more
explicit.
Let p be the Mobius function and P-(N)
the smallest
prime
factor of theinteger
N. One definesand
Let
H~ (N)
be the(finite)
set ofprimitive
forms ofweight
over the groupro(N)
andw(f)
be the usual harmonic factor(see §1
for the modularbackground).
One definesfor every
integer
n > 0. Weproved
in[Roy01] ] (and actually
a moreprecise
result is
given
in[RW04])
thatwhere
with
for every
integer
r > 1 andfor every b E N~. We used the
following
notations: boldfont letters such as cx are devoted tovectors;
their coordinates are numberedby
the index insubscript;
the determinant - denotedby
det - of a vector is theproduct
of its
coordinates;
thegreatest
common divisor of twointegers
a and b isdenoted
by (a, b).
The same method(see
also[CM04]) implies
thatwhere
with
for every
integer
r > 1 andfor every b E N .
Denoting by P
the set ofprime numbers,
our first result isTHEOREM A. - Let n be a
nonnegative integer,
thenand
The function sn is a
polynomial,
related toNarayana
numbers. Moreprecisely,
letNn
be theNarayana polynomial
then,
(see
lemma5).
The functionin
is also apolynomial
related to Riordannumbers. For every
nonnegative integer
m, define the Riordan numberRum
of order m
by
(see [Roy03, §1.2])
thenWe do remark that the obtained eulerian
products
arepolynomials.
Theresult is similar to the one obtained for
negative
moments:if n ~ 3,
thenand
Using integral representations
of thepolynomials
sn andin,
weget asymptotic expansions
ofHn
andMn.
THEOREM B. -
Let n >
3 be ainteger.
Thenand
Remark that the first term is
managable by
moreelementary (even
not
obvious)
tools - see[Roy0l, §3.2.3] -
but the combinatorial method has theadvantage
togive
the second term with no additionaldifficulty
and tobe more
general
asapplying
also tonegative
moments.The way we obtain theorem 1 is to relate the moments to sums of powers. More
precisely,
let n be anonnegative integer
and q a realnumber,
define
and
where N =
f 0, 1, ... I
is the set ofnonnegative integers .
We show thatand
Relating
these sums toDyck paths
with statistics "doublerises" and "returnstep" -
see§
2 - we prove thePROPOSITION A. - Let n be a
nonnegative integer and q
a realnumber,
thenand
These results are
proved
in§§
3.1 and 4.1.We next
give
a unifiedhypergeometrical
formula for thenegative
andpositive moments,
valid for bothHn
andM~ .
Leta, b and
c be threecomplex
numbers such that 9le c > 9le b >0,
and z acomplex
number notin the real
segment [1, -1-00 ~.
One definesFor every n E Z and a
~ {2,3},
defineOne then has the
PROPOSITION B. - Let n E Z and a E
~2, 3~.
ThenRemark. - In the case a =
2,
the formula can besimplified
in[GROO, 9.134.3].
Finally,
wegive
a combinatorialinterpretation
of the moments twistedby
theeigenvalue Af (m)
of the m-th Heckeoperator (one
normalizes the Heckeoperators
such that 2 for everyprime
numberp).
Denoteby Dn
the set ofDyck paths
ofsemilength
n. If D EDn,
let RET(D),
DBR(D)
and LD
(D)
be(respectively)
the number of returnsteps,
of doublerises and of last descentsteps - see §2.
Then defineFor q E]O, 1[ and
a >0,
one defines£n [a] (q) by
thegenerating
functionOne then has the
THEOREM C. - Let n be a
nonnegative integer.
DefineThen
Similary,
defineby
One then has the
THEOREM D. - Let n be a
nonnegative integer.
DefineThen
Remark. - Motivated
by
the results of this paper,Cogdell
& Micheldevelopped
in[CM04]
theanalytical
viewpoint
for the values at 1 of all thesymmetric
power L-functions. Their results show that our theorem 2 extends tohigher degrees. They
also obtain aninteresting probabilistic interpretation.
Acknowledgement.
- The authors want to express theirgratitude
to
Etienne Fouvry
who had the idea tobring
themtogether.
The secondauthor thanks Fabrice
Philippe
for its valuable comments.1. A
skim through L-functions.
The aim of this section is to fix the notations used for modular forms.
For more details on the modular
background,
one refers to§2
of[RW04].
The space of newforms of
weight k
and level N is a Hilbert space withrespect
to the Peterssonproduct
where
Do (N)
is a fundamental domain ofro(N).
The harmonicweight
off
E isDenote
by HZ (N)
the(finite)
set ofprimitive
forms ofweight k
andsquarefree
level N. This is theorthogonal
basis of the space of newforms ofweight
over the modularsubgroup ro(TV), consisting
of Heckeeigenforms
with first Fourier coefficient
equal
to 1. The harmonic factor may be considered as anaveraging
factor sinceIf
f
EHZ (N),
one writes its Fourierdevelopment
asIf p is a
prime number,
the coefficientAf (p)
admits thedecomposition
A f (p)
= + wherea f (p) and flf (p)
have a norm smaller than 1(and equal
to 1 for allexcept
a finite number ofprimes).
The L function of a
primitive
formf
E is defined for s > 1by
Define
then the function
is entire and satisfies the functional
equation
is ~ 1.
The
symmetric
square L function of aprimitive
formf
E isdefined for 9Be s > 1
by
Define
then the function
is entire and satisfies the functional
equation
2.
Dyck paths of statistics (RET, DBR, LD )
and Narayana numbers.
Let n > 0 be an
integer.
ADyck path(’)
ofsemilength
n is apath
in
Z2 relying (o, 0)
to(n, n),
withsteps (l, 0)
or(0, 1) (one
names thesesteps, respectively
horizontal and verticalsteps)
and nevergoing
below thefirst
diagonal.
One denotesby Dn
the set ofDyck path
ofsemilength
n. A(1) Actually, this is the same as what has been untraditionally called "chemin de Catalan de longeur 2n" in
[Roy03].
Dyck path
D isentirely
definedby
the sequence of abscissas of thestarting points
of its verticalsteps
so that there is abijection
betweenDn
andGiven i E
[0,
n -1],
the numberdi
is then the abscissa of thestarting point
of the vertical
step
number i + 1. The"empty Dyck path"
is thepoint
(o, 0) .
One denotes the setconsisting
of thisonly path by Do.
For n >0,
the number of
Dyck paths
ofsemilength
n is the nth Catalannumber,
denoted
by Cn.
Let D be a
Dyck path
ofsemilength
n. A doublerise of D is aninteger
i such
that di
= The number of doublerises of D is thenOne also defines RET
(D)
to be the number of returnsteps, by
what onemeans vertical
steps
withstarting point
on thediagonal,
Finally,
LD(D)
is the number of horizontalsteps
that end thepath D,
thatis
Figure
1.We call LD
(D)
the number of last descentsteps.
Theempty path
issupposed
to haveDBR,
RET and LD allequal
to 0. Forexample, figure
1represents
theDyck path
D ofsemilength
n =5,
definedby
the sequence(o,1, l, 2, 3).
It satisfies DBR(D)
=1,
RET(D)
= 2 and LD(D)
= 2.For n a
nonnegative integer,
one denotesby
y,z)
thegenerating
function of
Dyck paths
ofsemilength
n and statistics(RET , DBR, LD )
andthe
generating
function of these functions is y, z ;t):
The
generating
functionK(x,
y, z;t)
iscomputed
in theLEMMA 1. - Let the functions
N, Dl
andD2
be definedby
and
then
Proof. Let us denote
by bn (d, r, R)
the number ofDyck paths
D E
Dn satisfying
Then
Let D E
Dn
be apath
with RET(D) >
2.Cutting
at the returnpoint
ofgreater abscissa,
one sees that thispath
is the concatenation of apath Di satisfying
and a
path D2
with RET(D2) =
1 and LD(D2)
= LD(D) -
seefigure
2Figure
2.then
obtains,
One deduces
Let n >
2 and D apath
inDn satisfying
RET(D) =
1. Thispath
is theconcatenation of its first
step (necessarily vertical),
of apath
D’ inwith DBR
(D’) =
DBR(D) -
1 and LD(D’)
= LD(D) - 1,
and of its laststep (necessarily horizontal) -
seefigure
3. ThusFigure
3.and
Reporting (2)
in(1)
thusgives
Evaluating (3)
at x =1,
one findsand
Evaluating (5)
at z = 1 leads then toReporting (6)
in(5) gives
Evaluating (4)
at z = 1gives
a second orderequation
in y,1; t)
whosesolutions are
From the convergence at
yt = 0,
one deducesso that
(7) gives
the announcedexpression
ofK(x,
y, z ;t).
0For n a
nonnegative integer,
one denotesby
thegenerating
function of
Dyck paths
ofsemilength n
and statistics(RET, DBR)
andA(x,
y;t)
thegenerating
function of these functions:These functions are
specializations
at z = 1 of thepreceding
ones. Onededuces from lemma 1 the LEMMA 2. - One has
As a consequence of lemma
2.1,
one has theCOROLLARY 3. - Let n be a
nonnegative integer
and x a real number suchthat Ixl
1. ThenProof.
Considering
thegenerating
series of bothsides,
one is ledto prove
which is a
straightforward
consequence of lemma 2.One then introduces the
special
caseand evaluates it in the
PROPOSITION 4. - Let n be a
nonnegative integer
and x a realnumber. Then
The number is the
Narayana
number of index(n, m). By definition,
one hasso
that,
theNarayana
number of index(n, m)
counts the number ofDyck paths
ofsemilength
n with m doublerises. One extractsproposition
2.4from
[Su198].
Finally,
we end the section with anintegral expression
for thepoly-
nomial
Nn .
LEMMA 5. - Let n -> 1 be a
nonnegative integer
and x a real number.Define ,_
Then,
Proof.
Writing
gives
Then, Cauchy integral
formulagives
Evaluating
the realpart gives
The result follows then
by integration by parts
andchanges
of variables. D3. Moments
of L(sym 2f, 1).
3.1. A sum of powers related to
L(sym 2f, 1).
The purpose of this section is to relate the sum
to
Dyck paths.
This sum is aspecialization
of the sumwhich satisfies
(9)
and the recursion
Let q E~ 0,1 be
a real number. One defines anendomorphism on C[a]
by setting,
for everyinteger
r >0,
with
One then has the
LEMMA 6. -
Let q E] 0, 1 be
a realnumber,
for everycouple (r, a)
ofnonnegative integers,
From this
lemma,
one deduces theLEMMA 7. -
Let q e]0, 1[
be a realnumber,
for everynonnegative
integer
n, there exists apolynomial 6n,q
ofdegree
n - 1verifying
such that
for every
nonnegative integer
a.Proof of lemma 6. -
Denoting by E
the left hand side sum of lemma6,
one hasUsing [GROO, 0.15.1~
one deduces
From the Chu-Vandermonde formula
one obtains
using
Proof of lemma 7. - One
proceeds by
recurrence on n. Ifthen, by (10)
using
lemma 6. The resultfinally
follows from(9).
DCOROLLARY 8. -
Let q G]0, 1
be a realnumber,
for every nonnega- tiveinteger
n, one hasProof. From lemma 6 and
(9),
one deducesdefines
One
Then
In
particular,
thus
Taking di
= i - r2, one obtainsthe sum
being
q,q2).
DWe end this section with the
following integral expression
ofSn+2(0; q) :
LEMMA 9. - Let n be a
nonnegative integer,
thenwith
Proof. Define _ and
The announced
equality
isequivalent
toBy corollary 8,
one hasfor
By (12),
it follows thatThe last line
(obtained by [Roy03,
lemme6]) gives (14).
3.2. Combinatorial
expression
of thepositive
momentsof
L(sym 2f, ,1 ) .
In this
section,
we shall prove thePROPOSITION 10. - Let n be a
nonnegative integer,
thenBy
lemma9,
it isequivalent
toLEMMA 11. - Let n >, 2 be an
integer,
thenProof.
By multiplicativity,
it suffices to proveOne has
Defining
a E N"by
by
one
gets
such that it suffices to prove
In the case cxi,
equation (17)
follows fromIn the case ai+l cxi,
equation (17)
follows from3.3.
Asymptotic expansion
of thepositive
momentsof L ( sym2 f ,1 ) .
In this
section,
one proves thePROPOSITION 12. - Let n >
3,
thenProof. For z x
1 /3,
one verifies0, £§§ (z) >
0 and££ (0)
= 0so that
~
has a minimumon ~ - oo, 1/3]
at 0. This minimum is = 1.One also has
( 1 - 3x) n
for 0 andif
and
If n >- 5
and - 2 n 3nx - 3
one deducesOne the other
hand, if -1
nx -0,
one haswhich
gives (20) Defining
one has
nyp >
1 if andonly if p , n.
From(18)
and(20)
one obtainsand
As in
[Roy03, §2.4.],
one then findsWriting
and
using
Mertens formula[Ten95,
theoreme1.11]
one obtains
Reporting
thisexpansion
in(21),
onefinally
finds4.
Moments of L( f,1).
4.1. A sum of powers related to
L( f,1).
Consider
The aim of this section is to relate
S,, (0; q)
toDyck paths.
One proves the PROPOSITION 13. -Let q E]O, 1[
be a realnumber,
for every nonneg- ativeinteger
n, one hasThe second
equality
ofproposition
13 is a consequence of the corol-lary
3 and of the definition(8).
Theproof
of the firstequality
is the sameas the one
given
forcorollary
8in §
3.1. Theonly significant
difference is that onereplaces Tq by T’
definedby
with
Lemma 6 has then to be
replaced by
thefollowing
oneLEMMA 14. - Let q
e]0, 1
be a realnumber,
for everycouple (r, a)
of
nonnegative integers,
Proof.
Denoting by E
the left hand side sum of lemma14,
onehas
The end of the
proof
is similar to the one of lemma 6. 0We end the section with the
following integral expression
ofS,’,+2 (0; q),
obtained from
proposition
13 and lemma 5.LEMMA 15. - Let n be a
nonnegative integer,
then4.2. Combinatorial
expression
of thepositive
momentsof
L(f, 1).
In this
section,
we shall prove thePROPOSITION 16. - Let n be a
nonnegative integer.
ThenBy
lemma 15 it isequivalent
toLEMMA 17. - Let rt be a
nonnegative integer.
ThenProof.
By multiplicativity,
it suffices to proveOne has
Defining
a E N"by
and /3
EI~n, ~
ENn-1 by
one
gets
such that it suffices to prove
This is done as in the
proof
of lemma 11.4.3.
Asymptotic expansion
of thepositive
momentsof
L(f, 1).
In this
section,
one derives from the combinatorialexpression
of thepositive
moments ofL(f, 1)
thePROPOSITION 18. -
Let n >
3 be aninteger,
thenProof. This is a consequence of
[Roy03,
theoreme B and corollaireC]
thatgives
5.
A unified
formula.The aim of this section is to
give
a unifiedhypergeometrical
formulafor the
moments, positive
andnegative,
ofL(/, 1)
andL(sym 2f, 1) proving
the
proposition
B.Let
a, b
and c be threecomplex
numbers such that 9le c > 9ie b >0,
and z a
complex
number not in the realsegment [1, ~-oo ~.
One definesOne has
[GROO, 9.131.1]
For a = 2 and n
0,
the result is[Roy03,
lemme 23 and th6or6meB].
For a = 2 and n >0, [Roy03,
lemma23]
andproposition
16gives
The result then follows from
(23).
For a = 3 and n0,
this is[Roy03,
th6or6me
A,
lemme16]
and(23).
For a = 3 and n >0, [Roy03,
lemma16]
and
proposition
10give
Formula
(23) implies
the result.6.
Twisted
moments.The work done in the
preceding
sectionseasily
extends to twistedmoments, which are defined as follows: for
put
where Af (n)
is theeigenvalue
of the n-th Heckeoperator.
The existence of this limit may be checked as in[Roy 01].
As before we findwhere
vp(m)
denotes thep-adic
valuation of m andOne recall the definition
so that if a is an
integer,
Section 3.1
(and especially equation (13))
then enables us to state thefollowing
theorem.THEOREM 19. - Let n be a
nonnegative integer.
DefineThen
Remark 20. - From
one deduces the
following
combinatorialexpression
where
Kn
has been defined in section 2. Note that the value at t = 0 of the left hand side of(25)
isE~[0](~),
whichby
definition isgiven by
This is also the
right
hand side of(25)
since(the only path
with LD = 0being
theempty one).
Remark 21. - Since there is a
bijection
with RET
(cp(D)) - RET (D) -
1 and DBR(p(D) ) = DBR (D) (remove
the last two
steps
ofpaths
ofD~),
one recoversby
combinatoric means the value ofwhere
It has to be
compared
with lemma 11 andcorollary
8.Remark 22. - One
interprets
theorem 19 in terms ofindependance
of random variables. From
for N E
Ncri (see [RW04, (16)
and(30)])
one deducesIn
particular (take
m =1) ((2)Mn+i
is the moment of order n of the limit of the random variablef H L(sym 2f, 1).
One then describes the moments of the limit of the random variable/ ’2013~ ~y(~).
Denoteby Xr
is the r-thChebyshev polynomial
of secondkind,
definedby
The basis is orthonormal for the scalar
product
onR[X]
definedby
the Sato-Tate measureA direct
computation
then leads to thedecomposition
with
The
multiplicativity
of Heckeoperators gives
Denote
by 1°
the characteristic function of squares andby
the measureon
~-2, 2~ given by
Then
Selberg
trace formula(see [ILSOO, propositions
2.11 and2.13])
leadsto
for all r >
1,
so that J-tm is theequirepartition
measure of thefamily
(see
also[Ser97]). By (27)
and(28),
thesystem
ofequalities
is
equivalent
to theindependance
of the limits of the random variables andRemark 23. - The coefficient
Twist2 (n, m)
is zero if andonly
if m isnot a
squarefull integer (see (24)).
Assume m is asquarefull integer.
Oneproves
that Af (m)
does not affect theasymptotic
behavior of the momentsof
L (sym2 f 1).
Let a EN and q E]O, 1[. Equation (24) implies
so that
(26) gives
In the
proof
of lemma9,
one introduced the functionand
proved
theintegral representation
By (24),
one has themajoration
Bijection
p - see remark 21 - enables to writeso that
(26) gives
Using (30)
and(31)
one showsthus
Equations (29)
and(32)
thenimply
Finally
Similarly
we also defineWe have the
counterpart
of theorem 19. Recall the definitionTHEOREM 24. - Let n be a
nonnegative integer.
DefineThen
Remark 25. - From
one deduces the
following
combinatorialexpression
where
Kn
has been defined in section 2.Remark 26. -
Similary
to(27)
one hasThen,
for m >1,
Petersson trace formula leads toIn the
probability
space where a formf
hasweight w(f),
theindependance
of the limit random variables
and
is
equivalent
to thesystem
ofequalities
Similary
to(29)
and(32)
andusing
one has
so that
and
BIBLIOGRAPHY
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Laurent HABSIEGER,
Universite Claude Bernard Lyon I
Institut Girard Desargues CNRS UMR 5028
43, boulevard du 11 novembre 1918 69622 Villeurbanne Cedex
(France)
habsiege@euler. univ-lyonl.frEmmanuel ROYER,
Universite Paul Valery Montpellier III MIAp
34199 Montpellier cedex 5
(France)
Universite Montpellier II
I3M - UMR CNRS 5149 CC 051
34095 Montpellier cedex 5