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T. Garel, L. Leibler, Henri Orland
To cite this version:
T. Garel, L. Leibler, Henri Orland. Random hydrophilic-hydrophobic copolymers. Journal de
Physique II, EDP Sciences, 1994, 4 (12), pp.2139-2148. �10.1051/jp2:1994252�. �jpa-00248120�
J. Phys. II Fiance 4
(1994)
2139-2148 DECEMBER1994, PAGE 2139Classification Physics Abstracts
81.205 64.75 75.10N
Random hydrophilic-hydrophobic copolymers
T. Garel
(~),
L. Leibler(2)
and H. 0rland (~,*)(~) CEA, Service de Physique Th40rique
(**),
CE-Saclay, 91191 Gif-sur-Yvette Cedex, France (2 Groupe de Physico-Chimie Th40rique (***), E.S.P.C.1., 10 rue Vauquelin, 75231 Paris Cedex05, France
(Received
15 June 1994, accepted in final form 14 September 1994)R4sumk Nous 4tudions
un copolymkre al6atoire amphiphile AB dans
un solvant s61ectif
(par
exemple, del'eau).
Nous consid4rons deux cas. Dans le cas du d4sordre mobile, les monom4reshydrophiles
(A)
et hydrophobes(B)
sont h l'4quilibre chirnique local, et la fraction de monom+res A ainsi que leur position dans l'espace peuvent varier, alors quo dans le cas du d6sordre geld(qui
est rel16 au probmme des
prot6ines),
la s4quence chimique est fix4e par synt1Jbse. Dans les deux cas, le comportement de la chine depend de son hydrophobicit4 moyenne. Pour une chinefortement hydrophobe
(grande
fraction deB),
on trouve un point d'elfondrement 6 continuordinaire, avec une grande entropie conformationnelle. Pour une chaine faiblement hydrophobe
ou hydrophile, on trouve une transition inhabituelle du premier ordre. En particulier, dans le
cas du d4sordre gaussien, cette transition discontinue est pilot6e par un changement de signe
du troisibme coefficient du viriel. L'entropie de cette phase collaps4e est fortement r4duite par rapport I cello d'un point 6 ordinaire.
Abstract. We study a single statistical amphiphilic copolymer chain AB in a selective
solvent
(e.g. water).
Two situationsare considered. In the annealed case, hydrophilic
(A)
and hydrophobic
(B)
monomers are at local chemical equilibrium and both the fraction of Amonomers and their location along the chain can vary, whereas in the quenched case
(which
is relevant to
proteins),
the chemical sequence along the chain is fixed by synthesis. In bothcases, the physical behaviour depends on the average hydrophobicity of the polymer chain. For
a strongly hydrophobic chain
(large
fraction of B), we find an ordinary continuous 6 collapse,with a large conformational entropy in the collapsed phase. For a weakly hydrophobic, or a hydrophilic chain, there is an unusual first-order collapse transition. In particular, for the case of Gaussian disorder, this discontinuous transition is driven by a change of sign of the third virial coefficient. The entropy of this collapsed phase is strongly reduced with respect to the 9
collapsed phase.
(*) Also at Groupe de Physique Statistique, Universit4 de Cergy-Pontoise, 95806 Cergy-Pontoise Cedex, France.
(**) Laboratoire de la Direction des Sciences de la Matibre du Cornmissariat I
l'Energie Atomique.
(***) URA CNRS 1382.
Q Les Editions de Physique 1994
1 Introduction.
The
study
of randomheteropolymers
in solutions has beenrecently developed,
the main reasonbeing
aplausible
connection of thisproblem
with the proteinfolding puzzle
[1, 2]. Various kinds ofquenched
randomness have been considered.Here,
we wish toemphasize
the role of the solvent(water)
in thefolding
process.Indeed,
it iswidely
believed that thehydrophobic
effect [3, 4] is the maindriving
force for thefolding
transition: in a nativeprotein,
thehydrophobic
residues are burried in an inner core, surrounded
by hydrophilic (or
lesshydrophobic)
residues.In this paper, we consider a
simple model,
where the monomers of asingle
chain are(quenched) randomly hydrophilic
orhydrophobic. They
interact with the solvent moleculesthrough
aneffective short range
interaction,
which is attractive orrepulsive, depending
on their nature. A related model has been consideredby
Obukhov [5], but he did notstudy
itsphase diagram.
We first consider thecorresponding
annealed case, which issimpler
andgives
usefulinsights
intothe nature of the low temperature
phase.
It may well be of interest forhydrophilic polymers
inthe presence of
complexing amphiphilic
molecules. In section 2, we describe the model. Section3 deals with the annealed case, and section 4 with the
quenched
case, both for Gaussian andbinary
distributions ofhydrophilicities.
2 The model.
We consider a chain of N monomers which can be either
hydrophilic (L)
orhydrophobic (P).
The
hydrophilicity degree
of monomer I is measuredby I,,
and the monomer-solvent interaction is assumed to beshort-ranged (b-interaction).
Moreprecisely,
we consider a monomer-solventinteraction of the form:
N+i fit
7ims "
~ ~ l,b(r, Ra) (I)
i=i a=i
where the r, are the
positions
of the N monomers and theRa
are thepositions
of the fit solvent molecules.Here,
theI,
areindependent
annealed orquenched
random variables. Apositive (resp. negative)
Icorresponds
to ahydrophilic (resp. hydrophobic)
monomer.Using
the
incompressibility
condition of the chain-solvent system [6], I.e. the sum of the monomer and solvent concentration is constant:pm(r)
+ps(r)
= po, the solvent
degrees
of freedom can beeliminated,
and the full Hamiltonian reads:fl7i(1,)
=
£
[uo +fl(I,
+I,
)]b(r,
2 r, 1#>
+
£
w3
b(r, rj) b(rj rk) (2)
6 1#j#k
+
£
w4 b(r~
rj) b(rj rk) b(rk ri)
~~
'#J#k#1
In
equation (2),
the ~o term accounts forentropic
excluded volume interactions and represents thesimplest
form of direct monomer-monomer interactions.(Note
that Obukhov's model [5]also includes a random
two-body
termproportional
toI,lj). Usually,
whenconsidering
apolymer collapse transition,
it is sufficient to include terms up to w3.Here,
we have includeda
repulsive four-body
term w4 which willplay
an essential role.N°12 RANDOM HYDROPHILIC-HYDROPHOBIC COPOLYMERS 2141
In the continuous limit
iii,
thepartition
function reads:with
~ ~
fl~i(>(8))
"
/
d8/ d8'(~O
+
fl(>(8)
+>(8~))) b(~(8) ~(8'))
o o
~ N N N
~ ~~
~~'~
~~'~ ~~~~~~ ~~~~~~ ~~~~~~~ ~~~~'~~(3b)
~ N N N N
+fl /
d8/ d8'/ d8"/ d8'"b(r(8)-r(8'))
o o o o
6(r(s') r(s")) b(r(s") r(s"'))
where we have
implicitly
assumed that theorigin
of the chain is pinned at 0 and its extremity is free. The parameter a denotes the statisticalsegment (Kuhn) length,
and d denotes thedimension of space. In the
following,
we shallstudy
the case where thehydrophilicities I(s)
are random
independent
Gaussianvariables,
with average lo and variance /h:P(li)
=~p
exP
(- ~"~,(°~~ (4)
We shall also discuss
briefly
thetechnically
morecomplicated
case where the I, are randomindependent binary variables, taking
the value lA withprobability
p for ahydrophilic
monomerand lB with
probability
q= 1 p for a
hydrophobic
monomer. This case is more relevant tosynthetic
randomcopolymers.
The annealed case amounts to take the average of the
partition
function Z on the random-ness, whereas the
quenched
casecorresponds
totaking
the average oflog
Z. Since thequenched
case is achieved
by introducing replicas
[8] andusing
theidentity log
Z=
lima-o ~j~,
we
compute
directly
the average W forinteger
n, and then treatseparately
the annealed(n
= 1) andquenched (n
=0)
cases. For Gaussian disorder andinteger
n, the averageyields:
~ /
j~ ~~~~~~
~~~2~2 ~ ~j~ ~~i~~~
~~~
~~
~ ~ ~ ~
/~
~
(5a)
x exp
~
'/
ds/
ds'/
ds"£ b(ra(s) ra(s')) b(rb(s) rb(s"))
2
0 0
~ ~=j
with
N N n
AG "
-(~O
+2fllO)
ds ds'£b(ra(s) ra(s'))
2
/ /
~=i
~ N N N n
+@ /
d~
/
d~'/
d8"Lb(~a(8) ~a(8')) 6(~a(8') ~a(8"))
° ° °
a=1 ~~~~
~ N N N N
+I£ d8£ d8'£ d8"£
d8"'L
nb(~a(8) ~a(8')) b(~a(8') ra(8")) b(~a(8") ~a(8"'))
a=1
whereas for
binary
disorder:~ It
~~~~~~
~~lt ~
~~
t ~~~i~~1~ ~l
~~~~
with
~ ~ ~
AB "
~°
/
ds/
ds'£b<ra<s> ra<s'»
2 0 0 ~=i
+~°~
/~
ds/~
ds'/~
ds"fb<ra<s> ra<s'» b<ra<s'> ra(s"»
6 0 0 0 ~=i
~ N N N N
+i£ dS£ dS'£ dS"£
dS"'~~~,
L
~ b<~a<S> ~a<S'» b(~a<S'> ~a<S"» b<~a<S"> ~a<S"'»a=1
/~
dslog (p e~~~~ Ll=i I"
~~'~~~°~~~~~°~~'~~o
~q ~~~~
Ll=I IT
~~'~(~"(~)~~~(~'))We now
study separately
the annealed ~ndquenched
cases.3. The annealed case.
We set n
= I in
equ~tions
<5> ~nd (6>.Denoting
the monomer concentr~tionby p<r>,
weassume the
validity
ofground
st~te domin~nce [6, 9]. Theground
state wave-functionq<r)
isnormalized,
and weperform
asaddle-point approximation
of thepartition
function. We quote hereonly
theresults, leaving
the details of the calculations for thequenched
case<Sect.
4>.These
approximations yield
thefollowing
annealed free energy per monomer.3. I GAUSSIAN DISORDER.
flfG ~[ijjjj~>jj [~j[)~jj[
~~
j~Tj~ ~~
,
,~<~~>
<
rp
TW r o TWr~~~~~
W~ " W3 3fl~~~ ~~~~
The energy
Eo ~ppe~ring
in (7a> is theLagrange multiplier enforcing
the normalization of the wave-function q. The equation of state is obtainedby minimizing
the free energy (7a> with respect to the wave-functionq(r>.
The monomer concentration isgiven by:
P(r>
=Nw~(r>
(8>The
phase diagram
of the system can beeasily
discussed: for any non-zero concentration ofhydrophobic
monomers, there is a transition between a swollenphase (p
= 0> at
high
N°12 RANDOM HYDROPHILIC-HYDROPHOBIC COPOLYMERS 2143
temperature, and a
collapsed phase (finite
p> at low temperature. The nature of the transitiondepends
on the averagehydrophobicity
of the chainlo
and variance I.For strong average
hydrophobicity <lo
< 0>, there is a second ordercollapse transition,
similar to an
ordinary
point forpolymers
in a bad solvent [10]. This occurs when the coefficient of theq~
term in <7a> becomesnegative
while the coefficient of theq6
term is stillpositive.
This occurs if the averagehydrophobicity lo
satisfies the condition:->o
>(~ £<9a>
and the transition temperature is
given by:
To " 210 (9b>
When condition (9a> is not
satisfied,
thecollapse
transition becomes firstorder,
and is drivenby
thechange
ofsign
ofw(,
I-e-by
achange
ofsign
of the effective third virial coefficient. This isquite
an unusual mechanism.Such is the case if the system is
weakly hydrophobic,
orhydrophilic.
The minimization of the free energy<7a)
leads to a non-linearpartial
differentialequation
for q which cannot be solvedanalytically.
It ispossible
to restrict the minimization to a subset of Gaussian wave-functions,
and this will be discussed in the section onquenched
systems <seeEq.
<20)below>.
Within this Gaussian approximation, the first order transition temperature T* is
given by
theequation:
~
~~~~ ~4
~°
~
~~
~~~~~~3 $) '~~'
3.2 BINARY DISORDER. In this case, the free energy per monomer reads:
~~~~~
G = w~
log (p
e~~~~~~
+ q
~~~'~~~)
~~°~~
~~~~~By taking
derivatives with respect to the chemicalpotentials l~,
it. iseasily
seen that the concentrations ofhydrophilic
andhydrophobic
monomers aregiven by:
~+'~' ~~'~'~'p ~Nj~~~~i)~NpAB~~
~ q eNpAB~~ ~~~~
~~'~' ~~' '~'p
e~NpAA~~+ q eNpAB~~
Note the Boltzman
weights
in (11>, which govern the chemical composition of thepolymer.
Itclearly
appears that theregions
ofhigh
monomer concentration arehydrophobic,
whereas those of low concentration arehydrophilic.
The main conclusions of the Gaussian case above remainvalid,
except that the transition temperatures cannot be calculatedexplicitly.
We findagain
an
ordinary
second order point forstrongly hydrophobic chains,
and a first-ordercollapse
forweakly hydrophobic
orhydrophilic
chains.As can be seen
by
a numericalstudy
of this case, the transition isstrongly first-order,
and this
implies
the existence of alarge
latent heat at thetransition,
and thus asharp drop
of the entropy. This
drop
in entropy can beinterpreted
as the formation of ahydrophobic
core, surrounded
by
ahydrophilic coating,
which isenergetically favourable,
butentropically
unfavourable. This is confirmed
by equations
II>, which show thathigh
concentrationregions
are
hydrophobic,
whereas low concentrationregions
arehydrophilic. Finally,
we see from (11>that at low temperature, the total number of
hydrophilic
monomers goes to zero, whereas the number ofhydrophobic
monomers goes to N.4. The
quenched
case.We have to take the n
= 0 limit in (5> and (6>.
Introducing
the parametersqab(r,r'>,
witha < b, and
pa(r> by:
N
qab(r, r'>
=/
dsb(ra(s>
r>b(rb(s> r'>
°~
(12>pa(r>
=
/
dsb(ra(s>
r>
o
we may write
equations
(5> as.4. I GAUSSIAN DISORDER.
@
=
Dqab(r, r'>D#ab(r, r'>Dpa(r>D#a(r>
exp(G(qab, lab,
Pa,la>
+log ((#ab, la» (13a>
where
#ab(r,r'>
and#a(r>
are theLagrange multipliers
associated with (12>, and:G(~ab, lab,
Pa,la>
"
/
dTL lPa(~>#a(~>
(U0 + 2fl>0>
~j~' ~Pl(~> )(Pl(~>)
~
+
/
dr
/
dr'£ (iqab(r, r'>#ab(r, r'>
+fl~l~ qab(r, r'>pa(r>pb(r'>)
a<b
(13b>
and
((4ab, ~a'
"
fl ~~a(S'
(13C~~
where
w(
is defined inequation (7b>.
Using
theidentity
of equation (13c> with aFeynman integral
[9,iii,
we can write:((@ab,
la>
"/ fl d~ra
< ri
rn(e~~~"~4ab'~a~(0.
0 >(14a>
~
N°12 RANDOM HYDROPHILIC-HYDROPHOBIC COPOLYMERS 2145
where Hn is a
"quantum-like"
n - 0Hamiltonian, given by:
~n £ V~
+£ l~a(ra'
+£ I#ab(ra,
rb
(14b~
a a a<b
Anticipating
some kind of(hydrophobically-driven> collapse,
we assume that we can useground-state
dominance to evaluate (14>, and write,omitting
some non-extensiveprefactors:
j(#~~~
j~,
Qfe~NE0(4ab,S)
= exp
(-N
l~(r)Imin(< lP(Hn(il
>-Eo (<
lP(lP >-1>))
~~~~where Eo is the
ground
state energy of Hn. At thispoint,
theproblem
is stilluntractable,
and we make the extraapproximation
ofsaddle-point
method(SPM>.
The extremization withrespect to qab reads:
I#ab(r,r'>
=
-fl~ l~pa(r> pb(r'>
(16>This
equation
shows thatreplica
symmetry is notbroken,
sincejab
is aproduct
of twosingle- replica quantities
pa. To get moreanalytic information,
we use theRayleigh-Ritz
variationalprinciple
to evaluate Eo. Due to the absence ofreplica
symmetrybreaking (RSB>,
we further restrict the variational wave-function space to Hartree-likereplica-symmetric wave-functions,
and write:n
~P(~l;
,~n>
"fl w(ra>
(17>a=I
Because of
replica
symmetry, we can omitreplica
indices and takeeasily
the n - 0 limit. The variational free energy now reads:~fll~G(q,
4,P,~,
§~' "/dT lp(r~#(r~
(U0 +2fl~0' ~j~~
~P~(~' j'(P~(~')
/
dT/
dT'liq(r, r'>4(r, r'>
+ fl~>~
q(r, r'>p(r>p(r'>)
~2
~~~'
Nl/d~T
W(r>liv~
+ i
<(r>
W(r>/
~~~/ ~~~'~~~'~"~~~~'~~~~"
~~~°~ / ~~~~~~~' ~'
The SPM
equations
re~d:P(r>
=Nw~(r>
q(r, r'>
=
Nw~(r>w~(r'>
wj
~ w~ ~ ~ ~j
~, , , (19>~~~~~ ~~° ~ ~~~°~~~~~ ~
2 ~ ~~~ ~
6 ~ ~~~ ~
~
~ ~ ~~~~'~
~~~~14(~,
~'> "~fl~>~P(~>P(~'>
We still have to minimize with respect to the normalized wave-function
q(r>.
This le~ds to a verycomplicated
non-linearSchr6dinger
equation, and we shall restrict ourselves to a one-parameter
family
of Gaussian wave-functions of the form:i d/4 ~2
~~~~
27rR2
~~~ 4R2 ~~~~
where R is the
only
variational parameter.Using equations
(18> and (19>, the variational free energy per monomer()
"
GIN>
reads:Note that the
only
difference between this free energy and the annealed one of equation(7a),
is the presence, in the
quenched
case, of an additional disorder induced term, which we havegrouped together
with theq6
term for reasons that will become clear below.Using
the Gaussianwave function
(20>,
and the value ofw( given
in(7b>,
the free energy reads:~~~ i~~
~2j~>~
~~~ ~~
~~~~~~~
~
(27r~$>~ ~ 2~>~ ~~~
~~ ~~~ ~~~
~~
3~7r~
~~~
~~
~
At low temperatures, one has to
study
thesign
of the third term ofequation (22>.
Thissign
becomes
negative
at low temperature, due to disorder fluctuations.It is easy to see that this result is not restricted to the choice (20> of the variational function
q(r>. Indeed, using
theinequality Jd~r(q3(r>
+xq(r»2
>0,
for all x>, one finds that the third virial coefficient ofequation
(21> becomesnegative
at lowenough
temperatures, for allspace-dependent
normalized variational functionsq(r>.
We therefore
get
thefollowing
results:I> lo > 0: the
hydrophilic
case. In ourapproximation,
we find that there is a firstorder transition towards a
collapsed phase (R
r-
N~/~>
inducedby
anegative three-body
term
(and
stabilizedby
apositive four-body term>.
This transition is neither anordinary point (since
thetwo-body
term ispositive>,
nor afreezing
point(the replica-symmetry
is notbroken>.
Note that since ourapproach
isvariational,
the true free energy of the system is lower than the variational one, and we thus expect the real transition to occur at an evenhigher
temperature. Since the transition is firstorder,
we expectmetastability
and retardation effects to be important near thetransition;
we also expect that(due
to the latent heat >, there will bea reduction of entropy in the low temperature
phase, compared
to anordinary
second orderpoint.
ii> lo < 0: the
hydrophobic
case. In this case,defining
the two temperatures:To "
2(lo(/uo
~ ~
/
(23>/w3(1 3d/2/2d>
leads to two
possible
scenarii, in a very similar way as in the annealed case:a>
Weakly hydrophobic
case:Ti
> To- Thecollapse
transition isagain
drivenby
the disorder fluctuations of thethree-body
interactions. Theresulting
first-order transition is very similar to thehydrophilic
case I>.b>
Strongly hydrophobic
case: To > Ti Thecollapse
transition is now drivenby
the strongtwc-body
lo term. Theresulting phase
transition is very similar to anordinary point,
and is therefore second-order.N°12 RANDOM HYDROPHILIC-HYDROPHOBIC COPOLYMERS 2147
The
phase diagram
of thequenched
case seemsquite
similar to the annealed case,but,
as we shall see on the case of
binary disorder,
thephysics
isquite
different. Note also that the transition temperature in thequenched
case is lower than in thecorresponding
annealedcase, as can be checked from (7a> and (21>. This may be viewed as an effect of
geometrical
frustration induced
by
the chain constraint.4.2 BINARY DISORDER.
Using
the sameapproximations
as in theprevious
case,namely
ground
statedominance,
noreplica
symmetrybreaking
and Hartree variationalwave-function,
the free energy per monomer reads:~~~ '~ ~~~~~~~~~~~
~ ~
~~~~~~~~
+N~'°~ / d~rq~(r>
+ '°~N~ / d~rq~(r>
Eo/ d~rq~(r> (~4,
6 24
+~~ffl~A
/
d~T§~~
(~' i~ ~~~
~1°g /
d~T§~~
(~' ~~~'~ ~~~~)
~_~ P
where I
= AA + lB.
In this case, we see that even the Gaussian variational form is not
tractable,
but a numericalstudy
shows that the system hasexactly
the same phasediagram
as for Gaussian disorder.However,
the interest of this model is that it allows to calculate the concentration ofhydrophilic
and
hydrophobic
monomers. We obtain:P+(~'
"
NW~(r>
I j§(-i,i+i (q) eP'lN~~
I=1 i'
i
ddT§a2eflAlN~2m
P-(r>
=
Np2(r~ £(_i,i+i
qeP'lN~2
(25>
1=1
i'~
fddT§a2eflAlN~2
It is
easily
seen on (25> that the two concentrationssatisfy
the sum rules:/d~TP+(4
=NP
/ d~rp-(r>
~~~,=
Nq
and thus
(as expected
for aquenched chain>,
the overall chemicalcomposition
of the chain remainsunchanged.
5 Conclusion.
We have studied a
simple
model of arandomly hydrophilic-hydrophobic
chain in water. The randomness may be annealed orquenched,
and we have consideredbinary
and Gaussian dis- tributions. Let us first summarize some technical aspects of ourstudy.
We have used the
ground
state dominanceapproximation
[6,9],
which iscertainly
apprc- priate in acollapsed phase.
We have further used asaddle-point method, together
with arestricted variational procedure. These extra
approximations
are more difficult to assess, but should be correct at a mean-field level(see below>.
We now consider the
physical
output of this calculation. Results are very similar for annealed andquenched
randomness. The low temperaturephase
isalways collapsed; depending
on thedegree
ofhydrophobicity
of thechain,
thiscollapsed phase
is reached eitherthrough
an usual second orderpoint,
orthrough
a first order transition. In both cases, critical fluctuations areexpected
to be weak. Asexpected,
the interior of the compactglobule
ismainly hydrophobic,
whereas its exterior is
hydrophilic (see Eqs.
(11> and(25».
Note however that the detailed connection between the monomers and theirspatial positions
is lost when one averages over the disorder. We would like to stress that the first order transition,resulting
from equation(22>,
does not
imply
that thehydrophilic
(A> andhydrophobic
(B> monomersundergo
amacroscopic phase
separation. Sinceq2(r>
isproportional
to the totalpolymer density,
one mayidentify
the
coexisting phases
as the solvent and acopolymer-rich phase:
the first order transition can bethought
of as ademixing
transition, due to the disorder fluctuations. The detailedstudy
of thespatial
structure of thechain,
as well as theproperties
of the chain-solventinterface,
arebeyond
the scope of this work.Finally,
thequenched
case may well be relevant to proteins, sincehydrophobic
residuesplay
a major role in the
folding
transition.Indeed, hydrophobicity-based
codes have beenpreviously proposed by
Goldstein et al. [12], topredict
some folded structures. Theirapproach
is howeverlinked to the spin
glass approach
to proteinfolding,
which differs from theapproach
of the present paper. Referencesill
and [2]give
a morecomplete
view of the disorderedpolymer approach
to theprotein folding puzzle.
Note added in
proof:
A first order
collapse
transition for random annealedcopolymers
has been obtainedby Grosberg
in Biofizika 29
(1984>
569. We thank A.Grosberg
forbringing
this work to our attention and forstimulating correspondence.
We also benefited frominteresting
discussions with A. Gutinand E. Shakhnovich.
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