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Upper bound on certifiable randomness from a quantum black-box device

IOANNOU, Marie Adrienne, BRASK, Jonatan, BRUNNER, Nicolas

Abstract

Quantum theory allows for randomness generation in a device-independent setting, where no detailed description of the experimental device is required. Here we derive a general upper bound on the amount of randomness that can be generated in such a setting. Our bound applies to any black-box scenario, thus covering a wide range of scenarios from partially characterised to completely uncharacterised devices. Specifically, we prove that the number of random bits that can be generated is limited by the number of different input states that enter the measurement device. We show explicitly that our bound is tight in the simplest case.

More generally, our work indicates that the prospects of generating a large amount of randomness by using high-dimensional (or even continuous variable) systems will be extremely challenging in practice.

IOANNOU, Marie Adrienne, BRASK, Jonatan, BRUNNER, Nicolas. Upper bound on certifiable randomness from a quantum black-box device. Physical Review. A , 2018, vol. 99, no. 052338

DOI : 10.1103/PhysRevA.99.052338

Available at:

http://archive-ouverte.unige.ch/unige:127282

Disclaimer: layout of this document may differ from the published version.

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Marie Ioannou,1 Jonatan Bohr Brask,1, 2 and Nicolas Brunner1

1Département de Physique Appliquée, Université de Genève, 1211 Genève, Switzerland

2Department of Physics, Technical University of Denmark, Fysikvej, Kongens Lyngby 2800, Denmark (Dated: November 21, 2018)

Quantum theory allows for randomness generation in a device-independent setting, where no detailed description of the experimental device is required. Here we derive a general upper bound on the amount of randomness that can be generated in such a setting. Our bound applies to any black-box scenario, thus covering a wide range of scenarios from partially characterised to completely uncharacterised devices. Specifically, we prove that the number of random bits that can be generated is limited by the number of different input states that enter the measurement device.

We show explicitly that our bound is tight in the simplest case. More generally, our work indicates that the prospects of generating a large amount of randomness by using high-dimensional (or even continuous variable) systems will be extremely challenging in practice.

Randomness is a characteristic feature of quantum the- ory. The unpredictability of measurements performed on a quantum system have deep implications for information processing, e.g. for quantum random number generation [1–3], arguably one of the most developed applications of quantum information science.

The initial idea for devising a quantum random number generator (QRNG) consisted in sending a single quantum particle (say a photon) onto a balanced beam-splitter fol- lowed by two detectors [4–6]. According to quantum the- ory, it is completely unpredictable on which detector each particle will arrive, thus resulting in a perfectly random bit. The simplicity of this scheme makes it well suited to experimental implementations, and current commercially available QRNGs are mostly based on this principle. In practice, however, the implementation of this scheme is much more challenging than it may appear at first sight.

The reason is that any experimental implementation is prone to technical imperfections that introduce unavoid- able noise. A rigorous characterization of the devices is therefore required in order to separate technical noise from true quantum randomness, which is often cumber- some and challenging in practice [7–10].

Interestingly, however, these problems can in principle be overcome by using a more general approach known as device-independent (DI) certification of quantum ran- domness. The main feature here is that a detailed de- scription of the experimental devices is not required any- more, and that the user can estimate the amount of ran- domness generated (i.e. the entropy of the output) based on observed experimental data only, i.e. treating the measurement device as a “black-box”. Several forms of DI protocols have been considered, featuring different levels of security and practicality. The highest level of secu- rity is achieved in the so-called fully DI approach, based on a loophole-free demonstration of quantum nonlocality [11, 12]. Alternative approaches, referred to as semi-DI (SDI), were developed for prepare-and-measure setups, much easier to implement in practice. These schemes typically require a general assumption on the quantum systems involved, for instance an upper bound on the Hilbert space dimension [13, 14] or on the energy [15],

or a lower bound on the overlap between different states [16]. Other approaches to partially DI QNRG have also been investigated, see e.g. [17–22].

Currently, there is a strong effort towards the imple- mentation of DI and semi-DI QRNG. State-of-the-art laboratories have demonstrated fully DI QRNGs [12, 23–

26]. Semi-DI QRNG were also realized [27–29], and Ref.

[16] recently reported performance comparable to com- mercial devices. An important challenge, which has re- ceived considerable attention, is to find schemes that al- low for the generation of as much randomness as possible.

This then naturally raises the question of what the max- imal amount of randomness that can be generated in a black-box scenario is. Here, we address this fundamental question.

Our main result is an upper bound on the amount of randomness that can be generated in any black-box sce- nario. Notably this bound applies to all scenarios where the measurement device is uncharacterized (i.e. repre- sented by a black-box), hence covering in particular the DI and SDI cases. Specifically, we show that it is not only the number of measurements outcomes that limits the entropy of the output, but also the number of dif- ferent input states which enter the measurement device.

For a measurement device providing l outputs and re- ceivingk different input quantum states, the number of random bits that can be generated is upper bounded by log2(min{l, k+ 1}). Moreover, we show that our bound is tight for the simplest possible scenario. Considering a SDI scheme with onlyk= 2states, and a lower bound on their overlap, we give an explicit scheme where log2(3) bits can be certified. Finally, we conclude with a discus- sion on the implications of our results.

I. BASICS

For clarity we will present our result in the SDI pic- ture, considering a prepare-and-measure scenario. The preparation device takes as inputx∈ {0,1, ..., k−1}and emits a quantum stateρx. The emitted state is sent to a

arXiv:1811.02313v2 [quant-ph] 20 Nov 2018

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2 measurement device, where a measurement is selected via

an inputy ∈ {0, ..., m−1}. The selected measurement is performed and provides an outcome b∈ {0, ..., l−1}.

The observed statistics is given by the probabilities p(b|x, y) = Tr[Mb|yρx], (1) where Mb|y are the element of a positive-operator- valued measure (POVM) describing the quantum mea- surements. Importantly, in this picture the observer chooses the inputs x and y and records the output b, but does not necessarily know what quantum states ρx and measurementsMb|y are actually being implemented inside the black boxes.

In order to certify randomness in this SDI scenario, one needs to limit the set of possible states ρx that can be prepared. If not, all possible distributions p(b|x, y) can be obtained, by simply encoding the input x in a set of k orthogonal quantum states, or equivalently by using log2(k) bits of classical communication. Hence, the observed data does not enable any differentiation be- tween classical and quantum behaviours of the devices, and no randomness can be certified. Several possibilities to limit the set of prepared quantum states have been investigated, such as bounds on the Hilbert space dimen- sion, the energy, or the overlap. Here this choice is not important, as our result will apply in full generality, ir- respective of which specific assumption is considered. In particular, the states could be completely characterised.

We also note that, although we do not explicitly account for classical or quantum side information in the follow- ing, such side information can only decrease the amount of certifiable randomness. Hence our upper bound also applies to scenarios with side information.

The next question is how to quantify the amount of randomness that is being generated, that is, how much genuine randomness does the outputbcontain? This can be done by deriving an upper bound on the probability that any observer (including a potential adversary) has to predict the outputb. Importantly, the adversary can have complete knowledge of the inner workings of the de- vices, i.e. know exactly what the prepared statesρx and the measurements Mb|y are. Typically, works on black- box randomness generation quantify the randomness via the min-entropyHmin=−log2(pguess)[30], wherepguess is the probability that any observer has to correctly guess the outputb.

In this work, our goal is to derive a general upper bound on Hmin. Clearly, one must have that Hmin 6 log2(l), as one can always simply guess b at random. It is natural then to ask if this bound can be attained in general. This would be of particular interest for setups where the output alphabet is very large (or even infi- nite) as in continuous variable (CV) optics implementa- tions, see e.g. [31–33], thus leading to the certification of a large number of random bits in each round. We will show however that this is not possible in general, as the min-entropyHmin depends not only on the properties of the measurement device, but also on the preparation de-

vice. Specifically, we show that the number of different preparationsklimits the entropy: Hmin6log2(k+ 1).

Before discussing our main result, we introduce some notation. For our analysis, it will be enough to consider finite-dimensional systems, i.e. qudits. These can be conveniently characterized via a generalized Bloch-sphere representation [34]:

ρ= 1

d(1+cd~n·~σ), (2) where ~n ∈ Rd2−1, cd =

qd(d−1)

2 and ~σ is a vector of the generalized Gell-Mann matrices (for d = 2, this a vector of the three Pauli matrices). These d2−1 ma- trices are traceless and form an orthogonal basis for the space of d×d Hermitian matrices, i.e. Tr[σi] = 0 and Tr[σiσj] = 2δi,j. From this, it follows that ρ is self- adjoint and has unit trace. However, it is not guaranteed to be positive semidefinite unless further restrictions are placed on~n. For pure states, a simple criterion can be stated in terms of the so-called star product, defined by (~u ? ~v)i= d−2cd Pd2−1

j,k=1dijkujvk wheredijk is a symmetric tensor given by the structure constants of the Lie alge- bra ofSU(d). The expression (2) represents a valid pure state if and only if|~n|= 1and~n ? ~n=~n[35].

A measurement is represented by a POVM acting on this d-dimensional Hilbert space. Considering rank-1 POVMs withN outcomesPN, there exists a set of pos- itive coefficients {λb} such that PN = {λbEb} = {Mb} andPN

b=1λbEb=1 whereEb are rank-1 projectors (see e.g. [36]). Using the generalized Bloch-sphere represen- tation,Eb can be written as

Eb= 1

d(1d+cd~vb·~σ), (3) where again~vbRd2−1is a unit vector satisfying~vb?~vb =

~vb. The validity of a rank-1 POVM is ensured by X

b

λb=d, X

b

λb~vb=~0, λb>0. (4) Finally, we will need to consider convex combinations of POVMs, and POVMs with different numbers of out- comes. Given two POVMsP(1), and P(2), their convex combinationpP(1)+(1−p)P(2)is a POVM with theithel- ement given bypMi(1)+(1−p)Mi(2), for somep∈[0,1]. A POVM is called extremal when it cannot be expressed as a convex combination of other POVMs. Any POVM can be decomposed into extremals, and since convex com- binations can be obtained via classical postprocessing, clearly no POVM can generate more randomness than the best extremal entering in its decomposition. Thus, while we consider a scenario with l-outcome measure- ments, it will be interesting to consider POVMs that can be decomposed into extremals with fewer outcomes. By PN we denote a POVM withN non-zero elements (and thusl−N zero elements), and byPN we denote the set of POVMs which can be written as convex combinations ofN-outcome POVMs.

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II. MAIN RESULT

Our main result is a general upper bound on the amount of randomness that can be generated in a black- box scenario. Below we state and prove the result for the SDI prepare-and-measure scenario. Then we discuss the extension to the fully DI scenario, based on a Bell test.

Let us first give the intuition behind the result. In the black-box scenario, any setup featuring k different prepared quantum states can always be modeled by con- sidering a set of states ρx living in a Hilbert space of dimension d = k, i.e. Ck. In turn, this implies that the measurement operators {Mb|y} can also be consid- ered to act on Ck. Now, any POVM acting on Ck can be simulated from extremal POVMs and classical post- processing. As any extremal POVM acting on Ck fea- tures at most k2 outcomes [37], it follows directly that no more than2 log2(k)random bits can be generated per round.

This simple argument explains why randomness is bounded by the number of possible preparationsk. How- ever, the specific bound is far from being tight. In- tuitively, with only k preparations, their correponding Bloch vectors span a k-dimensional real space and any component of the measurements acting outside this space will not contribute to randomness generation, so only a subset of POVMs acting onCk will be relevant. Indeed, this is the case, as we show below. For the relevant sub- set, we find that all extremal POVMs have at mostk+ 1 outputs, and it follows that no more thanlog2(k+ 1)bits can actually be generated.

We note that any POVM element with rank higher than one can alwys be decomposed into a combination of rank-1 operators. By assigning separate outcomes to these operators, one obtains a rank-1 POVM with addi- tional outcomes. The original POVM can be obtained from this larger POVM by classical post-processing (by binning several outcomes together) [36, 38]. Since clas- sical post-processing cannot increase the amount of ran- domness, we can restrict our analysis to rank-1 POVMs.

Theorem 1. In a prepare-and-measure setup withkpre- pared states, and m measurements providing l outputs, one can generate at mostlog2(min{l, k+ 1})random bits per round.

Proof. The bound Hmin 6log2(l) trivially follows from the fact that an observer can simply guess at random the output b. The main aspect of the proof is therefore to show that Hmin 6 log2(k+ 1). Also note that the following arguments holds for anyy, and thus the bound holds irrespective ofm.

Given k different prepared quantum states, we can without loss of generality consider that all statesρx act on a Hilbert space dimension d=k. The statistics can thus be expressed using the generalized Bloch-sphere rep-

resentation:

p(b|x, y) = Tr[Mb|yρx]

= Tr λb|y

d 1d+cd~vb|y·~σ1

d(1d+cd~nx·~σ)

= λb|y

d (1 + (d−1)~vb|y·~nx).

(5) First, note that the components of ~vb|y orthogonal to

~nx will not contribute to the statistics. Therefore, it is sufficient in general to consider POVM’s whose Bloch- vectors~vb|y live in the space spanned by {~n0, ..., ~nd−1}.

Secondly, asp(b|x, y)is linear in Mb|y, it is sufficient to focus on extremal POVMs. Indeed, if Mb|y is not ex- tremal, i.e. it can be written as a convex combination Mb|y =pMb|y(1)+ (1−p)Mb|y(2) with p∈ [0,1], then Mb|y cannot generate more randomness thanMb|y(1) or Mb|y(2).

To summarize, we need to focus on extremal rank-1 POVMs with Bloch-vectors~vbliving in thed-dimensional space spanned by {~n0, ..., ~nd−1}. Specifically, we would like to determine the maximal number of outputs of any these POVMs. In the following we will show that this maximal number isd+ 1.

InRd one needsdvectors to span a solid angle. Given d+ 1vectors either(i)one of them lies in the solid angle spanned by the others and is thus a conical combination of them, or(ii) the solid angles spanned by all the pos- sible subsets ofdvectors cover the entire(d−1)-sphere.

Hence, any additional vector will necessarily fall in the solid angle spanned bydof the original vectors and thus be a conical combination of them. Thus, in dimensiond, givend+ 2or more vectors, at least one is always a con- ical combination ofd others. The theorem then follows from the following lemma by induction.

Lemma 1. Given a rank-1 POVM withl outputs Pl, if one of the generalized Bloch-vectors is a conical combi- nation ofl0 6l−1of the others, then the POVM can be written as a convex combination of two rank-1 POVMs withl−1 outcomes each, i.e. Pl=pP(1)l−1+ (1−p)P(2)l−1. Proof. Let us consider a rank-1 POVM withl elements Pl={Mb},b= 0, ..., l−1. The POVM elements are given byMbbEb whereEbare expressed in the generalized Bloch-like representation (3). The parametersλb and~vb

satisfy the conditions (4) such that theMb’s form a valid POVM.

First, the operation consists in extracting P(1)l−1 from Pl. Without loss of generality, we make the assumption that~v0 is a conical combination ofl−1 vectors,

~v0=

l−1

X

b=1

cb~vb (6)

with0 6cb. The parameters λ(1)b and ~v(1)b of Mb(1) are given by

~

vb(1)=~vb, λ(1)0 = 0, λ(1)b = 1

N(λb0cb), (7)

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4 whereNis a normalization coefficient to be fixed in order

to satisfy the first condition in (4). The second condition in (4) is also fulfilled,

l−1

X

b=0

λ(1)b ~vb(1)0 ~v0+

l−1

X

b=1

1

N(λb0cb)~vb

= 1 N

l−1

X

b=1

λb~vb0 l−1

X

b=1

cb~vb

!

= 1

N (−λ0~v00~v0) =~0.

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The last condition is straightforward to verify, i.e. λ(1)b >

0. The first step is done,P(1)l−1={Mb(1)}is a valid POVM.

Next, the coefficient of the convex combination p is defined as follows

p= min

b

λb

λ(1)b

. (9)

Here,p∈[0,1]sincePl−1

b=0λb=Pl−1

b=0λ(1)b =d.

Finally, P(2)l−1 can be fixed by defining the parameters ofMb(2) as

~

v(2)b =~vb, λ(2)b = λb−pλ(1)b

1−p . (10)

Assuming that the minimum of (9) occurs for b, this impliesλb = 0and thus a POVM withm−1 outcomes.

Let us check that the first condition of (4) is fulfilled

l−1

X

b=0

λ(2)b = 1

1−p(d−pd) =d. (11) Using (4) and (8) it is straightforward to verify that

l−1

X

b=0

λ(2)b ~vb(2)=

l−1

X

b=0

λb−pλ(1)b

1−p ~vb=~0. (12) The positivity of λ(2)b is ensured by the choice of p(9).

Hence, P(2)l−1 = {Mb(2)} is also a valid POVM. And by construction, Pl is a convex combination of the two ex- tracted POVM’s,Pl=pP(1)l−1+ (1−p)P(2)l−1.

Theorem 1 is also relevant in the context of random- ness generation in the fully DI scenario. Consider a Bell test with two spatially separated parties, Alice and Bob, sharing a quantum state ρ ∈ Cd⊗ Cd. Upon receiving an input xfor Alice and y for Bob, they output a and brespectively. When Alice performs measurementxand obtains outputa Ma|x, Bob’s system is steered into the (unnormalised) state

σa|x= TrA[ρ(Ma|x1B)], (13) where Ma|x is the POVM element for Alice’s measure- ment. Bob can thus receive at most |x|·|a| different states. From Theorem 1, it then directly follows that:

Corollary 1. Consider a Bell scenario with Alice having

|x|inputs and|a|outputs, and Bob any number of inputs with|b|outputs. Then, Bob’s measurement can generate at mostlog2(min{|b|,|x|·|a|+ 1})random bits per round.

III. TIGHT BOUND FOR TWO PREPARATIONS

Our main result, Theorem 1, is a general upper bound on the output entropy that can be certified. It is thus nat- ural to ask whether this bound is tight. Here we consider the simple case of a SDI prepare-and-measure setup with k = 2 preparations and a single ternary measurement, i.e. with outputsb ∈ {0,1,2}. We show that the max- imal number of certifiable random bitsHmin = log2(3) can be achieved.

Consider a preparation device emitting two possible states |ψxi with x ∈ {0,1}. Following Ref. [16] we consider an assumption on the distinguishability of the two states, specifically we lower bound their overlap

|hψ01i| > δ. Note that such an assumption is well suited for optical setups, as it corresponds to an upper bound on the intensity of the light source.

Without loss of generality, the two qubit preparations are given by Bloch vectors{~n0, ~n1} in the xz−plane of the Bloch sphere, distributed symmetrically around thez axis. From Theorem 1, we can focus on extremal ternary POVMs P3 = {M1, M2, M3} such that all Bloch vec- tors are in the the xz−plane. Specifically, we consider POVMs of the form

Mbb

2 (12+~σ·~ub), (14) such that P2

b=0λb = 2, , P2

b=0λb~ub = 0 and λb >

0. Moreover, all Bloch vectors are of the form ~ub = (cosθb,0,sinθb)with|~ub|= 1(as the POVM is extremal).

0.95 0.955 0.96 0.965 0.97 0.975 0.98 0.985 0.99 0.995 1

1.25 1.3 1.35 1.4 1.45 1.5 1.55 1.6

FIG. 1. Plot of the output entropyHminas a function of the overlapδ of the two prepared states. In the limit of almost indistinguishable statesδ →1, the output entropy becomes maximal, i.e. Hmin = log2(3)(horizontal line). This shows that the bound of Theorem 1 can be attained in this case.

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Next, a maximisation of the entropyHminis performed over the free parameters, namely θ1, θ2 and λ1, for dif- ferent values of the overlap δ. This is implemented as a heuristic optimization over the free parameters; for each set of parameters, a lower bound on the entropy is ob- tained via a semi-definite program, as in Ref. [16]. We find that, in the regime where the two states become almost indistinguishable (i.e. δ → 1), the entropy ap- proaches Hmin = log2(3). This shows that the bound of Theorem 1 is tight in this case. The optimal POVM can be parametrized as follows: θ1 = 0, λ2 = λ3 = λ θ2=−θ3= arccos 1λ−1

1= 2(1−λ), where λ= 0.7323δ3−6.077δ2+ 4.017δ+ 5.742

δ3−7.645δ2+ 4.903δ+ 7.147 . (15) Finally, as this setup can achieveHmin>1while using only two preparations, it allows one to perform random- ness expansion, i.e. the amount of output randomness is larger than the one used for generating the inputx.

IV. DISCUSSION

We presented an upper bound on the amount of ran- domness that can be generated in a black-box scenario.

This bound is given by the number of different quantum states that enter the measurement device, irrespective of whether these states are fully, partially, or uncharac- terised, and holds with and without classical or quantum side information. Hence, even when considering measure- ments with a large number of outputs (or even infinite as in CV systems), the amount of randomness that be gen- erated is still limited by the source, specifically by the number of different preparations. The number of prepa- rations required scales exponentially with the number of random bits to be certified per round. Thus, while gen- erating a large number of random bits per round is in theory possible, this would be challenging in practice.

Indeed, in any experiment, the number of rounds is fi- nite which in turn limits the number of possible different preparations (even more so if good statistics is required).

For instance, in order to generate 10 random bits per round (not even including here randomness extraction), more than103different preparations would be required.

Acknowledgments. — We thank Matt Pusey for helpful comments. Financial support by the Swiss National Sci- ence Foundation (Starting grant DIAQ, Bridge project

“Self-testing QRNG”, NCCR-QSIT) and the EU Quan- tum Flagship project QRANGE is gratefully acknowl- edged.

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