Evaluating the Implementation of Picture Archiving and Communication Systems in Newfoundland and Labrador
by
Donald M. MacDonald
A thesis submitted to the School of Graduate Studies in partial fulfillment for the degree of Doctor of Philosophy in Community Health
Division of Community Health and Humanities, Faculty of Medicine Memorial University of Newfoundland
September, 2008
Abstract
Evaluating the Implementation of Picture Archiving and Communications System (PACS) in Newfoundland and Labrador
In November 2007, the Newfoundland and Labrador Centre for Health Information (NLCHI) completed implementation of a provincial Picture Archiving and Communication System (P ACS) on behalf of the provincial government. A benefits evaluation was undertaken to determine the impact that this PACS implementation had within the province of Newfoundland and Labrador.
The evaluatio n was carried out on the island portion of the province with a focus on 2 of the 4 provincial Health Authorities. The evaluation was guided by the report Towards an Evaluation Framework for Electronic Health Records Initiatives (Nevi lle, Gates, MacDonald et a! 2004), which emphasizes significant stakeholder involvement at each step of the evaluation, and triangulation of data where ever possible. The evaluation was designed as a pre/post comparative study utilizing project documentation, administrative data, surveys and key informant interviews as the primary data sources.
The findings of this study provide convmcmg evidence that clinicians,
administrators and support staff strongly support the implementation of a
provincial PACS . Factors contributing to the success of the provincial PACS
taken by NLCHI in engaging key stakeholders throughout the implementation, and through this process establishing a sense of ownership within the regional health authorities. The benefits of PACS , in particular, immediate access to historical and current exams and reports from multiple access points 24/7, and site-to-site physician/radiologist consultations, were also seen as key to the success of the P ACS implementation.
The realization of a provincial P ACS did not come without its challenges. From a
clinical perspective, P ACS resulted in a decrease in physician to radiologist
consultations within a site, although this has been offset somewhat by an increase
in consultations between sites. From the administrative side, PACS wa very
costly to implement and to maintain, making it difficult to justify PACS based
solely on a financial costing model. The primary reasons for not achieving a
return on investment for PAC in many sites was a combination of low exam
volume, a pre-ex isting efficient film environment, and the high cost for PACS
hardware, software and ongoing maintenance.
DEDICATION
To my wife Lorraine, and children Jared and Reghan;
Dad's finally finished school
ACKNOWLEDGEMENTS
I would like to thank members of my committee : Professor Doreen Neville, whose dedication, guidance and encouragement was always there; Professor Rick Audas, whose commitment to my research proved invaluable; and Mr. Steve O'Reilly, whose feedback with respect to the technical and editorial aspects grounded my thesis in reality .
Thanks to Canada Health Infoway and the Provincial Department of Health and Community Services for co-funding this study.
I would also like to acknowledge the many health professionals who responded to the surveys, provided administrative data, and participated in the interviews. Their cooperation was greatly appreciated.
Thanks are also extended to the Newfoundland and Labrador Medical Association for their assistance in obtaining data on the provincial physician population.
A special thank you is g1ven staff at the Centre for Health Information, in particular Alison Collier and Maureen Harvey for their administrative support, and all staff of the BIN Department.
I would also like to thank my parents, Margaret and Wally, who instilled in me
the value of education.
TABLE OF CONTENTS
Abstract List ofTables List of Figures
CHAPTER 1: INTRODUCTION
1.1 Electronic Health Record Initiatives: Canada and Newfoundland and Labrador
1.2 History of Picture Archiving and Communication Systems (P ACS)
1.3 The Role of P ACS in the Newfoundland and Labrador EHR Initiative
1.4 Research Questions 1.5 Objectives of the Study
CHAPTER 2: LITERATURE REVIEW 2.1
2.2 2.3 2.4 2.5
Conceptual Benefit Evaluation Frameworks Evaluation Perspectives
Challenges to Evaluation of EHR Initiatives Previous Evaluations of PACS Initiatives Benefits Evaluation Framework for P ACS 2.5.1 Canada Health Infoway 's Evaluation
Framework for P ACS
2.5.2 Newfoundland and Labrador's Evaluation
11
IX
Xll
13 16 18 18
20 20
29
33 39 56 56
Framework for P ACS 61
CHAPTER 3: METHODS 69
3.1 3.2 3.3 3.4
Evaluation Approach Study Design
Study Setting Study Instruments
3.4.1 Survey Questionnaires
3.4.2 Key Informant Interview Script 3.4.3 Administrative Data
3.4.3.1 Benefit Measures : Canada
69 69
70
76 76
77
78
3.5 3.6
3.7
CHAPTER4: RESULTS
3.4.4 Total Cost of Ownership Ethics
Data Collection
3.6.1 Pre-Evaluation Workshop
3.6.2 Pre and Post PACS Administrative Data 3.6.3 Pre PACS Surveys
3.6.4 Post PACS Surveys 3.6.5 Key Informant Interviews Data Analysis
3. 7.1 Survey Questionnaires
3 .7.2 Administrative Data
3.7.3 Key Informant Interviews
86 86 87 87 89 90 91 93 97 97 98 100
102
4.1 Key-Informant Workshop 102
4 .2 Surveys 104
4.2.1 Administration of Questionnaires l 04 4.2.2 Questionnaire: Classification of Level of
Agreeme~
105
4.2.3 Classification of Percent Agreement l 06 4 .2 .4 Comparative Analysis I 06
4.2.5 Survey Response Summary 109
4.2 .6 Survey Results I 09
Demographics I 09
Film Environment - Physician II5 Benefits of P ACS - Physician II9 Challenges ofPACS - Physician 122 Benefits of P ACS - Physician/Radiologist 124 Challenges of P ACS -
Physician/Radiologist I27
Benefits/Challenges by Experience 129 Benefits/Challenges - Technologists 137
Open Ended Question 139
4.3 Administrative Data 147
4.4 Project Management Documents 172
4.4.1 Total Cost of Ownership 172
4.4.1.1 Total Cost of PACS Ownership:
Province 2005/07 I76
4.4.I.2 Total Cost of PACS Ownership:
Terrier Health Authority 2005/07 178
4 .5 Key Informant Interviews 181
4 .5.1 Perceived Benefits 182
4.5.2 Unintended Consequences 194
4.5.3 Gaps in the Implementation Process I97
4.5.5 Lessons Learned 204
4.5.6 Change Management 208
4.5.7 Overall Perceptions 209
CHAPTER 5: DISCUSSION OF RESULTS 212
5.1 Perceived Benefits ofPACS 212
5.1.1 Expediting Review of Exam 215
5.1.2 Easier Access to Exams 217
5.1.3 Improved Patient Care/Outcomes 218
5.1.4 PACS Functionality 223
5.1.5 Improved Quality of Reports 224
5.1.6 Improved Efficiency 225
5.1.7 Report Tum-Around-Times (TAT) 228
5.1 .7.1 Terrier Health Authority 228
5.1.7.2 Mastiff Health Authority 233 5.1.8 Reduced Hospital Length of Stay (LOS) 237 5.1.9 Professional Consultations 239 5.1.10 Previous Experience with PACS: Benefits 241 5.2. Perceived Challenges of PACS 243
5.2.1 Access to PACS 243
5.2.2 Image Quality 246
5.2.3 PACS Functionality 247
5.2.4 System Support 248
5.2.5 Training 250
5 .2.6 Previous P ACS Experience: Challenges 251 5.3 Total Cost of Ownership (2005/07): Province 253 5.4 Total Cost of Ownership (2005/07):
Terrier Health Authority 257
5.5 Return on Investment: Terrier Health Authority 258 5.6 PACS and the Provincial EHR Strategy 265 5.7 Key Facilitators and Barriers to Successful
Implementation 272
5.7. 1 Key Facilitators 272
5.7.2 Key Barriers 275
5.8 Lessons Learned and Recommendations 279 5.9 Challenges in Carrying out the Evaluation 283 5.10 National PACS Benefit Measures 293 5.11 Other Provincial PACS Evaluations 297
5.12 Limitations of the Study 302
CHAPTER 6: SUMMARY OF RESEARCH, IMPLICATIONS OF FINDING
AND CONCLUSION 304
REFERENCE LIST
APPENDIX A
APPENDIX B-1 APPENDIX B-2 APPENDIX C-1 APPENDIX C-2 APPENDIX D
APPENDIX E-1
APPENDIX E-2
APPENDIX F APPENDIX G-1
APPENDIX G-2
APPENDIX G-3
APPENDIX H
APPENDIX I
6.2 Implications of Findings
6.2.1 Future Implementations of P ACS 6.2.2 Future Evaluation of P ACS 6.2.3 Conclusion
Number of Beds by Acute Care Site: Newfoundland (Excluding Labrador) - As of December 2007
Pre PACS Opinion Survey: Radiologists/Technologists Post P ACS Opinion Survey: Radiologists/Technologists Pre P ACS Opinion Survey: Referring Physicians
Post P ACS Opinion Survey Referring Physicians RationaleNalidation for Survey Questions:
Literature Review
Key Informant Interview Scripts
Project Managers/DIIIT Directors/P ACS Administrators Key Informant Interview Scripts
Physicians/Radiologists/Radiology Technologists Ethics Approval Letters
Key Informant Interview Scripts Initial E-Mail Script to Seek Interview Key Informant Interview Scripts
Follow-Up telephone Script to Seek Interview Key Informant Interview Scripts
Follow-up Telephone Script to Initiate Interview Key Informant Interview Scripts
Elements of Consent Document Key Informant Interview Scripts
Modified Telephone Script to Seek Interview (No Physician E-Mail)
309 309 310 311 313
331 333 338 343 347
352
361
362 364
371
373
374
376
379
APPENDIX J
APPENDIX K
Findings of September 28, 2005 Pre P ACS
Benefit Evaluation Workshop 381
Detailed Survey Response Rates by Region and Profession 389 APPENDIX L-1 Referring Physicians: Pre PACS Implementation Survey
Terrier Health Authority 400
APPENDIX L-2 Referring Physicians: Post PACS Implementation Survey
Terrier Health Authority 408
APPENDIX L-3 Referring Physicians: Post PACS Implementation Survey Mastiff , Spaniel and Terrier Combined 413 APPENDIX L-4 Radiologists: Pre PACS Implementation Survey
Terrier Health Authority 419
APPENDIX L-5 Radiologists: Post PACS Implementation Survey
Terrier Health Authority 426
APPENDIX L-6 Radiologists: Post PACS Implementation
Mastiff, Spaniel and Terrier Combined 431 APPENDIX L-7 Radiology Technologists: PreP ACS Implementation
Terrier Health Authority 436
APPENDIX L-8 Radiology Technologists: Post PACS Implementation
Terrier Health Authority 443
APPENDIX M Report Turn-Around-Times (TAT) by Modality by Site
Terrier Health Authority 449
APPENDIX N Report Turn-Around-Times (TAT) by Modality by Site
Mastiff Health Authority 465
LIST OF TABLES
Table Page
3-1 Population (2006) by Health Authority
Newfoundland and Labrador 71
3-2 PACS Go-Live Date by Site and Evaluation Tools Used 75
3-3 Pre PACS Surveys: Terrier Health Authority 91
3-4 Post P ACS Surveys Mailed-out
Mastiff, Spaniel and Terrier Health Authorities 93
3-5 Key Informant Documents and Guides 95
3-6 Key Informants Contacted for Interview 96
4-1 Additional Research Questions and Indicator Measures 103 4-2 Sample Size: Pre and Post PACS Survey
Mastiff, Spaniel and Terrier Health Authorities 107 4-3 Survey Response Summary: Pre and Post PACS
Mastiff , Spaniel and Terrier Health Authorities 109 4-4 Physicians Demographics: Pre and Post P ACS
Terrier Health Authority I 1 1
4-5 Physicians Demographics: Post P ACS
Terrier, Mastiff and Spaniel Health Authorities (Combined) 112 4-6 Radiologist Demographics: Post P ACS
Terrier, Mastiff and Spaniel Health Authorities (Combined) 113 4-7 Radiology Technologists Demographics : Pre and Post PACS
Terrier Health Authority 115
4-8(A) Physicians Film Environment: Pre PACS Implementation
Terrier Health Authority 116
4-8(B) Physicians Film Environment: Pre PACS Implementation
4-9 Physicians Perceived Benefits ofPACS: Pre and Post PACS
Terrier Health Authority 121
4-10 Physicians Perceived Challenges ofPACS: Pre and Post PACS
Terrier Health Authority 123
4-11 Physicians/Radiologists Perceived Benefits ofPACS: Post PACS Terrier, Mastiff and Spaniel Health Authorities (Combined) 126 4-12 Physicians/Radiologists Perceived Challenges ofPACS : Post PACS
Terrier, Mastiff and Spaniel Health Authorities (Combined) 129 4-13 Physicians Perceived Benefits of PACS by Previous Experience:
Post PACS
Terrier, Mastiff and Spaniel Health Authorities (Combined) 132 4-14 Physicians Perceived Challenges ofPACS by Previous Experience:
Post PACS
Terrier, Mastiff and Spaniel Health Authorities (Combined) 135 4-15 Radiology Technologists Perceived Benefits of P ACS:
Pre and Post P ACS
Terrier Health Authority 137
4-16 Radiology Technologists Perceived Challenges of PACS:
Pre and Post P ACS
Terrier Health Authority 139
4-17 Survey Respondents Including Comments 140
4-18 Summary of Type of Comment Provided 141
4-19 Summary Content of Physician Comments
Pre and Post PACS Survey 144
4-20 Summary Content of Radiologists Comments
Pre and Post P ACS Survey 145
4-21 Summary Content ofTechnologists Comments
Pre and Post P ACS Survey 146
4-22 Summary of Data Availability for Twelve (12) Benefit Indicators 147
4-23 Exam Total by Modality and Site -Terrier Health Authority 155
4-24 Average Monthly TAT by Modality and Site
Terrier Health Authority 156
4-25 Exam Total by Modality and Site- Mastiff Health Authority 157 4-26 Average Monthly TAT by Modality and Site
Mastiff Health Authority 158
4-27 Summary ofTransition from Film to PACS (Modalities in Scope)
Terrier Health Authority 159
4-28 Total P ACS Implementation Costs -Terrier Health Authority 162 4-29 PACS Hardware Depreciation Schedule -Terrier Health Authority 163 4-30 Film Environment Costs- Terrier Health Authority 165 4-31 P ACS Environment Costs - Terrier Health Authority 166 4-32 P ACS Implementation Costs (Hardware/Software Depreciated)
Terrier Health Authority 167
4-33 Cost per Exam in Film Environment Compared to P ACS
Terrier Health Authority 169
4-34 Cost Per Exam in PACS: Constant Payments and Interest Rate 171 4-35 Estimated Costs PACS Project Management Office (2005/07)
Newfoundland and Labrador 176
4-36 Estimated Costs for Implementation and Equipment (2005/07)
Newfoundland and Labrador 177
4-37 Total Estimated PACS Implementation Costs (2005/07)
Newfoundland and Labrador 178
4-38 Professional Costs (2005/07) - Terrier Health Authority 179 4-39 Technical Environment (2005/07)- Terrier Health Authority 180 4-40 Summary ofTotal Cost of Ownership (2005/07)
Terrier Health Authority 181
4-41 Summary of Key-Informants Contacted/Interviewed 182
5-1 Total Cost ofPACS Ownership (2005/07)
Newfoundland and Labrador 255
5-2 Total Cost of PACS Ownership (2005/07) Including NLCHI
In-Kind Contributions -Newfoundland and Labrador 257 5-3 Total Cost of PACS Ownership (2005/07) Including NLCHI
In-kind Contributions - Terrier Health Authority 258
5-4 Summary ofNational PACS Benefits Framework 296
LIST OF FIGURES
Figure Page
Newfoundland and Labrador Health Boards (1994-2003) 15 2 Newfoundland and Labrador Health Authorities (2004-present) 72
3 Tota l Exams by Fiscal Year: Terrier Health Authority 160
Chapter 1 Introduction
1.1 Electronic Health Record (EHR) Initiatives: Canada and Newfoundland and Labrador
For this study, a benefits evaluation was carried out on the implementation of Picture Archiving and Communication Systems (P ACS) in the province of Newfoundland and Labrador, recognizing that PACS is only one of several information systems that will ultimately encompass the provincial Electronic Health Record (EHR). Specifically, this research focused on the P ACS implementation in the Western Health Authority of the province, with select components of the study design carried out in the Central and Eastern Authorities.
While other information systems (e.g., Pharmacy, Telehealth, Laboratory) considered part of the EHR are out of scope for this evaluation, it is nevertheless important to understand how P ACS fits in with the overall EHR implementation plan from both a national and provincial perspective, and the role that the Newfoundland and Labrador Centre for Health Information plays m implementing the provincial EHR.
Canada
An Electronic Health Record (EHR) is a virtual network linking major clinical
and administrative information systems together to allow authorized health care
providers secure access to a patient's key health history and care within the health system. In Canada, the federal government established Canada Health Infoway (lnfoway) in 2001 to accelerate the development and adoption of the Electronic Health Record (EHR) in all provinces. Infoway was provided with $1 .2 billion in funding and a 7-year mandate to work with all jurisdictions in Canada in both planning and implementing their EHR initiatives. A further $400 million was provided to Infoway in the 2007/08 Federal budget. Infoway' s goal is to have 50% of Canadians connected to an EHR by the end of2010.
In their 2003/04 Business Plan, Infoway identified six core components of an EHR: (1) unique personal provider/client registries, (2) pharmacy network, (3) laboratory network, (4) telehealth, 5) public health surveillance, and (6) diagnostic imaging. Each of these EHR components is briefly described:
1) Unique Personal Provider/Client Registries
Registries are considered the foundation of any EHR solution. Clients and providers of the healthcare system, as well as locations where health services are provided, have to be accurately identified in order to achieve the full benefits of an EHR (Canada Health Infoway Infosheet - Registries
http://www.infoway-nforoute.ca/Admin/Upload/Dev/Documentllnfosheet_E_Reg_Final.pdf).
2) Drug Information Systems
Drug Information Systems (DIS) will allow access by authorized health professionals to a client's complete medication profile. By capturing all drugs and dosages prescribed, the DIS will provide physicians and pharmacists with accurate data that will support improved patient care. (Canada Health Infoway Infosheet - Drugs).
http://www. infoway- inforoute. cal Adm in/Up load/ Dev/Document/1 nfosheet_ E _ Drug_Final. pdf
3) Laboratory Network
Having access to on-line laboratory test results will enhance decision-making and case management at the point of care. On-line access to laboratory results will reduce unnecessary duplicate tests and support quicker diagnosis and ultimately, improved patient care (Canada Health Infoway Infosheet - Labs).
http://www. in foway- inforoute.cal Admin/Upload/Dev/ Document/1 nfosheet_ E _Lab _Final . pdf
4) Te/ehealth
Telehealth is the provision of health services through telecommunications technologies. Existing telehealth networks in Canada are already instrumental in bringing healthcare access to many remote and rural communities.
Infoway 's investment in telehealth has two goals: 1) to increase utilization and
sustainability of existing telehealth networks, and 2) to encourage further
expansion of telehealth programs into remote communities (Canada Health
Infoway Infosheet - Telehealth).
http://www. in foway-inforoute.ca/ Adm in/Upload/Dev/Document/1 n fosheet_ E _ TH _Final. pdf
5) Public Health Surveillance
The Public Health Surveillance Strategy will concentrate on the management of communicable diseases, major outbreaks and immunization programs.
Once implemented, Public Health Surveillance will enhance the ability of jurisdictions to provide health alerts, as well as allow for the release of quality
data and associated reports (Canada Health Infoway Infosheet - Public Health Surveillance).
http://www. in foway- in foroute.ca/ Adm in/Upload/Dev/Document/1 n fosheet_ E _PH _Final. pdf
6) Diagnostic Imaging
lnfoway's Diagnostic Imaging (DI) Program envisions a system that will allow radiology Images and reports to be shared by authorized health professionals in different locations across the country. This approach, referred to as a "shared services" approach, requires that a single DI repository be installed in one hospital which then serves as the " hub" for all healthcare facilities in the area. Authorized healthcare providers across the nation would be able to access this information, if necessary. (Canada Health Infoway Infosheet - Diagnostic Imaging).
http://www. infoway-inforoute.ca/ Admin/Upload/Dev/Documentlln fosheet_ E _ Dl_Final.pdf
In addition to these six (6) core components of an EHR, Infoway is also investing in four additional strategic programs in Canada: 7) Interoperable EHR Systems, 8) Innovation and Adoption, 9) Infostructure, and 1 0) Patient Access to Quality Care:
7) Interoperable EHR Systems
Solutions that allow health professionals to view and update an integrated patient health record from anywhere, at any time.
http://www.infoway-inforoute.ca/ Admin!Upload/Dev/Document/Infosheet_ E _IEHR _Final.pdf
8) Innovation and Adoption
Projects that provide a catalyst for the implementation and adoption of
electronic health record solutions in Canada.
http://www. infoway-in foroute.cal Adm in/Upload/Dev/Document/1 n fosheet E lnnAd Final.pd f
9) Infostructure
The development of common architectures and standards that support the interoperability of electronic health record solutions.
http://www.infoway-inforoute.ca!Admin/Upload/Dev/Document/lnfosheet_E_Info_Final.pdf
I 0) Patient Access to Quality Care Program
The Patient Access to Quality Care (PAQC) investment program was
established in the fall of 2007. This $50 million program is aimed at improving
timely access to services across the continuum of care. It is expected that 5-8 projects will be funded across Canada in 2008, with the goal of reducing patient wait times via the use of technology in both clinical and administrative environments.
http://www.infoway-nforoute.ca/Admin/Upload/Dev/Document/EHRnews_ Winter2008_EN.pdf
In their 2006/07 annual report Canada Health Infoway reported that they had committed approximately $1.14 Billion out of their total budget of $1.266 Billion across the nine (9) program areas. (Canada Health Infoway Annual Report 2006/07). Partnerships with Infoway generally require investments by a jurisdiction of between 25%-50% of the eligible costs for any specific project.
Newfoundland and Labrador
In Newfoundland and Labrador, the Health System Information Task Force was
established in 1993 by the Department of Health, the Newfoundland Hospital and
Nursing Home Association, and Treasury Board. The Task Force was mandated
to review the current provincial health information system, develop a vision that
would reflect the concept of improved health through improved information, and
make recommendations on how this vision could be realized. The final report of
the Task Force was delivered to government in July 1995, and included 24
recommendations on how the province could improve health through improved
information. The most important recommendation was for government to establish the Newfoundland and Labrador Centre for Health Information (NLCHI), with a mandate to deliver on the rema1mng twenty-three recommendations.
In October 1997, the Newfoundland and Labrador Centre for Health Information became operational. The Centre's vision is to improve the health and well-being of the people of Newfoundland and Labrador by making quality health information available to the public, health professionals, government, regional health authorities, and other organizations and agencies. T he Centre also has the responsibility for the implementation and project management of a province-wide Health Information Network (HIN). The HIN will allow health professionals to electronically share information with each other.
As well as having the challenges all new organizations experience in starting up,
NLCHI had the additional burden of delivering a Health Information Network
with no funding; government approved the establishment of NLCHI on the
condition that funding for the HIN be found within the existing health system
funding envelope. In a province that had a history of failure with large
technology projects, in addition to running consecutive budget deficits, NLCHI's
mandate to deliver a HIN for the province appeared daunting.
The first task undertaken by NLCHI in 1997 was to consult with over I ,000 stakeholders in the province. These consultations were used to educate key stakeholders in the province on the vision of a provincial HIN, and to garner support for the provincial HIN vision. These consultations were completed in February 1998 . At the same time the consultations were being conducted, NLCHI contracted with KPMG Consulting to prepare an Information Systems Strategic Plan. This plan was completed in March 1998 and confirmed that the vision developed by the Health System Information Task Force in 1995 was still valid.
The Centre's original vision was guided by the principles that the HIN would be:
a) secure, confidential and private, b) based on common standards, c) subscribe to the fundamentals of open system architecture, d) viewed as a strategic resource, and e) person centered.
In spite of the overwhelming support from the health system, and validation of NLCHI 's vision by an external consulting group, there was still no substantive funding forthcoming from government for the HIN. Faced with this challenge, NLCHJ ' s Board of Management approached government in April 1998 and received approval to develop a Benefits Driven Business Case (BDBC).
Completed in October 1998, the BDBC presented government with an
incremental approach to the implementation of the HIN, whereby the building of
early phases of the HIN would provide savings to government. These savings
could then be redirected at those areas of the HIN that did not provide financial savings, but were nevertheless critical to its overall success.
The BDBC presented government with an eight phase implementation plan for the provincial HIN. The sequence of implementation was as follows:
1. Unique Personal Identifier/Client Registry
2. Personal Medication Dispensing History (i.e., Component of Pharmacy Network)
3. Personal Diagnostic Service History (i.e. Diagnostic Imaging and Laboratory) 4. Diagnostic Service Requestor Decision Support
5. Personal Medication Regimen (i.e., Component of Pharmacy Network) 6. Personal Health Information Profile
7. Physician Practice Pattern Profiling 8. Clinician Decision Support Tools.
The BDBC recommended the implementation of the first two phases of the HIN:
the Unique Personal Identifier/Client Registry and the Personal Medication
Dispensing History (i.e., Pharmacy Network), given these two phases had the
greatest potential for providing government with financial savings within the
existing health system. Each of these initiatives is described in more detail below.
Unique Personal Identifier/Client Registry
The Unique Personal Identifier/Client Registry is a provincial information system for identifying patients and clients of the health system. It is a cross-referenced index of numbers (i.e. identifiers) assigned to individuals, including: insurance number, hospital number, file number, and computer generated numbers.
The BBDC identified significant potential savmgs from the introduction of a UPI/Client Registry because of its impact on the provincial health insurance system. The Newfoundland and Labrador population has always been mobile, as economic hardships forced residents to seek employment in other parts of Canada.
However, the closure of the cod fishery in 1992 significantly increased the
numbers of people leaving the province in search of work. A study completed by
the Provincial Ministry of Health in 2002 reported that the province experienced a
net loss of approximately 80,000 residents from 1982 - 1998 (Valvasori et al,
2001 ). The study suggested that approximately 40,000 of these residents
continued to hold a valid provincial health insurance card, with a significant
number (approximately 50%) continuing to present their Newfoundland insurance
card when seeking services in their new province of residence. The study
concluded that if the province was able to accurately track residents of the
province, and identify former residents that have a valid health insurance card
from Newfoundland and Labrador, the reciprocal billing program, used to pay for
health services provided to residents outside the province, would be reduced by approximately $1.2 million annually.
In May 2000, nineteen months after the BDBC was originally submitted to government, approval was given to proceed with the implementation of the Newfoundland and Labrador Unique Personal Identifier/Client Registry. In May, 2002 the Client Registry was completed at a cost of approximately $3.5 million to the government of Newfoundland and Labrador.
In January 2003, NLCHI began a project to enhance the existing client Registry with $5.4 million in funding provided by Infoway. In the summer of 2005, NLCHI completed enhancements to the Client Regis try. With lnfoway' s investment the Newfoundland and Labrador Client Registry became what is known as a "Best of Breed" registry, and is now the accepted standard for EHR projects across Canada.
Personal Medication Dispensing History (i.e., Pharmacy Network)
A Personal Medication Dispensing History involves linking community and
hospital pharmacies and physician offices, so that a patient's historical and current
medication profile is available to health professionals at the point of care. The
BDBC suggested that the Personal Medication Dispensing History would deliver
savings to the health system by reducing adverse drug events (ADEs), both in the community and the hospital settings. With accurate real-time prescription profiles available, health professionals would be able to intervene before an adverse event occurs. Such interventions would reduce emergency room visits, hospital admissions and extended lengths of stay. The Personal Medication Dispensing History would also result in more appropriate prescribing and dispensing, recognition of contraindications, improved counseling, improved compliance monitoring and reduced abuse of prescription drugs. The BDBC identified approximately $4.1 million in annual savings to the health system following the implementation ofthe provincial Personal Medication Dispensing History.
In May 2002 the provincial government gave approval to NLCHI to carry out a Pharmacy Network (i.e., Personal Medication Dispensing History) project scope.
A project scope is a high level analysis that determines the required functionality of an information system, and the resources needed for its implementation. The project scope was completed and submitted to government in April 2003. This was followed by further dialogue and clarification, during which time government was provided additional information in support of the Pharmacy Network. In October, 2004 government approved NLCHI moving forward with 1ssumg a Request for Proposals (RFP) for implementation of the Pharmacy Network.
Following a lengthy process a preferred vendor was selected in June 2006 to work
with NLCHI in implementing the Pharmacy Network. Also in June, the provincial
government and Infoway signed an agreement to partner on the implementation. It is expected that the Newfoundland and Labrador Pharmacy Network will "go live" in early 2009.
1.2 History of Picture Archiving and Communication Systems (PACS)
Picture Archiving and Communication Systems (P ACS) present an opportunity to radically change film-based radiology services both inside and outside the hospital setting. In the past, the usual medium for capturing, storing, retrieving and viewing radiology images was hard copy film. The idea to replace film with digital images was first conceptualized in 1979 (Huang 2002). However it was not until the early 1980s that advances in technology made introducing P ACS into radiology departments feasible (Duerinckx, 2003). PACS replaces the film environment with an electronic means to communicate and share radiology images and associated reports in a seamless manner between health professionals.
Prior to the creation of Canada Health Info way in 2001 , P ACS implementations
in Canada were generally funded either by provincial governments, regional
health authorities, or individual institutions (e.g. , hospitals). During the period
from 1998-2002, the province of Newfoundland and Labrador implemented
PACS on a project basis across its eight (8) regional health authorities that existed
until 2003 (Figure 1). In 1998, the Central East Health Region installed the first
regional PACS in the province, and in 2001 , the CHIPP/Tele-i4 initiative added PACS in four more regions: Avalon, Central West, Peninsulas, and the Janeway Hospital, which is located in the St. John ' s Region. In 2002 the Grenfell Health Region implemented P ACS, and in early 2005 the Health Care Corporation of St.
John' s completed its PACS. Following the implementation of PACS at the
Health Care Corporation of St. John ' s, approximately 70% of Newfoundland and
Labrador service delivery areas had PACS capability, although the se PACS were
not inter-connected and could not communicate beyond the local installation.
Figure 1
Newfoundland and Labrador Health Boards (1994-2003)
lnstitutiotud Heulth Bo1n ds
Newfbumlmhnd Labndor
Health Care Co:tporation of St. Jolut's Avalon Health Care Institutional Board
Peninsulas Health Care Co:tporation
--~Central East health Care Institutional Board Central West Health Co:tporation
Western Health Care Co:tporation
Grenfell Regional Health Senices Board
Health Labrador Co:tporation
There are also several jurisdictions in Canada that have, or will be implementing PACS, as a result of Infoway's Diagnostic Imaging Investment Program. These PACS have either been specific to one hospital, a group of hospitals (i.e., enterprise-wide), or implemented across a regional Health Authority (e.g. , Fraser Health in British Columbia). Infoway reported that at the end of March 2007, they had partnered on 26 separate P ACS initiatives across the I 0 provinces and territories in Canada. Of these projects 8 had been completed, and 18 were ongoing (EHRnews@Infoway Newsletter, Summer Edition 2007).
www.infoway-inforoute.ca/Admin/Upload/Dev/DocumentJEHRNews_Summer%2007_EN.pdf