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Experimental evidence of a new crystallographic structure of samarium deposited by cluster beam

P. Mélinon, G. Fuchs, M. Treilleux

To cite this version:

P. Mélinon, G. Fuchs, M. Treilleux. Experimental evidence of a new crystallographic structure of

samarium deposited by cluster beam. Journal de Physique I, EDP Sciences, 1992, 2 (7), pp.1263-

1269. �10.1051/jp1:1992208�. �jpa-00246619�

(2)

Classification Physics Abstracts

81.15 61,16D 68.55

Short Communication

Experimental evidence of

a new

crystallographic structure of samarium deposited by cluster beam

P.

M41inon,

G. Fuchs and M. lieilleux

D4partement de Physique des Mat4riaux, Universit4 Claude Bernard-Lyon 1, 43 Boulevard du II Novembre 1918, 69622 Villeurbanne Cedex, France

(RecHved

21 April 1992, accepted 5

May1992)

ILdsumd Une nouvelle structure du samarium obtenue par ddp6t d'agr4gats a 4t4 observ4e.

Cette structure est du type cubique faces centr4es. Dans le cas d'agr6gats, les formes particu-

libres de la structure cfc

(particules

multimacl4es, icosabdre,

...)

permettent d'avoir

une phase commensurable qui accomode l'importante difl4rence de parambtre de motile entre les atomes de surface divalents et les atomes de coeur trivalents des agr4gats d4pos4s.

Abstract. A new fcc phase of Sm has been obtained by deposition of Sm clusters with the low-energy cluster beam deposition technique. The formation of this new phase corresponds to a commensurable phase which accomodates the large lattice parameter of divalent surface atoms and trivalent core atoms of the supported Sm clusters.

One reason of the intensive

study

of rare earth elements and their

compounds

is the dis-

covery of a new type of

ground

state named intermediate

(or mixed)

state.

Among

rare-earth

elements,

samarium is the most known

example exhibiting

an intermediate valence state. This

state

corresponds

to the coexistence of divalent and trivalent states of Sm

leading

to very

interesting properties especially

in the first stage of thin film

growth (when

Sm

deposited particles

are still

isolated).

In this case, theoretical calculations

[I]

and

experimental

results [2-4] show that the surface of Sm

particles

is

composed

of atoms in a divalent

configuration (atomic

state

[Xe]4f~6s~)

while atoms of the

particle

core have the trivalent

configuration (bulk

state

[Xe]4f~5d~(6sp)~).

As both

configurations

are

nearly

energy

degenerated,

the valence is

strongly

influenced

by

the chemical

surrounding

or coordination number [5, 6]. Valence state

strongly depends

on the

degree

of order in the

layer,

its thickness and the nature of the sub-

strate. Some interfaces exhibit different

properties

as a function of samarium coverage that

means a

change

in

bonding

versus thickness. In these

studies,

the valence state is

usually

de-

termined

by X-ray photoemission

spectroscopy

(XPS),

ultra violet

photoelectron

spectroscopy

(UPS),

or

X-ray-absorption

near

edge

structure

(XANES).

For very low coverages samarium

(3)

1264 JOURNAL DE PHYSIQUE I N°7

is

expected

to be

weakly

bound on the substrate. In this

regime,

divalent-trivalent transition is observed with

increasing

coverage. For an intermediate coverage,

disruption

and chemical

mixing

involve modifications of the

overlayer/substrate

bonds. For

higher

coverages trivalent metallic samarium is observed

corresponding

to the formation of Sm

overlayer

on the reacted

overlayer.

For small matrix-isolated Sm

clusters,

for which chemical interactions between the Sm de-

posits

and the supports are

minimized,

a mixed-valence behavior is known to be very sensitive to the cluster size

[7-9].

The divalent-trivalent transition with the

increasing

coverage has also been observed

by

Mason et al. [10] for isolated samarium

particles deposited

on

amorphous

carbon substrate. Some difference between the results of rare gas matrix and solid supports

experiments

have to be outlined: the cluster size threshold

corresponding

to valence transition is lower for small matrix-isolated Sm clusters

(13

atoms [9]) than for Sm clusters on C supports

(about

400 atoms

[10]).

The most

popular interpretation

of the valence transition of Sm clusters

gives

a trivalent state for "bulk"

(core)

atoms

(corresponding

to a

high coordinance)

and a divalent state for the outermost surface atoms

(corresponding

to a low

coordinance).

In the same way, ther-

modynamic

arguments [I] show that a

compression (increase

of

coordinance)

will favor the trivalent state.

According

to these

considerations,

the Sm

aggregate

structure is

expected

to have a compact

layer (trivalent state)

for the bulk atoms and a strong surface reconstruction to obtain the divalent f~ character for the outermost surface atoms. In this paper a new

crystal- lographic

structure for small samarium clusters is

experimentally

exhibited and supports the classical model of valence transition. In

addition,

the valence state is measured as a function

on the

experimental

cluster size.

Small samarium clusters are

generated by

the gas

aggregation technique.

Our cluster source

has been described in

previous

paper

[iii.

Free neutral clusters are ionized

by

electron beam and

analyzed

in a time

offlight

mass spectrometer. The observed size distribution shows

large peaks (magic numbers)

at n =

13,

19,

23,

26, 29,

32,

34... [12]. The

beginning

of this sequence has been observed in argon clusters and in barium clusters

[13].

This is

interpreted

in terms of

icosahedral structures

corresponding

to the addition of caps on a core icosahedron of13 atoms

(Mackay sequence) [13].

Several authors

[14-16]

have observed the coexistence of abnormal structures such

multiply-twinned,

cuboctahedron and icosahedron structures in free clusters

as a function of cluster size. As the size cluster

increases,

fcc structure is

always

observed and

corresponds

to the bulk structure.

So,

free samarium clusters are

expected

to be in the fcc structure type. The present paper reports results obtained with a Sm cluster size distribution of 400 atoms mean size

(neutral clusters) deposited

at room temperature on

amorphous

carbon films

(5

nm

thickness) supported

on copper

microscopy grids.

The rate of

deposition

was

checked

by

a

crystal

quartz monitor located near the substrate. Neutral free clusters are

deposited

in a vacuum

of10~~

Pa. Chemical

analysis

and valence state were

performed by Auger

electron spectroscopy

(AES)

and XPS in a UIIV Nanoscan-Cameca system. The AES and XPS spectra were recorded on a MAC2 spectrometer

respectively

with a 2 kev incident

electron energy and a

Mg-K

a radiation. The mean size

ofsupported particles

was measured

by

transmission electron

microscopy (TEM)

on a 200-CX Jeol electron

microscope operating

at 200 kV

accelerating voltage.

The

crystallographic

structure was determined

by optical

micro- difsraction on IIRTEM

(high

resolution transmission electron

microscopy) images

of isolated

particles.

Figure

I presents a

typical

TEM

micrograph

of a I nm

equivalent

thickness Sm

deposit.

The coverage (@) is about 20 iii and the size distribution of the

supported

samarium

particles

is centered on 4 nm which

corresponds

to 1200 atoms

(see

inset of

Fig. I).

This diameter

roughly

corresponds

to the mean size of the 400 atoms incident clusters

(3 nm)

that

suggests

a low

(4)

coalescence

regime.

This behavior has been

already

observed for

antimony low-energy

cluster beam

deposition (LECBD) [17, 18]:

the low nucleation rate allows a

paving

of the substrate

by

the incident free clusters.

IIRTEM observations show that all

supported

clusters are

crystallized.

The Sm

particles presented

in

figure

2 are two

examples

of the

typical

HRTEM

images

recorded. The

particle

of

figure

2a presents a fivefold symmetry similar to

multiply-twinned particles (MTP) previously

observed in some fcc metals

[19, 20].

The

shape

of this

particle

is a decahedron seen on the five-fold symmetry axes

according

to IIRTEM

image

simulations [21] of fcc structure material.

This

particle

is faceted in the

(l10)

type orientation: the symmetry of the lattice

image

on

each face

corresponds exactly

to

( iii) planes

of a fcc

crystallographic

structure. In the same way, the

crystallographic

structure of the

particle presented

in

figure

2b has been determined

by

lattice

image

and

optical

micro-diffraction

pattern analysis.

The structure of this

particle

coincides with

a fcc

particle imaged along

the

[l10]

axis. The lattice parameter calculated from the micro-difsraction pattern is 0.55 nm. This value

gives

Sm-Sm distance of 0.389 nm

compared

with the Sm diameter

(0.36 nm)

in the rhomboedric

phase.

The external facets are

(

ii

ii

and

(100) planes.

From this

image,

the determination of the

particle

3

dimension-shape

is not trivial.

However,

we mention that the

shape,

the contrast and the orientation of such

particles

are similar with

previously published

IIRTEM

micrographs

of fcc cuboctaedron [22].

This fcc structure, also observed in our

experiments

for smaller

particle

diameter

(down

to 3

nm),

is correlated to the

predicted

free cluster fcc structure. This structure is

undoubtly strongly

related to the intrinsic

properties

of free Sm clusters since the structure of the

deposited

clusters remains

unchanged

even after interaction with the support.

The structure of these

particles

does not

correspond

to the well-known rhomboedric structure of bulk Sm [23]. It is well-known that thin samarium

deposits

are very sensitive to oxygen.

So,

a

particular

attention was

paid

to check that no other oxide structures

(SmO [20], cubic-Sm203

[24] and monoclinic

Sm203 [25])

fit the

experimental

lattice

images

and difsraction patterns.

In

addition,

from AES and XPS

results,

we have checked

that,

in our

experimental

vacuum

background

pressure range, no oxidation occurs

during

LECBD Sm

deposition.

The

depth profile Auger

electron

analysis gives

a Sm metallic core surrounded

by

a carbon contamination

layer occurring during

the transfer between the

deposition

and the

analysis

system

[26].

To compare our results with those of the literature an XPS

study

of the transition

3d~'~

has been

made. This

study

of LECBD Sm

deposits

[26] and TEM results allow us to

give

the correlation between the mean valence

(V),

the

crystallographic

structure and the cluster size

(Tab. I).

The relation between the obtained mean valence and the coverage rate is in

good

agreement with the

predictions

of Mason et al. [10] and the theoretical model of a cluster

composed

with trivalent

core atoms and divalent surface atoms fits our

experimental

results

(see

Tab.

I).

The mean valence calculated here

corresponds

to the mean size of the

deposited

cluster size distribution and so we cannot

distinguish

the real valence of surface and core atoms and their variation

versus cluster size. At this

point,

a size-selected cluster

study

could

bring

some

quantitative

information if coalescence of free clusters

deposited

on the surface is inhibited.

The lattice

images presented

here prove that samarium clusters obtained

by

LECBD

crystal-

lize in the fcc structure

though

the usual Sm bulk structure is rhomboedric. To our

knowledge,

these observations present for the first time an

experimental

evidence of the fcc structure of Sm clusters.

According

to theoretical

arguments,

the fcc structure

expected

in the trivalent

lanthanides

corresponds

to the structure that allows the maximum d-band occupancy [27]

(the

4f-electrons are treated as valence

electrons).

This increase of the d-band occupancy from the Sm bulk

configuration ([Xe]4f~5d'(6sp)~)

to

([Xe]4f~5d~(6sp)') requires

too much energy to be

possible

[28].

Still,

this energy can be balanced

by

the

no-promotion

of 4f~ electron on the

(5)

1266 JOURNAL DE PHYSIQUE I N°7

ii

~~°

.l

~

(~ ~s

~o

la

lo

s

°1 ~ a 4 a e v e o

mm

2 O nm

Fig. I. TEM micrographs of1 nm thick samarium deposits obtained with low-energy cluster beam deposition

(LECBD).

The incident mean cluster size is 3 nm diameter

(corresponding

to 400

atoms)

which approximatively corresponds to the mean size of the supported clusters (4

nm).

The size distribution of supported aggregates is given in inset.

(6)

a 2nm b 2nm

Fig. 2. HRTEM micrographs and the corresponding optical diffraction patterns of two shapes of samarium clusters obtained by LECBD. The lattice images correspond in both cases to fcc particles in the [110] direction. The particle

(a)

is a fivefold symmetry multiply-twinned particle while the particle

(b)

has a cuboctaedral shape.

Table I. Valence of samarium clusters as a function of the size. The results of this work

(a)

are

compared

to XPS values

(b)

obtained

by

Mason et al.

[10].

We also report the theoretical valence value

(c)

calculated with a model of a Sm cluster formed with divalent surface atoms

surrounding

trivalent core atoms.

number of

atoms/per

1200 bulk

cluster

valence 2 2.50

(a)

3

2.35

(b)

2.63

(c)

structure c.f.c.

surface.

Rosengren

et al.

[ii give

a value of 0.72 eV for the surface core-level shift

corresponding

from a

completely

trivalent Sm metal

(trivalent

core surrounded

by

trivalent

surface)

to a

(7)

1268 JOURNAL DE PHYSIQUE I N°7

trivalent-divalent Sm cluster

(trivalent

core surrounded

by

divalent

surface).

The

large

lattice parameter in surface is essential to avoid the 4f orbital

overlap corresponding

to its

promotion (the

ratio between the

density

of

hypothetical

pure divalent

phase

and bulk

phase

is about

2/3).

This lattice

expansion

has been

already

observed on samarium

epitaxially

grown on Mo

(l10) [29].

For

non-epitaxially deposited

Sm clusters the stabilization of the lattice

expansion

can be

explained by

the formation of MTP'S or truncated cuboctaedron structures observed in the fcc elements [30]. The basic structure of MTP

particles

is described

by

the collection of

primitive

tetrahedra twin related on their

adjoining

faces. This

configuration

does not fill the space and it is necessary to introduce

homogeneous

or

inhomogeneous

internal strains

[31, 32].

The formation of MTP is favored

by

extensive

faceting,

small twin

boundary energies

and small surface stresses. The surface relaxation can be modelled

by

a surface shell of abnormal lattice parameter: Marks [33] has observed in small

gold

surface a 2 x I reconstruction with a 20 iii outer atom

expansion

that could occur in MTP

particles.

As

Stenborg

et al. have

suggested

a low

melting

surface temperature

(below

room tem~

perature)

in the 5 x 5 Sm surface reconstruction

[29],

it can be

surprising

to observe in our

experiments

such a lattice

expansion

at room temperature. The presence of carbon contami- nation

(shown

on IIRTEM

micrographs

of

Fig. 2) embedding

Sm clusters may stabilize the fcc

structure. At this

point,

we have to recall to the reader that the fcc structure is

directly

linked to the free cluster structure and the carbon does not initiate the fcc

phase

formation.

Roughly,

we can define a

qualitative

criterion to observe fcc

particles

of N atoms. If

Ns

is the number of surface atoms per cluster and Ed the energy of the new d electron

promoted,

we have:

Ed <

[0.65

x

(Ns IN)]

eV

From this criterion a critical size of cluster is

expected.

The

Ed

value cannot be

easily

estimated but a maximum value can be

given. Assuming

that the

bigger

fcc cluster observed is about 4 nm

diameter,

we can

predict

that:

Ed

< 0.24 eV.

The present work establishes the existence of a fcc structure for Sm clusters. The direct relation between the valence and the cluster size agrees with the well-known model of the intermediate valence Sm clusters. This fcc Sm structure is

compatible

with an electron pro- motion from

(sp)

to

(d)

state. To our

knowledge,

the size efsects

already

evidenced on other metallic cluster structure are limited to lattice parameter

change, MTP'S,

cuboctaedron

(fcc

type

structure)

or icosaedron

(fcc

structure

precursor)

structure formation. In these cases, the

structure ofthe metallic clusters

basically

remains the same as the bulk metal. So

we present in this work the first

experimental

evidence of a real structure

change

between metallic clusters

(fcc structure)

and bulk

(rhomboedric).

Among

the

properties

of this new structure, the

magnetic properties

are now in progress.

Magnetism

arises when the orbitals are so localized that

overlap

with of

neighbors

is very small and there is very little

bonding. So,

the new d-electron is

expected

to

play

a

major

role in the

magnetic properties

of the fcc Sm structure. In the same way, the electrical

properties

of

LECBD thin films would

change

with this new electronic

configuration.

(8)

References

[1] ROSENGREN A., JOHANSSON B., Phys. Rev. B 26

(1982)

3068.

[2] ALLEN I-W-, IOHANSSON L-I-, LINDAU I., HAGSTROM S-B-, Phys- Rev. B 21

(1980)

1335.

[3] FiLDT

I,

MYERS H-P-, Phys. Rev. B 52

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1315.

[4]WERTEIM

G-K-, CRECELIUS G., Phys. Rev. Lett. 40

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813.

[5] FRANCIOSI A., PERFETTI P-, KATNANI A-D., WEAVER I-H-, MARGARITONDO G., Phys. Rev.

B 29

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Phys.

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726.

[7] FiLDT

I.,

KRISTENSSON D-K-, MYERS H-P-, Phys. Rev. B 37

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[8] LOBCKE M., SONNTAG B., NIEMANN W-, RABE P-, Phys. Rev. B 34

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[9j NIEMANN W., MATZFELDT W., RABE P., HAENSEL R., LUBCKE M., Phys. Rev. B 35

(1987)

lo99.

[lo]

MASON M-G-, LEE S.-T., APAI G., DAVIS R-F-, SHIRLEY D-A-, FRANCIOSI A., WEAVER J-H-, Phys. Rev. Lett. 47

(1981)

730.

[I

II

BROYER M., CABAUD B., HOAREAU A., MiLINON P., RAYANE D., TRIBOLLET B., Mol. Phys.

62

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559.

[12] RAYANE D., BENAMAR A., MkLINON P., TRIBOLLET B., BROYER M., Z. Phys. D 19

(1991)

191.

[13] RAYANE D., MiLINON P., CABAUD B., HOAREAU A., TRIBOLLET B., BROYER M-, Phys. Rev.

A 39

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6056.

[14] FARGES J., RAOULT B., TORCHET G., J. Chem. Phys. 59

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3454;

FARGES J., Ph. D. Thesis Orsay, France

(1977).

[15] DE BOER B-G-, STEIN G-D-, Surf Sci. 106

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84.

[16] HALL B-D-, FLUELI M., MONOT R., BOREL J-P-, Z. Phys. D 12

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97.

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Rev. A 40

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Rev. A 44

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[21] FLOELI M., Ph. D. Thesis, Lausanne, Switzerland

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[22] FLOELI M., BOREL J.-P., J. Cryst. Growth 91

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submitted.

[27] SKRIVER HI., Systematics and the Properties of the lanthanides, NATO ASI Series, S-P- Sinha Ed.

(D.

Reidel Publishing Company, Berlin,

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p.242.

[28] According to the Engel correlation, a d promoted electron cannot bring new bonding.

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Lett. 63

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187.

[30] Molecular dynamic predictions and experiments show clearly a low energy gap between the f-c-c-, the icosahedron, the cuboctaedron and other MTP structures. These structures coexists and their abondance are given by the fluctuations of size and temperature.

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