C OMPOSITIO M ATHEMATICA
M. G. M. V AN D OORN
Classification of D -modules with regular singularities along normal crossings
Compositio Mathematica, tome 60, n
o1 (1986), p. 19-32
<http://www.numdam.org/item?id=CM_1986__60_1_19_0>
© Foundation Compositio Mathematica, 1986, tous droits réservés.
L’accès aux archives de la revue « Compositio Mathematica » (http:
//http://www.compositio.nl/) implique l’accord avec les conditions gé- nérales d’utilisation (http://www.numdam.org/conditions). Toute utilisa- tion commerciale ou impression systématique est constitutive d’une in- fraction pénale. Toute copie ou impression de ce fichier doit conte- nir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
19
CLASSIFICATION OF D-MODULES WITH REGULAR SINGULARITIES ALONG NORMAL CROSSINGS
M.G.M. van Doorn
e Martinus Nijhoff Publishers, Dordrecht - Printed in the Netherlands
To
classify regular
holonomicD1-modules
Boutet de Monvel[1]
usespairs
of finite dimensional C-vector spaces relatedby
certain C-linear maps.Galligo, Granger
and Maisonobe[2] obtain, using
the Riemann-Hil- bertcorrespondene,
a classification of holonomicDn-modules
with regu-lar
singularities along
xl ... xnby
means of2"-tuples
of C-vector spacesprovided
with a set of linear maps. We mention that alsoDeligne (not published) gets
a classification ofregular
holonomicD1-modules.
The aim of this paper is to
get
such a classification in a direct way.The idea is
roughly
as follows. Denoteby W,
thecategory
whoseobjects
u
are
diagrams
E ~ F of finite dimensional C-vector spaces such thatv
{03BB|03BB eigenvalue
ofvu} ~ {03B1 ~ C|0 Re 03B1 1}.
We constructCI-
modules F’
(" Nilsson
classfunctions"),
F"(" micro
Nilsson classfunctions")
andD1-linear
maps U: F’ ~ F"("canonical map"),
V:F" ~ F’
(" variation").
ForM ~ Modl(D1)hr,
i.e. M is aregular
holonomic left
D1-module,
we consider the solutions of M with values in F’(resp. F"),
i.e.HomD1(M, F’) (resp. HomD1(M, F")).
In thisway we
get
anobject
in1,
i.e. a functor S:Mod~(D1)hr ~ 1.
In orderto prove that S defines an
equivalence
ofcategories
we exhibit an inversefunctor T of S. As a matter of fact
T(E ~ F )
=Hom(E ~ F, F’ ~ F").
The
proof
that S and T are inverse to each other reduces to astudy
ofwhat
happens
tosimple objects
of bothcategories.
The
generalization
to several variables is more or lessstraightforward,
but the
proofs get
more involved. Inproving
statements we use inductionon n to
step
down to the case n = 1(or n
= 0 if youwish).
This causessome technical
problems (cf.
Lemma4).
At the end theproof
of theequivalence (Proposition 3)
becomes a formal exercise.NOTATIONS: Let n E N.
Write ~i
=a
i ~{1,..., n}.
(1)= (1)n
=C[[x1,...,xn]] (resp. C{x1,...,xn}); Dn = On[~1,...,~n]. O(n) = C[[xn]]
(resp. C{xn}); D(n) = O(n)[~n].
Let -9 be
en
orEt)(n). Mod~(D)
denotes thecategory
of left-15,e-modules.
If P ~ D the left D-module
D/DP
is denotedby D/(P).
If M EModl(D)
andP E Ç),
leftmultiplication
with P on M is denotedby
M ~ M.
J = {03B1 ~ C |0 Re 03B1 1}.
Throughout
the paper we assume that the reader has somefamiliarity
with the
language
of D-modules. He may consult forexample [6], [7].
Let
M, N ~ Mod~(Dn).
Then thetensorproduct M ~ N
has innatural way a left
Dn-module
structure,namely given by ~i(m ~ n )
=~i(m) ~ n
+ m ~~i(n),
all i. Let M ~Mod~(Dn-1). O ~
M has a left’2n-module
structuregiven by ~i(a
~m ) ai (a) 0
m+ a ~ ~i(m),
all i E{1,...,
n -1}, an (a 0 m )
=~n(a)~m (cf [6],
Ch.2, 12.2).
In a similar
way h ~ N
has a leftDn-module
structure if N EMod~(D(n)).
IfQi e D(i),
thefollowing
iseasily
verified§1.
Theopération W
In order to state the results in a neat way we introduce some
general
notions. Let A be a
category. C(A)
is thecategory
whoseobjects
arequadruples ( E, F,
u,v ),
whereE,
F areobjects
ofA,
u ~HomA(E, F)
and v E
Homd(F, E).
If(E, F,
u,v)
and(E’, F’, u’, v’) belong
toC(A),
thenHence
C(A)
is thecategory
ofdiagrams
in W over the scheme "· ~ ·".Cf. Grothendieck
[3]
and Mitchell[4],
Ch. II§1. W( W )
may be seen as afunctor
category
and as such it inherits theproperties
of W. Inparticular C(A)
is an abeliancategory
if W is abelian. We have two evaluationf unctors eo and el
fromC(A)
to A. If X =( E, F,
u,v ) ~ C(A)
thene0(X) = E, e1(X) = F.
If W is an abeliancategory
these functors are exact andcollectively
faithful. Hence inparticular:
X’ ~ X ~ X" isexact
in C(A)
if andonly
ifei(X’) ~ ei(X) ~ ei(X")
is exact inA,
alli E
(0, 1}.
Notice that we have natural transformations u: e0 ~ e1, v:el - eo. If F: A ~ B is a functor between
categories
A ande,
there isobviously
an inducedfunctor C(F): B(A) ~ C(B). Clearly
if A ande are additive and F is an additive
functor,
thenB(F)
is additive.Exactness
properties
of F are transferred toW(F). Furthermore,
if G:W- EW is another functor and q: F - G a natural transformation
(resp.
equivalence),
there is a natural transformation(resp. equivalence) C(~):
C(F) ~ C(G).
Let A be a
category.
For all n E 1B1 we defineinductively
For each n E 1B1 we have 2n evaluation functors defined
inductively
asfollows: for all
il,..., in+l E (0, 1}
If
E e
andi1,..., in ~ {0, 1}
wemostly
writeE(i1...in)
orEil’"
ln insteadof ei1...in (E).
For
every j E {1,...,n}
and alli1,...,iJ-1, ij+1,..., in ~ (0, 1}
weget A-morphisms
It is
easily
seen that thecategory Cn(A)
can be identified with thecategory
whoseobjects
are2n-tuples (E(i1... in); i1,...,in ~ (0, 1})
ofobjects
ofA,
connectedby A-morphisms,
forall j E {1,..., n},
alli1...in{0.1}.
where
E(-r-)
stands forE(i1... iJ-1rij+1... in).
Thefollowing diagrams
have to commute
where for
simplicity
we have writtenErs instead
ofREMARK: Let A be a
ring
and letMod,, (A)
be thecategory
of leftA-modules. We write
Cn(A)
instead ofCn(Mod~(A)).
Furthermore we setCn = Cn(C).
§2.
Definition andproperties
ofFn
Our next
goal
is to construct aparticular object Fn
ofCn(Dn).
Lettherefore n E
N,
n =1= 0. For a EJ,
i EN - {0}
defineFor each a
E J,
the9(n)-linear
mapsand
yield
inductivesystems n
andn)
Define
Furthermore,
theD(n)-linear
mapsgive
rise toC(n)-linear
mapsHence we have constructed an
object
By extending
coefficients weget (2 ~ F(n) ~ C1(Dn)
REMARK: Instead of the
clumsy
notationC1(O ~. )(F(n))
weprefer
toa(n) write O
~ F(n).
a(n)
The
preceding
constructions leadimmediately
toLEMMA 1: There exists short exact sequences
of D(n)-modules
PROOF: Let
a e J - (01.
TheD(n)-linear
mapD(n)/(~nxn - 03B1) ~ D(n)/(Xn~n - 03B1),
inducedby
P H Pan
is anisomorphism (left
to thereader).
We have the commutative
diagram
with exact rowswhere the vertical maps are induced
by
P ~pan.
Hence, by
inductionon i,
it follows that5g7’ ~ F"(n),03B1,i, 1
~~n, is
anisomorphism
for all i ~ 1B1 -{0}.
It is
easily
verified that we have a commutativediagram
with exactrows
Taking
the direct limit andsumming
over a E ,I we obtain the exactsequence of
C(,,)-modules
The other two sequences are obtained in a similar way.
Consider the bifunctor
~: Mod~(Dn) Mod~(Dn) ~ Mod~(Dn),
0
(M, N) ~ M ~
N. It induces a bifunctor fromCn-1(Dn)
XC1(Dn)
toa
Cn(Dn),
also denotedby ~. Keeping
this in mind we define induc-0
tively
on n ~ NHence
Fn(i1...in)=(O ~ F(1)(i1)) ~
...~ (O ~ F(n)(in)),
alli1,...,in ~ {0, 1}.
TheDn-linear
maps are identified asWe are
ready
now to define the functorSn.
Therefore consider thebifunctor
Hn : Mod~(Dn)
XMod~(Dn) ~ C0, ( M, N) ~ HomDn(M, N).
It induces a bifunctor
Cn(Hn) : Mod~(Dn) Cn(Dn) ~ Cn. So
therearises a contravariant functor
Notice that
Sn
is characterizedby
§3. Study
of the f unctorSn
We restrict our attention to the
category Mod~(Dn)x1...xnhr
the fullsubcategory
ofMod~(Dn) consisting
of holonomic?,,-modules
withregular singularities along
xl ... xn. For a definition we refer to van denEssen
[5],
Ch.I,
Def. 1.16. Hegives
also adescription
of thesimple objects
inMod~(Dn)x1...xnhr (Ch. I,
Th.2.7). They
are of the formD/(q1,..., qn) with qi ~ {xi, ~i)
u{~ixi - al aiE C,
0Re al 1},
alli ~ {1,...,n}.
It is suitable for us to write this as
where N =
Dn-1/(q1,..., qn-1)
is asimple object
fromMod~
(Dn-1)x1...xn-1hr
. Tosimplify
notations we introduce:For 03B1 ~ J ~
{1}
defineqn(a) E Ç)(n)
as:For
(q,,(a»).
For M E
Mod~(Dn)
defineQ03B1(M)~ Ker(M - M).
So for each
03B1 ~ J ~ {1}
we have apair
of functors(P03B1, Q03B1) P03B1:
Mod~(Dn-1) ~ Mod~(Dn), Q03B1: Mod~(Dn) ~ Mod~(Dn-1). Obviously:
-
Q a
is left exact.-
P03B1
is exact, because~ (a»
is a flat(9n-I-module.
- P03B1
is a leftadjoint
ofQ03B1.
By
a directcalculation, using
the definitionsof F’n
andF"n,
oneestablishes
LEMMA 2: There exist short exact sequences of
Dn-1-modules
for all
03B1 ~ J - {0}.
PROOF:
During
theproof
we write ~ in stead of0 .
Let a E J. It isstraightforward
toverify
thatOn-1 ~ Q03B1(O~F’(n),03B1,i).
One may use e.g.or the lemma on page 39 in
[6].
Furthermore
Consider the short exact sequence of %modules
Writing ~J
for the map: leftmultiplication
with~nxn - 03B1
onO~F’(n),03B1,J,
all j ~ N - {0},
we obtain along
exact sequencewhere the maps are
Dn-1-linear.
By
induction on i we have Coker~i = On-1.
Now(9n -l
is asimple Dn-1-module,
hence 8 is anisomorphism.
Moreover e=0 and Coker~i+1
=On-1.
So we have for all i ~N-{0},
a commutativediagram
withexact rows
Another calculation learns that left
multiplication
withanxn - a
onO~F’(n),03B2,i is
abijection,
for alli ~ N - {0},
all03B2 ~ J, 03B2 ~ 03B1 (use
induction oni ).
Aftertaking
the direct limit andsumming over 03B2
~ J wearrive at the short exact sequence
Using
that leftmultiplication
withanxn -
a on O isbijective
and thecommutativity
of the nextdiagram
with exact rows(Lemma 1)
one estblishes the exactness of
It is
immediately
verified that leftmultiplication
with xn onO ~ F’(n)
isbijective.
Furthermore leftmultiplication
with xn onO ~ D(n)/(xn)
issurjective
and has Ker =On-1.
Consider the second sequence in Lemmaxn .
1,
argue as above and obtain the exactness ofOn-1~O ~ F"(n)
~ O 0F"(n).
Combining
results on leftmultiplication
withan x n
and leftmultiplica-
tion with xn
yields
the exactness of the upper sequences in the lemma.At this
point
we introduce acategory ci
as follows:C0
is thecategory
of finite dimensional C-vector spaces,’en + 1
is the fullsubcategory
ofCn+1 consisting
of theobjects (E, F,
u,v )
ECn+1
such that(i) E, F ~ Cn
(ii) {03BB|03BB eigenvalue of ei1...in(vu)}
c J for alli1,...,in ~ {0, 1}.
Notice that
in
is a thick abeliansubcategory
ofCn.
For each a E J U{1}
we introduce a functor
La : Cn-1 ~ Cn by setting
for all E ~Cn-1:
These are all exact functors.
Clearly
for each a E .I~ {1} La
restricts toa functor from
Cn-1
toCn,
denoted alsoLa.
Putting n
= 1 in Lemma 2 we may reformulate it asHowever elements of
Modt(2LJI)hr
have finitelength. Hence S1
inducesa contravariant exact
functor,
denotedSI’
fromMod~(D1)hr
toC1.
Thisresult
generalizes
toPROPOSITION 1:
Sn
induces a contravariant exactfunctor Sn: Mod,,(9n)xl... Xn ~ Cn.
PROOF:
By
induction on n. We needonly
to consider asimple
moduleM E
Mode (en) XI ...
xn. Hence let a E J U{1}
N EMod~(Dn-1)x1...xn-1hr
such that
M = PaN.
Letil, ... in E {0, 1}.
Writeq = qn(a), P = P03B1, Q = Q«,
L =La.
Lemma 2 says that leftmultiplication
with q issurjective
on(2
~ F(n)(in).
Furthermore (9~ F(n)(in)
is a flatOn-1-module
and0(n) 0(n)
q E
D(n), hence
Again using
Lemma 2 weget C1(Q)(O ~ F(n)) = L(On-1).
It followsthat
The exactness of
Sn follows, by induction,
from the nextgeneral
result.LEMMA 3: Let
A, B be
abeliancategories
withenough injectives.
Let G:B ~ A be a
left adjoint of
F: A ~ B and assume that G is exact.Furthermore,
let A ~ A be such thatR1F(A)
= 0.Then
Ext1A(G(B), A) ~ Ext1B F(A)),
all BE!!d.REMARK:
R1Q(Fn(i1...in)) = 0
because leftmultiplication
with q issurjective.
PROOF: Notice that for an
injective object
I ~ AF(I)
isinjective
in9,
because one hasHomB(·, F(I)) ~ HomA(G(·), I)
and this last functor is exact. Consider a short exactsequence A -
I ~ R in W with Iinjective object
in A.Because R’F(A)
= 0 we get an exact sequence in f1l(Obvious
F is leftexact.)
Let B ~ B There results a commutativediagram
of abelian groups with exact rowsHence the lemma follows.
§4.
The inverse functorIn order to prove that
Sn
defines anequivalence
ofcategories
we comeup with an inverse functor. First some
generalities.
Let W be an additivecategory
and let R be aring.
A leftR-obj ect
in W is anobject
A OE Wtogether
with ahomomorphism
ofrings 03C1: R ~ HomA(A, A). (Cf.
Mitchell
[4],
Ch.II, §13).
Forexample
theobjects
ofCn(R)
are R-ob-jects.
Further if A E.9I is any leftR-object,
then the abelian groupHomA(B, A) gets
in a canocial way a left R-module structure. Ifa E
HomA(B, B’)
thenHomA(03B1, A)
is amorphism
of left R-modules.In
particular
we have a left exact contravariant functorIn order to
study
this functorTn
we first consider theoperation
W. Werecall that for any additive
categoryw,
we definedHomC(A)(E, F)
forall
E,
F E.9I in such a way that thefollowing
sequence of abelian groups is exactThis observation enables us to prove the
following.
LEMMA 4: Let A be a
C-algebra,
B anA-algebra.
Let W be an abeliansubcategory of C0. Suppose
9:Mod~(B) ~ Modt(A)
is aleft
exactfunctor.
Let80 : G(HomC(·,·)) ~ Homc(., G(·))
be a naturaltransfor-
mation
( resp . equivalence) of bifunctors from
AModl(B)
toModt(A).
Then there is a natural
transformation ( resp. equivalence)
of bifunctors from Cn(A)
XCn(B) to Mod~(A).
Finally
let us define for each03B1 ~ J ~ {1}
a functorK a : Cn ~ Cn-1
asfollows:
Clearly Ka
is left exact for all a E J U(11. Furthermore,
as oneeasily verifies, La
is a leftadjoint
ofKa.
Before we return to the
functor Tn
we need adescription
of thesimple objects
ofÎ,,.
We leave it to the reader toverify:
LEMMA 5 :
(i) Every
F ECn,
F =1=0,
has asubobject of
theform La E, for
some a E J U
{1}
and somesimple object
E Elin - 1.
(ii )
Thesimple objects
inCn
are thoseof
theform LaE for
somea E J
~ {1}
and somesimple object
E ECn-1.
(iii) Every object
inCn
has afinite length.
Now we are
ready
to prove.PROPOSITION 2:
Tn
restricts to a contravariant exactfunctor
Mod~(Dn)x1...xnhr,
which takessimple objects
tosimple objects (and
is stilldenoted
Tn).
PROOF :
By
induction on n. We may assume FECn
to besimple.
Let ussay F =
LaE,
a E J U{1},
E ECn-1 simple.
Write L =La’
K =Ka, P = Pa.
For each i E(0, 1}
(9~ F(n)(i)
is a flat(9n - -module.
Hence in0(n)
virtue of Lemma 1 we
get K(Fn) = Fn-1 ~ ((9 0 D(n)/(qn(03B1a))) =
Lemma 4
applied
to theequivalence HomC(F, M ) ~ON ~ HomC(F,
M~ON),
where F is a finitedimensional C-vector
space, M EMod(O),
Na flat
(9-module, gives
In fact these
isomorphisms
areDn-linear.
To exhibit the exactness of
Tn
we useLEMMA 6 : Let R :
Mod~(Dn) ~ C0 be
anexact f unctor.
Then
Ext1Cn(E, Cn(R)(Fn))
=0,
all E ECn.
PROOF:
According
to lemma 1OJt(n)’ Vn) and V(n)U(n) -
al aresurjec-
tive,
henceR1K(Fn)
= 0. Because R is exact it commutes with K andR1K(Cn(R)(Fn))
= 0. Henceaccording
to Lemma 3 it follows thatREMARK:
According
to Mitchell[4],
Ch.VI, Corollary 4.2, (with R
=C) Cn
isequivalent
to acategory
ofright
modules over a certainring
ofendomorphisms. (Recall,
cf.§1,
thatCn
is a functorcategory
of the kindmentioned in this
Corollary.) Hence W,,
hasenough injectives.
§5.
Theéquivalence
ofcategories
In the
preceding
pages we have shown the existence of two contravariant exact functorsBy
some formal considerations it follows now thatSn
defines anequiv-
alence of
categories
with inverseTn .
PROPOSITION 3:
Sn
andTn
are inverse to each other.PROOF: First we mention the natural
equivalence
of C-vector spacesHomC(E, Hom 9n( M, N )) = HomDn(M, HomC(E, N)),
where E EC0,
M,
NEMod~(Dn). By
Lemma 4 there results a naturalequivalence
where E E
Cn, M ~ Modl(Dn),
F ~Cn(Dn).
So in
particular
weget
a naturalequivalence
where E ~ Cn, M ~ Mod~(Dn)x1...xnhr.
Or, working
in the dualcategory C0n,
Hence
S0n
is a leftadjoint
ofT0n.
Thisgives
rise to natural transforma-tions 03C8:
1 ~T0nS0n
=TnSn, ~: S0nT0n ~
1 and dual~0:
1 ~SnTn.
Both
S0n
andT0n
are exact and takesimple objects
tosimple objects.
Hence in
particular
both functors are faithful.Hence 03C8(M)
and~0(E)
are
monomorphisms
ifM ~ Modl(Dn)x1...xnhr,
E ~Cn.
Hence both areisomorphisms
in case theobject
issimple. So, by
induction on thelength, Bfi and ~0
areequivalences.
Références
[1] Mathématique et Physique: Séminaire de l’Ecole Normale Supérieure 1979-1982.
Progress in Math. Vol. 37, Birkhäuser (1983).
[2] A. GALLIGO, M. GRANGER et PH. MAISONOBE: D-modules et faisceaux pervers dont le support singulier est un croisement normal. I. Annales de l’Institut Fourier (1985).
A. GALLIGO, M. GRANGER, PH. MAISONOBE: D-modules et faisceaux pervers dont le support singulier est un croisement normal. II. Luminy 1983. To appear in Astérisque.
[3] A. GROTHENDIECK: Sur quelques points d’Algèbre homologique. Tôhoku Math. J. 9
(1957) 119-221.
[4] B. MITCHELL: Theory of categories. Academic Press, New York and London (1965).
[5] A. VAN DEN ESSEN: Fuchsian modules (thesis). University of Nijmegen (1979).
[6] F. PHAM: Singularités des systèmes différentiels de Gauss-Manin. Progress in Math.
Vol. 2, Birkhäuser (1979).
[7] J.-E. BJÖRK: Rings of differential operators. North-Holland Math. Library Series (1979).
(Oblatum 7-111-1985)
M. G. M. van Doorn Institute of Mathematics Catholic University Nijmegen
Toernooiveld 6525 ED Nijmegen
The Netherlands