A NNALES DE L ’I. H. P., SECTION A
L. A CCARDI
Y. G. L U
The fermion number processes as a functional central limit of quantum hamiltonian models
Annales de l’I. H. P., section A, tome 58, n
o2 (1993), p. 127-153
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127
The Fermion Number Processes
as aFunctional Central Limit of Quantum Hamiltonian Models
L. ACCARDI and Y. G. LU Centro Matematico V. Volterra,
Dipartimento di Matematica, Universita di Roma II
Vol. 58, n° 2, 1993, Physïque théorique
ABSTRACT. - In the present paper, we
investigate,
in the Fermion case, how the number processes arise from a limit of a quantum Hamiltonian model. Our conclusion is that the time evolution of a certainquantum
Hamiltonian model tends to the solution of a quantum stochastic differen- tialequation
drivenby
the Fermion number processes.RESUME. 2014 Dans cet article nous étudions comment le processus de nombre de fermions
apparait
comme une limite dans un rnodele Hamilto- nienquantique.
Notre conclusion est que l’évolutiontemporelle
d’uncertain modele Hamiltonien converge vers la solution d’une
equation
differentielle
stochastique
avec une sourcequi
est le processus du nombre de fermions.1. INTRODUCTION
In the series papers
([ I ],
...,[6]),
we haveinvestigated
in the Bosoncase the low
density
limit of a quantum Hamiltonian system and shown (*) On leave of absence from Beijing Normal University.Annales de l’Institut Henri Poincaré - Physique théorique - 0246-02] 1
128 L. ACCARDI AND Y. G. LU
that the time evolution of the quantum Hamiltonian system tends to a quantum stochastic process which satisfies a quantum stochastic differen- tial
equation
divenby
quantum Poisson processes.The present paper is devoted to the Fermion
analogue
of[1] ]
and forsake of
brevity
we shall omit here the motivations of theproblem
andrefer the reader to the "Introduction" of
[1], [6].
Following
the pattern of[3],
we formulate theproblem
for ageneral quasi-free
state and we prove the convergence of the kinematical process of the collective number vectors to Fermion Brownian motion in thegeneral
case.
Starting
from Section 3 we restrict our attention to the Fock case.Let
Ho
denote the system Hilbert space;H 1
the oneparticle
reservoirHilbert space and
W(Hi)
theCAR-algebra
onHi ,
i. e. thealgebra
gener- atedby
the setwhere, A ( f )
is the Fermion annihilation operator. Let H be a self-adjoint
bounded below operator onHI
andz, P positive
real numbersinterpreted respectively
asdensity
of the reservoirparticles
and inverse temperature. Denote p the Fock state characterizedby
the condition:We whall write A
(resp. A + )
for 7r°A LetSr
be aunitary
group on
B (HI) (the
oneparticle
free evolution of thereservoir).
Thesecond
quantization
ofSt,
denoted r(St),
leaves q> invariant hence it isimplemented,
in the GNSrepresentation, by
a1-parameter unitary
groupVt
whose generatorHR
is called the free Hamiltonian of the reservoir. As in[3]
we assume that there exists a non zerosubspace
K ofH~
1(in
all theexamples
it is a densesubspace)
such thatLet be
given
aself-adjoint
operatorHs
on the system spaceHo,
called the system Hamiltonian. The total free Hamiltonian is defined to beWe define the interaction Hamiltonian V as in
[1]
i. e., we fix two functions gl, go E K and define ,Annales de l’Institut Henri Poincaré - Physique théorique
with the notations
and where D is a bounded operator on
Ho satisfying
Moreover we assume that go
and gl
havedisjoint
energy spectra, i. e.More
general
interactions will be discussed insubsequent
papers.The condition
( 1. 9)
is natural and hasalready
been used in the literatureon the weak
coupling
limit(ef [8], [8 a], [8 b]).
With the condition( 1. 9),
the condition
( 1. 8)
is also natural since atypical example
for D in quantumoptics
isD==~0)(l~
where11), 10>
areeigenvectors
of the system HamiltonianHo (rotating
waveapproximation).
Thiscorresponds
to
[Ho,
coo are theeigenvalues).
The condition(1. 8) corresponds
totaking 03C91
= but the choice resultsonly
in atrivial shift in the one
particle
reservoir Hamiltonian(cf.
Section 5 in[6]
for the
detail).
Also from thepoint
of view ofmathematics,
the differencebetween the condition
( 1 . 8)
and thegeneral
N-level case is as we haveshown in
[3], only
toapplying (many times) Reimann-Lebesgue
Lem-ma - of course a different quantum process is obtained in the N-levels
case but the difference is not fundamental
(cf. [3],
for the weakcoupling
case
[9]).
With these
notations,
the total Hamiltonian isand the wave operator at time t is defined
by
Therefore we have the
equation
where,
Moreover the solution of
( 1. 12)
isgiven by
the iterated serieswhich is norm convergent since the field operators are bounded.
130 L. ACCARDI AND Y. G. LU
An
important
role in the present paper will beplayed by
the collectivenumber vectors defined
by
where and for each
~~N,~,
From Lemma
(3.2)
of[10],
we know that theassumption (1.4) implies
that the
sesquilinear form (..) :
K x K --+ cø definedby
defines a
pre-scalar product
on K. We orsimply K,
thecompletion
of thequotient
of Kby
thezero (. (. )-norm
elements.The
analogy
with the newtechniques, developed
in[ 13],
for the weakcoupling limit,
suggests to consider thelimit,
as z -~ 0 ofexpressions
ofthe form
In
analogy
with the strategy of(1~,
the first step in ourinvestigation
will be to control the
following
limit:We first outline the common and different
points
between the present work and[1]:
Due to the form(1.6)
of theinteraction,
the Wick ordered from of theproducts
Annales de l’lnstitut Henri Poincaré - Physique théorique
is the main
subject
to the considered in the lowdensity limit,
both in theBoson and the Fermion cases. The
only
difference between the two cases is some power of( -1 )
which is due to the different commutation relations. Therefore one canhope
that(1)
Thenegligible
terms will be similar to the Boson case.(2)
The uniform estimate theorem in[1]
can be useddirectly
to the present situation.(3)
The limit of thenon-negligible
terms is similar to the Boson case.Exactly
as in the Boson case, the estimates needed to solve thisproblem
will
allow,
with minormodifications,
to control moregeneral
situations(ef [1]).
In order to formulate ourresult,
let us recall from[13]
thedefinition of the Fermion Brownian Motion:
DEFINITION
( 1 . 1 ).
- Let f be a Hilbert space, T an interval in R. Let 1 be aself-adjoint
operator on f and letdenote the GNS
representation
of the CARalgebra
over L2(T, dt; x)
with respect to the
quasi-free
state (po on W(L2 (T, dt;
characterizedby
The quantum stochastic process
where
A ( . ),
A +(. )
denoterespectively
the annihilation and creation fields in therepresentation ( 1. 23),
is called theQ-Fermion
Brownian Motion onL2
(T, dt; Jf).
The Fock Fermion Brownian Motioncorresponds
to thechoice of
Q =1.
Our main result in this paper is to prove
that,
the limit( 1. 19)
existsand is
equal
to .where ( /, A, A +, BII}
is the Fock Brownian motion onand
U (t)
satisfies a quantum stochastic differentialequation
drivenby purely
discontinuous noises in the sense of[14]
and[15],
whose form isgiven by (5.28).
132 L. ACCARDI AND Y G. LU
2. THE NOISE SPACE
We know from
~]
that for eachS, T, S’, T’eR, and f, f’ e K satisfying (1.6),
one hasMoreover,
the limit is uniform forS, T, S’,
T’ in a bounded set in R.Proof -
Theproof
is similar to that of Lemma(2 .1 )
of[ 1 ].
Theonly
difference
being
that now we have number rather then coherent collective vectors.By expanding
the scalarproduct
in the left hand side of(2. 2)
andusing
the
CAR,
one finds ~Twhich,
as z -~0, (2. 7), by
formula(2 .1 ),
tends toSince the limit
(2 .1 ) corresponds
to the 0-th term in theexpansion ( 1.14),
Theorem(2 . 1 )
shows that our limit processes, if itexists,
livesAnnales de l’lnstitut Henri Poincaré - Physique théorique
on the Hilbert space
r (L 2 (R, dt)
(8)K))-the
Fermi Fock space overL2
(R)
0K,
i. e. the space of the Fermi Fock Brownian Motion.3. THE COLLECTIVE TERMS AND THE NEGLIGIBLE TERMS
Starting
from the iterated series( 1. 14)
andusing ( 1 .13),
one hasIn the
right
hand side of(3 .1 )
theoperator
on the system space is rathersimple
and the mostimportant thing
is to know what is the contribution of theproduct
of creation and annihilationoperators.
In order to dothis,
as
usual,
we shallbring
thatproduct
to the normal ordered form. This is done in thefollowing:
THEOREM
(3 .1 ). -
For eachn E N,
the normal orderedfrom of
theproduct
is
equal
towhere,
9=b 1 and(n, ~ qh ~ h =1 )
is defined asThe sum
I’
means the sum for all 1 ...,satysfy-
qio ... , Pm, qm)
ing
= m(the cardinality
of theis equal
tom),
ph qh for anyh = l,
..., m for someh = l,
..., m.Remark. - In the second term of
(3 . 3) (type II),
the value of 9 is not relevant because we shallmajorize
the modulus of the sum with the sum134 L. ACCARDI AND Y. G. LU
of the moduli
(for
which the value of 9 isirrelevant)
and then we prove that the latter tends to zero.Proof -
Theonly
difference between theproof
of this Lemma and that of Lemma(3.1)
in[6]
is theprecise computation
of the exponent of(-1)
in the type I term, i. e. of thequantity (3 . 4).
This is achieved asfollows:
by bringing
to normal form theproducts
of the creation and annihilation operators in(3 . 1 )
andarguing
as in Lemma(3 . 1 )
of[6],
onearrives to an
expression
which differs from(3 . 2) only by
thereplacement
of the power of
( -1 )
andby
an unknown factor 9.In order to compute this
factor,
denotewith
the indices which label the annihilators which have not been used to
produce
scalarproducts.
Then notice that to move to theright
hand side of oneneeds to exchange
with the creators which are the
right
hand side of it andhave
not not used toproduce
scalarproducts,
~. for...,
~}B{~}~=i,
so one gets a factorThe same argument shows that to move to the
left hand side one needs to
exchange
with
A+(Stjg~(j)) for j > 03B2n-m-1, and j ~ {1, ... , n}B{qh}mh=1. So,
onegets a factor
Repeating
the argument n - m times[i.
e. once for each ofthe 03B2j
in(3.5)],
the factor
{ -1)
to the power(3.4)
arises.Now let
investigate
the contributions of termsIn (E)
andIIn (s).
First ofall we have:
Annales de l’Institut Henri Poincaré - Physique théorique
Proof - By
the definition ofIIn (E) [see (3 . 3)]
andletting
thecreation,
annihilation operators inIIn (e)
act on the number vectors in the left hand side of(3 . 8),
one shows that the module of the scalarproduct
in the lefthand side of
(3 . 8)
is dominatedby
where,
cr({ ~i~ ~, N, N’, m)
is the modulus of the scalarproduct
of apair
of collective number vectors, i. e.hence, by
Theorem(2.1)
a convergent, and therefore boundedquantity,
as z-~0.
The factor in the last line of
(3.9)
ismajorized by
The factor
given by
the first two lines in(3.9),
up to a constant, is thesame as the
right
hand side of(3.16) of [1]
and there we haveproved
that it
tends,
as z -0,
to zero. Thus the thesis follows.In order to compute the limit of the type I terms we rewrite the term
In (s)
in another form in which the exponent of the factor -1 has anexpression
much clearer than formula(3.3).
136 L. ACCARDI AND Y. G. LU
LEMMA
(3.3). - 1}"
where,
= _ ~ + ~ .It is clear that when we
bring
theproduct (3.2)
to thenormal ordered
form,
there will existm ~ ~)
creators not used to pro- duce the scalarproducts
with annihilators. Moreover in theproduct (3 . 2),
A+ is in orderedposition,
so 7M~ L Label theremaining
creatorsThis means that the creators
have been used to
produce
scalarproducts
with theannihilators
i. e. the
remaining
annihilators areThe factor
(2014 t)(t/~’"’"-~
comes from thefollowing exchanges:
A g 1- E with A +
{qm~) (this gives
the factor -1);
_with A
gE cqm>) (this gives
the factor( -1)2);
... ;with A + +
(this gives
the factor
( - 1)"’ ~ ~)..
Annales de I’Institut Henri Poincaré - Physique théorique
exists and is
equal
towhere ’P is the vacuum vector of r
(L2 (R; dt, K»,
and
for f, g E K
the half-scalarproduct ( f ~ g) _
is definedby
So,
one can rewite theproduct
of scalarproducts
in theright
hand sideof
(3 .11 )
in the form:Using (3 . 11)
and(3.18)
in(3 .15)
one finds that the limit(3 .15)
isequal
to the limit of
138 L. ACCARDI AND Y. G. LU
Letting
the creators in(3.19)
act on the number vectors in the left hand side of the scalarproduct,
one has1
where we have used the
symbol
n to denote theproduct
of operatorsh=m
with
decreasing
time-indices.Similarly, letting
the annihilators in(3.19)
act on the
03A6N’-number
vectors andchanging
theirorder, using
theCAR,
so to obtain a sequence of
decreasing time-indices,
we obtain theexpression
acting
on theÐN, -
number vectors in(3 , 19).
Now we canapply (3. 20)
and this leads to the result:
Annales de l’Institut Henri Poincaré = Physique théorique
Summing
up,(3.19)
isequal
toBy
Theorem(2.1)
the last scalarproduct
in(3.23)
tends toand the same arguments as in the
proof
of Lemma(3 . 4)
of[1]
show thatthe
t-integral
term in(3.27)
tends toThis proves our result.
4. THE LIMIT OF THE NON-NEGLIGIBLE TERMS
In the
previous
section we have discussed the limit(!.19)
for each fixedn and our main results are Theorems
(3.2)
and(3.4).
The present section140 L. ACCARDI AND Y. G. LU
is devoted to
investigate:
( 1 )
the condition toexchange
the limit z - 0 with the sum overnEN;
(2)
theexplicit
form of the limit.In the
following,
we shall use the notationwhere,
Annales de l’lnstitut Henri Poincaré - Physique théorique
Proof. - By
formula(3 . 3)
andusing
the notation(4. 3),
we know thatthe left hand side of
(4. 2)
ismajorized by
this is the same, up to a constant, as the
right
hand side of(4 .18)
in[ 1 ],
therefore the
application
of the same argument as in theproof
of Lemma(4 . 3)
of[1] leads
to(4 . 2).
Combining together
Theorem(4 . 1 ),
Theorem(3 .1 ),
Theorem(3 . 2)
andTheorem
(3 . 4),
one has thefollowing
the limit
(1 . 19)
exists and isequal
toProof - By expanding
theproduct
142 L. ACCARDI AND Y. G. LU
one can write the scalar
product
in(1.19)
in the formApplying
Theorem(4. 1)
to(4.9),
one knows that ifi/16I~
DII,
thelimit
(1 .22)
isequal
toBy application
of Theorem(3. 2)
and Theorem(3 . 3)
we finish theproof.
5. THE
QUANTUM
STOCHASTIC DIFFERENTIALEQUATION
From the
Sections § 2, §
3and §
4 one has learnt( 1 )
the limit space on which our limit processeslives;
(2)
the conditionsallowing
to take the limit in(1.19);
(1)
theexplicit
form of the limit( 1.19).
Now we want to describe the quantum stochastic process
arising
in thelimit
(1.19).
First of all notice that for each
N, f~,
...,~i,
...,K,
T,}~~ {S,, T~ }~= 1
cR,
u, v ~Ho, (Ra),
the scalarproduct
inAnnales de l’lnstitut Henri Poincaré - Physique théorique
(1.19)
can be written asand its limit e.
(4.6)
can be written in the formIt is clear that both
expressions
are bounded.In the
following
we introduce thefollowing
notations: for a E{0,1}
our first and most
important
conclusion in this section isTHEOREM
(5.1). -
For eachN,
N’E N, fl’
...,f’i,
...,K, {Sk, Th }Nh=1, {Sh, Th )§/=
cR,
u, v ~ H0, D ~ B(Ho),
under the conditions( 1 . 8), ( 1 . 9)
and(4 . 5),
theexpressions (5 . 2) satisfy
the systemof differential equations
and
144 L. ACCARDI AND Y. G. LU
Remark. - This Theorem is the
analogue
of Theorem(5.10)
of[1]
andthe two
proofs
are also similar. We shall not repeat the details of theproof
butonly give
the main idea and outline theimportant
steps.Proof. - By
thechange
of variablein
( 1. 22),
one finds that(5 . 1 )
isequal
toUsing
theexplicit
form(1 . 6)
of the interaction for and thechange
of variables(5.7)
becomesAnnales de l’Institut Henri Poincaré - Physique théorique
The first term of
(5.9) tends,
as z -~0,
toIn the second term of
(5 . 9),
the action of the creator A+g£)
on thevector
gives
Therefore the second term of
(5.9)
isequal
toThe
expression
1(8)A
is handled with the sametechniques
as in
[1,
...,6]. Namely:
oneexpands Utl/z2 using
the iterated series and after thechange
of variable 12, one findsMoreover
146 L. ACCARDI AND Y. G. LU
and
by (1.9)
the scalarproduct
is notequal
to zeroonly
when E’ =1- E.Thus
(5.12)
can be rewritten asNow let see the third term of
(5.15)
and try to move the annihilation operator Agl -£)
to theright
hand side ofproduct
V(t3)
... V(~")
so that we can let the annihilator act on the
03A6N’-number
vector. In orderto do
this,
from the formulas( 1.13)
and(5.14)
we know that the annihilator A(St1/z2 g1-~)
can appear in two ways:1. it is used to
produce
a scalarproduct
with a creator A +where
~~= 3,. 4,
... ,, n;2. the annihilation operator ís
simply exchanged
with theproduct v (t3) ...
V(tn).
In the
case 1, 3;
one obtains a term typeII,
therefore its.limit is zero: all the terms of this
type
arecollected
ino(1)
below. ThusAnnales de l’lnstitut Henri Poincaré - Physique théorique
(5. 16)
isequal
toBy letting
the annihilator act on the number vectordu,
k=1,
..., N’ one obtainsB /
Finally
recall that as z - 0 one has148 L.
ACCARDI AND Y. G. LU
and
From the
above,
in thenotations (5.1), 5.2 ),
we deduce: .Notice that in
(5.20)
the last term is similar to(5.12),
thereforeby repeating
the discussion from(5.12)
to(5 . 20),
we haveAnnales de l’Institut Henri Poincaré - Physique theorique
Iterating n
times the aboveprocedure
one finds that the scalarproduct
is
expressed
as a sum of several terms.Denoting by Tk
the sum of all theterms obtained in the k-th step with the
exception
of the first and the lastsummands,
one has150 L. ACCARDI AND Y. G. LU
where
Moreover the last summand in the n-th step is
Notice that the term
(5.24)
differs from thecorresponding
one in thestep in that the operator A 1/z2g~n-
1)
has beenreplaced by
and the operator
has been
replaced by
Annales de l’Institut Henri Poincaré - Physique théotique
Therefore it
follows,
from the induction argument and formula(5.19 b)
that
Finally by rewriting
theright
hand side of(5.25)
as the sum of twoterms
corresponding
to n odd or even andletting
z tend to zero, we obtain(5 . 5 a).
It is easy to check(5 . 5 b)
and(5 . 5 c).
Now let us introduce some notations on the Fock space
F(L~(R0(K,(. ~ .)).
ForTeB(K),
denotethe number operator, characterized
by
the propertyFor
each
define the number processby
~t)-
Consider the quantum stochastic differential equa- tionwhere,
THEOREM
(5 . 3). -
The quantum stochasticdifferential equation (5 . 27)
has a
unique
andunitary
solution.152 L. ACCARDI AND Y. G. LU
Proo_ f : -
The existence anduniqueness
of the solutionof q.s.d.e. (5.27)
follows form the fact that
DI (a), D2 (a)
are bounded operators. Theproof
ofunitarity
is the same as the one of Theorem(6.3)
of[1].
Now our last assertion can be stated and
proved
asfollowing:
THEOREM
(5 . 4). -
Under the conditions( 1. 8), ( 1. 9)
and(4.5),
thelimit
( 1.19)
is of formand where
U (t)
is the solution of the quantum stochastic differentialequation (5.27).
Proof - Clearly (5. 29)
can be written in the form:Using
theQSDE (5.27)
it is easy to show that(5. 30)
satisfies the system of differentialequations (5 . 5
a,b, c).
Since
D2 (cr)
are the bounded operators, one knows that the differentialequation
has aunique
solution. This allows toidentify (5. 29)
with
(5. 2)
andtherefore, by
Theorem(5.1),
with the limit(1.19).
Thiscompletes
theproof.
REFERENCES
[1] L. ACCARDI and Y. G. LU, The Number Process as Low Density Limit of Hamiltonian Models, Commu. Math. Phys., Vol. 637, 1991, pp. 1-31.
[2] L. ACCARDI and Y. G. LU, Low Density Limit: The Finite Temperature Case, Nagoya Math. Journ., Vol. 126, 1992, pp. 25-87.
[3] Y. G. LU, Low Density Limit: Without Rotating Wave Approximation, Rep. Math.
Phys. (to appear).
[4] L. ACCARDI and Y. G. LU, The Low Density Limit: Langevin Equation of Boson Fock Case, Ideas and methods in Mathematics and Physics (to appear).
[5] L. ACCARDI and Y. G. LU, The low density limit for quantum systems, J. Phys.
A: Math. and Gene, Vol. 24, 1991.
[6] L. ACCARDI, R. ALICKI, A. FRIGERIO and Y. G. LU, An invitation to the weak coupling
and low density limits, Quantum Probability and Applications V, World Scientific, 1991.
[7] R. DÜMCKE, The low density limit for an N-level systems interacting with a free Boson
and Fermi gas, Comm. Math. Phys., Vol. 97, 1985, pp. 331-359.
[8] E. B. DAVIES, Markovian master equation, Comm. Math. Phys., Vol. 39, 1974, pp. 91- 110. (a) E. B. DAVIES, Markovian master equation III, Ann. Inst. H. Poincaré, Vol. B11, 1975, pp. 265-273. (b) E. B. DAVIES, Markovian master equation II, Math.
Ann., Vol. 219, 1976, pp. 147-158.
[9] L. ACCARDI and Y. G. LU, The Weak Coupling Limit Without Rotating Wave Approxi- mation, Ann. Inst. H. Poincaré, Phys. Th., Vol. 54, No. 4, 1991.
cle I’Instilut Henri Poincaré - Physique théorique
[10] L. ACCARDI, A. FRIGERIO and Y. G. LU, The weak coupling limit as a quantum functional central limit, Comm. Math. Phys., 131, 1990, pp. 537-570.
[11] L. ACCARDI, A. FRIGERIO, Y. G. LU, The Weak Coupling Limit (II): The Langevin equation and finite temperature case (submitted to Publications RIMS).
[12] P. F. PALMER, Dr. Phil. Thesis, Oxford, 1977.
[13] L. ACCARDI, A. FRIGERIO and Y. G. LU, The Weak Coupling Limit For Fermions,
J. Math. Phys., Vol. 32, (6), June 1991, pp. 1567-1581.
[14] R. ALICKI and A. FRIGERIO, Quantum Poisson Process and Linear Quantum Boltzmann Equation, preprint.
[15] A. FRIGERIO and H. MAASSEN, Quantum Poisson Process and Dilatations of Dynamical Semigroup, Prob. Th. Rel. Fields, 83, 1989, pp. 489-508.
( Manuscript received January 18, 1991;
revised version received November 10, I991.)