A NNALES DE L ’I. H. P., SECTION A
S TEPHEN B REEN
Feynman diagrams and large order estimates for the exponential anharmonic oscillator
Annales de l’I. H. P., section A, tome 46, n
o2 (1987), p. 155-173
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155
Feynman diagrams and large order estimates
for the exponential anharmonic oscillator
Stephen BREEN Department of Mathematics, University of Southern California,
Los Angeles, California, 90089-1113, USA
01. 46, n° 2, 1987, Physique theorique
ABSTRACT. -
Upper
and lower bounds are derived which prove the~
conjectured divergence
rates for theperturbation
coefficients of the lowesteigenvalue (ground
stateenergy)
and of the trace of thesemigroup
for theexponential
anharmonic oscillator. Our methods involveFeynman
dia-gram
representations
for theexponential
interaction andpath integral
estimates. We also prove a
bracketing inequality
for theground
state energyperturbation
coefficients which hasappeared
in several otherexamples.
RESUME. - Nous demontrons des bornes
superieures
et inferieuresqui
prouvent les vitesses de
divergence
attendues pour les coefficients de per- turbation del’énergie
laplus
basse et de la trace dusemi-groupe,
pour l’oscillateuranharmonique exponentiel.
Nos methodes utilisent desrepre-
sentations en
diagrammes
deFeynman
pour 1’interactionexponentielle
et des estimations
d’integrales
de chemins. Nous prouvons aussi uneinegalite
encadrant les coefficients deperturbation
del’énergie
laplus basse, qui
est apparue dansplusieurs
autresexemples.
1. INTRODUCTION
In two recent
articles,
Grecchi and Maioli[7] ] [2] ]
have introduced ageneralized
Borel summation method fordivergent
power series whoseAnnales de l’Institut Henri Poincaré-Physique theorique-0246-0211
Vol. 46/87/02/155/19/!!: 3,90/(0 Gauthier-Villars
156 S. BREEN
coefficients grow faster than any factorial power.
Specifically,
if a functionhas an
asymptotic
powerseries
with the coefficients akgrowing
k
like
(nk) !
exp(ck2)
with c >0,
then[7] ] [2] give
sufficient conditions for the series to be resummable to the functionby
an extension of the usual Borel method[5] ] [6 ].
The main
proposed application
of this method is to theeigenvalues
of anharmonic oscillator Hamiltonians of the form
with ~ ~
0,
x ~0,
m =0, 1, 2, 3,
...However,
there has not yet been anyproof
that theeigenvalues
of(1.1)
even havedivergent perturbation series,
or moreimportantly
that the rate ofdivergence
is faster than any factorial power. In[3 ],
Grecchi et al.study
the m = 0 case of(1.1)
andgive
strong arguments, but not arigorous proof,
that alleigenvalues
haveperturbation
coefficients ak which grow like exp(ca2k2)
for c > 0. In this paper, we prove that theperturbation
series for the lowesteigenvalue (ground
stateenergy)
of( 1.1 )
with m = 0 has theconjectured divergence
rate. We also prove that a
bracketing inequality
for the kthperturbation
coefficient due to
Spencer,
which has been much used forlarge
orderestimates
[7] ] [~] ] [9] ] [10 ],
holds for this case.Finally,
we consider the trace, Tr[e - TH~~~ ],
for~=0,1,2, 3,
... , and show that itsperturbation
series has coefficients
bk
which grow like km exp!,
c > 0. The tracewas also considered in
[2] as
a suitableexample
for the newsummability method,
but noproof
wasgiven
thatthe bk
had the desireddivergence
rate.We will prove these results
by using path integral
methods andFeyn-
man
graph representations
for theperturbation
coefficients. Section 2 contains statements of our results and some definitions. Thedivergence
rate for the
ground
state energy will beproved
in section3, along
withthe
bracketing inequality. Also,
theFeynman graph representations
forthe
exponential
interaction will be derived in section 3. Section 4 contains theproof
of thedivergence
rate for theperturbation
coefficients of the trace of thesemigroup.
Some comments on our results are contained in section 5.2. PRELIMINARIES AND STATEMENT OF RESULTS
We let
E(~,)
be theground
state energy of the HamiltonianAnnales de Henri Poincaré - Physique ’ theorique ’
~ ~
0,
x 5~ O. In[4 ],
Maioli studiedH 1 (~,)
andproved,
among otherthings,
that this operator had discrete spectrum with
nondegenerate eigenvalues
to each of which the
Rayleigh-Schrodinger perturbation
series was asymp- totic. Ifis the
asymptotic perturbation
series as ~, ~ 0 + for theground
state energy, then our first result is thefollowing.
THEOREM 2.1. - There exist
positive
constants inde-pendent of k,
such that for all k1,
with
C1
= exp(a2/4e),
andC2
= exp(a2/4).
Remark. 2014 The numerical values for
C1
andC2
arereasonably
accurate.That
is,
the dominant contribution to thelarge k asymptotics of ak
isexpected to be exp (03B12k2/4) [11 ].
Path
integrals
will enter in theproof
of Theorem 2.1by
the well-known formula’
.
where
fT/2
with
V( 4»
= exp andd~x(~)
the mean zero Gaussian-T/2
measure with covariance
Gx(s, t)
for X = p(periodic),
D(Dirichlet),
0(free).
Explicitly,
and
for s, t E
[ - T/2, T/2 ].
Notice thatGx(s, t )
is the kernel of theintegral
operator
( - Ax
+1)-1
in whichAx
is theLaplacian obeying
X = p,D,
0boundary
conditions on[ - T/2, T/2 ].
Vol. 46, n° 2-1987.
158 S. BREEN
In
proving
Theorem2.1,
and inproving
thebracketing inequality,
we will need the finite T
quantities
The
bracketing inequality
is our second result.Remark. 2014 This
bracketing inequality
holds in a number of other cases.It was first proven
by Spencer [7] for
theground
state energy of anx2m
anharmonic oscillator. It also holds for the pressure, with( - 1)k+ 1 changed
to
( - 1)k
of a Euclidean lattice fieldtheory
in anydimension,
and ofa
03C62m Euclidean
continuum fieldtheory
in 2 dimensions. See[7] [8] [9] [10]
for
applications
toasymptotics
oflarge
orderperturbation theory.
Our last result is motivated
by considering
where
~ ~ 0,
m=0, 1, 2,
..., and we assume a > 0. TheFeynman-Kac
formulayields
with
and so the coefficients in the
asymptotic
serieshave the
representation
We wish to find upper and lower bounds to which will prove the desired
divergence
rate.However,
we will consider the case of moregeneral boundary
conditionsby looking
atAnnales de l’Institut Henri Poincaré - Physique " theorique "
and its
asymptotic perturbation
seriesin which
The next theorem is our final result.
THEOREM 2. 3. - For 1 and
T,
there existpositive
constantsA, B, C, a,
b(a b) independent of k,
such thatRemarks. 2014 1. The constants may
depend
on T and X.2. Theorems 2.2 and 2.3 may be combined to
give
a secondproof
ofTheorem 2.1
independent
of theproof given
in section3,
but with diffe- rent values of the constantsA1, A2, B1, B2, C1, C2 .
We will discuss this at the end of section 4.3. The
assumption
a > 0 seems necessary for m >0,
since if both m and k areodd, ( -
isnegative
for a0,
so(2 .11)
cannot be true.3. FEYNMAN DIAGRAMS
AND THE BRACKETING
INEQUALITY
Our first
objective
is to establishFeynman graph representations
forand ak. The
proof
of Theorem 2.1 will then followby adapting
work of Simon on the
quartic
oscillator[12,
sec.20 ].
Tobegin,
definerk = {graphs |k vertices,
no more than 1 line between each distinctpair
ofvertices,
no selfloops },
rp = {graphs |k vertices,
no more than 1 line between each distinctpair
ofvertices,
no more than 1 selfloop
to avertex },
and
rk, hDe
are defined in the same way, but with the additional restriction that allgraphs
are connected. For fixedk,
we note that the number oflines in different
graphs
may be different. Inparticular,
if L is the number of lines in agraph,
than forrk,
0 ~ L =$~ - 1)/2,
while forrk, ~-1~L~~-1)/2. Similarly,
forr~,O~L~~+l)/2,
and for~-1~L~~+1)/2.
The reason for the separate definitions forVol. 46, n° 2-1987.
160 S. BREEN
rD,
is that for X = p, 0 we will be able to factor out contributions to thegraphs
from selfloops.
Each line in a
graph
may bethought
of ashaving
adirection,
with aninitial and final vertex. For the line
l,
we label the variablecorresponding
to its initial vertex as sli and the variable
corresponding
to its final vertexas slf. Our last definitions are
and
PROPOSITION 3.1. - For all k 1 and
T,
and
Remarks. - 1. Recall that for Theorem
2.1,
we areconsidering
them = 0 case of
( 1.1 ),
so the of thisproposition
will beand not the m ~ 0 case of
(2.10).
2. For the case X = p, we may use the
periodicity
and translation inva- riance ofhp(s - t )
to obtainand
Annales de l’Institut Henri Poincaré - Physique theorique
3. In
(3. 5), (3.6),
and(3. 7)
one vertex has been setequal
to zero in theintegrands.
4. From the calculation
(3.9),
itmight
seem that the functions exp(a2Gx(s, t)
should appear in ourFeynman graph representations
instead
t). However,
the uset)
makesexplicit
the cancella- tions between terms which appear in thatdiverge
forlarge
T. Forexample,
if X = p, thenand the bound const. shows that
a2(T)
has a finite limit asT -~ oo.
Proof. Evaluating
theintegral
in(3.8),
we haveIf X = p,
0,
thens~)
=Gx(O)
and(3 . 9)
becomesVol. 46, n° 2-1987.
162 S. BREEN
For
simplicity,
we will work the rest of theproof
for the cases X = p, 0.The X = D case is a trivial modification.
Next,
write exp =s~)
+ 1 and substitute into(3.10)
to obtainwhere it is understood that when l = 0 there is no sum on ..., ml and when
l = k(k - 1)/2
the emptyproduct
is 1. To obtain(3 .1)
from(3 .11),
use that
where is the set of those
graphs
inrk
withexactly
l lines. It is theneasy to
verify
thatIndeed,
theright
side of(3.12)
is an enumeration of allpossible
ways ofchoosing exactly k(k 2014 1)/2 2014 !
lines from amongst themaximum k(k -1)/2
lines
possible
for agraph
inTherefore, (3.10), (3.11),
and(3.12)
prove(3 .1).
The
representation (3.3)
is an immediate consequence of(3.1)
since itis a well-known
property
ofFeynman graph representations
for pertur- bation coefficients that intaking logarithmic derivatives,
as in(2.6),
wepass from the sum of all
graphs
for to the sum of all connectedgraphs
for
In order to prove
(3 . 5),
we first note thatusing (3 . 8)
for it is easy to see thatlim =
right
side of(3 . 5) .
l’Institut Henri Poincaré - Physique theorique
Therefore,
we must show that as T -~ oo, where we use thedefinition
(2 . 6)
for This may beeasily
doneby adapting
Simon’swork on the
x4
anharmonic oscillator[12,
p.213-215 ].
Inparticular,
ifL~(~i,...,~)
is the kth Ursell function(connected Schwinger
func-tion) [12, p. 129 ] with respect
to the measure exp( -
thenand from
[72] it
will suffice to showthen
(3.14)
will follow from Simon’sproof,
since the necessaryestimates,
exp 0
0,
and
X1m
exp( - Hi(0))
a boundedoperator,
still hold(Hi(0)
is the sumof k
copies
ofHI (0) acting
onL2(~k)).
This finishes theproof
of(3.5).
Proof of
T heorem 2.7. 2014 Ourproof
is similar to Simon’sproof [72] of
upper and lower bounds for the
ground
state energyperturbation
coeffi-cients of the
x4
anharmonic oscillator. We will obtain our upper and lower boundsby rewriting
the sum in(3.5)
aswhere
rk,k -1 + ~
is the set of allgraphs
inn
withexactly k -
1 + l lines.The lower bound in
(2.1)
will be obtainedby restricting
eachintegration
in
(3 .15)
to the interval[0,1 ].
This willgive
usin which #
(rk,x -1 + y
is the number ofgraphs
in Agraph
inrk,x - ~ + ~
can be constructedby
firstchoosing k -
1 lines which connectVol. 46, n° 2-1987. 6
164 S. BREEN
the
graph.
Nextpick only
l lines from theremaining (k -1)(k - 2)/2
pos- sible choices for lines.Therefore,
and so
This
gives
us the lower bound of(2.1).
The upper bound will followby picking,
for each lines which connect y. If these lines are labeled l =1, ... , k - 1, then
thechange
ofvariables xl
=will have Jacobian
equal
to1,
as in[12,
p.221 ].
We obtain an upper esti- mate ofsince
t )
~ exp(a2/2) -
1. Alsoso
combining
with(3. 15) yields
This finishes the
proof
of the upper bound o for Theorem 2.1.Annales de l’Institut Henri Poincare - Physique theorique
Proof of
Theorem 2. 2. 2014 Theproof
followsSpencer’s argument
for thex4
case
[7 ].
We will first do the lower bound in(2 . 7).
For purpose ofcomparison
with
aD(T),
wewrite ak
aswhere V = MT for fixed
T,
M -+ oothrough positive integers,
and weare
indexing
theintegration
variablesby
the vertices instead of the lines.By using
we have absorbed the factor of(3 . 5)
into theintegrand
in
(3 .17).
We can rewrite theintegral
in(3 .17)
asand this shows that
( - 1 ak > ( -
In the third line of(3.18),
we have
dropped
those terms forwhich ni ~ nj,
and in the last line we useS~)
~s~).
For the upper bound of
(2 . 7),
we needonly
compare theintegrals
in(3 . 5)
and
(3 . 7) since Expanding
theexponentials
in theintegrand
of
(3 . 7) gives
usin
which ! n ~
=Enl.
The method ofimages
formulaVol. 46, n° 2-1987.
166 S. BREEN
then
yields
and so
Similarly,
where we are
again indexing
theintegration
variablesby
the vertices.Splitting
up theintegration
and thentranslating yields
The
right
side of(3.19)
contains all terms of theright
side of(3.20) plus
additional
positive
terms, and so( - 1)~~(T) ~ ( -
4.. PARTITION FUNCTION PERTURBATION
COEFFICIENTS
Our
objective
in this section is to prove upper and lower bounds onthe
perturbation
coefficientsb(T)
which aredefined, respectively,
in
(2.10)
and(2.9).
Proof of Theorem 2.3.
- The theoremrequires
upper and lower boundson the
non-negative integral
Annales de Henri Physique - theorique -
We will do the upper bound first.
Applying
Schwartzinequality
in the sintegral
and then inthe 03C6 integral gives
usrT/2
If we let
V,(~) =
thenJ-T/2
in which
II
is the norm and we have usedhypercontracti- vity [13,
Th.1.22] in
the lastinequality.
For the secondintegral
in(4.1),
0, then max
Gx(5, ~)
=Gx(0). Combining (4.2)
and(4.3) gives
usand this finishes the
proof
of the upper bound.In
doing
the lowerbound,
we first consider the case of m even, m =2p.
The lower bound
follows,
as in[8 ], by translating ~
--+~
+ and thenusing
Jensen’sinequality.
The function~o
will begiven later,
anddepends
on the
boundary
conditions. We obtainVol. 46, n° 2-1987.
168 S. BREEN
where
Ax
= -Ax
+ 1. Theintegral
in the lastinequality of (4 . 4)
isexplicitly
For the cases X = p,
0,
we choose =a/T,
and our lower bound becomesand we are done. For X =
D,
let = where is asmooth, non-negative
functionobeying
Dirichletboundary conditions,
and a similaranalysis yields
therequired
lower bound.If m is
odd, m
=2p
+1,
but k iseven, k
=2j,
then wetranslate,
as in(4 . 4)
to
get
Annales de l’Institut Henri Poincare - Physique ’ theorique ’
The
integral
in(4.6)
isagain by
Jensen’sinequality.
The argumentleading
up to(4.5)
may now berepeated
on the lastintegral
of(4. 7)
to obtain the lower bound of(2.11).
Finally,
if m and k are bothodd, m
=2p
+1, k
=2j
+1,
thenwhere we have used the second GKS
inequality [7.?,
p.274 ; 12,
p.120] in
the third line of
(7.8). Using
GKSrequires expanding
theexponentials
in
(4.8)
and alsonoting
that the latticeapproximation
to is ferro-magnetic
for X = p,D,
0(see [14,
sec.IX .1 ].
Theintegral
may now be treated as in
(4. 7)
and this finishes theproof
of the theorem.Theorems 2 . 3 and 2 . 2 may be combined to
yield
a secondproof
of Theo-rem 2.1.
First, comparison
of(3.6)
and(3.7)
shows thatsince the sum over
03B3 ~ 0393k
contains the sum overyen. Combining (4. 9)
with the m = 0 upper bound
of (2.11)
and thebracketing inequality (2. 7) yields
Vol. 46, n° 2-1987.
170 S. BREEN
For the lower
bound,
it follows from the definition(2.6)
thatwhere
and recall that
Using (4.10)
and the lower bound of Theorem 2.3 it is easy to see thatfor /c
large (see
for ex.,[9,
Lemma2.2 D. Briefly,
this followsby using
to prove
inductively
thatEq. (4.11)
follows from(4.10)
and(4.13)
sinceThe second line above uses that
V( ~) > 0,
so thatwhile the last lines uses the m = 0 lower bound of
(2.11).
To prove(4.13),
assume it is true for n -
1, k > 2,
and use(4.12)
to findAnnales de l’Institut Henri Poincaré - Physique theorique
which proves the induction step. The argument used in
(4.14)
can then beadapted
to prove(4.13)
when n = 2. Forexample, if ko
is fixed butlarge,
thenwhere the first line uses the
log convexity
in k of This com-pletes
theproof
of(4.11).
If the m = 0 lower bound of(2.11)
isapplied
to
(4 .11 ) along
with thebracketing inequality (2 . 7),
then we obtainwhich is the lower bound of Theorem 2.1 for k
large.
The
advantage
of theFeynman graph proof
of Theorem 2.1is, first,
that the lower bound obtained is valid for allk,
and notjust k large. Secondly,
the upper and lower bounds of
(2.1)
do notdepend
onT,
while the onesjust
deriveddo,
and get worse as T increases.5. DISCUSSION
We have shown that the
groundstate
energyE(~,)
ofH 1 (~,)
and the traceTr
[exp ( - TH2(À»] ]
both havedivergent perturbation
series with rates ofdivergence
whichrequire
thegeneralized
Borel method of Grecchi and Maioli for summation.Unfortunately,
it has not yet been proven that either of theseobjects
satisfies thehypotheses
necessary forsummation, although they
areexpected
to. Theproblem
is a technical one. In orderto
apply
thegeneralized
Borel summation to afunction,
a certain boundon the remainder term in its
Taylor expansion
must be provenuniformly
on a sector of the Riemann surface
of ln (z) [1] ] [2 ].
This seems to be hardto do
(see [1] ] for
apartial
result forE(~,)).
Secondly,
it would be desirable to extend thedivergence
estimates forE(/))
to all
eigenvalues
ofH 1 (~,).
Ingeneral,
it would beinteresting
to knowunder what
hypotheses
onV(x),
thedivergence
of theperturbation
seriesfor one
eigenvalue
ofVol. 46, n° 2-1987.
172 S. BREEN
implies divergence
of theperturbation
series for alleigenvalues. Also,
forthe
examples V(x)
=x2m
or = exp(cor),
if the itheigenvalue
has
asymptotic
seriesE~(~) ~
then the dominant contribution to thelarge k
behaviorof aik
isindependent
ofi( [m -1)k ] !
forx2m,
and exp(03B12k2/4)
for exp
(cue)).
It would beinteresting
to know if this connection can be proven withoutknowing
theasymptotics of ak
for all i. In this way, the exp(ck2) divergence
rate for theground
state energyperturbation
coeffi-cients in Theorem 2.1 would extend to all
higher eigenvalues
ofH1(À).
In
[3 ],
Grecchi et al.give
anargument
whichstrongly
suggests that Padeapproximants
will not converge to theeigenvalues
ofH1(À).
Our Theo-rem 2.1
provides
further evidence for thisclaim,
since it shows that the coefficients ak violate the conditionwhich is a sufficient condition for
uniqueness
of theStieltjes
moment pro- blem associated with Padeapproximants [15,
Th.1. 3 ].
Finally,
the two dimensionalexponential
interaction field theories werementioned in
[1] as possible
condidates forgeneralized
Borel summation.We wish to
point
out that this will not be true since these theoriesonly
have
asymptotic perturbation
series to a finite order. Thatis,
derivatives in thecoupling
constant ~, at ~, = 0+ fail to existbeyond
a certain finite order(see [13,
p.313 ]
fordiscussion).
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Ann. Inst. H. Poincaré, Sect. A., t. 41, 1984, p. 37.
[2] V. GRECCHI and M. MAIOLI, Generalized logarithmic Borel summability. J. Math.
Phys., t. 25, 1984, p. 3439-3443.
[3] E. CALICETI, V. GRECCHI, S. LEVONI and M. MAIOLI, The exponential anharmonic
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[4] M. MAIOLI, Exponential perturbations of the harmonic oscillator. J. Math. Phys.,
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[5] A. SOKAL, An improvement of Watson’s theorem on Borel summability. J. Math.
Phys., t. 21, 1980, p. 261-263.
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[7] T. SPENCER, The Lipatov argument. Commun. Math. Phys., t. 74, 1980, p. 273-280.
[8] S. BREEN, Leading large order asymptotics for
(03C64)2
perturbation theory. Commun.Math. Phys., t. 92, 1983, p. 179-194.
[9] S. BREEN, Large order perturbation theory for the anharmonic oscillator. Mem. Amer.
Math. Soc., to appear.
[10] J. MAGNEN and V. RIVASSEAU, The Lipatov argument for
03C643
perturbation theory.Commun. Math. Phys., t. 102, 1985, p. 59-88.
Annales de l’Institut Henri Poincaré - Physique theorique
[11] A. DOLGOV and V. POPOV, Modified perturbation theories for an anharmonic oscilla- tor. Phys. Lett., B., t. 79, 1978, p. 403-405.
[12] B. SIMON, Functional integration and quantum physics, New York. Academic Press, 1979.
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( M anuscrit reçu le 7J avril 1986) ( Version finale reçue ’ Ie 24 octobre ’ 1986)
Vol. 46. n° 2-1987.