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Biofilm dispersal: multiple elaborate strategies for dissemination of bacteria with unique properties

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Micro

Review

Biofilm dispersal: multiple elaborate strategies for

dissemination of bacteria with unique properties

Cyril Guilhen, Christiane Forestier and

Damien Balestrino *

Laboratoire Microorganismes : Genome et Environnement, UMR CNRS 6023, Universite Clermont Auvergne, Clermont Ferrand, F-63001, France.

Summary

In most environments, microorganisms evolve in a sessile mode of growth, designated as biofilm, which is characterized by cells embedded in a self-produced extracellular matrix. Although a biofilm is commonly described as a “cozy house” where resi-dent bacteria are protected from aggression, bacteria are able to break their biofilm bonds and escape to colonize new environments. This regulated process is observed in a wide variety of species; it is referred to as biofilm dispersal, and is triggered in response to various environmental and biological signals. The first part of this review reports the main regulatory mechanisms and effectors involved in biofilm disper-sal. There is some evidence that dispersal is a neces-sary step between the persistence of bacteria inside biofilm and their dissemination. In the second part, an overview of the main methods used so far to study the dispersal process and to harvest dispersed bac-teria was provided. Then focus was on the properties of the biofilm-dispersed bacteria and the fundamen-tal role of the dispersal process in pathogen dissemi-nation within a host organism. In light of the current body of knowledge, it was suggested that dispersal acts as a potent means of disseminating bacteria with enhanced colonization properties in the sur-rounding environment.

Introduction

Biofilms are communities of surface-attached multicellu-lar microorganisms, characterized by bacteria embed-ded in a self-generated matrix (Costerton et al., 1995). The biofilm lifestyle is the dominant mode of growth in both natural and clinical environments, and confers to its residents a powerful tolerance against external aggres-sions such as host defenses and antimicrobial agents (Costerton et al., 1999; Leid, 2009; Lopez et al., 2010). Several widely documented steps govern biofilm development, including attachment of cells to a surface, formation of microcolonies and synthesis of a character-istic extracellular matrix mostly composed of exopoly-saccharides, nucleic acids (eDNA) and proteins (Karatan and Watnick, 2009; Flemming and Wingender, 2010). The biofilm dispersal process, also called biofilm dispersion, constitutes the final stage of biofilm develop-ment and a necessary step for bacteria to leave the bio-film macrostructure and spread in new locations. The highly regulated process of biofilm dispersal is charac-terized by an active phenotypic switch involving the sensing of environmental cues and their transduction through complex regulatory networks to final effectors that allow the release of individual cells and/or multicel-lular aggregates (McDougald et al., 2012; Petrova and Sauer, 2016). The literature in the field attests to a wide disparity of molecular mechanisms used to disrupt a bio-film across the bacterial species. An overview is pre-sented in the first part of this manuscript.

Biofilm-related infections are of medical importance, accounting for over 75% of microbial infections in the human body (Davies, 2003). Several studies have argued that the biofilm-dispersal process is the starting point of systemic infections since it triggers the release of bacteria into the host (Wang et al., 2011; Marks et al., 2013). Although knowledge of the properties of the dispersed bacteria is fragmentary, it now seems clear that these bacteria have specific properties, includ-ing increased expression of adhesion and virulence fac-tors, compared with that of the planktonic and sessile forms, the bacterial lifestyles most studied so far. The

Accepted 15 April, 2017. *For correspondence. E-mail damien. balestrino@uca.fr; Tel. 133 4 73 17 83 73; Fax 133 4 73 17 83 70.

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specific properties of the dispersed bacteria and their effect on host colonization during infection are discussed in the review.

All studies summarized herein have required the development of experimental models in order to (i) describe the molecular mechanisms of biofilm dispersal, (ii) recover biofilm-dispersed bacteria to characterize them or (iii) study the impact of biofilm dispersal in viru-lence. The main methods used in this disciplinary field are presented in the review.

Like the ability to form biofilms, the ability to disperse them seems to be a universal property shared by most bacteria. This process allows the release of bacteria with specific properties, in particular in terms of patho-genicity, that make them fit for colonization of new niches. We suggest that the origin of biofilm-related infections is the combination of both the release of bac-teria from biofilm and the enhanced virulence potencies of the dispersed bacteria, a prominent aspect to con-sider in the future preventive and therapeutic strategies.

Molecular mechanisms governing biofilm dispersal

Significant advances have been made in the under-standing of the mechanisms of dispersal in various bac-terial species, especially in Pseudomonas aeruginosa and Staphylococcus spp. This event is induced upon sensing a myriad of cues, including availability of nutri-ments, changes in oxygen concentration, and variation in cell density (McDougald et al., 2012; Solano et al., 2014; Kim and Lee, 2016). An exhaustive list of the sig-nals identified so far is presented in Table 1. Following integration of the signal by cue-specific sensory pro-teins, the response requires specific intracellular regula-tory events to modulate the expression or activity of self-produced effectors responsible for the bacterial escape from the biofilm structure (Fig. 1). These effec-tors can have a self-specific effect but also a general dispersal effect on other bacterial species present inside the ecological niche. Studies have identified a large panel of signals, regulatory pathways and effectors but the connections between them have been poorly eluci-dated; they are indicated in Table 1 when known. How-ever, no universal rule has clearly emerged.

Regulatory mechanisms of biofilm-dispersal

Four, potentially connected, regulatory mechanisms ensuring timely biofilm formation and dispersal have been described so far, mostly in Gram-negative species: quorum-sensing (QS), the nucleotide-based second messenger signaling pathways involving bis-(30-50)-cyclic diguanosine monophosphate (c-di-GMP) and (p)ppGpp,

and the small RNA regulatory pathway. These different pathways are discussed in depth in several reviews elsewhere (Fazli et al., 2014; Solano et al., 2014; Wol-ska et al., 2016; Petrova and Sauer, 2016), and will be presented only briefly herein.

Quorum-sensing. Quorum-sensing (QS) is a population density-dependent gene regulation that occurs via the production, detection, and response to small, self-generated signal molecules called autoinducers (AIs) (Waters and Bassler, 2005). Four main types of QS sig-naling molecules belonging to a wide range of chemical classes are produced and secreted by bacteria to regu-late biofilm dispersal (Fig. 1B). (i) Autoinducing peptides (AIPs) are the major autoinducers produced by Gram-positive bacteria (Sturme et al., 2002; Thoendel and Horswill, 2010). In Staphylococcus, the well-known accessory gene regulator (Agr) controls the expression of psm genes coding for PSMs surfactants responsible for biofilm dispersal (Periasamy et al., 2012a; Otto, 2014). In addition, the Agr system upregulates the expression of peptidases and nucleases, which also pro-mote biofilm dispersal (Boles and Horswill, 2008; Lau-derdale et al., 2010). (ii) Acyl-homoserine lactones (AHLs) are produced by Gram-negative bacteria and have been related to biofilm dispersal in several bacte-rial species, including P. aeruginosa, Serratia marces-cens and Vibrio vulnificus (Schooling et al., 2004; Rice et al., 2005; Dong et al., 2008; Kaplan, 2010; Kim et al., 2013). (iii) Non-species-specific autoinducers 2 (AI-2), furanosyl borate diester molecules, are used as “universal language” for intra- and inter-species commu-nication between Gram-negative and/or Gram-positive bacteria (Lowery et al., 2008), and are involved in bio-film dispersal in a variety of bacteria, such as Helico-bacter pylori (Anderson et al., 2015), Eikenella corrodens (Karim et al., 2013), V. vulnificus (Kim et al., 2013) and Staphylococcus aureus (Yu et al., 2012). However, the role of the AI-2-based QS regulatory sys-tem in Staphylococci biofilm regulation remains under debate (Doherty et al., 2006; Yu et al., 2012). (iv) cis-unsaturated fatty acids [family of diffusible signal factors (DSFs)] were first observed in the plant pathogen Xan-thomonas campestris, and were shown to control its bio-film dispersal (Dow et al., 2003; Ryan and Dow, 2011). DSF-like molecules produced by P. aeruginosa have been shown to induce the dispersal of not only P. aeru-ginosa biofilms, but also of biofilms formed by a variety of Gram-negative and Gram-positive bacteria, and even by the yeast C. albicans (Davies and Marques, 2009; Amari et al., 2013). Similarly, exposure of Francisella novicida to Burkholderia diffusible signal factor (BDSF) causes biofilm dispersal (Dean et al., 2015), indicating

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Ta b le 1 . Signals and molecular mechanisms inv olv ed in the biofilm dispersal process . Inputs signals Mechanisms Organisms Ref erences Ph ysico-ch emical pr oper ties of medium Nutrient e xcess Succinate, glutamate, glucose Increased e xpression of flagella (fliC ) and decreased e xpression of pilus (pilA ) Pseudomonas aeruginos a Sauer et al ., 2004 Glutamate Decrease of the intracellular c-di-GMP concentration due to the activ ation of the PDE DipA P . aeruginosa Basu Ro y and Sauer , 2014 Iron Reppression of genes essential fo r biofilm fo rmation P . aeruginosa Musk et al ., 2005; Lanter et al ., 2014 Silv er , mercur y, arsenate, succinate and glutamate Decrease of the intracellular c-di-GMP concentration due to the activ ation of the PDEs RbdA and DipA b y BdlA P . aeruginosa Morgan et al ., 2006; P etrov a and Sauer , 2012; P etro v a et al ., 2015 Glutamate , ammonium chloride and mercur y chloride Increase of s w ar ming motility and decrease of polysaccha-ride production due to the activ ation of the PDE DipA and the subsequent intracellular c-di-GMP degradation P . aeruginosa Ro y et al ., 2012 Carboh ydrate or hea vy metals Decrease of the intracellular c-di-GMP concentration due to the activ ation of BdlA b y the DGC GcbA P . aeruginosa P etro v a et al ., 2015 Carbon source Unkno wn mechanism Candida albicans Uppuluri et al ., 2010 Nutrient star v ation Carbon source Reduction of surf ace tension b y synthesis of the lipopeptide biosurf actant viscosin Pseudomonas fluorescens Bonnichsen et al ., 2015 Glucose , nitrogen, o xygen Release of inf ectiv e bacteriophage and decrease in intracellular c-di-GMP P . aeruginosa Schleheck et al ., 2009 Glucose and nitrogen Increase of cell h ydrophobicity P . fluorescens Delaquis et al ., 1989 Carbon source Clea v age of the surf ace adhesin LapA b y the cysteine proteinase LapG in response to a decrease of the intracellular c-di-GMP concentration Pseudomonas putida Gjer mansen et al ., 2005, 2010 Iron Reduction of surf ace tension b y synthesis of rhamnolipids P . aeruginosa Glic k et al ., 2010 Use of spent culture medium P otential clea v age of EPS b y a specific EPS ly ase P . fluorescens Allison et al ., 1998 Other T emperature rise In v olv ement of the c-di-GMP signalling pathw a y, the PDE BifA and the protease LapG P . aeruginosa Nguy en et al ., 2015 T emperature rise Unkno wn mechanism Streptococcus pneumoniae, Staph ylococcus aureus Marks et al ., 2013; P ettigre w et al ., 2014; Reddinger et al ., 2016 T emperature rise Unkno wn mechanism Neisser ia subfla v a , Aggregatibacter actinomycetemcomitans , Haemophilus aphrophilus and Streptococcus mitis Kaplan and Fine , 2002 Oxygen limitation Metabolic control of dispersal via the transcr iptional regula-tors ArcA and Cr p She w anella oneidensis Thor mann et al ., 2005 Oxygen limitation Induction of motility and rhamnolipids synthesis, and repres-sion of EPS production in response to the degradation of c-di-GMP b y the PDE RbdA P . aeruginosa An et al ., 2010 Change in pH Unkno wn mechanism C . albicans Uppuluri et al ., 2010 H2 O2 Degradation of N -acetylglucosamine polymers b y Dispersin B A. actinomycet emcomitans and Staph ylococcus epider midis Kaplan et al ., 2003; Manuel et al ., 2007; Stacy et al ., 2014 Bacteria-and host-pr oduced signaling molecules Bacter ial quorum-se nsing molecules AHL (LasI/LasR system) Inhibition of matrix EPS fo rmation subsequent to a repres-sion of the DGC TpbB b y the phosphatase TpbA P . aeruginosa Ueda and W ood, 2009 AHL (RhlI/RhlR and LasI/LasR systems) Reduction of surf ace tension due to the synthesis of rhamnolipids P . aeruginosa Da v e y et al ., 2003; Schooling et al ., 2004; Boles et al ., 2005; Irie et al ., 2005; W ang et al ., 2013

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Ta b le 1 : Continued Inputs signals Mechanisms Organisms Ref erences AIP (agr system) Digestion of protein-based biofilm matrix b y proteolytic activ-ities of aureolysin and Spl S . aureus Boles and Hors will, 2008 AIP (agr system) Reduction of surf ace tension due to the synthesis of Phenol-Soluble Modulins S . epider midis and S . aureus W ang et al ., 2011; P eriasamy et al ., 2012b DSF (RpfF synthesis) Degradation of the biofilm matrix b y the endo-b -1,4-mannanase ManA, and decrease of the e xtracellular poly-sacchar ide synthesis due to do wn-e xpression of XagABC proteins Xanthomonas campestr is Do w et al ., 2003; T a o et al ., 2010 Burkholder ia DSF Induction of the e xpression of the chitinases ChiA and ChiB (dissolving the chitin) and RelA (increasing the ppGpp le v el) b y the Burkholder ia DSF F rancisella no vicida Dean et al ., 2015 AI-2 (LuxS-dependant synthesis) Increase of synthesis of capsular polyssacchar ide to limit the biofilm siz e b y dispersal process Vibrio vulnificus Lee et al ., 2013 AI-2 (LuxS-dependant synthesis) Release of phages Enterococcus faecalis Rossmann et al ., 2015 cis -2-decenoic acid (DspI synthesis) Modulation of the e xpression of genes encoding proteins inv olv ed in cell attachment, motility , virulence, EPS and LPS synthesis P . aeruginosa, Escher ichia coli, Kleb-siella pneumoniae, Proteus mirabilis , Streptococcus p y ogenes , Bacillus subtilis , S . aureus and C . albicans Da vies and Marques, 2009; Amari et al ., 2013; Marques et al ., 2015; Rahmani-Badi et al ., 2015 Host cells signals Host agents associated with virus inf ection (f ebrile-range temperature , norepinephr ine , A T P , glucose) Unkno wn mechanism S . pneumoniae and S . aureus Marks et al ., 2013; P ettigre w et al ., 2014; Reddinger et al ., 2016 T aurocholic acid P otential release of EPS from biofilms Vibrio cholerae and P . aeruginosa Ha y and Zhu, 2015; Sanchez et al ., 2016 Human Intestine Epithelial Cells signals Induction of e xpression of the protease VvpE through a quorum -sensing signaling inv olving the regulator SmcR V . vulnificus Kim et al ., 2013 Nitric o xide: product of metabolism/NO donors NO Decrease of the intracellular c-di-GMP concentration due to the activ ation of the PDEs RbdA and DipA b y BdlA P . aeruginosa Barraud et al ., 2006, 2009a NO Unkno wn mechanism Serratia marcescens , Vibrio cholerae, Escher ichia coli, Fusobacter ium n ucleatum, Bacillus lichenif or mis , S . epider midis, C . albicans Barraud et al , 2009b NO Regulation of flagellar motility and chemotaxis response Nitrosomonas europaea Schmidt et al , 2004 NO Unkno wn mechanism Salmonella T yphimurium and E. coli O157:H7 Mar v asi et al ., 2014, 2015 NO Decrease of the intracellular c-di-GMP concentration due to the increase PDE activity of MucR and NbdA P . aeruginosa An et al ., 2010; Li et al ., 2013 NO Decrease of the intracellular c-di-GMP concentration due to the activ ation of BdlA b y the DGC GcbA P . aeruginosa P etro v a et al ., 2015 NO Increase of s w ar ming motility and decrease of polysaccha-ride production due to the activ ation of the PDE DipA and the subsequent intracellular c-di-GMP degradation P . aeruginosa Ro y et al ., 2012 DGC , diguan ylate cyclase; PDE, phosphodiesterase; EPS , e xopolysacchar ide; LPS , lipopolysacchar ide; AHL, N-Acyl homoserine lactone; AIP , autoi nducer peptide; agr , accessor y gene regula-tor ; DSF , diffusible signal factor ; AI-2, autoinducer 2; NO , nitric o xide .

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that these molecules act as interspecies and interking-dom signals.

Nucleotide-based second messengers. In many bacte-ria, one of the most noticeable regulatory consequences following the receipt of a dispersal signal is the modula-tion of the intracellular messenger molecule c-di-GMP (Ha and O’Toole, 2015). c-di-GMP-based regulatory sys-tems are considered to be the most complex secondary

signaling systems discovered in bacteria and have been described in detail, including their connections with QS (McDougald et al., 2012; Solano et al., 2014; Petrova and Sauer, 2016; Purcell and Tamayo, 2016).

Most research investigating the functions of c-di-GMP in biofilm dispersal has focused on Gram-negative spe-cies (Fazli et al., 2014; Ha and O’Toole, 2015; Kim and Lee, 2016), especially in P. aeruginosa, but this signal-ing molecule is also involved in the biofilm development

Fig. 1.Biofilm life cycle and major actors involved in biofilm dispersal.

A. Biofilm development is a sequential process involving adhesion of cells to a surface, formation of microcolonies and biofilm maturation with the emergence of three-dimensional structures, from which bacteria can disperse and colonize new environments. The planktonic (gray bacteria), sessile (green bacteria) and dispersed (red bacteria) states have unique transcriptional patterns (Guilhen et al., 2016).

B. In response to a broad range of input signals, bacteria can induce dispersal to escape from the biofilm macrostructure. These signals are transduced to the effectors, notably by regulation of subcellular pools of c-di-GMP and autoinducers. Different strategies are used to disperse cells from biofilm including extracellular matrix degradation by the action of nucleases, glucosidases or proteases, disruption of cell surface structures, reduction of surface tension with surfactant molecules or the induction of local cell death.

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of some Gram-positive bacteria, like Streptomyces coeli-color and Listeria monocytogenes (Purcell and Tamayo, 2016). c-di-GMP is the central regulator of the transition between free-living and surface-associated form of Gram-negative bacteria. In general, a high c-di-GMP level promotes biofilm formation by positively regulating the biosynthesis of adhesins and matrix polysaccharides and inhibits various types of motility, whereas low c-di-GMP level leads to biofilm dispersal (Hengge, 2009; R€omling et al., 2013) (Fig. 1B).

Two types of enzymes with reciprocal activity tightly con-trol the levels of intracellular c-di-GMP: diguanylate cyclases (DGCs) with a GGDEF domain and phosphodies-terases (PDEs) harboring either an EAL or an HD-GYP domain or both catalyze the formation and the degradation of c-di-GMP respectively (Hengge, 2009; Merritt et al., 2010) (Fig. 1B). Most bacterial species encode multiple PDE and DGC, and, subsequent to extracellular signals, a subset of these enzymes is controlled at transcriptional and post-transcriptional levels by membrane receptors, or by their own sensory input domains (McDougald, et al., 2012; Ha and O’Toole, 2015). c-di-GMP then binds a variety of specific intracellular receptors that coordinately regulate effectors at the transcriptional, translational or post-translational levels, particularly those involved in biofilm dis-persal (Amikam and Galperin, 2006; Lee et al., 2007; McDougald et al., 2012; Chou and Galperin, 2015; Mat-suyama et al., 2016).

The nucleotide-based second messenger guanosine tet-raphosphate (ppGpp) and pentaphosphate (pppGpp) (together termed (p)ppGpp) act as messengers orchestrat-ing the strorchestrat-ingent response and various physiological proc-esses (for review Hauryliuk et al., 2015; Liu et al., 2015). Only a few studies have reported the role of (p)ppGpp in biofilm dispersal on which opinion still differs. In Francisella novicida, an increase in relA expression in response to the QS signal DSF results in an elevation of (p)ppGpp level, which leads to biofilm dispersal (Dean et al., 2015). In con-trast, a dodecamer peptide termed 1018, by specifically marking (p)ppGpp for degradation, promotes dispersal of biofilm of a wide range of positive and Gram-negative species (de la Fuente-Nu~nez et al., 2014; Reffu-veille et al., 2014). However, these findings have been recently challenged by a study showing that the dispersal activity of peptide 1018 does not rely on the (p)ppGpp response, but rather on an unknown mechanism (Andresen et al., 2016).

Small RNAs (sRNA). The involvement of sRNA-based signaling in the regulation of biofilm development, sometimes connected to the c-di-GMP- and QS-based regulatory systems, has been described in detail in numerous bacterial species, including Escherichia coli, Salmonella enterica Typhimurium, Vibrio cholerae, P.

aeruginosa and S. aureus (for review, see Chambers and Sauer, 2013; Fazli et al., 2014; Martınez and Vady-valoo, 2014), but their direct role in biofilm dispersal remains unclear.

In P. aeruginosa, sRNAs RsmY and RsmZ are involved in biofilm formation by sequestering the trans-lational repressor RsmA, which acts as a negative reg-ulator of genes important for biofilm formation, including the biofilm matrix polysaccharide Psl encod-ing genes and the QS-related genes (Chambers and Sauer, 2013; Fazli et al., 2014). In biofilm-dispersed cells, the expression of rsmY and rsmZ is downregu-lated compared with their planktonic counterparts (Chua et al., 2014), which potentially reduces the effi-ciency of RsmA sequestration and thus facilitates bio-film dispersal.

In V. cholerae, two parallel QS systems allow the tran-scription at low cell density of four redundant small RNAs (Qrr1-4), which promote biofilm development by repressing translation of several mRNAs including hapR. HapR is a transcription factor that indirectly represses the expression of the exopolysaccharide biosynthesis operon and alters the intracellular levels of c-di-GMP. At high cell density, the binding of autoinducers to their cognate receptors causes a cessation in the transcrip-tion of Qrr1-4, and thus promotes biofilm dispersal (Chambers and Sauer, 2013; Martınez and Vadyvaloo, 2014; Solano et al., 2014; Wolska et al., 2016).

Effectors promoting biofilm dispersal

Production of matrix-degrading enzymes and/or surface protein releasing factors, disruption of noncovalent interactions between matrix components by amphi-pathic molecules that reduce surface tension, or forma-tion of cavities in the biofilm matrix by cell autolysis can participate in biofilm dispersal (Fig. 1B) (Table 1). Interestingly, the bacterial effectors used for dispersal are often also key biofilm structuring factors. Thus, mutations in genes encoding dispersal factors not only impair the dispersal step but also the formation of bio-film channels and mushroom-like structures.

Degradation of matrix polysaccharides. Numerous polysaccharide-degrading enzymes have been linked to biofilm dispersal such as the ChiA and ChiB chitinases in Pseudoalteromonas and Francisella novicida (Baty et al., 2000; Dean et al., 2015), the ManA beta-mannanase in X. campestris (Dow et al., 2003; Tao et al., 2010), the alginate lyase AlgL in P. aeruginosa (Boyd and Chakrabarty, 1994), and an exopolysacchar-ide lyase in Pseudomonas fluorescens (Allison et al., 1998) for example (Fig. 1B).

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The b-hexosaminidase called Dispersin B (DspB), discovered by Kaplan in Aggregatibacter actinomycetemco-mitans in 2003, has attracted much attention owing to its potential therapeutic uses. This enzyme specifically hydro-lyzes (b-1,6)-glycosidic linkages of poly-N-acetylglucos-amine (PNAG), a biofilm matrix polysaccharide that mediates intercellular adhesion and attachment to abiotic surfaces of the cells. Evidence that DspB is involved in bio-film dispersal comes from studies showing that DdspB mutant strains fail to release cells into the medium and dis-perse (Kaplan et al., 2003). Iron restriction causes a Fur-mediated upregulation of dspB, suggesting that environ-mental conditions encountered during host infection allow A. actinomycetemcomitans to escape from iron-scarce environments (Stacy et al., 2016). Genes homologous to the A. actinomycetemcomitans dspB are present in the genome of several other bacteria, but there is no evidence that the encoded proteins are functional DspB enzymes. However, purified DspB enzyme is able to disperse not only A. actinomycetemcomitans preformed biofilms but also those formed by a variety of PNAG-producing bacteria. Although there is no dspB homologue in the genome of Staphylococcus species, DspB promotes biofilm dispersal in strains that utilize PNAG as a dominant component of their matrix (Kaplan et al., 2004; Chaignon et al., 2007; Izano et al., 2008).

Kaplan suggested that DspB could be used as an anti-biofilm agent to remove Staphylococcus epidermidis bio-film from medical devices (Kaplan, 2009). The combination of DspB with antiseptics produces a syner-gistic broad-spectrum antibiofilm and antimicrobial activity against S. aureus, S. epidermidis and Escherichia coli in vitro and in vivo (Darouiche et al., 2009). Dispersin B can also impair multispecies biofilms such as those encoun-tered in oral biofilms. In such communities, the pathogen A. actinomycetemcomitans benefits from theL-lactate pro-duced by the commensal Streptococcus gordonii as car-bon source, but must also deals with the secretion of potent antimicrobial hydrogen peroxide (H2O2) by the

cocci. Stacy et al., showed that, in response to H2O2, A.

actinomycetemcomitans produces dispersin B that dis-solves its own multicellular aggregates, allowing it to escape from the oxidative stress whilst benefiting from polymicrobial cross-feeding at a reasonable distance (Brown and Whiteley, 2007; Stacy et al., 2014).

The PslG protein described in the opportunistic patho-gen P. aeruginosa is another enzyme targeting biofilm matrix polysaccharides that could be used as an antibio-film agent (Yu et al., 2015). Although alginate is the major exopolysaccharide constituent of P. aeruginosa mucoid biofilms, the Pel and Psl polysaccharides are produced in biofilms formed by non-mucoid isolates and play a significant role in the formation and maintenance of the biofilm architecture (Ma et al., 2009). Among the

proteins required for synthesis of Psl, PslG is predicted to be a periplasmic b-D-xylosidase protein (Baker et al., 2015). Strikingly, overexpression or exogenously supply of PslG at nanomolar concentrations prevents biofilm forma-tion and disperses preformed biofilms within minutes via degradation of the Psl matrix (Yu et al., 2015). The use of a Psl-specific lectin staining followed by time lapse micros-copy to directly visualize the changes in Psl fibers and bio-film during PslG treatment shows that once the degradation of Psl fibers occurs, sessile bacteria disperse immediately (Yu et al., 2015). PslG homologues are highly conserved in Pseudomonas species, and show, to some degree, biofilm inhibition and disassembly activity against a wide range of Pseudomonas species, except for the strains producing little Psl or with Pel-dominant matrix (Yu et al., 2015). As with dispersin B, PslG could be used in associa-tion with antimicrobial molecules to prevent or eradicate clinically related biofilms. In a murine model of implant-associated infection, PslG has a synergistic effect when used in combination with the antibiotic tobramycin by reducing the bacterial load on the implants (Yu et al., 2015). Release or degradation of matrix proteins. Biofilm dis-persal can be obtained not only by the degradation of the polysaccharides matrix, but also by processing pro-teins in the biofilm structure (Fig. 1B). The protease-dependent dispersal can involve extracellular or peri-plasmic enzymes, which process either bacterial surface adhesins or both bacterial and host surface adhesins.

In S. aureus, several proteases targeting specific bac-terial surface adhesins have been linked to biofilm dis-persal, such as SspA and Aur, which degrade either FnBPs (fibrinogen-binding proteins) and Bap (biofilm-associated protein) or ClfB (clumping factor B) and Bap respectively (for review Lister and Horswill, 2014). Simi-larly, the protease of Streptococcus mutans called sur-face protein-releasing enzyme (SPRE) leads to biofilm dispersal by releasing adhesins from the cell surface (Lee et al., 1996; Vats and Lee, 2000). Biofilm dispersal by specific protease activity has also been observed with Neisseria meningitidis. This pathogen synthetizes a protease NalP, which can hydrolyze some positively-charged cell surface proteins – such as the Neisseria heparin-binding antigen NHBA and the a-peptide – that normally bind eDNA to stick cells together inside biofilm, thus allowing biofilm dispersal (for review Van Ulsen et al., 2003; Roussel-Jazede et al., 2010, 2013; Arenas and Tommassen, 2017).

An original multi-partner mechanism, involving a peri-plasmic protease, regulates the presence of an adhesin on the cell surface of Pseudomonas putida and P. fluo-rescens. The periplasmic cysteine proteinase LapG can specifically process the large adhesive outer-membrane LapA protein that contributes to embedding bacteria in

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the biofilm matrix by anchoring exopolysaccharides (Hinsa et al., 2003; Gjermansen et al., 2010). When the c-di-GMP levels are high, the cleavage of LapA is pre-vented by sequestration of the protease LapG by LapD, an inner membrane-localized c-di-GMP sensor. Subse-quently to a dispersal signal, the c-di-GMP levels drop and c-di-GMP dissociates from LapD, leading to LapD conformational change and LapG release. The subse-quent cleavage of LapA leads to the release of this adhesin from the cell surface and promotes therefore biofilm dispersal (Gjermansen et al., 2010; Newell et al., 2011; Chatterjee et al., 2014; Fazli et al., 2014; Kim and Lee, 2016). Since their first characterization in P. fluo-rescens, LapG and LapD-like orthologs have been pre-dicted in a number of biofilm-forming proteobacteria of environmental and pathogenic origins, including Burkhol-deria cenocepacia (Navarro et al., 2011; Duque et al., 2013; Fazli et al., 2014). Surprisingly, although P. aerugi-nosa does not encode any LapA homologue, a LapG substrate, called CdrA, has been recently characterized in this species (Rybtke et al., 2015). CdrA is the passen-ger protein of a two-partner secretion system (also known as type Vb secretion system) and specifically interacts with the matrix exopolysaccharide Psl poly-mers, stabilizing matrix integrity and biofilm structure (Borlee et al., 2010). As observed with LapA, the LapG protein functions as a periplasmic protease that controls proteolysis of CdrA in response to low cellular c-di-GMP levels, and by doing so, allows the release of CdrA from the outer membrane to promote biofilm dispersal (Rybtke et al., 2015; Cooley et al., 2016).

In some cases, bacteria produce proteases that cleave not only their own surface adhesins but also host proteins, leading to biofilm dispersal and tissue damage. In the human pathogen group A Streptococcus (GAS), which is able to form biofilms during infection, the strep-tococcal pyrogenic exotoxin B (SpeB) is capable of cleaving proteins from both the bacteria (including pro-tein M and propro-tein F1) and the host (including fibronec-tin, vitronectin and pro-matrix metalloproteases) (Roberts et al., 2010; Connolly et al., 2011). SpeB pro-duction is negatively regulated by the transcriptional reg-ulator Srv (Streptococcal Regreg-ulator of Virulence), as the inactivation of Srv results in a constitutive expression of the protease SpeB that leads to biofilm dispersal (Doern et al., 2009; Roberts et al., 2010; Connolly et al., 2011). Roberts et al. suggested a model in which Srv controls SpeB production to regulate the biofilm development: during initial attachment, Srv represses SpeB produc-tion, which leads to biofilm formation. In response to an as yet unidentified signals, Srv is thought to relieve this inhibition thereby promoting SpeB production and sub-sequent dispersal of some portions of the biofilm to achieve spreading and subsequent colonization

(Roberts et al., 2010) (Table 1). Thus, the Srv-controlled production of SpeB could be a mechanism by which mild infection evolves to severe disease via biofilm dis-persal (Connolly et al., 2011).

The protease-dependent dispersal can also be caused by specific proteases that are produced by neighboring microbes within a multi-species ecological niche. In nasal cavities, a subset of the commensal bac-terium S. epidermidis can secrete a serine protease named Esp that disperses preformed biofilms of the pathogen S. aureus, and consequently impairs its colo-nization capacities, as observed in human volunteers (Iwase et al., 2010). Similarly, a negative correlation was observed between the high production of cysteine and metalloproteases by S. epidermidis and the presence of S. aureus in biofilms formed in the endotracheal tubes of mechanically ventilated patients (Vandecandelaere et al., 2014). The dispersal of biofilm by Esp is accom-plished in two complementary ways: (i) Esp degrades various proteins necessary for the adhesive and cohe-sive strengths of S. aureus biofilm (Iwase et al., 2010; Sugimoto et al., 2013), and (ii) Esp degrades the S. aur-eus autolysin Atl, a multifunctional murein hydrolase that is involved in eDNA enrichment of the matrix (Chen et al., 2013). Atl is likely to be the main target of Esp-mediated biofilm interference as biofilms formed by S. aureus Datl mutant do not undergo significant dispersal during treatment by Esp (Chen et al., 2013).

Instead of degrading cell surface adhesins, some bac-teria such as Bacillus subtilis have developed a mecha-nism to release adhesion structures to promote dispersal. The extracellular matrix of biofilms formed by B. subtilis contains high levels of amyloid fibers that are essential for the integrity of the biofilm by mediating cell-to-cell interactions (Branda et al., 2006; Romero et al., 2010). At late stages of the biofilm life cycle, B. subtilis is able to disrupt its biofilm by releasing amyloid fibers via the production of a mixture of D-amino-acids (D -leu-cine, D-methionine, D-tyrosine and D-tryptophan) that acts at nanomolar concentrations (Kolodkin-Gal et al., 2010). The amyloid fibers are polymers of TasA proteins anchored to the peptidoglycan of the cell wall by TapA (Romero et al., 2011, 2014). The D-amino acids are incorporated into the peptidoglycan peptide side chain in place of D-alanine, leading to the release of TapA and therefore disruption of the biofilm by release of amyloid fibers from the cell (Romero et al., 2011; Driks, 2011; Romero et al., 2014). SinceD-amino acids also prevent biofilm formation in S. aureus and P. aeruginosa while no TapA homologue is present in their genome, Kolodkin-Gal et al. suggested thatD-amino acids are a shared medi-ator for biofilm dispersal among species (Kolodkin-Gal et al., 2010). This mechanism remains puzzling since a subsequent study showed thatD-amino acids interfere with

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protein synthesis by their misincorporation into proteins (Leiman et al., 2013). Thus, the biofilm-inhibitory effect ofD -amino acids could be an indirect consequence of their toxic effect on protein synthesis and bacterial growth (Leiman et al., 2013).

Degradation of extracellular DNA (eDNA). eDNA is an important structural component of the extracellular matrix in a variety of bacterial species, especially in those, like N. meningitidis, that do not produce matrix polysaccha-ride (Montanaro et al., 2011; Arenas and Tommassen, 2017). It is mostly provided by the autolysis of subsets of sessile bacteria in micro-environmental niches that form within a biofilm (Rice et al., 2007; Bayles, 2007; Thomas et al., 2009; Lappann et al., 2010; Liu and Burne, 2011; Iyer and Hancock, 2012; Sadykov and Bayles, 2012; Moormeier et al., 2013; Beltrame et al., 2015). Since eDNA plays a main role in biofilm stabilization, exoge-nous addition of DNase I or restriction enzymes can readily disrupt a bacterial biofilm (Webb et al., 2003; Izano et al., 2008; Mann et al., 2009; Kaplan et al., 2012), but only a few studies have reported the produc-tion of nucleases as a mediator of biofilm dispersal (Fig. 1B), like Nuc and Nuc2 in S. aureus. Indeed, S. aur-eus produces two types of extracellular nucleases, a secreted nuclease Nuc (encoded by nuc) also called ther-monuclease or micrococcal nuclease, and a surface-attached nuclease Nuc2 (encoded by nuc2) (Tang et al., 2008; Kiedrowski et al., 2014; Lister and Horswill, 2014). Nuc is an endogenous mediator of biofilm development and dispersal in vitro. The endogenous role of role of Nuc2 remains unclear but exogenous addition of purified Nuc2 on established S. aureus biofilm leads to a modest decrease in biofilm biomass (Mann et al., 2009; Kiedrow-ski et al., 2011, 2014). Although these in vitro findings have not been confirmed in vivo, both nucleases are active during S. aureus infections as demonstrated by the use of a nuclease-activated probe (Beenken et al., 2012; Hernandez et al., 2014).

Endogenous nucleases involved in biofilm remodeling and dispersal were also identified in nontypeable Haemo-philus influenzae (NTHI) and Neisseria gonorrhoeae strains (Steichen et al., 2011; Cho et al., 2015). In a bio-film dispersal assay, contrary to a NTHI wild-type strain, a NTHI Dnuc nuclease mutant shows no dispersal phe-notype suggesting that Nuc is involved in biofilm dispersal (Cho et al., 2015). In N. gonorrhoeae, the deletion of the nuclease-encoding gene results in thicker biofilms that contained more biomass in continuous-flow chambers, and exogenous addition of purified N. gonorrhoeae nuclease to established N. gonorrhoeae biofilm leads to a statistically significant reduction in both the biomass and average thickness of the biofilm (Steichen et al., 2011).

Cell lysis. In addition to releasing DNA essential for biofilm development, cell autolysis appears to have a role in biofilm dispersal for some bacterial species. In P. aeruginosa, the autolysis contributes to the formation of cavities in the biofilm matrix from which neighboring viable cells are released (Fig. 1B). Interestingly, Ma et al. used specific lectin staining to show that Psl-free matrix cavities, in which dead cells and eDNA are concentrated, appear in the microcolony center of P. aeruginosa biofilm prior to the appearance of swim-ming dispersed cells (Ma et al., 2009). Accordingly, the deletion of genes that control autolysis affects the for-mation of the matrix cavities, and thus biofilm dispersal in P. aeruginosa. Moreover, it is suggested that cell lysis liberates enzymes that can degrade the exopoly-saccharides matrix to free “the seeds of biofilm” for future biofilm dispersal (Ma et al., 2009).

A prophage-mediated cell death can also occur in localized regions inside microcolonies to facilitate disper-sal of a subpopulation of viable non-infected P. aerugi-nosa cells (Fig. 1B). The involved bacteriophage is closely related to the filamentous phage Pf1 and exists as a prophage within the bacterial genome (Webb et al., 2003). A biofilm dispersal process linked to prophage induction was also observed in Enterococcus faecalis (Rossmann et al., 2015) (Table 1). Rossmann et al. showed that the AI-2 universal QS molecule is a strong inducer of prophages in E. faecalis V583DABC. Exoge-nous addition of AI-2 up-regulates the genes of pro-phage 5 (pp5) that are involved in lysis (i.e., endolysin, holing) resulting either in a significant reduction in bio-film formation by E. faecalis or in a dispersal of an already formed biofilm (Rossmann et al., 2015). How-ever, the underlying mechanism of dispersal through phage release is still not elucidated.

Surfactants. In addition to matrix disrupting agents or cell lysis, biofilm dispersal can be accomplished by amphipathic molecules, that is, surfactants able to reduce surface tensions at cell–surface, cell–matrix or cell–cell levels (Fig. 1B). There are several examples of surfactant molecules that promote biofilm dispersal: vis-cosin (lipopeptide) in P. fluorescens (Bonnichsen et al., 2015), surfactin in B. subtilis (Kinsinger et al., 2003, 2005; Angelini et al., 2009), putisolvins in P. putida (Kuiper et al., 2004) and rhamnolipids in P. aeruginosa (Davey et al., 2003; Schooling et al., 2004; Boles et al., 2005; Irie et al., 2005; Glick et al., 2010; Wang et al., 2013). Rhamnolipids act directly on the biofilm matrix to disrupt and solubilize components, and the rhamnolipid-mediated dispersal mechanism involves the formation of cavities within the center of biofilm structures. In addi-tion, rhamnolipids play a role in promoting microcolony formation in the initial phases and in maintaining

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channels between multicellular structures in biofilms in the later phases of biofilm development (Pamp and Tolker-Nielsen, 2007). P. aeruginosa rhamnolipids can also act on biofilm dispersal in other species, such as Bordetella bronchiseptica, B. subtilis and S. epidermidis (Irie et al., 2005; Pihl et al., 2013; De Rienzo and Mar-tin, 2016). A recent study showed that rhamnolipids pro-duced by P. aeruginosa have another function in biofilm dispersal: by acting in cooperation with the P. aerugi-nosa QS compound N-(3-oxo-dodecanoyl) homoserine lactone to disperse E. coli biofilms, they play a critical role in an interspecies chemical signaling pathway (Bhattacharjee et al., 2016).

Another well-described family of surfactant is the staphylococcal proteins called phenol-soluble modulins (PSMs). They have been discussed in depth elsewhere in several reviews (Periasamy et al., 2012a; Peschel and Otto, 2013; Otto, 2014). PSMs are a family of small peptides (21–44 amino acids long), with amphi-pathic, a-helical secondary structures. Like rhamno-lipds, PSMs are not only necessary for biofilm dispersal but also affect the volume, thickness and channel formation of biofilm. S. epidermidis b-PSMs and all of the S. aureus PSMs are key effector mole-cules in biofilm maturation and dispersal since isogenic Dpsm mutants produce thicker biofilms, with less chan-nel formation and smoother surfaces than the wild-type in in vitro static and dynamic models (Wang et al., 2011; Periasamy et al., 2012b; Otto, 2013). Using a psmb promoter-egfp transcriptional fusion, Wang et al. showed that the psmb expression is limited to the outer layers of the biofilm, and is followed by the detachment of biofilm clusters to give way to void spaces (Wang et al., 2011). As discussed above, the strategies used by Staphylococcus species to disperse a biofilm are the secretion of enzymes to degrade cell-anchored proteins or matrix components, and a non-specific mechanism involving the production of PSMs. The production of proteases and PSMs is governed by the Agr quorum-sensing system, which is an important regulatory switch between free-living and sessile life-styles (Otto, 2013; Le et al., 2014; Lister and Horswill, 2014). However, to date, only PSMs have been consis-tently demonstrated to serve in this role in both in vitro and in vivo settings.

Methodological guidelines for characterization of biofilm

dispersal and biofilm-dispersed bacteria

A range of strategies is available to investigate biofilm dispersal (Fig. 2). These methods are based on in vitro or in vivo models and allow (i) observation of the disper-sal process, which is useful to compare strains, test

mutants and identify dispersal signals, (ii) harvesting of the dispersed bacteria to test their intrinsic properties and (iii) analysis of the global effect of biofilm dispersal in virulence using in vivo models (Fig. 2).

For identification of the mechanisms involved in bio-film dispersal (part 1), Barraud et al. described a microtiter-based batch system in which the biofilm is grown in microtiters plates and biofilm dispersal assessed as a concomitant decrease in biofilm biomass and an increase in planktonic biomass (Fig. 2A) (Bar-raud et al., 2014). Biofilm dispersal can also be moni-tored by crystal violet staining. After initial bacterial growth leading to the formation of a “ring biofilm” in a glass tube at the air/liquid interface, the medium is replaced by a larger volume and the incubation period is extended under conditions known to induce dispersal. Biofilm dispersal is then measured by the development of a second biofilm ring located above the initial one (Fig. 2A) (Stacy et al., 2014, 2016). These in vitro assays are easy to set up, and allow high-throughput screening of transposon mutant libraries or identification of dispersal compounds for example. An alternative strategy to highlight biofilm dispersal consists in apply-ing microturbulences in polystyrene Petri dishes durapply-ing the growth of a small number of microcolonies (102 to 103CFU). The appearance of comet-like tails of satellite colonies from the neoformed colonies is the result of the dispersal phenomenon (Fig. 2A) (Kaplan and Fine, 2002). Using this strategy, Kaplan et al. observed a temperature-dependent dispersal phenotype for several oral bacteria, including Neisseria subflava and A. actino-mycetemcomitans. Petri dishes incubated with or with-out the lid present opposite temperature gradients from the center to the edge. Interestingly, the comet-like tails always pointed in the warmer direction. They concluded that satellite biofilm colonies are dispersed in the direc-tion of higher temperatures, and described a new strat-egy of biofilm dispersal (Kaplan and Fine, 2002). Their method allows the direct visualization of biofilm dispersal and it has also been used to identify a nuclease involved in the biofilm dispersal of H. influenzae (Cho et al., 2015). Confocal laser scanning microscopy imaging can also be used to observe the dispersal phenomenon at a spatiotemporal level by following the dispersed bacteria (Fig. 2A). For instance, Wang et al. used a psmb-pro-moter egfp fusion construct in combination with real-time observation by confocal microscopy to show that the PSMß-dependent dispersal appears in clusters at the outer layer of biofilm (Wang et al., 2011).

Characterization of the properties of dispersed bacte-ria (part 3) requires their initial harvesting, and several harvesting strategies have been developed. Dispersed bacteria can be recovered in either the supernatant of static models (e.g., microtiter plates) or the effluent of

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dynamic models (e.g., microfermenters, flow-cells) (Fig. 2B). For some bacteria, biofilm dispersal can be simply induced by reducing the shaking speed after an initial step of biofilm formation: the resulting decrease in oxygen tension leads to biofilm detachment (Barraud et al., 2014). Dispersed cells can also be recovered in response to a decrease or increase in carbon source, or by switching the aeration to argon or nitrogen gas (Bar-raud et al., 2014). Other ingenious approaches have been developed with P. aeruginosa, mostly based on the decrease in the cellular c-di-GMP concentration in ses-sile bacteria, using either chemical or enzymatic approaches. The chemical approach is based on the addition to the medium of nitric oxide donors like sodium nitroprusside or Proli NONOate, which both decrease intracellular c-di-GMP concentration via a cell transduc-tion pathway (Barraud et al., 2009a, 2014). The second approach is based on enzymatic degradation of c-di-GMP via the heterologous expression of the E. coli phosphodiesterase-encoding yhjH gene (Chua et al., 2015). In addition to the technical difficulties involved in collecting dispersed bacteria, their phenotypic properties have to be rapidly characterized. By monitoring the expression level of biomarkers specific to the

P. aeruginosa dispersal state (pvdA and cdrA), Chua et al. showed that the dispersal state can be maintained in harsh nutritional conditions, but that addition of fresh medium induces reversion to the planktonic mode of growth within 2 hours (Chua et al., 2014, 2015).

Induction of dispersal by the use of external signals in order to study the physiology of the dispersed bacteria is however debatable. It cannot be excluded that the sig-nal does not by itself induce changes in bacterial physi-ology. For example, c-di-GMP, which controls the switch between biofilm and motile lifestyles, is also involved in virulence, cell cycle control, antibiotic production and many other cellular functions (Hengge, 2009). In this context, an artificial depletion of c-di-GMP probably affects other functions than those involved in the pro-cess of biofilm dispersal. The same remark can be made about the strategy consisting in applying a nutri-tional stress that triggers, in addition to biofilm dispersal, a large panel of cellular responses, like the stringent response and the global transcriptional reprogramming with the RpoS factor (Christensen et al., 2001; Ferenci, 2001).

To overcome this problem, continuous flow assay sys-tems can be used to recover spontaneously

biofilm-Fig. 2.Schematic workflow of methods used for characterization of biofilm dispersal and biofilm-dispersed bacteria. These methods allow (A) observation of the dispersal process, which is useful to compare strains, test mutants and identify dispersal signals, (B) harvesting of the dispersed bacteria to test their intrinsic properties and (C) analysis of the global effect of biofilm dispersal in virulence using in vivo models.

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dispersed cells from mature biofilm without addition of an exogenous signal (Fig. 2B) (Guilhen et al., 2016). However, to avoid the disruption of the biofilm caused by mechanical forces, a particular attention must be paid to the shear forces applied inside the flow-cell. Bio-film growth under a laminar flow results in the formation of a relatively uniform biofilm structure (Guilhen et al., 2016). In contrast, the use of a turbulent flow consider-ably increases the erosion and sloughing process,

leading to the loss of small portions of biofilm that is not due to the dispersal process (Petrova and Sauer, 2016). To study the role of biofilm dispersal in bacterial viru-lence (part 3), the technique of choice consists of grow-ing biofilm on implants and then insertgrow-ing them into a host, generally a mouse or a rabbit (Fig. 2C). Biofilms should be preformed with a control strain in parallel with a bacterial strain that no longer disperses or over-disperses. The ability of bacteria to disperse from the

Fig. 3.The biofilm dispersal process: a launching ramp catapulting dispersed cells with unique properties. A. Dispersed bacteria have unique transcriptional pattern with global transcriptional reprogramming (Chua et al., 2014; Pettigrew et al., 2014; Guilhen et al., 2016) and increased expression of virulence genes (Marks et al., 2013; Chua et al., 2014; Hay and Zhu, 2015). In vitro models have shown that the dispersed bacteria have unique properties, including increased metabolism (Pettigrew et al., 2014; Guilhen et al., 2016), increased invasion/ killing abilities against epithelial cells (Marks et al., 2013), increased killing abilities against macrophages (Chua et al., 2014) and increased escape abilities against phagocytosis (Chua et al., 2014). The increased virulence properties of the dispersed bacteria have been shown in murine model (Uppuluri et al., 2010; Pettigrew et al., 2014; MacKenzie et al., 2015) and Caenorhabditis elegans model (Chua et al., 2014). The dispersed bacteria have also a predisposition to colonize new environments due to the

simultaneous presence of individual cells and multicellular aggregates that confers a fitness advantage to the dispersal population in a wide variety of

environments (Kragh et al., 2016; Cogan et al., 2016).

B. The biofilm mode of growth is adapted to persistence. The active release of dispersed cells, in contrast, contributes to the dissemination of bacteria with specific properties within the host. This figure shows an example of transition from asymptomatic colonization of nasopharyngeal tissue to lung infection after biofilm dispersal (Marks et al., 2013; Li et al., 2014; Reddinger et al., 2016).

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biofilm and disseminate across the organism can then be assessed by measuring both the bacterial loads in the peripheral organs (resulting from bacterial dissemi-nation from the original niche), and the host cytokine response (Fig. 2C). To compare a dispersal deficient mutant with its parental strain, the quantity and shape of both biofilms in the implant have to be similar before the passage into the host, a goal difficult to achieve. Indeed, inactivation of genes involved in the dispersal process can disturb the initial biofilm structure and therefore make interpretation of the results more complex.

To overcome this problem, it is possible to use a con-struction in which the expression of the gene of interest (i.e., the gene involved in dispersal) can be induced (Fig. 2C). This allows normal biofilm growth in absence of the inducer, whereas dispersal can then be triggered in vivo by injecting an inducer agent into the implant insertion site. This technique is fully detailed in a recent review with P. aeruginosa and the inducible phosphodi-esterase yhjH gene as models (Chua et al., 2015). Simi-lar results can be achieved by forming the biofilm directly in the host instead of using implants. It remains however difficult to control both the localization and the amount of biofilm formed in the animal (Bieber et al., 1998; Dow et al., 2003; Connolly et al., 2011; Kim et al., 2013).

The dual-role of the dispersal process in virulence

Dispersed cells as a unique state in bacterial lifestyle When bacteria disperse from a biofilm, they quit a soft and cozy ecological niche, and have to compete with other partners to colonize new environments. A physio-logical change between the sessile and dispersed states appears therefore as an essential step to allow dis-persed bacteria to adapt to these new environmental pressures. Many studies have characterized sessile cells in terms of transcriptomic profile, virulence or anti-microbial resistance properties (Beloin et al., 2004; Phil-lips and Schultz, 2012; Stewart and William Costerton, 2001), but little is known about the physiology of the biofilm-dispersed bacteria. It was assumed that dis-persed bacteria are similar to their planktonic counter-parts in terms of physiology and virulence (Freeman et al., 2006; Kaplan, 2010). However, several lines of enquiry suggest that dispersed cells have a unique phe-notype, overturning this past dogma. This was first shown by transcriptional investigations performed with P. aeruginosa and Streptococcus pneumoniae that defined dispersed cells as a unique state, different from both planktonic and sessile lifestyles (Chua et al., 2014; Petti-grew et al., 2014). Results of similar transcriptional

experiments performed with Klebsiella pneumoniae spontaneously biofilm-dispersed bacteria are consistent with these observations (Guilhen et al., 2016) (Fig. 3A). In this study, dispersed bacteria overexpressed a large proportion of genes involved in translation compared with the planktonic and sessile states (Guilhen et al., 2016), suggesting that biofilm-dispersed bacteria are metabolically more active. This was also demonstrated by enzymatic measurements of ATP and lactate produc-tion in S. pneumoniae, which showed that the metabo-lism of dispersed cells is increased compared with that in biofilm and planktonic lifestyles (Pettigrew et al., 2014) (Fig. 3A). Although biofilm-dispersed cells have a specific transcriptional pattern, the molecular mecha-nisms underlying this global modification, including potentially an epigenetic regulation, are still poorly characterized.

Another aspect that emerges recursively from the lit-erature is the overexpression of common virulence fac-tors in biofilm-dispersed cells compared with the planktonic or sessile states (Marks et al., 2013; Chua et al., 2014; Pettigrew et al., 2014; Hay and Zhu, 2015; MacKenzie et al., 2015). S. pneumoniae biofilm-dispersed cells have a pattern of virulence gene expres-sion different from that of planktonic and sessile bacte-ria, which allows them to invade and kill human respiratory epithelial cells more effectively, and to induce high pro-inflammatory cytokine responses (Marks et al., 2013). Furthermore, intraperitoneal inoculation of dis-persed pneumococcal cells in a murine septicemia model showed that they are more virulent than their planktonic and sessile counterparts (Pettigrew et al., 2014) (Fig. 3A). In P. aeruginosa, several virulence genes are differentially expressed in dispersed cells compared with planktonic bacteria, such as the type II secretion system encoding gene (secB), and the non-coding RNA genes rsmY and rsmZ, which control the expression level of several virulence factors. These results have been correlated with the greater ability of biofilm-dispersed cells to kill macrophages, to escape from phagocytosis and to induce lethality in a Caeno-rhabditis elegans model compared with planktonic cells (Chua et al., 2014) (Fig. 3A). In addition, biofilm-dispersed bacteria from P. aeruginosa form numerous small colony variants (SCVs) that contribute to virulence and persistence in the host (Rice et al., 2009; Malone, 2015; Masoud-Landgraf et al., 2016).

Another key characteristic of the biofilm-dispersed population is its composition as a mixture of individual cells and bacterial aggregates (Guilhen et al., 2016; Kragh et al., 2016). The proportion of the one to the other one may vary according to the strain, the model used to harvest dispersed bacteria and the experimental conditions (personal observations). A recent

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combination of mathematical modeling and experimental approaches with P. aeruginosa revealed that the simulta-neous presence of individual cells and multicellular aggregates in the dispersal population is determinant in the process of further colonization (Kragh et al., 2016) (Figs. 1A and 3A). While motile single dispersed cells can actively move to escape challenging local environ-ments, they are more susceptible to antibiotics and anti-bacterial stress in general. In contrast, dispersed aggregates have little control over their trajectory, but have the advantage of being protected by the extracellu-lar matrix and have a faster switching capacity to form biofilm than individual dispersed bacteria (Kragh et al., 2016; Cogan et al., 2016). The authors’ predictive com-puter modeling shows that the simultaneous presence of individual cells and multicellular aggregates in the dis-persal population makes it possible for the bacteria to adapt to a greater variety of environmental changes such as nutrient competition. In short, if competition for resources is high, dispersed aggregates have a fitness advantage compared with individual bacteria because of the elevated position of cells at the top of aggregates, which gives to these cells a better access to growth resources. In contrast, if competition is low, the aggre-gate interior has poor access to growth resources and therefore single dispersed cells have a fitness advant-age over aggregates (Kragh et al., 2016; Cogan et al., 2016).

Altogether, these data indicate that biofilm-dispersed bacteria appear as a unique state in the bacteria life-cycle, transcriptionally and physiologically different from the other states, with cells harboring mixed properties, in between planktonic and sessile forms.

Links between biofilm dispersal and virulence

In addition to release bacteria with specific properties, dispersal process could also be the root of biofilm-related infection by promoting dissemination of bacteria through the organism (Fig. 3). According to the National Institutes of Health, about 65% of all microbial infec-tions, and 80% of chronic infections are associated with biofilms (Hall et al., 2014; Miquel et al., 2016).

As described above in the technical section, the impact of biofilm dispersal in vivo is often evaluated by direct determination of the bacterial loads in organs or biological fluids resulting from the dispersal of biofilm formed on implants or directly inside the host. Although these approaches are useful to evaluate the global impact of biofilm dispersal in vivo, they do not make it possible to distinguish between the effect of the dissemi-nation of the bacteria subsequent to the dispersal, and

the specific properties of the biofilm-dispersed bacteria on virulence and global host colonization.

Several studies have established a potential correla-tion between biofilm dispersal and virulence in vivo including X. campestris in a plant model (Dow et al., 2003), Group A streptococcus in a murine subcutaneous infection model (Connolly et al., 2011), enteropathogenic E. coli in intestinal colonization of human volunteers (Bieber et al., 1998), and V. vulnificus in colonization of the intestinal surface in mice (Kim et al., 2013). For S. epidermidis, Vuong et al. suggested that biofilm disper-sal is necessary for bacterial dissemination in vivo, as a Dagr mutant deficient in dispersal fails to invade the sur-rounding tissues of a biofilm-colonized implant inserted subcutaneously in a rabbit model (Vuong et al., 2004). A detailed study confirmed afterward that S. epidermidis biofilm dispersal is an important feature for bacterial col-onization in the host (Wang et al., 2011). To analyze the impact of dispersal on S. epidermidis virulence, these authors developed a murine model of device related infections. Briefly, two catheters precolonized with equal numbers of either the wild-type or the dispersal-deficient Dpsmb mutant strains were subcutaneously inserted at each side of the mice’s dorsum. Two and four days after infection, the bacterial loads in organs (liver, kidney, spleen) and lymph nodes were measured, and showed that the wild-type strain is better able to colonize the host than the Dpsmb mutant strain (Wang et al., 2011). These findings suggest that the dispersal process is essential to promote a systemic biofilm-related infection. To confirm that the dispersal was correlated with higher colonization capacities, mice were immunized with anti-PSMb IgG before insertion of catheters precolonized with the wild-type strain. Results indicated that anti-PSMb block the dissemination of bacteria from the cath-eter to organs and lymph nodes, thus confirming that the impairment of the dispersal process can prevent the development of biofilm associated infections (Wang et al., 2011). Further experiments using the same model showed that all known PSM peptides produced by S. aureus promote the establishment of a second-site infection (Periasamy et al., 2012b). Thus, the PSMb-based biofilm dispersal, widely used by staphylococcal species, is a key contributor to the development of biofilm-associated infections.

The relation between dispersal and bacterial virulence has also been observed in P. aeruginosa in two different models of infection (Christensen et al., 2013; Li et al., 2014; Chua et al., 2015). Christensen et al. constructed a P. aeruginosa strain in which the reduction of c-di-GMP can be achieved via the induction of the E. coli yhjH phosphodiesterase-encoding gene. Under these experimental conditions, a drastic dispersal of P. aerugi-nosa biofilm was observed in in vitro and in vivo models

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(Christensen et al., 2013). Biofilms preformed on sili-cone implants and inserted into the peritoneal cavity of mice disseminate significantly more efficiently to the spleen after induction of the phosphodiesterase YhjH compared with biofilm formed with the parental strain without the yhjH gene (Christensen et al., 2013). In a more recent study, Chua et al. showed that the induction of the yhjH gene in P. aeruginosa, in addition to inducing its biofilm dispersal, changes its intrinsic virulence prop-erties (Chua et al., 2014). Thus, the enhanced dissemi-nation of P. aeruginosa into the host subsequent to yhjH induction is probably due to a dual effect of (i) biofilm disruption that serves as a launching ramp to release bacteria, and (ii) phenotypical switch of the biofilm-dispersed bacteria that have increased virulence properties.

Another link between dispersal and virulence in P. aeruginosa has been established by Li et al. using a DbdlA mutant (Li et al., 2014). BdlA, a chemotaxis trans-ducer protein, is a determinant actor in the c-di-GMP dependent dispersal and harbors two sensory domains and a chemoreceptor domain, which allow the transduc-tion of input signals to cellular response (i.e., biofilm dis-persal) by modulating the expression level of two phosphodiesterases RbdA and DipA (Morgan et al., 2006; Petrova and Sauer, 2012). Accordingly, inactiva-tion of bdlA impairs the ability of the bacteria to disperse in response to various dispersal-inducing stresses (Pet-rova and Sauer, 2012). The impact of BdlA-mediated biofilm dispersal in virulence was assessed by infecting the plant host Arabidopsis thaliana with either the wild-type or the DbdlA strain. Results indicated that 7 days after infection, the DbdlA mutant killed five-fold fewer plants than the wild-type strain. Similar results were obtained with DdipA and DrbdA mutants of P. aerugi-nosa impaired in the dispersal process (Li et al., 2014). Furthermore, in mice colonized in the upper respiratory tract, the DbdlA mutant, in comparison to the wild-type strain, was unable to disseminate to the lungs and establish systemic infection; the DbdlA load in lungs was 10-fold lower than that of the wild-type strain (Li et al., 2014) (Fig. 3B). Conversely, in mice stably colonized in the lower respiratory tract, the inability of the DbdlA mutant to disperse causes it to persist at the site of infection 400-fold more than the wild-type strain (Li et al., 2014).

Collectively, these data suggest that the dispersal pro-cess is likely an essential lever for the pathogen to strike a balance between its persistence in the host by asymp-tomatic colonization, and its dissemination in the orga-nism triggering invasive disease (Fig. 3B).

Biofilm dispersal leading to virulence can also be influ-enced by other partners in the same ecological niche. The commensal S. pneumoniae predominantly colonizes

the nasopharynx within biofilm communities of healthy individuals (Mu~noz-Elıas et al., 2008; Marks et al., 2012). The transition from asymptomatic carriage to invasive respiratory disease is highly associated with a concomitant or preceding virus infection, but the molec-ular mechanisms governing this transition were unknown until recently (Diavatopoulos et al., 2010; Petti-grew et al., 2011; Vu et al., 2011; Launes et al., 2012; Chertow and Memoli, 2013). As upper respiratory tract colonization precedes dissemination to other sites, Marks et al. assessed the impact of influenza A virus (IAV) on the nasopharyngeal S. pneumoniae coloniza-tion in a murine model. They showed that, in the absence of virus, mice remain colonized in the naso-pharynx by sessile S. pneumoniae for 1–3 weeks with-out infection of the lower respiratory tract or development of bacteremia. In contrast, the animals develop active pulmonary infections with a marked dis-semination of bacteria to both the lungs and middle ears after IAV infection. Interestingly, either IAV infection or treatment with host agents associated with virus infec-tion (e.g., norepinephrine, ATP, glucose) trigger the dis-persal of the S. pneumoniae biofilm in vivo (Marks et al., 2013). At the same time, the pneumococcal transcrip-tome undergoes complex changes responsible for spe-cific pathogenic and colonization properties (Pettigrew et al., 2014). Thus, it is suggested that the shift from asymptomatic colonization to invasive disease subse-quent to IAV infection is the combination of both the release of bacteria from the biofilm and the enhanced virulence potencies of the dispersed bacteria (Marks et al., 2013; Pettigrew et al., 2014) (Fig. 3). More recently, using the same experimental murine model of nasal tissue colonization, Reddinger et al. observed a similar phenomenon with the pathogen S. aureus (Reddinger et al., 2016).

These studies are particularly attractive because they propose a molecular mechanism, that is, biofilm disper-sal, to endorse the results of many human epidemiologi-cal studies reporting transitions from asymptomatic colonization to invasive disease in response to viral infections (Fig. 3B).

Conclusions

Biofilm dispersal is a complex process that involves the coordination of various signaling messengers and molecular effectors. Like biofilm formation, biofilm dis-persal represents a critical step in bacterial lifestyle allowing dissemination of bacteria from the original site of infection into the host or the environment. Inducing biofilm-dispersal has been suggested as a means to fight against biofilm and it has been recommended in

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some instances to “clean” surfaces by applying a signal or an effector of biofilm dispersal in close proximity to the biofilm (Kaplan, 2009). However, little attention has been paid so far to the bacteria liberated from the bio-film, although their specific properties, especially their enhanced pathogenic potential, suggest that consequen-ces of “anti-biofilm” approaches have to be anticipated and strictly monitored, in particular in a clinical setting. The combined use of an antibacterial agent with a dis-persal signal could represent a good alternative as few studies have reported that dispersed bacteria are sensi-tive toward antibacterial stresses (antimicrobial molecules, iron stress) (Darouiche et al., 2009; Chua et al., 2014; Yu et al., 2015).

Altogether, it appears that the dispersal phenomenon is a unique and important step in the biofilm lifestyle that war-rants to be fully investigated. The extraordinary potency to switch between planktonic, sessile and dispersal states provides myriad of solutions for the bacteria to adapt to a variety of environmental conditions and once more demon-strates the richness of the bacterial world.

Acknowledgements

Cyril Guilhen is supported by a fellowship from the Ministe`re

de l’Education Nationale, de l’Enseignement Superieur et de

la Recherche. The authors declare that no competing inter-ests exist.

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