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Applications of s-functional analysis to continuous groups in physics
P.H. Butler, B.G. Wybourne
To cite this version:
P.H. Butler, B.G. Wybourne. Applications of s-functional analysis to continuous groups in physics.
Journal de Physique, 1969, 30 (10), pp.795-802. �10.1051/jphys:019690030010079500�. �jpa-00206842�
APPLICATIONS
OF S-FUNCTIONALANALYSIS
TOCONTINUOUS
GROUPS INPHYSICS (1)
By
P. H. BUTLER and B. G.WYBOURNE,
Physics Department, University of Canterbury, Christchurch, New Zealand.
(Reçu
le 14 mars1969.)
Résumé. 2014 Les fonctions S, telles
qu’elles
ont étédéveloppées
par Littlewood, sontpassées
en revue dans le but de
simplifier l’algèbre
des groupes continus. La division de la fonction S est définie et la théorie a étédéveloppée jusqu’au point
où un programme pour calculatriceélectronique (computer)
a été établi, cequi
permet le calcul desproduits
Kronecker, des lois dérivées, despléthysmes
sur deux variables, et desproduits
internes du groupesymétrique.
Abstract. 2014 S-functions, as
developed by
Littlewood, are reviewed with the aim ofsimpli- fying
thealgebra
of continuous groups. S-function division is defined and thetheory developed
to a stage where a
computer
programme has been written thatperforms
Kroneckerproducts, branching
rules,plethysms
on two variables, and innerproducts
of thesymmetric
group.1. Introduction. - In the past
decade,
theoreticalphysicists
have shown anunprecedented
interest in thetheory
of continuous groups and itsapplication
to a wide range of
physical problems. Notable,
among the many
applications,
has been the use ofthe
compact
continuous groups to describe the sym- metry transformationproperties
ofN-particle
atomicand nuclear wave functions
following
theearly
workof Racah
[1, 2]. Physicists
have tended to concen- trateprimarily
on thedevelopment
of continuous groups, in the tradition of Elie Cartan[3]
andSophus
Lie
[4] by considering
theproperties
of infinitesimal transformations. HermannWeyl’s
book on "TheClassical
Groups" [5]
hasundoubtedly
exercised aconsiderable influence in these
developments.
An alternative
approach
to thetheory
of continuousgroups, which
complements
the earlier work of Cartan andLie,
has beendeveloped by
D. E. Littlewood asa natural consequence of Schur’s
original
thesis[6]
on the
properties
of invariant matrices. Littlewood’streatment circumvents the
study
of infinitesimal trans-formations
by considering
theproperties
ofspecial
functions of the roots of the matrices that characterize the elements of the continuous groups. This
approach
obviates the need to obtain the group characters
explicitly.
Thesefunctions,
known as Schur-func-tions,
orsimply
asS-functions,
have been usedby
Littlewood to find
relatively simple
formulaerelating (1)
Researchsponsored
inpart by
the Air ForceOffice of Scientific Research, Office of
Aerospace
Re- search, United States Air Force, under AFOSR Grant No 1275-67.the characters of
representations
of theunitary,
sym-plectic, orthogonal
and rotation groups.Methods for
calculating
outerproducts
of S-func-tions are well known
[7]
and these aredeveloped
soas to
give simply
andunambiguously
the Kroneckerproducts
for all the above groups. A method fordetermining
the innerproduct
of S-functions without the usual recourse the charactertables,
is usedtogether
with a more recent
development,
that ofplethysm,
togive
us ageneral
method ofuniquely determining branching
rules between the above groups and theirsubgroups.
This paper describes the relevant
theory
and howit is used to
give
a set of computer programmes toperform
thecomplete algebra.
2. S-Functions and Continuous
Groups.
- In thissection,
we shallbriefly
outline the mathematical concepts and notationsrequired
in thesubsequent development
of this paper.Partitions. - A set of r
positive integers
whose sumis n is said to form a
partition
of n. An orderedparti-
tion is one where the
integers
are ordered fromlargest
to smallest
(or
viceversa).
Allpartitions henceforth,
will be so ordered with the notation that a Greek letter will denote a
general partition
so :(X)
or(À1, À2,
...,x,).,
and this will be assumed to be a
partition
of n. ALatin letter will denote a
partition
into onepart only.
A
Young diagram
is associated with eachpartition.
It is the
graph
of rrows, Ài
dots(or squares)
in thei th row, with each row left
justified.
Aconjugate
Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019690030010079500
796
partition
is formedby interchanging
the rows andcolumns of the
graph,
and will be denotedby (À) :
Some
partitions
areself-conjugates
e.g.(332).
Partitions with
repeated
parts are often written witha
superscript denoting
the number of times the partoccurs, thus
(33221)
=(32 221 ) .
Frobenius’ notation is sometimes of use. The
leading diagonal
of theYoung diagram
is defined tobe the one that starts in the top left hand corner. For each dot on the
diagonal
we write down the number of dots to theright
ofit,
and belowthis,
the numberSymmetric
Functions. - Asymmetric
function onk variables ai is one that is
unchanged by
any permu- tation of the variables. Two such functions are of interest in this paper.1)
MononomialSymmetric
Functions. - If(p)
is apartition,
we define the mononomialSp
such that :where the summation is over all different
permutations
of the a’ s. For
example,
if k = 3 :2) Homogeneous
ProductSums, hn.
- Thehomogeneous product sum hn
is defined to be the sum over all of the mononomialsSp,
pbeing
apartition
of n :S-functions.
- IfCA)
is apartition
of n, the S-function(x)
is the determinant of theh¡ s
defined as follows :the s and t
being subscripts
for the row and columnrespectively.
We extend the definition of the homo- geneousproduct
sums toinclude ho
= 1and h.
= 0Littlewood has shown how to express any S-function in terms of mononomials
by appropriately labelling
the
Young diagram corresponding
topartition (X) [8].
The
Symmetric Group.
- Under theoperations
ofthe group, the
symmetric group Sn
with n ! elements issplit
into classes p withhp
elements. Each class is thecomplete
set ofconjugates
of agiven
element.The irreducible
representations
of the group may beplaced
into a one to onecorrespondence
with thepartitions
on n. Becauseconjugate
matrices have thesame characteristic
(i.e.
spur ortrace)
there exists aunique
numberxP(03BB),
the characteristic for aparticular
class of a
representation.
The set of characteristics of arepresentation
is known as the character of therepresentation.
If we define a function :we may prove that it is in
complete correspondence
with the
representations
of thesymmetric
group.Littlewood
[9]
has shown that this definition isentirely equivalent
to the definition of the S-functiongiven earlier,
togive
us acomplete isomorphism
bet-ween
operations
on S-functions andoperations
onrepresentations
of thesymmetric
groups. The corres-pondence
between thesymmetric
groups and the full linear grouppaved
the way for Littlewood to express thealgebra
of the continuous groups in terms of S-functions. This result is ofkey importance
in thefollowing
work.3. Dimensions of
Representations
ofGroups.
- Di-mensions of
representations
are usedextensively
tocheck all
branching rules, products
andplethysms.
Several authors
[10] give
formulae for the dimension(degree) f{À}
of arepresentation {X}.
Symmetric Group S n :
where {À}
is apartition
of n into rparts.
A for- mula more suited to hand calculations isgive . by
Robinson
[11].
The
Unitary Group
The
Symplectic Group,
>The
Orthogonal
and RotationGroups On, R. : a)
For odd dimensions n = 2v + 1 :b)
For even dimensionsexcept that for the
orthogonal
group in the case ofX, =,4
0 when the dimension is twice the above.The
Exceptional Group G2 :
4. Outer
Multiplication
of S-functions. - Theproduct
of two S-functions on different sets of variables-
corresponding
to theproduct
ofrepresentations
ofdifferent
symmetric
groups - is known as the outer orordinary multiplication
of S-functions. It is ofkey importance
in thealgebra.
The rules forperforming
the
operation using
theYoung diagram representation
have been
given
many times[7] although,
so far asit is
known,
it has notsuggested
how tosystematically
cover all
possibilities
for thegraphs.
The S-functions
appearing
in theproduct :
are those which can be built
by adding
to thegraph of {À} f1-1 symbols
a, f1-2symbols P,
03BC3symbols
y, etc., in this order and in the waysspecified by
thefollowing : 1)
No two identicalsymbols
appear in the same column of thegraph.
2)
If we count theoc’ s, 3’ s, y’ s,
etc., fromright
to
left, starting
at the top, then at all times while thecount is
being made,
the number of a’ s must be notless than the number of
P’s
which must not be lessthan the number of
y’s,
and so on.3)
Thegraphs
we obtain after the addition of eachsymbol
must beregular,
i. e. thecorresponding parti-
tion must be ordered.
The
principal
part of theproduct
is the term obtai-ned when the
partitions
aresimply added,
i.e. thepartition {Àl + [03BC1’ À2 + [1.2’ ..., Ài + [1.i, ...}.
Itcorresponds graphically
toputting
all the (x’ s in the first row,the P’s
in the second and so on. The otherterms in the
product
may besystematically produced by removing
the last element andtrying
it on the nextlower
line,
then the next, etc. When it will fit nowhere else remove the second to last element also.Try
tofit this in the same
fashion,
if noplace
is found removethe third to last
element,
when one is found to fittry
to
replace
the elements in theirhighest positions.
Notealso
that,
forexample,
for the third y we mayplace
iton the same
line,
orbelow,
the second y but not above it.This
operation
is checkeddimensionally by
use ofthe
equation :
where
(X)
is apartition of n,
and(03BC)
of m.For
example {31} {21} :
note that the
graphs :
all break the rules
given
above.Thus we obtain the
expansion :
798
5. S-function Division. -
Frequently
thealgebra requires
the evaluation of the sum ofS-functions {v}
which when
multiplied by
aparticular S-function {03BC}
give
aparticular S-function {À},
the coefficientof {v}
being
the coefficientof {À }in
the outerproduct.
Hencewe define the
(outer)
division ofS-functions {À} /{03BC}
to be :
where
r 03BCv03BB
is the same as the coefficient in the outerproduct :
(’1)
The evaluation of the division is somewhat easier than each
product,
thusconsiderably simplifying
thecalculation.
We have the
graph of {03BC}
and wish to know allpossible
ways ofadding
elements to form thegraph of {À} given
the rules for theproduct.
To evaluatethe
division,
draw thegraph
for(h)
with squaresinstead of
dots,
and fill up the left hand top corner with thegraph corresponding to {03BC}. Graph {03BC}
must fitentirely inside {À}
or the result must be null. Theremaining
squares are then labelledby a’s, 3’s, Y’ s,
etc.,by
rows,starting
in the topleft,
asgiven by
rules 1 and 2 of the
product
and also with :3)
Thesymbols
must not decrease whenreading
left to
right
across a row, i.e. there must not be an a to theright
of a03B2,
etc.4)
The resultant S-function must be ordered.For
example {4211}/{211} :
note that the
graphs :
are not allowed
by
the rules.S-function division may also be
performed by
useof the
properties
of isobaric determinantal forms[8] : where 03BBs,
is the s-th part of thepartition (03BB) and 03BCt,
isthe t-th part of the
partition (03BC)
and thus s labels therows and t the columns of the determinant. In the
case of the
preceding example,
we have :as before. In
practice,
thepreceding
method is tobe
prefered
for machine calculation. The nota-tion {À} / {fL}
is to beprefered over {À/fL}
since wemay
easily
show :6.
Expression
of an S-function inSymmetric
Parts.- When an S-function is defined from character
theory
theproblem
ofexpressing
it in terms of sumsand differences of
symmetric
functions is a little diffi- cult.However,
theequivalence
between that defini- tion and our definition renders theproblem
trivialsince our
defining
determinant is in terms of thehr s (eq. 3) :
Sometimes it is useful to know the
expansion of {À }
in terms of
products
of theantisymmetric
represen-tations {1 r}.
Becausehr == {1r},
we may takeconju-
gates of the above relation.
Alternatively
we definethe
elementary symmetric function ar
as the monono-mial
corresponding
to thepartition ( 1 r) :
:leading
to the result[9] :
7. Inner
Multiplication
of s-functions. - The eva-luation of the inner
product {À} 0 { tL}
isconsiderably
more
complex
than the outerproduct.
Numerousattempts
have been made tosimplify
theproblem,
with
varying degrees
of success. Most of theseattempts
have used the character table for the group inquestion,
however Littlewood[12]
hasdeveloped
a much more flexible method where the character
tables are not
required.
Thekey
theorem is statedwithout
proof :
where
r p03C303BD
has the usualmeaning
for the outerproduct.
The
symmetric representation
is theidentity
elementfor this
operation :
(X)
apartition
on n. Innermultiplication
is distri- butive with respect toaddition,
hence all that isrequired
for the evaluation of any inner
product
is for oneS-function to be
expressed
in terms ofsymmetric parts,
and theappropriate
outermultiplications performed.
To evaluate :
the steps are :
where
(vi)
is apartition
ofi,
the sum is over all suchpartitions,
andrVavb.Vc03BC
is the coefficientof 03BC
inthe outer
product {va} { Vb}, ..., { Vc}.
We may check our result
by noting [9] :
Various relations among the coefficients are of
importance [9] :
The
conjugate
relations are ofimportance
inlisting
tables of inner
products, reducing
the numberby
afactor of four. Relations
(21 b)
express notonly
thatthe
operation
isAbelian,
but that the coefficientof {v }
in the
product {À} 0 {03BC} equals
the coefficientof {03BC}
in the
product I X I o {v 1.
This means that if we defineinner division
analogous
to outerdivision,
wemerely
have the
operation
of innermultiplication :
Trivial consequences of this that are often relevant
to
problems
are that theidentity I n I
is containedonly
in
products
of the type{À}o{À},
and theantisymme-
tric
representation {1 n}
isonly
contained in those of thetype {X}o{X}.
8. Characters of
Subgroups
as S-functions. - Theset of all
non-singular
matrices of order n2 form agroup, the
general
linear groupGL..
The subset of allunitary
matrices also forms a group, theunitary
group
Un.
The compactrepresentations
of these twogroups have the same characters and Littlewood has shown
[8], [9]
that the S-functions on n variables arethe
simple
characters of the groups.The full
orthogonal,
rotation andsymplectic
groupsof
degree n
all occur assubgroups
ofUn.
Little-wood
[13]
hasexpressed
the characters of the ortho-gonal
andsymplectic
groups in terms of S-functions :where
(y)
and(8)
arepartitions of p
and occur in theFrobenius series :
The character
theory
for the rotation groups are essen-tially
the same as for theorthogonal
groups except when the group dimension is even(n
=2v)
andX, 0
0.In most of these cases, it is necessary to resort to the method of difference characters
[8] though
in theparticular
cases of the groupR,
andR6
it ispossible
to use
simpler
methods as will be discussed later.The
exceptional
groupG2
occurs as asubgroup
of
R7
and isimportant
in the classification of thestates of electrons or nucleons in
equivalent
orbitals.The character
theory
ofG2
is discussed in a later section.9. Reduction of the Number of Parts of an s-function.
- Under the
operations
of the restricted groups anS-function defined on n
variables,
where n = 2v orn = 2v +
1,
andhaving
more than v parts isequiva-
lent to a series of S-functions on the same n variables but not
having
more than vparts [13].
The S-function is
expressed
in the form :Ignoring
apossible change
ofsign
for some transfor-mations,
this S-function isindependent
of r and will bedenoted {À: 03BC}.
It isexpanded
togive
a series ofS-functions
using
the relation :where the sum is over all
S-functions {a}, being parti-
tions
of p.
This relation is used as often as necessary to reduce all terms to those of no more than vparts.
Two
special
cases of thisequivalence
relation areoften useful. In n variables for
unitary
transforma-tions,
we have :Ignoring
thechange
ofsign
when n = 2vonly
fortransformations of
negative determinant,
we have also : This latter relationgives
the well knownparticle-hole
correspondence.
800
10.
Branching
Rules. - Under restriction to asubgroup,
the characters of a groupdecompose
intoa sum of characters of the
subgroup [13].
For theunitary
group in nvariables,
the characters are expres- sed as S-functions of up to nparts
but for the restricted groups on nvariables,
intoonly v
parts. Prior use of relation(26)
allows us to use thefollowing
relationswithout
producing
non-standardsymbols.
For the
Orthogonal Group :
where the sum is over all S-functions of even parts
only :
and where the terms of the division are taken as
orthogonal
groupcharacters,
i.e. :The
Symplectic Group :
For thesymplectic
group the result is the same as for eq.(31 ) apart
from therepla-
The Rotation
Group :
For odd dimensions the charac-ters are the same as for the
orthogonal
group but foreven dimensioned groups the characters
with [03BCv
#- 0decompose
into twoconjugate
characters :The
Exceptional Group G2 :
The groupG2
is a propersubgroup
of the seven dimensional rotation group andJudd [10]
has derived thebranching
rulesby using
the infinitesimal
operator approach,
toyield
the result :where the sum is over all
integral
valuesof i, j, k
satis-fying
the relations :is used to remove characters which do not
give regular representations
ofGz.
11. Kronecker Products for the Continuous
Groups.
- Since we may express the characters of the
unitary, symplectic
andorthogonal
groups in terms of S-func-tions,
the reduction of the Kroneckerproducts
of thesegroups may be done in terms of the outer
product
of S-functions and then
performing
theappropriate branching
to get back the characters of the group.Kronecker
products
forG2
are done in the same mannerby
a two stage process,expressing
the charac-ters
of G2
in terms of thoseof R7,
thence into S-functions and so on. Theexpression
of the characters ofG2
in terms of those of
R7
isperformed by noting
that inthe reduction
R7 --> G, [u1 u2 0]
contains(UIU2)
asthe term
of highest weight.
The terms of lowerweights
may be
systematically
removedby
subtraction.For
example,
in the case of(21),
we may derive :may be
expressed
in S-functions togive :
For even dimensional rotation groups,
products
inonly
two groups have beenseparated satisfactorily,
the groups in four and six
[14]
dimensions. In sixdimensions,
Littlewood[15]
has shown that the group isisomorphic
with the four dimensional full linear group and thecorrespondences :
may be
established,
thusallowing
us toperform
theproducts easily.
For the four dimensional rotation group there is a 2:1homomorphism
with the doublebinary
full linear group and thecorrespondences :
may be made.
We may
readily
deduce that theseparation
of theKronecker
product
inR4
isgiven by :
12.
Plethysms
forGL2
andR3.
-Plethysms
ocharacters on two basis variables are often of use in
physics. Plethysms
forGL2
may be evaluatedby restricting
the results for the sameplethysm
on anunrestricted number of variables. In the absence of such a
table,
we may generate theplethysm required by
use of the recursive relation[16] :
The
following polynomial expansion
due to Little-wood
[17],
for theplethysm
of aR3 representation
and an S-function into
only
onepart,
is more suitedto machine calculation :
where
Kr
is the coefficient ofP-r
in theexpansion
of :This
expression
holds also forspin representations.
A similar
expression
for theplethysm
of aGL2
repre-sentation allows us to make the
following isomorphism
between
GL2
andR3 :
13.
Branching
Rules toR3’
-r The use of thealgebra of plethysm [9], [14], [8]
allows us tocalculate, directly
and
unambiguously,
thebranching
rules between any compact group and asubgroup
of lower dimension or a directproduct
of such groups[19], [20]. Quite generally, given
that the unary character[1]
of thelarger
groupdecomposes
to a sum of characters A under therestriction,
then any character X will decom- pose into the sum of charactersgiven by
A 0 X.The
branching
rules for any groupR3
may therefore beeasily
calculated afterdefining
our unary de-composition.
For
example,
to calculate thebranching
of[210]
of
R7
toR3
we note that[100]
ofR7
branches to asingle
F state, i.e. therepresentation [3] of R3.
Hencethe
decomposition
of[210]
isgiven by [3]
0[210].
We express
[210]
in terms ofS-functions,
and then theseinto sums and
products
ofpartitions
into one part,giving :
Using
the result[9]
that theplethysm
is distributiveon the
right
withrespect
to both addition and multi-plication, by using equation (38),
andby multiplying together
theR3 representations
in the usual manner,we obtain :
This method of
performing
theplethysm
on thesymmetric parts
of theright
hand side is notalways
the easiest method. Often it is easier to make use
of the relation
[16] :
by expanding
the S-functions in terms of their anti-symmetric
parts.The
saving
in labour forclassifying
the orbital statesof maximum
multiplicity
is immense. Forexample,
in the t shell we use
representations of R29.
The unarydecomposition
is[100,
...,0]
->[14] = { 28 }.
Thusthe states of maximum
multiplicity
for the quarter filled shell labelledby [114]
areeasily
found to bejust
the terms in :
This has been
expanded using
thecomputer
and thereare found to be
34,670
states of totalangular
momen-tum of
23,
a result that is difficult to obtainby
theusual methods of determinantal states.
14.
Programming
Considerations. -1. STORAGE OFPARTITIONS. - When one sits down to programme any of the
operations
of thealgebra,
oneimmediately
strikes the difficult
problem
of how toefficiently
remember a
partition
or a sum ofpartitions.
TheLE JOURNAL DE PHYSIQUE. - T. 30. N° 10. OCTOBRE 1969.
method used is influenced to a
large
extentby
themachine,
and since our machine is a fixed wordlength binary
one, an IBM360/44,
with a Fortran IVcompi- ler,
allpartitions
and coefficients have been stored athalf-word
integers (16 binary bits).
Vectors are usedfor
storing partitions
and matrices for sums ofparti-
tions. Variable dimensions in the subroutines allow
us to store the coefficient and
partition
as a columnvector of the
length
of thelongest
vectorlikely
to berequired
for theproblem. Any
waste storage isquite tolerable,
since the storagerequired
for thepartitions required
to evaluate innerproducts
ofSlo
is of theorder of that
required
for the instructions for the Kroneckerproduct
subroutine.2. BASIC SUBROUTINES. - Ordered
partitions
of allnumbers up to a
given
maximum may bequickly produced
inlexigraphical order, by
a small routine ifwe remember which is the last
part greater
than one and the current sum of the parts.A routine to store a
partition
and coefficient in a matrix of otherpartitions
is useful.Ordering
thepartitions
means we mayquickly
find itsequal,
if ithas one, and add the coefficients.
Routines to
perform
outerproducts
and divisions of S-functions are a little more difficult to write sincewe must remember the labels for the squares. When this is
accomplished
the rest of theprogramming
ismore
straight forward,
with one ratherweighty
excep-tion,
how to get the results out of the computer in atidy
format. The system cannotsingle
decimal space and nor are blanks
sightly.
With thecontinuous group characters we know the size of the
partitions
as it ispadded
with zeros, but with S-func- tions the brackets and othersigns
vary inposition.
This
problem
was overcomeby
use of an assembleroutput
routine. This routine had severaloutput
buffers so we couldtypewriter
with very little loss in machine
efficiency.
15. Conclusions. - The results in this paper have resolved many of the
ambiguities
associated with therepresentation theory
asapplied
to theproblems
inboth atomic and nuclear
physics
of the classification of states andoperators
and the derivation of selection rules.Computer
programmes have been written to encompass these results and relieve much of the tedium of calculation. Extensive tabulations of results arebeing published [20].
The addition of
general
methods for the machine calculation ofplethysms
and thehandling
of differencecharacters and
spin representations
for theorthogonal
and rotation groups should remove many of the remai-
ning problems.
Theseproblems
will be discussed ina
separate
paper.16.
Acknowledgements.
- We aregrateful to Julian
Brown for assistance with certain aspects of the pro-
gramming,
and to theUniversity
ofCanterbury
forthe use of their computer.
51
802
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