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Freeze-fracture observations in the Lα phase of a swollen surfactant in the vicinity of the L3 and the L1 phase
transitions
P. Boltenhagen, M. Kleman, O. Lavrentovich
To cite this version:
P. Boltenhagen, M. Kleman, O. Lavrentovich. Freeze-fracture observations in the Lα phase of a
swollen surfactant in the vicinity of the L3 and the L1 phase transitions. Journal de Physique II, EDP
Sciences, 1994, 4 (8), pp.1439-1448. �10.1051/jp2:1994209�. �jpa-00248052�
J.
Phys.
If Franc-e 4 (1994) 1439-1448 AuGusT 1994, PAGE 1439Classification Phj,sics Ab.itiacts
61.30 64.70 62.20D
Freeze-fracture observations in the L~ phase of
aswollen surfactant in the vicinity of the L~ and the Li phase transitions
P.
Boltenhagen (', *),
M. Kleman(2)
and O. D. Lavrentovich(3)
('j Laboratoire de Physique des Solides, Bit, 510, Universitd de Paris-Sud, 91405 Orsay Cedex, France
(2j Laboratoire de
Mindralogie-Cristallographie,
Universitds Pierre et Marie Curie (Paris Vii et Paris VII, 4place
Jussieu, case I15, 75252 Paris Cedex 5, France(~) Kent State University, Liquid Crystal Institute, Kent, Ohio, 44242, U-S-A-
(Reieii.ed 2 July J993, revised /3 April /994, aiiepted /8 Apri/ /994)
Abstract. Freeze-fractured specimens of the L,, pha~e of a swollen quasi-ternary surfactant
(cetylpyridinium
chloride/hexanol/btine), have been observed by electronmicroscopy.
Thetextures show the same features as those oberved by optical microscopy, viz. defects with negative
Gaussian curvature (focal conic domains of the usual type) close to the phase boundary with the L~ sponge phase, and defects with positive Gaussian curvature (focal conic domains of second
species,
mostlyspherolites)
close to thephase
boundary with the Lj micellarphase.
We have studied in more detail this latter region the density of spherolites increases as one approaches theLj-L,,
transition, up to thepoint
where theyseemingly
fill the whole space their size distributionobeys
an exponential law weexplain
by asimple
thermodynamic model whichpredicts
a transition when the elastic coefficient A 2 K + k vanishes. Our experimental datayield
indeed, with areasonable precision, a very ~mall value of Ad/L~ T for a composition of the surfactant clo~e to the phase boundary.
1. Inroduction.
Swollen lamellar
phases (L,,)
constitutedby equidistant bilayers
ofamphiphilic
moleculesseparated by
water have beenextensively
studied for their structuralproperties [I],
theirstability
with respect to theirneighbouring phases
in thephase diagram [2],
their defects[3, 4].
Regarding
this lastpoint,
it should be noted that these defects have been first observed atlarge
scales
by optical microscopy [3, 4],
but very little is known atmicroscopic
scale. This paper reports on electronmicroscopy
observations of freeze-fracturedspecimens
which have beenprepared by
the standard method a smalldrop
of theL~ phase
is inserted between two copperplates
andquenched
intoliquid
propane, then fractured in vacuum a thin film of carbon-(+) Peinianent addle.I.I In~titut de Physique. 3 rue de l'Universitd~ 67084
Stra~bourg
Cedex, France.platinum
isevaporated
on the fracture, detached from thesample,
andfinally
observed(for
details on thistechnique,
see forexample
Ref.[5]).
These observations confirm the resultsobtained at
larger
scales,implying
that the defects are of the same nature at all-scales, andbring
some new results which are of aparticular
interest nearphase
transitions.Amongst those,
the lamellar-micellar(L~-L~)
transition is studied in more detail ; the defects appear to bethermodynamically
stable, and thequantitative study
of their distribution in size allows one to determine the values of therigidity
moduli of thelayers.
We have
investigated
theL~ phase
of thequasi-ternary
systemcetylpyridinium
chloride (notedCpcl)/hexanol/brine
(I flby weight
ofNacl).
This lamellarphase
extends in thephase diagram (see
Ref.[I])
between a micellar(L~) phase
for low hexanol i>eisusCpcl
ratio (r=
h/c 0.5 and a sponge
(L~ phase
for r l, Let usbriefly
recall the results obtainedby optical microscopy
observations,In the
vicinity
of theL~-L~ phase transition,
thetypical
observed defectslayers
are the well-known focal conic domains of the first
species (FCD-I),
characterizedby
constantlayer
thickness and
negative
Gaussian curvature of thelayers
I,e.« «~ ~ 0, On the contrary, in the
vicinity
of theL~-L~ phase transition,
the defects havepositive
Gaussian curvature«j «~ ~ 0 ; most of them are
spherolites,
that aredegenerate
focal conic domains of the secondspecies (noted
hereunderFCD-II),
with a few FCD-II'S of a moregeneric
nature(for
details seeRef.
[4]).
The differences between the defectsrepresentative
of the tworegions
of thephase diagram
close to thephase
limits can be traced to a difference in thesign
of thesaddle-splay
elastic constant K which govems the Gaussian curvature
(Fig,
I ; aquantitative analysis
of the results hasyielded
an estimation of the values ofthil
material parameter[3, 4].
FCD-1, aia2 <0 FCD- II, aia2 >0
Fig. I. Focal conic domains, degenerate cases : a) FCD-In « «,
< 0 FCD-lI, « «~
> 0. The circle is virtual in the
case of FCD-II.
2.
Energy density
of a lamellarphase.
This section summarizes a few well-known aspects of the
phenomenological description
oflamellar
phases
and of their defects which are ofimportance
in thefollowing
discussion.The energy
density
of a Iamellarphase
reads, toquadratic
orderf
=
1/2
K(«~
+«~)2
+K«j
«~ + l/2BF~ (1)
N° 8 PHASE TRANSITIONS STUDIES IN A L,, PHASE 1441
In this
expression
«~ and «~ are theprincipal
curvatures of thebilayers,
e is the relative variation of thelayers thickness,
K and K are thesplay
andsaddle-splay
elastic constants, and B is thecompressibility
modulus[6].
Equation (I)
contains three terms.The first two are related to the mean curvature «j + «~ and the Gaussian curvature
«j «~ of the
bilayers, respectively.
The second term isgenerally
omitted because it does notenter in the minimization of the energy. This is a direct consequence of the Gauss-Bonnet
theorem which states that the
integral
of the Gaussian curvature over a closed surfacedepends only
on itstopology
:1«~ «~dI=4 ar(I -N) (2)
(N is the number of handles on the
surface).
Forexample
theintegral
ofequation (2)
isequal
to 0 for a torus and to 4 ar for asphere.
Thus this term is a constant and can beneglected
in anysmooth continuous deformation of the system however it
plays
animportant
role in anychange
in thetopology
of thelayers.
A
complete description
of the energy of the systemrequires
to take into account the energy of interaction between thebilayers.
This is the third term ofequation (I).
For anelectrically
neutral system, as it is the case here, this term is of
entropic
nature and has been studiedby
Helfrich
[7].
Focal conic domains
(FCD)
are thetypical
defects of lamellarphases.
Their characteristicscan be
simply
inferred fromequation (I).
Theenergies
associated with a pure curvature deformation or with a purecompression
deformation atlarge
scales(larger
than atypical layer periodicity)
are very different inmagnitude, telling
us that the system will choose to deform ina set of a
quasi-equidistant
andparallel surfaces,
I.e. withvanishingly
smallcompression
energy. It can be shown
that,
if so, the system forms FCD'S, in which thelayers
take theshape
of
Dupin cyclides [8].
Let us recall the basic features of a FCD. In each domain the
layers
are folded around twoconjugate
focallines,
viz. anellipse
and ahyperbola,
in such a way thateverywhere they
areperpendicular
to thestraight
linesjoining
anypoint
E on theellipse
to anypoint
H on thehyperbola.
If the actual part of thelayers
is between E and H, «~ «~~ 0 in the
opposite
situation «j «~ > 0, These are the defects observed atoptical
scales.Figure
I illustrates thecases where the
ellipse
isdegenerate
to a circle and thehyperbola
to astraight
line, andillustrates the differences between a FCD-1 (« «~ ~ 0) and a FCD-II
(«
«~> 0
).
The reader willeasily recognize
that the two cases do notcorrespond
to two different realizations of a FCD built on the same focal lines.3. Results.
Starting
from thevicinity
of theLj-L~ phase transition,
a first remarkable result is that the lamellarphase
is filled withspherolites
whosedensity depends critically
on the h/c ratio(Fig. 2).
In eachspherolite
the lamellae form concentricspheres.
Thespherolites
arepolydisperse
in size and their size distribution follows some characteristicexponential
law which repeatsremarkably
well from one part of thesample
to another(Fig. 3).
At firstsight,
the whole space seems to be filled
by spherolites
of differentsizes,
but a closer look at thepictures
reveals the presence of thelayered
matrix in a reasonableproportion
indeed. An estimate of thisproportion (made
fartheron)
shows that theplanar
matrix fillsapproximately
half the volume of the
sample,
The presence of thislarge
matrix of well-orientedL~ phase
suggests also that the fracture which isperformed
at low temperature in the freeze-/
--~ i
14t. 'Z
~
~ ,
'~
~
'"~' ,
~' ' '~
' ' "
''
'~"i y
"'.-,[~$ ~ " ~
Fig.
2.- Freeze-fractured specimen, electronmicroscopy
observationspherolites
near the Lj-L,~phase transition. The lamellar phase is filled with polydisperse spherolites. Note the pre~ence of
elongated
FCD-II (arrow),hex/Cpcl
o.7 85 % solvent. Bar 5 ~m.o n exp
suriac;c dens"ty 1P2m x n calculation
0.4 0.35
0.3
0.25
0.2
0.15 j x
O-I i x
o.05
~ m)
I 1.5 2 2.5
Fig.
3. Hodograph of the surface density ofspherolites
as a function of the radius measured in free2e- fracturedspecimens.
The horizontal error bar (AR)is theexperimental
error of measurement of the radii.The
density
error (~n) is notrepresented,
it is equal to ~n~"
~R.
6R
N° 8 PHASE TRANSITIONS STUDIES IN A L,, PHASE 1443
fracture
experiment,
and which is well-known toeasily
follow thelayers
in such a type ofmaterial,
ispractically planar.
Thetypical
size of thespherolites
which are observed is aboutone micrometer. Note the presence of
generic FCD-II'S,
which are notperfectly spherical
«
spherolites
», but have theshape
ofrugby
balls. It has been shown elsewhere[3b, 4]
thatspherolites
are the FCD-ii's of smallest energy, for agiven
volume.The increase of the hexanol iersus
Cpcl
ratio i'=
h/c leads to a
progressive disappearance
of the
spherolites.
In the middle of the lamellarphase,
for h/c between theLj-L~
andL~-L~ phase
transitions, we observe isolatedspherolites
embedded in the lamellarphase (Fig. 4).
These observations confirm thelarge
scales results.In the
vicinity
of theL~-L~ phase
transition the lamellae are very distorted(Fig.
4j. A number of them are in contactalong
areas whosetypical
size is of the order of one micrometer :we do not know whether these contacts are
dynamic
or static, butthey clearly
announce the formation of the numerous pores which are present in the L~phase.
Furthermore we observe alarge
number of screw dislocations, whosestability
is mostprobably
related to thenegative
Gaussian
geometry
of their cores[6].
Note that the areas which surround the zones of contact between lamellae are often ofnegative
Gaussian curvature.4. A
simple
model forspheroJites.
We restrict here our discussion to the most novel aspect of this work, viz, the formation of a
thermodynamically
stable set ofspherolites,
whosedensity
decreases when h/c. increases, near theL~
-Lphase
transition. This part is theoretical. Thecomparison
withdensity
measurements is made in the next section.Let R be the diameter of a
perfect spherolite according
toequation
its total curvature energy writesWc(R R
= 4 w
f(r r~
di=
4 w
(2
K +K)
R(3)
To this energy should be added two terms. The first one,
W~,
relates to the disclinationloop
which circles the
spherolites
at the contact with the outerlayers (Fig.
lb) this energy scales like theperimeter
and is of the order of KR. The second one,W~,
is due to thelayer
compressibility;
as shown in reference[3b],
it scales likeBAR~
with A=
(K/Bj'~~
forspherolites
whose mean distance 3 islarger
thanR~/A, (R~/A
is the distance on which thestresses decrease
exponentially [9].
But, if R < 3 <R~/A,
a different model should be usedwe believe indeed that the stresses are relaxed
by
the presence of dislocationloops
of sizecomparable
to 3, so thatW~
scales as a core energy K3 -BA~
3. We shall check that3 -R, so that
W~
w BA
~R.
Furthermore, the situation we haveinvestigated
is close to the Lphase,
where B is small, so that this term should not be very relevant.Putting together
theseresults, we have
W,~~ =
4 WA'R
(4)
where A' is a renormalized value of the
quantity
A=
2 K + K.
We assume that the free energy
density
F is a sum ofindependent
terms£ F~
+Fo.
EachR
F~
refers to the set ofspherolites
of radius R # 0, andFo
refers to the part of thesample
whichis not in a
«spherolitic»
state. We shall also use a continuous version of F, viz.~
~R ~~
+~0,
Wh~~~ d IS th~ ~~P~~t d'~t~~lc~ Of th~~a Phase.
The VolUmedensity
Of_, - ~_
' '
m
~- .~Fig. 4. - specimen, electron bservation :
in
the middle of theL~
Note the presence of embedded in the lamellar phase. The lamellar
phase
positiveaussianurvature (small arrow) as well
,
j
.~
~~
~
~
~~
~'~ ,' /j~
< ~~ R ~~'
'w,
$~/
~,
,,- ~» .~£-SL d
Fig.
5. Freeze-fractured specimen, electronmicroscopy
observation : aspects of the membranes near the L~-L~ phase transition. Note the numerous pores in formation.hex/Cpcl
=
1.0 ; 85 % solvent. Bar 0.5 ~m.
N° 8 PHASE TRANSITIONS STUDIES IN A L~, PHASE 1445
spherolites
of radius R is noted n~ =#~/v~,
where#~
is the volumefraction,
and v~ = 4wRh3.
We have:
F~
=
[4 WA'R#~
+ l.~T~~
In~~] (5)
v~
where
~
=
z ~~.
The estimation ofF~
is a realdifficulty
in the presentproblem.
Infact,
whileR
the structure of the free energy
density Fo
remainsunknown,
its variation can be reached moreeasily.
It would be w<tong to w>rite :Fo
=
k~ T(1
~ ) ln(1
~ where Do is some mean v~volume of an «
elementary object
» relative to the « nonspheroJitic
» part of thesample.
The moleculesthemselves, being
so smallcompared
to thespherolites,
do not know whetherthey belong
or not to aspherolite
; hencethey play
no r61e in the total balance of the entropy when avariation 3
~~
occurs, except may bealong
thesingularities (the
equators of thespherolites
and theircenters),
but this contribution scales like the entropy of thespherolites
themselves and does notbring anything
new. The molecules are not theseelementary objects.
On the otherhand,
the variation of thedensity
of thespherolites strongly
affects the entropy of the non-spherolitic
part. Consider a variation 3~=
3~~,
I-e- restricted to someparticular
value of R. This variation affectsF~, but
alsoFo,
since ~ varies. Thequantity
SR =
~ (l
~ In(I
~b(6)
would be the entropy of the
non-spherolitic
partsupposed
filled (in agedanke experimentj
withnon-spherolites
of size R. Thereasoning
follows in factclosely
theapproach
used to calculate the entropy of vacancies in a monoatomiccrystal.
This means also that the appearance (orconversely,
thedisappearance)
of some relative volume3#~
ofspherolites
of radiusR involves a relative number of «
elementary objects
»3#~/v~.
Hence the variation of theentropy of the
non-spherolitic
part would be35~
= ~3~~
In e(1 ~ ), and the variation of v~the total free energy
Fo,
which is the sum of the entropy variations should therefore read :3
#~
3Fo
=k~
Tjj
In e(1
# )(7)
R
~R
In the continuous version, we
replace z #~ by i~~
~~ andequation (7) by
~
d
3F~= -k~T j~ ~~~Ine(I -#j~~
o ~R d
Entropy
has been taken into account inequations (5)
and(7)
with theassumption
that thespherolites
form aregular
solution ofspecies
labelledby
the different values of R. This mean- fieldpicture
overestimates the total entropy and the total internal energy, since itneglects
allcorrelations between
spherolites
of different sizes. The latterassumption might
however bevalid to a
large
extent. As indicated above, the interaction ismostly
of elasticorigin
(B term).
Consider then two sets ofspherolites Ro
andRj
,
they
form two distinct disordered ,nets with uncoirelated characteristic distances30
and &j ; hence the energy of interaction ofthe two nets does not
depend
on the small fluctuations of their individualspherolites,
nor on the relative «phase
» of the two nets. Thereforewe expect that the
long-range
elastic interactionsare
mostly
intra-net.Short-range
interactions, I,e, those related to the excluded volume effects betweenspherolites belonging
to different nets, will beneglected.
Note further that theB term becomes
probably
lessimportant
near theL~-Lj phase transition,
a fact whichdecreases even more the elastic interaction and
eventually brings
A' closer to A. Let us now examine the free energy in more detail ; wedistinguish
two cases :I) A~ ~ 0.
Minimizing
F with respect to#~ yields
#~
=
(l
# exp(-
~ "~'~(8)
kB T
When
integrating
thisexpression
with respect to R, we getk~
T~
k~
T + 4 w-t'd ~~~The
inequality (d~F/d#
~)~~ 0 is
satisfied,
whatever R may be, when~~
takes the value ofequation (8)
: the solution is stable. It can alsoeasily
be shown that, for the same value of#~, (dF~/dR)~~
cannot vanish. Hence it is notpossible
to minimize the free energy with respect to R and there is nounique
solution for R : we expect a distributinn ofspherolites
ofdifferent sizes. One can
finally
show that the appearance of these defects in theL~ phase
decreases the free energy of theperfectly
flatphase.
According
toequation j9),
the medium isentirely
invadedby
thespherolites
(I,e.#
-
),
when A'- 0. This
implies
that theL~ phase
withspherolites
is nolonger
stable, and anotherphase
does appear. The presentapproach
does not enable us to define it any better. It isprobably
theLj phase.
ii)
A'~ 0. The same
equations
as above(Eqs. (8, 9))
still hold, but nowequation (8j yields
#
~ l, which is inconsistent with the definition of#.
Thereforeequation (7)
does not describeproperly
the case A'~ 0(the Lj phase ?).
5.
Density
measurements.The
theory developed
for the case A' ~ 0 seems to describereasonably
welloiJr experimental findings.
The volumedensity
n~ is related to the surfacedensity n(,
I,e, thedensity
measuredexperimentally
in a 2D cut,by
the relationn(
= n(~~, which is
easily
obtained if one notices thatnl 3i
~ nR. Here
3i
~ ni ~~~ is the mean distance between two
spheroiites
of radius R. We cansafely
use this estimates of n~, because the fracture isqiJasiplanar,
asargued
above.Comparison
ofequation (8)
withexperimental
data(Fig. 3) yields
thefollowing expression
for~,
R
n(
"
((1-~)
~j~~~~p(_2~
~~ ~~~R
4
wR~
3j/ (10)
where 3.6 x
10~~
is theslope
of thelogarithmic plot
ofn(
R~ as a function of R/d. Thecorresponding
value of ~ obtained fromequation (9)
is 0.56, while theexperimental
value obtained from theplot
offigure
3 is 0.52.Since this
expression yields
so small a value forA',
we assume A'~A and getK/K as :
~= -2+3.6x10~~ ~~~
K 4
"kc (ll)
where k~ = Kd.
N° 8 PHASE TRANSITIONS STUDIES IN A
L~~ PHASE 1447
The
periodicity
d of the lamellarphase
studied here istypically
of the order of1501;
thecurvature modulus of the lamellar
phase
is about a fewt~
T, thus~ = + 3.6 x 10~ ~
k~
TMwk~
is small and
positive.
We found that K/K is very close to the value at which A
- 0, where we expect a
divergence
of the volume fraction of
defects,
I-e- aphase
transition.If,4
=
2 K + K is small, the
phase
must be filled withspherolites,
which is the case when h/c is small. A contrario when A increases thephase
should have a lowerdensity
ofspherolites.
Experimentally
we found that this is the case. Thus the increase of h/c leads to an increase of K/K.6.
Why
the distribution is not fractal.We end this discussion
by
a brief comment on the fact that the distribution isexponential,
antalgebraic,
I-e- not fractal.Let us first recall that a fractal distribution has
already
been invoked in theproblem
offilling
space with
(conically shaped)
FCD-l's[10].
There are similarities, but also differencesbetween the two
problems.
Inparticular,
while thefilling
withspheres
is agenuine
3Dproblem,
the FCD-I spacefilling
is 2D thelength
of the cone isequal approximately
to thecharacteristic size L of the
sample,
while the base has a radius a which ranges fromL to some small value a *.
According
to reference[10],
one firstplaces
inside thesample
thelargest possible domain,
with base radius a L, then the gaps are filled with smallerdomains,
in such a way thatneighboring
domains are in contactalong
ageneratrix
of the cones(Friedel~s
law ofcorresponding
cones[8])
and the bases are tangent. This process continues down tomolecular scales, with a * A
,ilB.
The resulta * A is an intrinsic feature of the model,
since the space
filling
is the result of acompetition
betweenlayer compressibility
andcurvature
elasticity.
However, there is another natural limit for a * in the FCD-Ifilling,
whichoriginates
in theanisotropy
Am of the surface tension. As a matter of fact, the part of thesample
which does notbelong
to a FCD-I can be either filled with FCD-11(at
least in certaingeometries [I I]),
orby
dislocationloops
which relax thelayer elasticity.
Theregions
with FCD-I and FCD-IIfillings
have different surface orientations as aresult,
the balance of the surface and curvature termsyield
a new characteristiclength [12],
a *K/(-
Am ) which can be very different from A.Let us now consider in turn the other type of space
filling,
with FCD-II'S. There isonly
onecharacteristic
length
for eachspherical FCD-II,
viz. its radius a(we
restrict our considerations tospherolites),
which varies from somemacroscopic
value L(in general
thesample
size atrest a
length depending
on the shear rate, if any, has been introduced in Ref.II 3])
to some minimal a * There are nospecial geometrical
conditions akin to Friedel's law ofcorresponding
cones when two
spherolites
areneighbors (there
is no way to eliminate the elastic distortion ofthe
layersj
as in the FCD-I case, and there is noanisotropy
of theglobal
geometry, which is 3D,consequently
we do not expectspecial
surface tension effect which wouldspecify
a*.
Having pointed
out these differences with FCD-I's iterativefilling,
let us now put the stress on the differences with the formere.iponential filling.
A fractal ofspheris
of different sizeswould be
inhomogeneous
at all scales, so that ourprevious
arguments about the irrelevance of the elastic interactions would fail('). Assuming
that thespheres pack randomly,
the elastic(') Reciprocally,
we may wonder whether thegrowth
process of a set ofobjects
into theshape
of a fractal is not due to a stronglyinhomogeneous
distribution of stresses which do not relaxduring growth.
energy now
probably
scales like the residual volume[10].
Let g =(L/r)Y
be the numbers ofspheres
of radius Rlarger
than rpacked
in a volume flmL~.
The residual volume isV(r)
= fl
(L/r)Y
~~ the total free energy F(r)
scales like :F
(r
m An (L/r )Y ' + Bfl(L/r
)Y ~ l2)
There is no entropy term, because the
packing
processes which starts from thebiggest
spheres
(R m L),
in a volume of size L, continues withspheres
ofdecreasing
sizes, ispratically
deterministic
(but
toindiscernability
ofequal spheres).
The smaller the residualvolume,
themore so.
According
to reference[14],
a relevant value of the exponent y is ca. 2.8. This valueyields
indeed ij a minimum of F(r)
when A~ 0
(the
condition for a minimum to existbeing
I < y <
3)
andit)
a minimum value for r, viz. r~,~ mfi (y 1)/(3
y
).
The latter minimum does not show up in the formertheory
; furthermore the energy is nowpositive.
In other words, a fractal randompacking
cannot describe aphase
withthermodynamic defects,
but apossible phase
of another nature.Acknowledgments.
O. Lavrentovitch thanks the Laboratoire de
Physique
des Solides(Orsay)
and the NSF(grant
DMRB9-20147
ALCOM)
for support.References
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