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www.elsevier.com/locate/anihpc

The relaxed energy for S 2 -valued maps and measurable weights L’énergie relaxée des applications à valeurs dans S 2

et poids mesurables

Vincent Millot

Laboratoire J.L. Lions, université Pierre et Marie Curie, B.C. 187, 4, place Jussieu, 75252 Paris cedex 05, France Received 26 October 2004; accepted 3 February 2005

Available online 10 May 2005

Abstract

We compute explicitly a relaxed type energy for mapsu:⊂R3S2. The explicit formula involves the length of a minimal connection relative to some specific distance connecting the topological singularities ofuand associated to a measurable weight function. This result generalizes a previous result of F. Bethuel, H. Brezis and J.M. Coron.

2005 Elsevier SAS. All rights reserved.

Résumé

Nous calculons explicitement une énergie de type relaxée pour des applicationsu:Ω⊂R3S2. La formule explicite fait intervenir la longueur d’une connexion minimale relative à une certaine distance, connectant les singularités topologiques de uet associée à une fonction de poids mesurable. Ce résultat généralise un résultat antérieur de F. Bethuel, H. Brezis et J.M.

Coron.

2005 Elsevier SAS. All rights reserved.

MSC: 49D20; 49F99

1. Introduction and main results

Let be a smooth bounded and connected open set ofR3and letw:→Rbe a measurable function such that

0< λwΛ a.e. in (1.1)

E-mail address: millot@ann.jussieu.fr (V. Millot).

0294-1449/$ – see front matter 2005 Elsevier SAS. All rights reserved.

doi:10.1016/j.anihpc.2005.02.003

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for some constantλandΛ. We setHg1(Ω, S2)= {uH1(Ω, S2), u=gon∂Ω}, whereg:∂ΩS2is a given smooth boundary data such that deg(g)=0. Our main goal in this paper is to obtain an explicit formula for the relaxed functional

Ew(u)=Inf

lim inf

n→+∞

un(x)2w(x)dx, unHg1(Ω, S2)C1(Ω), u n uweakly inH1

,

defined foruHg1(Ω, S2). By a result of F. Bethuel (see [1]),Hg1(Ω, S2)C1(Ω) is sequentially dense for the weak topology inHg1(Ω, S2)and then the functionalEwis well defined.

In [4], F. Bethuel, H. Brezis and J.M. Coron have proved that forw≡1, E1(u)=

u(x)2dx+8π L(u),

where L(u) denotes the length of a minimal connection relative to the Euclidean geodesic distance d in connecting the singularities ofu(see also M. Giaquinta, G. Modica, J. Souˇcek [12]). IfuHg1(Ω, S2)is smooth onexcept at a finite number of points in, the length of a minimal connection relative tod connecting the singularities ofuis given by

L(u)= Min

σ∈SK

K i=1

d(Pi, Nσ (i)),

where(P1, . . . , PK)and(N1, . . . , NK)are respectively the singularities of positive and negative degree counted according to their multiplicity (since deg(g)=0, the number of positive singularities is equal to the number of negative ones) and SK denotes the set of all permutations ofK indices. For the definition ofL(u) when u is arbitrary in Hg1(Ω, S2), we refer to (1.6), (1.7) below. The notion of length of a minimal connection between singularities has its origin in [8]. We also refer to the results of J. Bourgain, H. Brezis, P. Mironescu [5] and H. Brezis, P. Mironescu, A.C. Ponce [9] for similar problems involvingS1-valued maps.

ForuH1(Ω, S2), the vector fieldD(u)first introduced in [8] and defined by D(u)=

u· ∂u

∂x2∂u

∂x3, u· ∂u

∂x3∂u

∂x1, u· ∂u

∂x1∂u

∂x2

(1.2) plays a crucial role. Indeed, if u is smooth except at a finite number of points(Pi, Ni)Ki=1 inΩ, then (see [8], Appendix B)

divD(u)=4π K i=1

PiδNi) inD(Ω) (1.3)

and if in additionu|∂Ω=g, we have (since deg(g)=0, see [8], Section IV) L(u)=Sup

K

i=1

ζ (Pi)ζ (Ni)

, (1.4)

where the supremum is taken over all functionsζ:→Rwhich are 1-Lipschitz with respect to distanced i.e.,

|ζ (x)ζ (y)|d(x, y). Note that for any real Lipschitz functionζ, K

i=1

ζ (Pi)ζ (Ni)= 1 4π

divD(u)ζ= − 1 4π

D(u)· ∇ζ + 1 4π

∂Ω

D(u)·ν

ζ, (1.5)

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whereν denotes the outward normal to ∂Ω. We recall thatD(u)·ν is equal to the 2×2 Jacobian determinant ofurestricted to∂Ω and then it only depends ong. In view of (1.4) and (1.5),L(u)has been defined in [4] for uHg1(Ω, S2)by

L(u)= 1 4πSup

T (u), ζ

, ζ:→R1-Lipschitz with respect tod

, (1.6)

whereT (u)D(Ω)denotes the distribution defined by its action on real Lipschitz functions through the formula:

T (u), ζ

=

D(u)· ∇ζ

∂Ω

D(u)·ν

ζ. (1.7)

In a previous paper [13], we have studied the following variational problem: given two distinct pointsP andN in,

Ew(P , N )=Inf

v(x)2w(x)dx, v∈E(P , N )

,

where

E(P , N )=

vH1(Ω, S2)C1 \ {P , N}

, v=const on∂Ω, T (v)=4π(δPδN)inD(Ω) . In the casew≡1, H. Brezis, J.M. Coron and E. Lieb have shown that (see [8])

E1(P , N )=8π d(P , N ).

For an arbitrary functionw, we have proved (see [13]) thatEw(·,·)defines a distance function satisfying

8π λd(·,·)Ew(·,·)8π Λd(·,·). (1.8)

From (1.8), we infer thatEw extends to× into a distance onΩ. In what follows, we set for x, y, dw(x, y)= 1

Ew(x, y).

Whenwis continuous, we also have shown that the distancedwcan be characterized in the following way: for any x, y,

dw(x, y)=Min 1

0

w γ (t )γ (t )˙ dt,

where the minimum is taken over all Lipschitz curve γ:[0,1] → verifyingγ (0)=x andγ (1)=y. For an arbitrary measurable functionw, the previous formula is meaningless sincewis not well defined on curves but a similar characterization ofdw actually holds. We refer to [13] for more details. We also recall the general result in [13]:

Theorem 1.1. Let(Pi)Ki=1and(Ni)Ki=1be two lists of points inΩand consider E (Pi, Ni)Ki=1

=

vH1(Ω, S2)C1 \

(Pi, Ni)Ki=1 ,

v=const on∂ΩandT (v)=4π K i=1

δPiδNi inD(Ω)

.

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Then we have Inf

v(x)2w(x)dx, v∈E (Pi, Ni)Ki=1

=8π Lw,

whereLw is the length of a minimal connection relative to distancedw connecting the points(Pi)and(Ni)i.e., Lw= Min

σ∈SK

K i=1

dw(Pi, Nσ (i)).

By analogy with the casew≡1, we define foruHg1(Ω, S2), Lw(u)= 1

4π Sup T (u), ζ

, ζ:→R1-Lipschitz with respect todw

(note that any real functionζ which is 1-Lipschitz with respect todw, is a Lipschitz function with respect tod sincedw is strongly equivalent tod and thenT (u), ζ is well defined). Whenu is smooth except at a finite number of points(Pi, Ni)Ki=1in, it follows as in [8] thatLw(u)is equal to the length of a minimal connection relative to distancedwconnecting the points(Pi)and(Ni). Our main result is the following.

Theorem 1.2. For anyuHg1(Ω, S2), we have Ew(u)=

u(x)2w(x)dx+8π Lw(u).

The proof of Theorem 1.2 is presented in Section 3 and is based on a method similar to the one used in [4]

and on a Dipole Removing Technique exposed in the next section. This technique is mostly inspired from [1] but involves some tools developed in [13] in order to treat the problem for a non smooth functionw.

In Section 4, we prove a stability property of Ew. More precisely, we give some conditions on a sequence (wn)n∈Nunder which one can conclude that the sequence of functionals(Ewn)n∈Nconverges pointwise toEw on Hg1(Ω, S2). The results are obtained using previous ones in [13]. In Section 5, we present similar results for a relaxed type functional in which we do not prescribed any boundary data.

Throughout the paper, a sequence of smooth mollifiers means any sequencen)n∈Nsatisfying ρnC(R3,R), SuppρnB1/n,

R3

ρn=1, ρn0 onR3.

2. The dipole removing technique

In this section, we first give a technical result which will be used for the dipole removing technique in Section 2.2.

2.1. Preliminaries

Letαandβ be two distinct points in. We denote bypα,β(ξ )the projection ofξ∈R3 on the straight line passing byαandβ andrα,β(ξ )=dist(x,[α, β]),where “dist” denotes the Euclidean distance inR3. Form∈N, we set

aα,βm =|αβ|

m and sjα,β=j amα,β forj=0, . . . , m.

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Forξ∈R3such thatpα,β(ξ )∈ [α, β], we define hα,βm (ξ )= min

0jm

pα,β(ξ )αsjα,β, and we set

Θm [α, β]

=

ξ∈R3, pα,β(ξ )∈ [α, β]andrα,β(ξ )amα,βhα,βm (ξ ) .

For two points x and y in , we consider the class Q(x, y) of all finite collections of segments F = ([αk, βk])n(k=F1) such that βk=αk+1,α1=x,βn(F)=y,[αk, βk] ⊂ andαk =βk. We define the “length” of an elementFQ(x, y)by

¯w(F)=

n(F) k=1

lim inf

m→+∞

1 π

Θm([αkk])

εαm

kk(ξ )w(ξ )dξ with

εαm

kk(ξ )= (hαmkk(ξ ))2(amαkk)4 ((hαmkk(ξ ))2(amαkk)4+rα2

kk(ξ ))2 .

Lemma 2.1. LetPbe a finite collection of distinct points inΩorP= ∅. For any distinct pointsx0, y0inΩ\Pand δ >0, there existsFδ=([α1, β1], . . . ,[αn, βn])Q(x0, y0)such that(P∪ {y0})(n1

k=1[αk, βk] ∪ [αn, βn[)= ∅ and

¯w(F)dw(x0, y0)+δ.

Proof. Step 1. Assume thatwis smooth onΩ. We are going to prove that for every elementF=([α1, β1], . . . , [αn, βn])Q(x, y), we have

¯w(F)=

n k=1[αkk]

w(s)ds.

It suffices to prove that for any distinct pointsα, βΩ,

m→+∞lim 1 π

Θm([α,β])

εmk(ξ )w(ξ )dξ=

[α,β]

w(s)ds. (2.1)

Without loss of generality, we may assume that[α, β] = {(0,0)} × [0, R]and we drop the indices αandβ for simplicity. We set forj=0, . . . , m−1,

Cmj+=

ξ=1, ξ2, ξ3)Θm [α, β] , ξ3

sj, sj+am 2

, and forj =1, . . . , m,

Cmj=

ξ=1, ξ2, ξ3)Θm [α, β] , ξ3

sjam

2 , sj

.

ForξCmj+Cmj, we havehm(ξ )= |ξ3sj|and we get that formlarge enough,

Θm([α,β])

εmk(ξ )w(ξ )dξ=

m1 j=0

Imj++ m j=1

Imj (2.2)

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with Imj+=

Cmj+

|ξ3sj|2a4mw(ξ )

(|ξ3sj|2a4m+r2(ξ ))2dξ forj=0, . . . , m−1,

Imj=

Cmj

|ξ3sj|2a4mw(ξ )

(|ξ3sj|2a4m+r2(ξ ))2dξ forj=1, . . . , m.

Using the change of variablez1=|ξ3ξ1sj|,z2=|ξ3ξ2sj| andz3=ξ3, we derive that

Imj+=

sj+am/2 sj Bam(0)

am4w(|z3sj|z1,|z3sj|z2, z3) (am4 +z21+z22)2 dz1dz2

dz3

=

sj+am/2 sj

w(0,0, z3)+O(am)

Bam(0)

a4m

(a4m+z12+z22)2dz1dz2

dz3

=π

sj+am/2 sj

w(0,0, z3)dz3+O(a2m).

By similar computations we get that Imj=π

sj

sjam/2

w(0,0, z3)dz3+O(a2m).

Combining this equalities with (2.2), we obtain that

Θm([α,β])

εmk(ξ )w(ξ )dξ =π R 0

w(0,0, z3)dz3+O(am) which ends the proof of (2.1).

Step 2. We fix two distinct pointsx0, y0\P. For any pointsx, yin\(P∪ {y0}), letQ(x, y)be the class of elementsF=([α1, β1], . . . ,[αn, βn])Q(x, y)such that

n k=1

[αk, βk] ⊂\ P∪ {y0} .

We consider the functionDw:\(P∪ {y0})×\(P∪ {y0})→R+defined by Dw(x, y)= Inf

F∈Q(x,y)

(¯F).

We are going to show thatDwdefines a distance function which can be extended to× Ω. Letx, y\(P∪{y0}) and letF=([α1, β1], . . . ,[αn, βn])be an element ofQ(x, y). Assumption (1.1) and similar computations to those in Step 1 lead to

λ n k=1

|αkβk|¯w(F)Λ n k=1

|αkβk|.

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Taking the infimum over allFQ(x, y), we infer that

λ d(x, y)Dw(x, y)Λ d(x, y). (2.3)

From (2.3), we deduce that Dw(x, y)=0 if and only if x =y. Let us now prove that Dw is symmetric. Let x, y\(P∪ {y0})andδ >0 arbitrary small. By definition, we can findFδ=([α1, β2], . . . ,[αn, βn])inQ(x, y) satisfying

¯w(Fδ)Dw(x, y)+δ.

Then forFδ=([βn, αn], . . . ,[β1, α1])Q(y, x), we have Dw(y, x)¯w(Fδ)= ¯w(Fδ)Dw(x, y)+δ.

Sinceδis arbitrary, we obtainDw(y, x)Dw(x, y)and we conclude thatDw(y, x)=Dw(x, y)inverting the roles ofxandy. The triangle inequality is immediate since the juxtaposition ofF1Q(x, z)withF2Q(z, y)is an element ofQ(x, y). HenceDwdefines a distance on\(P∪ {y0})verifying (2.3). Therefore distanceDwextends uniquely to× into a distance function that we still denote byDw. By continuity,Dw satisfies (2.3) for any x, y.

Step 3. We consider the functionζ:→Rdefined by ζ (x)=Dw(x, x0).

Note that functionζ is 1-Lipschitz with respect to distance Dw and thereforeΛ-Lipschitz with respect to the Euclidean geodesic distance onby (2.3). We fix an arbitrary pointz0\(P∪ {y0})and someR >0 such that B3R(z0)\(P∪ {y0}). Let(ρn)n∈Nbe a sequence of smooth mollifiers. Forn >1/R, we consider the smooth functionζn=ρnζ :BR(z0)→R.We write

ζn(x)=

B1/n

ρn(z)ζ (x+z)dz

and therefore for allx, yBR(z0), ζn(x)ζn(y)

B1/n

ρn(z)ζ (x+z)ζ (y+z)dz

B1/n

ρn(z)Dw(x+z, y+z)dz

B1/n

ρn(z)¯w [x+z, y+z] dz.

We remark thatΘm([x+z, y+z])=z+Θm([x, y]). Formlarge enoughz+Θm([x, y])B3R(z0)and then for any vectorξΘm([x, y]), we haveεmx+z,y+z+z)=εx,ym (ξ ). Hence we obtain for allzB1/n(0),

¯w [x+z, y+z]

=lim inf

m→+∞

1 π

Θm([x,y])

εx,ym (ξ )w(ξ+z)dξ.

Using Fatou’s lemma, we get that ζn(x)ζn(y)

B1/n

ρn(z)

lim inf

m→+∞

1 π

Θm([x,y])

εmx,y(ξ )w(ξ+z)

dz

lim inf

m→+∞

1 π

B1/n

Θm([x,y])

ρn(z)εmx,y(ξ )w(ξ+z)dξdz.

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For eachm∈Nsufficiently large we have 1

π

B1/n

Θm([x,y])

ρn(z)εmx,y(ξ )w(ξ+z)dξdz= 1 π

Θm([x,y])

εmx,y(ξ )ρnw(ξ )dξ, and sinceρnwis smooth, we obtain as in Step 1,

1 π

Θm([x,y])

εx,ym (ξ )ρnw(ξ )dξ →

[x,y]

ρnw(s)ds asm→ +∞. Thus for eachx, yBR(z0)we have

ζn(x)ζn(y)

[x,y]

ρnw(s)ds.

Then forxBR(z0),hS2fixed andδ >0 small, we infer that

|ζn(x+δh)ζn(x)|

δ 1

δ

[x,x+δh]

ρnw(s)ds −→

δ0+

ρnw(x)

and we conclude, letting δ→0, that |∇ζn(x)·h|ρnw(x)for each xBR(z0)andhS2 which implies that|∇ζn|ρnwonBR(z0). Sinceζn→ ∇ζ andρnwwa.e. onBR(z0)asn→ +∞, we deduce that

|∇ζ|wa.e. onBR(z0). Sincez0is arbitrary in\(P∪ {y0}), we derive

|∇ζ|w a.e. onΩ.

By Proposition 2.3. in [13], it follows that|ζ (x)ζ (y)|dw(x, y)for anyx, y and in particular, we obtain choosingy=x0,

Dw(x, x0)dw(x, x0) for allx.

Step 4. End of the Proof. Letδ >0 be given. We choose somey˜0\(P∪ {y0})such that[ ˜y0, y0] ⊂\Pand

| ˜y0y0|δ . By the previous step, we can find an elementF=([α1, β1], . . . ,[αn, βn])Q(x0,y˜0)verifying ¯w(F)dw(x0,y˜0)+δ

3.

Then we considerF=([α1, β1], . . . ,[αn, βn],[ ˜y0, y0])Q(x0, y0). We have ¯w(F)¯w(F)+Λ| ˜y0y0|dw(x0,y˜0)+2δ

3 dw(x0, y0)+dw(y0,y˜0)+2δ

3 dw(x0, y0)+δ and thenFsatisfies the requirement. 2

2.2. The dipole removing technique

We first present the dipole removing technique for a simple dipole. We then treat the case of several point singularities.

Lemma 2.2. Let P and N be two distinct points in and consider uH1(Ω, S2)C1(Ω\ {P , N}) with deg(u, P )= +1 and deg(u, N )= −1. Let F =([α1, β1], . . . ,[αn, βn]) be an element of Q(P , N ) such that N /n1

k=1[αk, βk] ∪ [αn, βn[. Then for anyδ >0 small enough, there exists a mapuδC1(Ω, S 2)such that:

uδ(x)2w(x)dx

u(x)2w(x)dx+8π¯w(F)+δ anduδcoincides withuoutside aδ-neighborhood ofn

k=1[αk, βk]included inΩ.

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Proof. Let F=([α1, β1], . . . ,[αn, βn])Q(P , N ) such thatN /n1

k=1[αk, βk] ∪ [αn, βn[and fix some δ >0 small. We proceed in several steps.

Step 1. We consider a small 0< r0< δ verifyingBr01) \ {N}. By Lemma A.1 in [1], we can findvC1(Ω\ {α1, N}, S2)H1(Ω)(recall thatα1=P) satisfying

v(x)=





u(x) on\Br01), R

xα1

|xα1|

onBr01), (2.4)

for some rotationRand

v(x)2w(x)dx

u(x)2w(x)dx+δ. (2.5)

LetW= {x∈R3,dist(x,[α1, β1]) < δ}. Forδ small enough, we haveW\ {N}. We setd= |α1β1|. We choose normal coordinates such that α1=(0,0,0)and β1=(0,0, d). Let 0< r < r20. Since v is smooth on W\Br01), we can find a constantσ (r)such that|∇v|σ (r)onW\Br01). Form∈N, we consider

Km=

amα11 2 ,aαm11

2 2

×

amα11

2 , d+aαm11 2

.

Formlarge enough, we haveΘm([α1, β1])KmW. As in [1], we are going to construct in the next step a map v1C1(W\ {β1}, S2)H1(W )verifyingv1=vin a neighborhood of∂W and deg(v1, β1)= +1. For simplicity, we drop the indicesα1andβ1.

Step 2. We divideKminm+1 cubesQjmdefined by Qjm=

am 2 ,am

2 2

×

j−1 2

am,

j+1 2

am

forj=0, . . . , m.

Arguing as in [1], we infer from (2.4) that m

j=0

∂Qjm

|∇v|2C r

am +mσ (r)2am2

. (2.6)

We are going to make use of a mapωm:Ba2

m(0)⊂R2S2defined by ωm(x1, x2)= 2am2

am4 +x12+x22(x1, x2,a2m)+(0,0,1)

m was first introduced in [7] and we refer to the proof of Lemma 2 in [7] for its main properties). For j = 1, . . . , m, we choose an orthonormal direct basis(ej1, ej2, ej3)ofR3such that

v 0,0, (j−1/2)am

=(0,0,1) in the basis(ej1, ej2, ej3), and we define the mapvm1 :m

j=0∂QjmS2by (1) for(x1, x2, x3)(m

j=0∂Qjm)\(m

j=1B2

a2m(0)× {(j−1/2)am}), v1m(x1, x2, x3)=v(x1, x2, x3),

(2) forj=1, . . . , mand(x1, x2, x3)B2

a2m/2(0)× {(j−1/2)am}, v1m(x1, x2, x3)=ωm

2x1 am,2x2

am

in the basis(ej1, e2j, e3j),

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(3) forj =1, . . . , m, for(x1, x2, x3)(B2

am2(0)\B2

a2m/2(0))× {(j−1/2)am}and using cylindrical coordinates (x1, x2, x3)=cosθ, ρsinθ, z),

v1m(x1, x2, x3)= A1ρ+B1, A2ρ+B2,

1−(A1ρ+B1)2(A2ρ+B2)2

in the basis(ej1, ej2, ej3), whereA1, A2, B1, B2are determined to makev1mcontinuous. More precisely, if we write v=v1e1j+v2e2j+v3e3jthen

















a2mAi(θ )+Bi(θ )=vi a2mcosθ, a2msinθ, (j−1/2)am

, i=1,2, am2

2 A1(θ )+B1(θ )= 2a3m

a4m+am2 cosθ, am2

2 A2(θ )+B2(θ )= 2a3m a4m+am2 sinθ.

The mapv1msatisfies by constructionvm1 =von∂Km. Moreover, it follows exactly as in the proof of Lemma 2 in [1] that deg(vm1, ∂Qjm)=0 forj=0, . . . , m−1 and deg(vm1, ∂Qmm)= +1. Then we extendvm1 on each cubeQjm by setting

v1m(x)=v1m

am(xbj) 2xbj+bj

onQjmforj=0, . . . , m,

wherebj =(0,0, sj)is the barycenter ofQjmandxbj=max(|x1|,|x2|,|x3sj|). We easily check that vm1H1(Km, S2),v1m=von∂Km,v1mis continuous except at the pointsbj and Lipschitz continuous outside any small neighborhood of the pointsbj. We also get that

deg(v1m, bm)= +1 and deg(v1m, bj)=0 forj=0, . . . , m−1. (2.7) We remark that if we set

Dmj =Ba22

m/2(0)×

(j−1/2)am

Ba22

m/2(0)×

(j+1/2)am

forj=1, . . . , m−1, Dm0 =Ba22

m/2(0)× {1/2am} and Dmm=Ba22

m/2(0)×

(m−1/2)am , then we have

m j=0

xQjm, am(xbj)

2xbj+bjDmj ifx=bjorx=bj otherwise

=Θm [α1, β1]

and ifxQjmΘm([α1, β1])for somej ∈ {0, . . . , m}then hm(x)= |x3sj| = xbj and r(x)=

x12+x22. (2.8)

Some classical computations (see [1] and [7]) lead to, forj=0, . . . , m,

(∂Qjm)\Dmj

|∇vm1|2

∂Qjm

|∇v|2+O(am2)

and therefore

Qjm\Θm([α11])

vm1(x)2w(x)dxC1Λam

∂Qjm

|∇v|2+C2Λa3m.

Références

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