R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
N. B RUNNER
A modal logic of consistency
Rendiconti del Seminario Matematico della Università di Padova, tome 93 (1995), p. 143-152
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A Modal Logic of Consistency.
N.
BRUNNER (*)
ABSTRACT - The modal
propositional logic
which is definedby
theinterpretation
of
possibility
asconsistency by
means of the Fraenkel-Mostowski method forproving independence
results about the axiom of choice in ZFA settheory
isLewis’ system S 5.
1. Introduction.
Mc Dermott’s
theory
of non-monotonicreasoning
motivates investi-gations
of modallogics
ofconsistency.
As follows fromSolovay [12],
ifin the context of PA the
modality 0
isinterpreted
asconsistency,
thenthe
corresponding
modal sentential calculus is G. AsSolovay
has not-ed,
semantical restrictions lead to extensions of thissystem.
It ispossi- ble, however,
togive
aninterpretation
ofS 5,
as has been shownby
Forster
[7],
who in the context of NF hasinterpreted
themodality 0
asconsistency by
means ofBernays-Rieger permutation
models. The pur- pose of this note is aproof
of a similar result for Fraenkel-Mostowskipermutation
models. Themajor step
in thisproof
is theobservation,
that iterations of this construction
again give
Fraenkel-Mostowski models.The main result of this paper
might
appear to be in contrast with theproof
ofSolovay’s theorem,
where the use of a formalized notion ofconsistency
enforces thevalidity
of W(EI(El~ ~) --* 00).
In thepresent context, however,
models are proper classes for whichonly
lo-cal notions of truth are available. The assertion «a is true in the permu- tation model PM» is
expressed by
the relativization of a to PM. It is in-vestigated
in the settheory
FM of all ZF-sentences which are valid in (*) Indirizzo dell’A.:Dept.
Math., Univ. Bodenkultur,Gregor -
Mendel-Str.33, A-1180 Wien.
each
permutation
model(as
a class of the real world V ofZFC.)
The fail-ure of W is not due to a
peculiarity
ofFM,
but rather to an extended in-terpretation
of the word «model»(c.f.
Boolean valued«models».)
1.1 NOTATION. Unless stated
otherwise,
we shall work in ZFA.ZFA is a variant of ZF set
theory
without the axiom of choice(AC)
which
permitts
the existence of a set of atoms(objects
without ele-ments ;
c.f. Jech[9].)
In the real world V of ZFA from X E V a ZFA uni-verse
V(X)
is constructed as follows(our
construction is due to J.Truss): Vo = X x ~ 0 }, Va = ~ (A, « ) :
« E On minimal such thatA c U (Vp : V(X ) = U ~ V« : « E On },
and inV(X)
iff in Vy =
( z, a),
« > 0 and x E z. The elements ofVo
areatoms,
theempty
setis
(0, 1).
Given a groupgenerated (the
unit element has aneighbour-
hoodbase
consisting
of opengroups) T2-group (G, G)
and aninjective homomorphism
d :G - S(X)
into thesymmetric
group(in V),
then a Fraenkel-Mostowski model PM cV(X)
of ZFA is constructed as fol- lows : The group action d is extendedrecursively
to d onV(X)
viad(g)x
=d(g)"
x= ( d(g)y :
ye r)
and for x EV(X)
and x c PM x EPM,
iff its stabilizer is open, i.e. stab
( x )
={ g
E G :(dg)x
=x }
e G.(We
re-fer to
Brunner [4]
for moredetails.)
We shallalways
assume, that PMcontains all the atoms in
Vo
ofV(X);
i.e. thetopology
ofpointwise
con-vergence
Gm
c G in the notation of[4].
1.2. The axiom of choice for pure sets is
preserved
in the passage from V to PM. If V satisfiesAC,
then thevalidity
of choiceprinciples (Boolean
combinations of Jech-Sochor boundedstatements) depends only
on thegenerating topological
group ofPM,
but not on its group ac- tion([4]).
Thus for instance PM satisfiesAC,
iff itsautomorphism
group is
discrete,
and PM satisfies the axiom ofmultiple choice,
iff itsautomorphism
group islocally compact (Mathias
and[3].)
The relevanttopology
for these results isGnat
which isgenerated by
thesubgroups
stab
(x), x
E PM: In view of[3]
theautomorphism
group with thistopology generates
PM(and
it contains anisomorphic
copy of each gen-erating group)
and in view of[4]
for each groupgenerated T2
group(G, G)
there is apermutation
model such that G =Gnat generates
that model. Thiscorrespondence
is not one to one, since a group G and itssubgroup H generate
the samemodel,
if H is not nowhere dense([3]).
2. Iterated models.
We now
investigate
the models which areobtained,
if the above constructions areperformed
within agiven
Fraenkel-Mostowski model PM. Such modelsQM
come in threesteps:
145
i)
Construction of a modelPM c V(X)
from a group G asabove.
ii)
For a set Y e PM construction of the modelV(Y)
withinPM;
the
resulting
model isPM(Y)
cV(X)(Y).
iii)
For atopological
group H E PM and a group action t: H -(Y)
in PM(S PM
is thesymmetric
group withinPM)
the construc- tion of a Fraenkel-Mostowski model withinPM;
as in(i)
we assume
H~
cHPM (HPM
denotes the grouptopology
on H inPM).
We shall imitate these construction in V
by
means ofquotients
andsemidirect
products
to prove thefollowing
result.THEOREM. In V there is a Fraenkel-Mostowski model
QM’
whichis E
-isomorphic
withQM.
2.1. We first
investigate step (ii).
A converse of thefollowing
lem-ma is
true, too,
and will beproved
in section 2.2.LEMMA. For Y E PM the structure
PM(Y)
isE -isomorphic
with aFraenkel-Mostowski model PM’ in
V(Y)
which isgenerated by
a quo- tientof
an opensubgroup of
G.PROOF.
By
means of Mostowski’scollapsing
lemma(c.f. Blass,
Sce- drov[2],
Theorem1B1)
the structureV(X)(Y)
isisomorphically
embed-ded into
V( Y).
Since an opensubgroup generates
the same model as thesupergroup
(c.f. Brunner,
Rubin[3]),
for the ease of the notation weshall assume, that PM is
generated by
G = stab Y. Weshow,
that thecollapsing image
ofPM(Y) (also
denotedby PM( Y)) equals
the modelPM’ c
V(Y)
which isgenerated by
thequotient
G’ = G| p-stab Y,
wherep-stab ( Y) = {stab (y) : y E y}
is thepointwise
stabilizer ofY,
andthe induced action
d’;
i.e.d’ ([g]) y = d(g) y
forand
[g ]
= g -p-stab
Y. Wenote,
that d ’ is a welldefinedinj ective
homo-morphism G ’ -~ ,S( Y)
andp-stab
Y is a closed and normalsubgroup
ofG,
whence G’ is a
T 2-group. Moreover,
since for x EV(Y) by
the definitionof the
quotient topology stabG ,
x is open, iff UstabG ,
x E G(c.f. Hewitt,
Ross
[8],
Definition5.15)
and the latter set isstabg X (definition
ofd’),
it
follows,
that PM’ contains all the atoms inVo
ofV( Y),
as doesPM( Y),
and
by
induction on the rank itfollows,
that PM’ =PM(Y).
For if and thenx E PM( Y),
iffstabG
x EG,
iffstabG, x E G’,
e.o.p.2.2 REMARK.
If
G =Gnat ,
then under theassumption of
AC in Vfor
each closed and normalsubgroup
Hof
G there exists a set X e PMsuch that stab X = G and
p-stab X
= H.PROOF.
Gnat
is thetopology
which isgenerated by
thesubgroups stab x, x
E PM. If K is asubgroup
ofG,
then K ~ H is asubgroup, too,
since H is normal.
Moreover,
if K is open, so is K ~ H. Since thetopology
G is group
generated, H = n ~ K ~ H :
K is an opensubgroup
ofG},
forif
g E f1 ~ ... ~,
say g= gK ~ hK
such that and then if theopen
subgroups K
are viewed as anet,
orderedby
reverseinclusion,
it follows that lim gK =1,
whence limhx
= lim9il. g
= g and so g eH,
since H is closed. Since G =
Gnat ,
for each opensubgroup K
of G thereexists a set xK E PM such that = K ~ H
(c.f.
Brunner[4]).
Weset X =
U I orbg xK : K
is an opensubgroup
ofG},
whereorbg X
=E
G}
E PM. Since stab X =G,
X E PM. We next calculatesince H is a normal
subgroup
of G. e.o.p.It
follows,
that each factor groupgenerates
some modelPM(X).
Forexample,
there exists a countableNo-categorical
relational structure a, such that the finitesupport
model PM which isgenerated by
the auto-morphism
group Aut a contains a modelPM(X)
which isessentially
thesecond Fraenkel model
(in
theterminology
of Jech[9],
i.e. it isgenerat-
ed
by Z2 );
c.f. the discussion in Cameron[5],
p. 108.2.3. If
G, H
are groups and r: Aut H the group ofgroup-automorphisms
ofH,
is ahomomorphism,
then the semidirectproduct (wreath product)
is thefollowing
group G = H x G with themultiplication (h, g) ~ (h’ , g’ ) _ (h ~ ~(g)(h’ ), g ~ g’ ).
If(G, G)
and(H, H)
aretopological
groups, then H G is atopological
group with theproduct topology,
if themap H
x( h, g) --~ z(g ) ( h ),
is ontoand continuous
(c.f. Hewitt,
Ross[8], Examples
2.6. and6.20).
We
apply
this construction to atopological group H
EPM,
where as before PM isgenerated by
thetopological
group(G, G)
and the group action d. We letHPM
be the grouptopology
of H in PM. It is a base of agroup
topology HI
on H inV(X).
Themapping
is induced from the147
group action of G :
c(g)(h)
=d(g)(h).
In order to ensure, that this defi- nition ismeaningful,
we assume, that G cstab (H, HI).
Then obvious-ly
in V ~: G ~ Aut H is ahomomorphism
such that(h, g) - c(g)(h)
isonto H.
LEMMA. The semidirect
product
H~’r
Gof
thetopological
groups(H, Hv)
and(G, G) is
atopological
group.PROOF. We
show,
that in V the map(h, g)
-~d(g)(h)
is continuous.Since
HPM
is a base forHv
forho, h1
EH,
go E G and asubgroup Hl E HPM
such thatd(go)(ho)
EH1
it suffices to findsubgroups G2
E G andH2 E Hv
such that for all g2 EG2 , h2 E H2
theimage h
=E hI HI.
We letH2
be thepreimage H2
=which is an open
subgroup
inPM,
since G c stabHPM.
HenceG2
==
stab honstab H2
is open, too. Thus2.4. The natural action of the semidirect
product
H G on the it-erated model
QM
cPM(Y)
appears to be(h, g)x
=t(h)(d(g)(x)),
wherex E
QM, d(g )
is the extension ofd(g )
from Y toPM(Y)
andt(h)
is the ex-tension of
t(h)
from Y toQM.
Itis, however,
notfaithful,
whence weshall consider a factor group
(H >41" G)IK.
In order to ensure, that the action makes sense, we need to assume, thatG c stab (H, HPM , t ).
Our discussion can besimplified
furtherby assuming t = id,
i.e.H Moreover in view of 2.1 we may assume, that G is re-
placed by
anappropriate
factor group such that Y =Vo
is the set of therelevant atoms. Then in V we define the action s :
G ~ S( Vo )
asabove; s(h, g)(x, 0)
=h(gx, 0)
for x e X.LEMMA. The action s is a
homomorphism
whose kernel K =ker (s)
is closed.PROOF. Since in
S(Vo)
the actiond(g )( h ) for g E G
andh E
H,
where0) = (gx, 0)
is the restriction ofd(g)
toVo,
iteasily
follows,
that s is ahomomorphism;
e.g.:for hi
EH, gi
E G and a EVo .
That K is closed follows from the assump- tions in section1,
thatGen
c G andH~
cHPM.
We let(ha, g« )
E K be anet
(no
AC is needed in thisargument)
such thatlim (ha, g« ) _ ( h, g).
Since in view of Lemma 2.3 the
mapping (h, g )
--~d(g)(h)
= iscontinuous,
it follows fromHm c Hv
that in the discretetopology
onVo
for
a E Vo;
sinceFrom the definition of the
product topology
itfollows,
that lim g« = g inG,
whenceGfin
c Gimplies
for
a E Vo.
Hence= g -1 (a)
andU. h(a)
= a, whence also Ag(a)
= a(since § . h . g
=and (h, g)
E K. e.o.p.2.5. From Lemma 2.4 it
follows,
that(H G )/K
is aT2 topologi-
cal group. Its
topology
is groupgenerated,
since the setsH1
xG1,
where
Hl
EHPM
andGI
E G such thatGI
cstab Hl
aresubgroups,
forma
neighbourhoodbase
of theidentity
in H Gconsisting
of open sub- groups(c.f.
theproof
of Lemma2.3).
We let~: (H ~QT G)/K -~ S(Vo ), (7((~,~)’~)=s(~,~)=A’~
be the inducedinjective homomorphism
and define the Fraenkel-Mostowski model c
V( Vo )
from thetopo- logical
group(H
with the action a.Concerning
the modelQM
we
keep
theassumptions
from 2.4. Thus thefollowing
lemma proves the theorem.LEMMA.
QM
andQM’
aree -isomorphic.
PROOF. As in Lemma 2.1 the
isomorphism
is defined via theMostowski
collapsing
lemma:QM
isisomorphic
with andQM’
withQM2
gV(X), whereby Vo
CQMi by
the definition of the col-lapsing mapping
for rank zeroobjects
asF( ( x, 0 ), 0)
=( x, 0 ), x
e Z. Weshall prove
by
induction on therank,
thatQMi
=QM2
and assume, thatn
Qm2
for some x EV(X).
For atopological
group T ==
G, H,
F = H~7:
G or E =(H
the stabilizercorresponding
tothe action
d, t,
s or a will be denotedby stabt.
Thenby
the definition ofQM, x
EQMb
fff x E PM andstabh (x)
EHPM.
Since H and t are inPM, stabh ( x )
E PM for x EPM,
whence x EQMI,
iff x E PM andstabh (x)
EHY
iff(stabh (x))
x(stabc (x))
is open in theproduct topol-
ogy on H x G. Then
stabF ( x )
Estabh ( x )
xstabg ( x )
is open. If con-149
versely stabF ( x )
is open, then so arestabh ( x )
andstabg ( x ),
since Fcarries the
product topology
andstabF (x) fl (H x {1~ }) =
=
(stabh ( x ))
andsimilarily
forstabg ( x ),
where1 G
is the unit ele- ment. Now it follows as in Lemma 2.1 from the definition of the quo- tienttopology,
that iffstabF (x)
=U stabE (x)
is open, iffstabE (X)
is open, iff X e.o.p.If
QM
cPM(Y)
isgenerated
from H and the action t inPM,
and ifPM is
generated
from G with the actiond,
then our lemmas combine toyield
thefollowing
reconstruction ofQM
in V. We start withGI
=which
generates PM, too,
and setG2 =
=
G, ( Y).
Then d induces an action e ofG2
onPM( Y) (restriction
of
d).
This action induces ahomomorphism
~:G2 --~ Aut H
from whichwe define H
X, G2.
This group acts onQM
via theproduct
actions(h, g)(x)
=t(h)(a(g)(x)
whose kernel K we factor out to obtain a gen-erating topological
groupG2 )/K
forQM.
3. Modal
interpretations.
Modal formulas are built up from
propositional
variablesvi , i
E m,the constant F for
false,
the connective - forimplication
and themodal
operator 0
ofpossibility.
Aninterpretation (~ )*
of the modal lan- guage is afunction,
thatassigns
to each modalformula ~
a ZF sentenceo*.
Theinterpretation
of thevariable vi
isarbitrary
but fixed. It is pro-longated inductively through
the clausesF* =«0 # 0», (O-Y)*=
=~*
and thekey
clause=«3G,
.,G, X,
d: awhere a
and g
are ZF-formulas suchthat «(G, ., G, X, d)
expresses «G is a groupgenerated T2 topological
group and d : G 2013~S(X)
is aninjec-
tive
homomorphism»,
.,G, X, d, x)
is the ZF sentence from sec-tion
1,
that x E PM cV(X),
and is the relativizationof ~ *
toPM
(i.e. 3r : fi in ~ *
isreplaced by
~x : A Thus(0 if; ) *
says,that ~ *
is Fraenkel-Mostowski consistent.(We note,
that in view of[13],
pp.287-289,
the notion of satisfaction is absolute:PM P 1= Rel(QM,
for somepermutation
modelQM
which is constructed withinPM,
iffQM’ 1= ~, QM’
the model of Theorem2.)
A modal formu-la ~
isFMs-valid,
if for thesystem S
of settheory (extending ZFA) ~ *
isprovable
for allinterpretations ( ~ ) *.
The set of allFMs-valid
formulas isa
propositional
modallogic, provided
that S is consistent. For it in- cludes thetautologies
of classicalpropositional logic,
it is closed under the rules of detachment under materialimplication
and uniform substi- tution of modal formulas forpropositional
variables and in view of S D ZFA and the definition ofvalidity
it contains the axioms K and *(I~ : D( § - §) - (D§ - 11~),
* : - In order to construct asystem
which is
compatible
with the rule of necessitation we set S =FM,
theset of all sentences which are true in all Fraenkel-Mostowski models
over a fixed ZFC universe V.
THEOREM.
If
ZF isconsistent,
then a modalformula O is FMFM- valid, iff O
is in S 5.The
major step
in theproof
is the soundness of S 5. As in the case of theBernays-Rieger
models thecompleteness
then follows from thepretabularity
of S 5.3.1 LEMMA.
If
ZF isconsistent,
then theFMFM-valid formulas form
a normal extensionof
S 5.PROOF. Theorem 2
implies
the rule of necessitation. Forif ~ *
istrue in all Fraenkel-Mostowski models but PM does not
satisfy (0~)*,
then for some model
QM
which is constructed withinPM ~ *
isfalse,
butQM
isisomorphic
to a Fraenkel-Mostowskimodel,
whence this isimpossible.
A similarargument
proves the soundness of axiom 4:D~ 2013>
DD§,
since theproof
of Theorem 2 does notdepend
on AC. SincePM(Vo )
is a Fraenkel-Mostowski model in PM which isisomorphic
toPM,
the axiom T is sound:D~2013~.
As any modelQM
may beinterpreted
in the axiom E issound,
too:0 0 o~.
e.o.p.We
note,
thatFMFM
does not contain the axiomTr : ~
HD~.
Forotherwise the ZFA + AC model
V(0)
wouldsatisfy (O)*
for the formu-la O =«vo»
and theinterpretation (vo)* = «AC».
This contradicts thefact,
that if ZF isconsistent,
then AC fails in all Fraenkel-Mostowski submodels ofV(0)
whosegenerating
groups are not discrete.3.2 LEMMA.
If
ZF isconsistent,
then allFMFM-valid
modalfor-
mulas are in S 5.
PROOF.
According
toScroggs [11]
a proper normal extension of S5 satisfies one ofDugundji’s
axiomsDn : V
for some n ~ 1. If"
ZF is
consistent,
thenDn
cannot even beFMzFc-valid,
as follows from Easton[6]
whenapplied
to theinterpretation
=ki + 1».
ForFMFM-validity
Mostowski’s results on finite choice axioms suffice(Jech [9],
Theorem7.15).
e.o.p.-
151
The above
interpretation v * _
«AC for families of all n-element sets, 0 n :s:; pi- where pi is thei th prime
does not suffice toimprove
Theo-rem 3
by defining validity
withrespect
to this fixedinterpretation only. Any
suchsystem FMFM
would either contain theinconsistency Di
or the substitution rule would fail
( ~ ( ~
is valid for some 0 ~~ i :s:; 1 - F -
F)
isinvalid,
if ZF isconsistent).
This is in contrast with the uniform version of thecompleteness
theorem due to Artemov andMontagna (et alii)
for the G6del-L6bsystem
G.3.3 CONCLUSION. Motivated
by
Luce[10], Baaz, Brunner,
Svozil[1]
propose thethesis,
that the notion ofempirically meaningful
con-cepts
may berepresented by
means of Fraenkel-Mostowski models.The modal
interpretation
of this section therefore describes thelogic
ofconcepts.
Thefact,
that it isS 5,
enhances theproposed philosophical thesis,
since it means, that the restrictions on theperception
and thelanguage
of observers asgiven by
the models do not affect thecapacity
to reason about the
perception
of others. This is what isexpected
forobservers with the same mathematical
background S
= FM of knowl-edge
which isindependent
of theempirical
base.Reasoning
about theperception
ofLaplacean
demons is describedby
theaccessibility
relationPMIIQM,
iffQM=PM(X)
for someX E PM. It
corresponds
to theframe G
of allgroup-generated T2-topo- logical
groups and the relationGIIH,
iff H is a factor group of G(c.f.
2.1 and2.2).
This motivates thefollowing
modalinterpretation:
Variablesare
interpreted by
Boolean combinations of Jech-Sochor bounded sen-tences v * = a. Connectives are
interpreted
as before andG ~ p ( 0 ~) *,
iff somequotient H ~ ~ *.
Here(G, G ) ~
« means, that thepermutation
models PM which aregenerated by (G, G) = ( G, Gnat )
sat-isfy
«(c.f. 1.2).
Theinvestigation
of thesystem X
of all modal formulas~
such thatG ~ ~ *
for all groups G and allinterpretations
seems to es-tablish a link between
topological
grouptheory
and modallogic.
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Manoscritto pervenuto in redazione il 30
aprile
1993e, in forma revisionata il 4 ottobre 1993.