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Holomorphic Morse inequalities and volume of (1,1) cohomology classes

Jean-Pierre Demailly

Institut Fourier, Universit´ e de Grenoble I, France

CMI, Chennai, December 18, 2008

RMS-SMF-IMSc-CMI Conference

held in Chennai, December 15–19, 2008

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Definition. Let X be a compact K¨ahler manifold.

The K¨ahler cone is the set K ⊂ H 1,1 (X, R) of

cohomology classes {ω} of K¨ahler forms. This is an open

convex cone.

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Positive cones

Definition. Let X be a compact K¨ahler manifold.

The K¨ahler cone is the set K ⊂ H 1,1 (X, R) of

cohomology classes {ω} of K¨ahler forms. This is an open convex cone.

The pseudo-effective cone is the set E ⊂ H 1,1 (X , R) of cohomology classes {T } of closed positive (1, 1) currents.

This is a closed convex cone.

(by weak compactness of bounded sets of currents).

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Definition. Let X be a compact K¨ahler manifold.

The K¨ahler cone is the set K ⊂ H 1,1 (X, R) of

cohomology classes {ω} of K¨ahler forms. This is an open convex cone.

The pseudo-effective cone is the set E ⊂ H 1,1 (X , R) of cohomology classes {T } of closed positive (1, 1) currents.

This is a closed convex cone.

(by weak compactness of bounded sets of currents).

Always true: K ⊂ E .

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Positive cones

Definition. Let X be a compact K¨ahler manifold.

The K¨ahler cone is the set K ⊂ H 1,1 (X, R) of

cohomology classes {ω} of K¨ahler forms. This is an open convex cone.

The pseudo-effective cone is the set E ⊂ H 1,1 (X , R) of cohomology classes {T } of closed positive (1, 1) currents.

This is a closed convex cone.

(by weak compactness of bounded sets of currents).

Always true: K ⊂ E . One can have: K ( E :

if X is the surface obtained by blowing-up P 2 in one point, then the exceptional divisor E ≃ P 1 has a cohomology class {α} such that R

E α 2 = E 2 = −1,

hence {α} ∈ K, although / {α} = {[E ]} ∈ E .

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K

E

H 1,1 (X , R)

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Neron Severi parts of the cones

In case X is projective, it is interesting to consider the

“algebraic part” of our “transcendental cones” K and E . which consist of suitable integral divisor classes.

Cohomology classes of algebraic divisors live in H 2 (X , Z).

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In case X is projective, it is interesting to consider the

“algebraic part” of our “transcendental cones” K and E . which consist of suitable integral divisor classes.

Cohomology classes of algebraic divisors live in H 2 (X , Z).

Neron-Severi lattice and Neron-Severi space NS(X ) := H 1,1 (X , R) ∩ H 2 (X , Z)/{torsion}

,

NS R (X ) := NS(X ) ⊗ Z R.

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Neron Severi parts of the cones

In case X is projective, it is interesting to consider the

“algebraic part” of our “transcendental cones” K and E . which consist of suitable integral divisor classes.

Cohomology classes of algebraic divisors live in H 2 (X , Z).

Neron-Severi lattice and Neron-Severi space NS(X ) := H 1,1 (X , R) ∩ H 2 (X , Z)/{torsion}

, NS R (X ) := NS(X ) ⊗ Z R.

Algebraic parts of K and E

K NS := K ∩ NS R (X), E NS := E ∩ NS R (X ).

The rest we refer to as the “transcendental part”

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K NS

E NS

NS R (X)

H 1,1 (X , R)

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ample / nef / effective / big divisors

Theorem (Kodaira+successors, D90). Assume X projective.

K NS is the open cone generated by ample (or very ample)

divisors A (Recall that a divisor A is said to be very ample

if the linear system H 0 (X , O(A)) provides an embedding

of X in projective space).

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Theorem (Kodaira+successors, D90). Assume X projective.

K NS is the open cone generated by ample (or very ample) divisors A (Recall that a divisor A is said to be very ample if the linear system H 0 (X , O(A)) provides an embedding of X in projective space).

The closed cone K NS consists of the closure of the cone

of nef divisors D (or nef line bundles L), namely effective

integral divisors D such that D · C ≥ 0 for every curve C .

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ample / nef / effective / big divisors

Theorem (Kodaira+successors, D90). Assume X projective.

K NS is the open cone generated by ample (or very ample) divisors A (Recall that a divisor A is said to be very ample if the linear system H 0 (X , O(A)) provides an embedding of X in projective space).

The closed cone K NS consists of the closure of the cone of nef divisors D (or nef line bundles L), namely effective integral divisors D such that D · C ≥ 0 for every curve C . E NS is the closure of the cone of effective divisors, i.e.

divisors D = P

c j D j , c j ∈ R + .

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Theorem (Kodaira+successors, D90). Assume X projective.

K NS is the open cone generated by ample (or very ample) divisors A (Recall that a divisor A is said to be very ample if the linear system H 0 (X , O(A)) provides an embedding of X in projective space).

The closed cone K NS consists of the closure of the cone of nef divisors D (or nef line bundles L), namely effective integral divisors D such that D · C ≥ 0 for every curve C . E NS is the closure of the cone of effective divisors, i.e.

divisors D = P

c j D j , c j ∈ R + .

The interior E NS is the cone of big divisors, namely

divisors D such that h 0 (X , O(kD )) ≥ c k dim X for k large.

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ample / nef / effective / big divisors

Theorem (Kodaira+successors, D90). Assume X projective.

K NS is the open cone generated by ample (or very ample) divisors A (Recall that a divisor A is said to be very ample if the linear system H 0 (X , O(A)) provides an embedding of X in projective space).

The closed cone K NS consists of the closure of the cone of nef divisors D (or nef line bundles L), namely effective integral divisors D such that D · C ≥ 0 for every curve C . E NS is the closure of the cone of effective divisors, i.e.

divisors D = P

c j D j , c j ∈ R + .

The interior E NS is the cone of big divisors, namely divisors D such that h 0 (X , O(kD )) ≥ c k dim X for k large.

Proof: L 2 estimates for ∂ / Bochner-Kodaira technique

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K NS

E NS

NS R (X ) ample

nef

big

(pseudo)

effective

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Characterization of the K¨ahler cone

Theorem (Demailly-Paun 2004).

Consider the “numerically positive cone”

P =

α ∈ H 1,1 (X , R) ; Z

Y

α p > 0 where YX irreducible analytic subset, dim Y = p.

The K¨ahler cone K is one of the connected components of P .

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Theorem (Demailly-Paun 2004).

Consider the “numerically positive cone”

P =

α ∈ H 1,1 (X , R) ; Z

Y

α p > 0

where YX irreducible analytic subset, dim Y = p.

The K¨ahler cone K is one of the connected components of P . Corollary (DP2004). Let X be a compact K¨ahler manifold.

α ∈ H 1,1 (X , R) is nef (α ∈ K) ⇔ Z

Y

α ∧ ω p−1 ≥ 0, ∀ω K¨ahler, ∀Y ⊂ X irreducible, dim Y = p.

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Characterization of the K¨ahler cone

Theorem (Demailly-Paun 2004).

Consider the “numerically positive cone”

P =

α ∈ H 1,1 (X , R) ; Z

Y

α p > 0

where YX irreducible analytic subset, dim Y = p.

The K¨ahler cone K is one of the connected components of P . Corollary (DP2004). Let X be a compact K¨ahler manifold.

α ∈ H 1,1 (X , R) is nef (α ∈ K) ⇔ Z

Y

α ∧ ω p−1 ≥ 0, ∀ω K¨ahler, ∀Y ⊂ X irreducible, dim Y = p.

Re-interpretation. the dual of the nef cone K is the closed

convex cone in H R n−1,n−1 (X ) generated by cohomology classes

of currents of the form [Y ] ∧ ω p−1 in H n−1,n−1 (X, R).

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K K NS

E E NS

NS R (X )

???????

N = h{[Y ] ∩ ω p−1 }i

N NS = hcurvesi

NS n−1 R (X) duality

(divisors) α · Γ (curves)

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Variation of complex structure

Suppose π : X → S is a deformation of compact K¨ahler manifolds. Put X t = π −1 (t), tS and let

∇ =

2,0 ∗ 0

∗ ∇ 1,1

0 ∗ ∇ 0,2

be the Gauss-Manin connection on the Hodge bundle t 7→ H 2 (X t , C), relative to the decomposition

H 2 = H 2,0H 1,1H 0,2 .

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Suppose π : X → S is a deformation of compact K¨ahler manifolds. Put X t = π −1 (t), tS and let

∇ =

2,0 ∗ 0

∗ ∇ 1,1

0 ∗ ∇ 0,2

be the Gauss-Manin connection on the Hodge bundle t 7→ H 2 (X t , C), relative to the decomposition

H 2 = H 2,0H 1,1H 0,2 .

Theorem (Demailly-Pˇaun 2004). Let π : X → S be a deformation of compact K¨ahler manifolds over an irreducible base S. Then there exists a countable union S = S

S ν of

analytic subsets S ν ( S, such that the K¨ahler cones

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Approximation of currents, Zariski decomposition

Definition. On X compact K¨ahler, a K¨ahler current T is

a closed positive (1, 1)-current T such that T ≥ δω for

some smooth hermitian metric ω and a constant δ ≪ 1.

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Definition. On X compact K¨ahler, a K¨ahler current T is a closed positive (1, 1)-current T such that T ≥ δω for some smooth hermitian metric ω and a constant δ ≪ 1.

Theorem. α ∈ E ⇔ α ∋ T , a K¨ahler current.

We say that E is the cone of big (1, 1)-classes.

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Approximation of currents, Zariski decomposition

Definition. On X compact K¨ahler, a K¨ahler current T is a closed positive (1, 1)-current T such that T ≥ δω for some smooth hermitian metric ω and a constant δ ≪ 1.

Theorem. α ∈ E ⇔ α ∋ T , a K¨ahler current.

We say that E is the cone of big (1, 1)-classes.

Theorem (D92). Any K¨ahler current T can be written T = lim T m

where T m ∈ α = {T } has logarithmic poles, i.e.

a modification µ m : X e m → X such that µ m T m = [E m ] + γ m

where E m is an effective Q-divisor on X e m with

coefficients in m 1 Z and γ m is a K¨ahler form on X e m .

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Locally one can write T = i ∂∂ϕ for some strictly plurisubharmonic potential ϕ on X . The approximating potentials ϕ m of ϕ are defined as

ϕ m (z) = 1

2m log X

|g ℓ,m (z )| 2

where (g ℓ,m ) is a Hilbert basis of the space H(Ω, mϕ) =

f ∈ O(Ω) ; Z

|f | 2 e −2mϕ dV < +∞ .

The Ohsawa-Takegoshi L 2 extension theorem (applied to

extension from a single isolated point) implies that there are

enough such holomorphic functions, and thus ϕ m ≥ ϕ − C /m.

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Idea of proof of analytic Zariski decomposition (2)

The Hilbert basis (g ℓ,m ) is a family of local generators of the multiplier ideal sheaf I(mT ) = I(mϕ). The modification µ m : X e m → X is obtained by blowing-up this ideal sheaf, with

µ m I(mT ) = O(−mE m ).

for some effective Q-divisor E m with normal crossings on X e m . Now, we set T m = i ∂∂ϕ m and γ m = µ m T m − [E m ]. Then γ m = i ∂∂ψ m where

ψ m = 1

2m log X

|g ℓ,m ◦ µ m /h| 2 locally on X e m

and h is a generator of O(−mE m ), and we see that γ m is a

smooth semi-positive form on X e m . The construction can be

made global by using a gluing technique, e.g. via partitions of

unity, and γ m can be made K¨ahler by a perturbation argument.

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The more familiar algebraic analogue would be to take α = c 1 (L) with a big line bundle L and to blow-up the base locus of |mL|, m ≫ 1, to get a Q-divisor decomposition

µ m LE m + D m , E m effective, D m free.

Such a blow-up is usually referred to as a “log resolution” of the linear system |mL|, and we say that E m + D m is an approximate Zariski decomposition of L.

We will also use the terminology of “approximate Zariski

decomposition” for the above decomposition of K¨ahler

currents with logarithmic poles.

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Analytic Zariski decomposition

K NS

E NS

NS R ( X e m )

e α [E m ] γ m

e

α = µ m α = [E m ] + γ m

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Theorem. (Fujita 1994) If L is a big line bundle and µ m (mL) = [E m ] + [D m ] (E m =fixed part, D m =moving part)

m→+∞ lim n!

m n h 0 (X , mL) = lim

m→+∞ D m n .

This quantity will be called Vol(c 1 (L)). More generally :

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Fujita approximation / concept of volume

Theorem. (Fujita 1994) If L is a big line bundle and µ m (mL) = [E m ] + [D m ] (E m =fixed part, D m =moving part)

m→+∞ lim n!

m n h 0 (X , mL) = lim

m→+∞ D m n .

This quantity will be called Vol(c 1 (L)). More generally : Definition (Boucksom 2002). Let α ∈ E be a big class The volume (movable self-intersection) of α is

Vol(α) = sup

T∈α

Z

X e

γ n > 0 with K¨ahler currents T ∈ α with log poles,

and µ T = [E ] + γ where µ : X e → X modification.

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Theorem. (Fujita 1994) If L is a big line bundle and µ m (mL) = [E m ] + [D m ] (E m =fixed part, D m =moving part)

m→+∞ lim n!

m n h 0 (X , mL) = lim

m→+∞ D m n .

This quantity will be called Vol(c 1 (L)). More generally : Definition (Boucksom 2002). Let α ∈ E be a big class The volume (movable self-intersection) of α is

Vol(α) = sup

T∈α

Z

X e

γ n > 0 with K¨ahler currents T ∈ α with log poles,

and µ T = [E ] + γ where µ : X e → X modification.

If α ∈ K, then Vol(α) = α n = R

X α n .

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Fujita approximation / concept of volume

Theorem. (Fujita 1994) If L is a big line bundle and µ m (mL) = [E m ] + [D m ] (E m =fixed part, D m =moving part)

m→+∞ lim n!

m n h 0 (X , mL) = lim

m→+∞ D m n .

This quantity will be called Vol(c 1 (L)). More generally : Definition (Boucksom 2002). Let α ∈ E be a big class The volume (movable self-intersection) of α is

Vol(α) = sup

T∈α

Z

X e

γ n > 0 with K¨ahler currents T ∈ α with log poles,

and µ T = [E ] + γ where µ : X e → X modification.

If α ∈ K, then Vol(α) = α n = R

X α n .

Theorem (Boucksom 2002). α contains T min and Vol(α) = lim m→+∞

R γ n for the approximation of T min .

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Theorem (Boucksom 2002) Let X be a compact K¨ahler manifold and

H ≥0 k,k (X ) =

{T } ∈ H k,k (X , R) ; T closed ≥ 0 .

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Movable intersection theory

Theorem (Boucksom 2002) Let X be a compact K¨ahler manifold and

H ≥0 k,k (X ) =

{T } ∈ H k,k (X , R) ; T closed ≥ 0 .

∀k = 1, 2, . . . , n,

canonical “movable intersection product”

E×· · ·×E → H ≥0 k,k (X ), (α 1 , . . . , α k ) 7→ hα 1 ·α 2 · · · α k−1 ·α k i

such that Vol(α) = hα n i whenever α is a big class.

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Theorem (Boucksom 2002) Let X be a compact K¨ahler manifold and

H ≥0 k,k (X ) =

{T } ∈ H k,k (X , R) ; T closed ≥ 0 .

∀k = 1, 2, . . . , n,

canonical “movable intersection product”

E×· · ·×E → H ≥0 k,k (X ), (α 1 , . . . , α k ) 7→ hα 1 ·α 2 · · · α k−1 ·α k i such that Vol(α) = hα n i whenever α is a big class.

The product is increasing, homogeneous of degree 1 and superadditive in each argument, i.e.

1 · · · (α j′′ j ) · · · α k i ≥ hα 1 · · · α j · · · α k i+hα 1 · · · α ′′ j · · · α k i.

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Construction of the movable intersection product

First assume that all classes α j are big, i.e. α j ∈ E . Fix a smooth closed (n − k, nk) semi-positive form u on X . We select K¨ahler currents T j ∈ α j with logarithmic poles, and simultaneous more and more accurate log-resolutions µ m : X e m → X such that

µ m T j = [E j,m ] + γ j,m . We define

hα 1 · α 2 · · · α k i = lim ↑

m→+∞

{(µ m ) ⋆ (γ 1,m ∧ γ 2,m ∧ . . . ∧ γ k,m )}

as a weakly convergent subsequence. The main point is to

show that there is actually convergence and that the limit is

unique in cohomology ; this is based on “monotonicity

properties” of the Zariski decomposition.

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Conjecture. For any class α ∈ H 1,1 (X , R) and θ ∈ α smooth Vol({α}) ≥

Z

X (θ,≤1)

θ n

where Vol(α) := 0 if α / ∈ E and X(θ, q) =

xX ; θ(x ) has signature (n − q, q) X(θ,q) = S

0≤j ≤q X (θ, j).

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Transcendental Holomorphic Morse inequalities

Conjecture. For any class α ∈ H 1,1 (X , R) and θ ∈ α smooth Vol({α}) ≥

Z

X (θ,≤1)

θ n

where Vol(α) := 0 if α / ∈ E and X(θ, q) =

xX ; θ(x ) has signature (n − q, q) X(θ,q) = S

0≤j ≤q X (θ, j).

Theorem (D 1985) (Holomorphic Morse inequalities) The above is true when α = c 1 (L) is integral. Then, with θ = i Θ L,h ∈ α

H 0 (X, L ⊗k ) ≥ k n n!

Z

X (θ,≤1)

θ no(k n )

(and more generally, bounds for all H q (X , L ⊗k ) hold true).

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Lemma. A, B nef divisors on X projective. Then Vol(A − B)A nnA n−1 · B.

Elementary / easy corollary of Morse inequalities.

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Three equivalent properties

Lemma. A, B nef divisors on X projective. Then Vol(A − B)A nnA n−1 · B.

Elementary / easy corollary of Morse inequalities.

Theorem. Let X be compact K¨ahler. We have ⇐⇒

(1) ∀α, β ∈ K, Vol(α − β) ≥ α n n−1 · β. (Weak Morse) (2) ∀α, β ∈ E , Vol(α − β) ≥ Vol(α) − n R 1

0 hα − t βi n−1 · β dt.

(3) Orthogonality property : Let α = {T } ∈ E big, and µ m T m = [E m ] + γ m approximate Zariski decomposition.

Then γ m n−1 · E m → 0 as Vol(γ m ) → Vol(α).

Proof. (2) ⇒ (1) obvious.

What remains to show is : (1) ⇒ (3), (3) ⇒ (2).

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(1) ⇒ (3). The proof is similar to the case of projecting a point onto a convex set, where the segment to closest point is orthogonal to tangent plane.

µ m T m

δ m

E m

K in X e m

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Orthogonality implies differential estimate

(3) ⇒ (2): Take a parametrized) approximate Zariski Decomposition :

µ (α − tβ) ∋ [E t ] + γ t

where E t = P

c j (t )E j . Take d /dt :

−µ β ∋ X

˙

c j (t )E j + ˙ γ t

while

Vol(α − tβ) ≃ Z

X e

γ t n , d

dt Vol(α − tβ)n Z

X e

γ t n−1 γ ˙ t . Since R

X e γ t n−1 · E j small (by orthogonality), we get d

dt Vol(α − t β) ≃ n Z

X e

γ t n−1 · (−µ β) = −n Z

X e

µ ∗ (γ t n−1 ) · β ⇒ d

dt Vol(α − t β) ≃ −n Z

e

h(α − tβ) n−1 i · β.

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Definition. Let X be a compact K¨ahler manifold.

Cone of (n − 1, n − 1) positive currents N = cone

{T } ∈ H n−1,n−1 (X, R) ; T closed ≥ 0 . Cone of effective curves

N NS = N ∩ NS n−1,n−1 R (X),

= cone

{C } ∈ H n−1,n−1 (X , R) ; C effective curve . Cone of movable curves : with µ : X e → X , let

M NS = cone

{C } ∈ H n−1,n−1 (X , R) ; [C ] = µ ⋆ (H 1 · · · H n−1 ) where H j = ample hyperplane section of X . e

Cone of movable currents : with µ : X e → X , let M = cone

{T } ∈ H n−1,n−1 (X , R) ; T = µ ⋆ ( ω e 1 ∧. . .∧ e ω n−1 )

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Main duality theorem

K K NS

E E NS

NS R (X )

M NS

M

N N NS

NS n−1 R (X) duality

H 1,1 (X , R) ← Serre duality → H n−1,n−1 (X , R)

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Theorem (Boucksom-Demailly-Pˇaun-Peternell 2004).

For X projective, a class α is in E NS (pseudo-effective) if and only if it is dual to the cone M NS of moving curves.

Proof of the theorem. We want to show that E NS = M NS . By obvious positivity of the integral pairing, one has in any case

E NS ⊂ (M NS )

.

If the inclusion is strict, there is an element α ∈ ∂E NS on the boundary of E NS which is in the interior of N NS

. Hence

(∗) α · Γ ≥ εω · Γ

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Schematic picture of the proof

E E NS

M

(M NS )

NS R (X ) ⊂ H 1,1 (X , R)

M NS

α − εω α α + δω ω

Γ

N NS n−1 (X )

Then use approximate Zariski decomposition of {α + δω} and

orthogonality relation to contradict (∗) with Γ = hα n−1 i.

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Recall that a projective variety is called uniruled if it can be covered by a family of rational curves C t ≃ P 1 C .

Theorem (Boucksom-Demailly-Paun-Peternell 2004) A projective manifold X has K X pseudo-effective, i.e.

K X ∈ E NS , if and only if X is not uniruled.

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Characterization of uniruled varieties

Recall that a projective variety is called uniruled if it can be covered by a family of rational curves C t ≃ P 1 C .

Theorem (Boucksom-Demailly-Paun-Peternell 2004) A projective manifold X has K X pseudo-effective, i.e.

K X ∈ E NS , if and only if X is not uniruled.

Proof (of the non trivial implication). If K X ∈ E / NS , the duality pairing shows that there is a moving curve C t such that K X · C t < 0. The standard “bend-and-break” lemma of Mori then implies that there is family Γ t of rational curves with K X · Γ t < 0, so X is uniruled.

Conjecture. (BDPP 2004) The same is expected to be true

for X compact K¨ahler.

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Theorem (D 2008) Let X be compact K¨ahler, γ a K¨ahler class on X and E = P

c j E j ≥ 0 a divisor with normal crossings. Then, if Vol X |Y denotes the “restricted” volume on Y (“sections” on Y which extend to X )

Vol γ + X c j E j

≥ Vol(γ) + n X

j

Z c

j

0

Vol X |E

j

(γ + tE j ) dt

+ n(n − 1) X

j<k

Z c

j

0

Z c

k

0

Vol X |E

j

∩E

k

(γ + t j E j + t k E k ) dt j dt k

+ n(n − 1)(n − 2) X

j<k<ℓ

Z c

j

0

Z c

k

0

Z c

0

Vol X |E

j

∩E

k

∩E

. . .

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Weak K¨ahler Morse inequalities (new approach)

Theorem (D 2008) Let X be compact K¨ahler, γ a K¨ahler class on X and E = P

c j E j ≥ 0 a divisor with normal crossings. Then, if Vol X |Y denotes the “restricted” volume on Y (“sections” on Y which extend to X )

Vol γ + X c j E j

≥ Vol(γ) + n X

j

Z c

j

0

Vol X |E

j

(γ + tE j ) dt

+ n(n − 1) X

j<k

Z c

j

0

Z c

k

0

Vol X |E

j

∩E

k

(γ + t j E j + t k E k ) dt j dt k

+ n(n − 1)(n − 2) X

j<k<ℓ

Z c

j

0

Z c

k

0

Z c

0

Vol X |E

j

∩E

k

∩E

. . . The proof relies on pluripotential theory (glueing psh functions).

This should imply the orthogonality estimate in the K¨ahler

case, and therefore also the duality theorem (work in progress).

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