C OMPOSITIO M ATHEMATICA
J. S. M ILNE
Zero cycles on algebraic varieties in nonzero characteristic : Rojtman’s theorem
Compositio Mathematica, tome 47, n
o3 (1982), p. 271-287
<http://www.numdam.org/item?id=CM_1982__47_3_271_0>
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ZERO CYCLES ON ALGEBRAIC VARIETIES
IN NONZERO CHARACTERISTIC: ROJTMAN’S THEOREM
J. S. Milne*
© 1982 Martinus Nijhoff Publishers - The Hague Printed in the Netherlands
Let X be a smooth
projective variety
over analgebraically
closed fieldk,
and letCHO(X)
be the Chow group of zerocycles
on X modulo rationalequivalence; further,
letAlbX
be the Albanesevariety
of X andAlb(X)
the group ofk-points
ofAlbx.
Amap 0:
X ~Albx
induces amap S :
CH0(X) ~ Alb(X)
whose restriction to thecycle
classes ofdegree
zero is
independent
of0.
If we let M HM(l)
denote the functortaking
an abelian group to its
1-primary
component, 1 aprime,
then animport-
ant theorem of
Rojtman [16]
states thatis an
isomorphism
for all 1 notequal
to the characteristic of k. Bloch[1], [2]
hasgiven
two furtherproofs
of the same result. The purpose of this paper is to remove the restriction on 1.THEOREM 0.1: Let k have characteristic p =1=
0;
thenis an
isomorphism.
We can therefore conclude
(without
restriction on the characteristic ofk)
thatCHO(X)
has a filtration* The research for this paper was done while the author was a visitor at l’Université de Rennes and was supported by C.N.R.S.; it was written while he was at I.H.E.S. and sup-
ported by N.S.F.
0010-437X/82090271-17$00.20/0
with
quotients
In
particular,
if k is thealgebraic
closure of a finite field thenCH0(X)deg 0 Alb(X).
The result
provides
thefollowing interpretation
of the abelian funda- mental group03C01(X)ab
of X: there is an exact sequencein
which,
,ym = group scheme of Mth roots of
1,
Msufficiently large,
NSX
=PicX/Pic0X, Picx
the Picard scheme of X andPic’
the Picardvariety,
* denotes the dual of a finite group,
The first six sections of the paper are devoted to the
proof
of(0.1).
The
proof
uses the sheavesK,O,
ofQuillen [15],
and inparticular
theformula
Hn(XZar, KnOx)
=CH0(X),
and the sheavesv(r)
introduced in[11].
The result of K. Kato[8]
on thesurjectivity
of thed log symbol plays
a crucial role in theproof (see 4.1).
As aby-product
of theproof
we obtain the p-part of the
following
statement: when X is a surfaceH1(XZar, K2OX)
modulo itsdivisible subgroup
isisomorphic
toHom(JlM’ NSx)
for all M » 0.(The 1-part,
1 ~char(k),
is due toBloch;
see
[2,
Lecture5].)
In the seventhsection,
were-interpret
theproof
so asto
point
out the similarities with theproof
of Bloch(for
l ~p)
in[2].
The final section is devoted to
showing
that similar methods can be used to prove that for X aprojective
smooth surface over a finitefield, CHO(X)(p)
is finite.§ 1
The AlbaneseLet X be a
complete variety
over analgebraically
closed field k.PROPOSITION 1.1: For any
integer
m, there is a canonicalisomorphism
PROOF: See, for
example, [12,
III4.16].
Assume further that X is smooth. As
Ext1k(03BCm, A)
= 0 for any abelianvariety A [ 13, p II. 14-2],
the sequenceis exact. The
em-pairing
identifiesmAlbX
with the Cartier dual ofmPic0X,
and therefore
Consequently,
ontaking
Hom of the above exact sequence intoZ/mZ
and
using (1.1),
we obtain an exact sequenceSince
(NSX)tors
is a finite groupscheme, limHom(mm,NSX)=0
andm
lim
Hom(.um, NSX)
=Hom(pm, NSX)
and M 0.Therefore,
onpassing
to the direct and inverse limits in
(1.2),
we obtain exact sequencesWe remark that the second map in
(1.2)
can be identified with the mapinduced
by
anymap X ~ Albx.
From thispoint
ofview,
it is clear that for any smoothsubvariety
i : Y X, thediagram
commutes
(with
the obvious horizontalmaps).
§2
First reductionsLEMMA 2.1: For any smooth
projective variety
X over analgebraically
closed
field
and anyinteger
m, S :mCH0(X) ~ mAlb(X)
issurjective.
PROOF: If X has dimension one, S is an
isomorphism Pic(X)tors
-Jac(X)tors’
Otherwise[5,
III7.9]
shows that if Y is ahyper-
surface section of X, then any connected finite
covering
of Xpulls
backto a connected
covering
of Y; inparticular H1(Xet, Z/mZ) ~ H1(Yet, Z/mZ)
isinjective.
Choose Y to besmooth;
thenthe lemma follows
by
induction fromLEMMA 2.2:
Suppose
that S :CH0(X)tors ~ Alb(X)tors
isinjective for
allsmooth
projective surfaces
X over a givenalgebraically closed field k;
thenS is
injective for
all smoothprojective
varieties over k.PROOF: See
[2, 5.2].
For the remainder of the paper, X will be a smooth
projective
surfaceover a field
k;
in§3-§7, k
will bealgebraically closed,
and in§8, k
will befinite. The field of rational functions
k(X)
on X will be denotedby
F.§3
TheK-groups
We write
K2F
for the second Milnor(equivalently, Quillen) K-group
of F. The
symbol (f, g) ~ :F* F ~ 03A92F/k
defines a homo-morphism d log2 : K2F ~ 03A92F/k.
LEMMA 3.1: The kernel
of d log2
containsK2F(p).
PROOF: For any n, let
fn
=(f, 0,...,0)
be themultiplicative
represen- tativeof f ~ F
in the Wittring WnF.
If we letWn03A92F/k
denote the de Rham-Witt group[6],
then(f, g) ~ Wn03A92F/k
de-gn gn
fines a
homomorphism
dlog2n: KnF ~ WnW2F/k.
Thus z eK2 F gives
rise toan element
(d log2n(z))
e W.Di/k,
which is zero if z is killedby
a power of pbecause
W.03A92F/k
has nop-torsion;
inparticular,
we then haved log2(z)
=dlogl(z)=0.
Recall
[15, §5]
that there is an exact sequence of sheaves onXZar
in which the sums are over the irreducible curves Z and closed
points
Pon
X,
andi*K2F, i*k(Z) ,
andi*Z
denoterespectively
constant sheaveson
X,
Z, and P extendedby
zero to X. The maps a andpare
known tohave the
following descriptions ([7,
]03A02.4]):
K2F ~ k(Z) , {f, g} ~ (-1)mn, m = ordZ(f(), n = ordZ(g);
k(Z) x
~Z, f - L ordQ(fo 03C0), 03C0: ~
Z the normalization of Z. As1t(Q) = P
k(Z)X
and 7L have nop-torsion, K20X(P)
=K2F(p)
andis exact. Moreover
(3.1)
shows thatd log2
factorsthrough K2F/K2F(p).
These two remarks allow us to
replace K20,
andK2F by K2OX/K2OX(p)
andK2F/K2F(p)
in the rest of the paper: henceforth we may assumeK20x
andK2F
have nop-torsion.
§4
The sheavesv(r)
As in
[11],
we define for a scheme(or ring)
S of characteristic p sheavesv(r)s
=Ker(C -1 -1: 03A9rS ~ 03A9rS/d03A9r-1S),
where C -1 is the inverseCartier operator. For
example,
if{x, y}
is ap-basis
for F over FP, so thatQ 2 =
F dx Ad y,
thenClearly
dlog’
factorsthrough v(2),.
Thefollowing
is aspecial
case of aresult of Kato.
PROPOSITION 4.1: The map
d log2 : K2F ~ v(2)
issurjective (as
a mapof groups).
PROOF: Since the
proof
in[8, §1] simplifies substantially
in our spec-ial case, we include it. For any finite
separable
extension F’ of F there isa commutative
diagram
from which it follows that we can
replace
F in theproof by
an extensionfield
having
no finite extension ofdegree prime
to p.Let 03C9 =
f dx x
^dy y, f ~ F,
be such that(fp - f)dx x
^dy y ~ d03A91F/k;
wehave to show that OJ is
logarithmic.
LEMMA 4.2: There exists g E
FP[x] x
such thatg’a)
Ed03A91F/k for
i=
1,...,p-1.
PROOF: Let E =
FP[x].
The space03A92F/k/d03A91F/k
has dimension 1 over FPwith basis dx
A
dY
and so the FP-linearmap 0: E ---+ Q2 / dQ! ,
z ~ z03C9
(mod d03A91)
has a kernel of dimension p - 1. The FP-bilinearpairing
is
non-degenerate,
and so there exists an~ ~ 03A91E/Fp
such thatKer(~)
=
{z|z~ ~ dE}. Write ~
= 03B1dx x, a= apixi, ai ~ F.
If a0 =0,
then~ ~ dE
anda) c- dQ’
which isimpossible
because thenwould be in
d03A91F/k.
Thus ao :00,
and we can choose a Mef such that uPa = uao. ThenC(up~)
=uC(l)
=uao- = up~,
and so,by [3, 2.6,
x
Proposition 7], up~
islogarithmic,
sayup~
=dg with g
~ EX.This g
has9 the property
that gi ~ Ker(~),
i1,...,p-1.
Clearly, g ~Fp,
and so{g, y}
forms ap-basis
for F over FP. Thereforewe can write 03C9
= f’dg g
AdY ’
e F.Let f’ =
0
Y
then aij = 0
when j
=0,
i ~0,
for otherwise we could not havegi03C9
= f’~Ker(C-1-1) implies f’p = ap00. Consequently
if weregard /’ dg
as an élément of03A91F/E,
thenThus
[3, 2.6, Proposition 7]
shows there exists h E F x such thatl’ dy
PROPOSITION 4.3: There is an exact commutative
diagram of
sheaves onXzar,
PROOF: Define 03B11 and
PI by
thefollowing
maps:It is clear that the lower two squares commute
(and
hence that a 1 iswell-defined).
The mapK2OX ~ v(2)x
is defined so as to make the lefthand square commute.
Clearly
the columns are exact and we havealready
noted that the first two rows are exact. Adiagram
chase nowshows that the bottom row is exact.
Let F be the
separablé algebraic
closure ofF;
thenv(2)p
is a moduleover the Galois group
Gal(F/F).
LEMMA 4.4:
Hi(F, v(2)p)
=0,
i > 0.PROOF: As the
p-cohomological
dimension of F is1,
weonly
have toshow that
H1(F, v(2)F)
= 0. From the exact sequencewe see that
H1(F, 03BD(2)F) = coker(C-1).
Let03C9 =
and letg ~ F
be suchthat g - gp
=f;
then(C - 1)gpdx x
x A y co, and so theclass of OJ dies in
H1(F’, v(2)F),
F’ =F[g].
It therefore suffices to show thatH1(G, v(2)F’)
=0, F’/F
Galois ofdegree
p with Galois group G. For this we can show instead[17, IX.4]
that0 = H’(G, v(2)F’)
=
v(2)F/trace(v(2)F.).
Thediagram
at the start of theproof
of(4.1)
showsthat this would follow from
knowing
that norm:K2F’ ~ K2F
is sur-jective.
But F is aC2-field [9],
and therefore[7, 1.4, Prop. 1]
proves thesurjectivity.
PROPOSITION 4.5: The canonical map
Hi(XZ.r, 03BD(2))
-Hi(Xeo 03BD(2))
is anisomorphism for
all i.PROOF: The bottom row of the
diagram
in(4.3)
can beregarded
as aresolution of
v(2)
onXet,
and it will suffices to show that each of its termsis
acyclic
for the étaletopology.
Let i denote spec F 4X;
then(4.4) (applied
to an X’ étale overX)
shows thatRii*v(2)
= 0 forall j
>0,
andso the
Leray spectral
sequence shows thatHi(Xet’ i*03BD(2)F) ~ Hi(F, v(2)É)
= 0 for i > 0. The
remaining
two terms can be treatedsimilarly (but
more
easily).
§5 Duality
Set
vn(r)
=KrOX/pnKrOX, regarded
as a sheaf onXZar (or Xet);
thend
log2
defines mapsv n(2) v(2).
LEMMA 5.1: The map
Hi(XZar, 03BD1(2))
~Hi(XZar, v(2)) is surjective ifi
= 0and is bijective if i > 0.
PROOF: It follows from
(4.3)
that there is an exact sequencewith C =
Ker(i*K2F ~ i*v(2)F)/p i*K2F a
constant sheaf.Let tl: H2(Xet, v(2)) Z/pZ
be the map inducedby
the trace mapH2(Xet, 03A92X/k) = H2(XZan 03A92X/k)
k. Define ri" to be thecomposite
of themaps
(see [11, p. 199]); then
commutes. An easy case of
[ 11, Thm 2.4]
states thatis a
non-degenerate pairing
of finite groups.PROPOSITION 5.2: Consider
The induced map
of finite
groups~in: Hi(Xzan 03BDn(2))
~H2-i(Xet, 7Llpn7L)*
isan
isomorphism for
i ~ 1 and issurjective for
i = 0.PROOF: For n = 1 the
proposition
follows from(5.1), (4.5),
and theabove-mentioned
duality.
Thegeneral
case isproved by
induction on n,using
the exact sequence 0 ~03BDn-1(2)
-vn(2)
-v 1 (2)
~ 0 and the five-lemma.
§6 Completion
of theproof
The sequence 0 ~
K2OX K2OX ~ 03BDn(2) ~
0gives
rise to aboundary
mapH1(XZar, v"(2))
~H2(XZan K2OX)tors = CH0(X)tors.
LEMMA 6.1 : The
diagram
commutes.
PROOF: Let i : Y X be a smooth curve on X. From the exact sequence
we obtain an
isomorphism 03BDn(1)Y H1Y(XZar, v(2)x),
and hence amap i*
H0(Y, 03BDn(1)) H0(Y,H1Y(03BDn(2)) H1Y(X, vn(2))
~H1(X, 03BDn(2)).
Consider the
diagrams
We observed in
§ 1
that the square(b)
commutes, and it isstraightfor-
ward to
verify
that theremaining
squares commute.(For (a)
it is usefulto note that
03BD(1)Y
~H1Y(03BD(2))
is inducedby
themap Q§ - H1Y(03A9X) [1]
of[4,
III8.1];
for(c)
and(d)
one notes the middle vertical map can be definedby
the same process asi*,
and isequal
to the obvious mapCH0(Y)tors ~ CH0(X)tors.)
Tocomplete
theproof
we use that the com-posed
maps in the top rows of the twodiagrams
areequal [10,
Appendix].
We may now
complete
theproof
of Theorem(0.1).
Onpassing
to thedirect limit in the
diagram
we obtain a
diagram
Thus S is
injective,
and is therefore anisomorphism.
Onreturning
to thefirst
diagram,
we now see thatis an
isomorphism.
ThusH1(X, K20x)
modulo itsp-divisible subgroup
isfinite,
and isisomorphic
toHom(03BCpM, NSX)*,
any M » 0.§7
Comments on theproof
We show
that,
whenappropriately interpreted,
the aboveproof
isquite
similar to theproof (for
1 ~char(k))
in[2]. (In fact,
except for theproof
of(4.1),
the aboveproof pre-dates
andhelped
suggest that in[2]).
Write
H(Yfl, 03BC~rp)
=Hi-r(Yet, 03BD(r)).
This notation issuggested by
thefacts that these groups behave
similarly
to the groupsHi(Yet, Jlrpr),
1 ~
char(k),
and that for r= 0,1 they
are in fact thecohomology
groups of03BC~0p = Z/pZ
and03BC~1p
yp. The essentialingredients
of the twoproofs
are thefollowing.
(7.1)
The canonical mapsK2F ~ H2(F, 03BC~2l)
aresurjective (Galois cohomology
l ~char(k),
"flat"cohomology
1 =char(k));
see[2, 5.7]
and(4.1).
(7.2)
There is an exact sequence of sheaves onXzan
0 ,
H2(03BC~2l) ~ i*H2(F, 03BC~2l) ~
Ef)i*H1(k(Z), 03BCl) ~
Ef)i*H0(k(P), Z/lZ) ~
0z p
where
H2(03BC~2l)
is the sheaf associated with U HH2(U, 03BC~2l) (étale
coho-mology
1 =1-char(k),
"flat"cohomology
1 =char(k));
the maps are com-patible
with those on theGersten-Quillen
sequence(3.2);
cf.[2, 4.17,
p5.8];
see(4.3)
(7.3)
There is aduality
theoremand the
diagram
commutes; cf.
[2, 5.6];
see(6.1).
§8
Case of a surface over a finite fieldIn this section we let X be a smooth
projective
surface over a finitefield
k ; k
denotes thealgebraic
closure of k and X = X0 k
k.THEOREM 8.1: The group
CHo(X)(p)
isfinite.
LEMMA 8.2: There is a canonical
injective
mapH1(XZan 03BDn(2)) ~ H2(Xet, 7Llpn7L)*.
PROOF: The argument in
(5.1)
shows thatis
surjective
for i = 0 andbijective
for i > 0.It is obvious that
is an
isomorphism
for i = 0 and isinjective
for i = 1.The
duality
theorem[10, 1.9]
shows that there is anisomorphism
for all i.
On
combining
these statements, we find thatis
surjective
for i = 0 andinjective
for i = 1.A five-lemma argument,
using
induction on n, nowcompletes
theproof (cf. (5.2)).
LEMMA 8.3: The order
of H2(Xet’ Z/pnZ)
isbounded, independently of
n.PROOF: Since
H2(Xet,7Llp7L)
is finite(finiteness
theorem in étale coho-mology)
it suffices to show thatH2(Xet, 7Lp) lim H2(Xet, Z/pnZ)
is finite.Let
0393 Gal(i/k)
have canonical generator uand,
forMar-module,
writeMr
and Mrrespectively
for the kernel and cokernel of 6- 1 : M ~ M. The Hochschild-Serre
spectral
sequence forX/X gives
exact sequences
which in the limit become
The
eigenvalues
of aacting
onHrCK,7Lp)
are theeigenvalues
of theFrobenius
automorphism
onHr(X, 0,)
that arep-adic
units[6].
Conse-quently,
the Riemannhypothesis
shows thatH1(X,7Lp)r
andH2(X, Zp)0393
are finite.
The theorem now follows from
considering
thediagram
COROLLARY 8.4: Assume X has no
global dofierential 2-form fixed by
the Cartier operator; then the canonical map
has a dense
image
and a kernel that isuniquely
divisibleby
p.PROOF: The canonical map sends the class of a
point
to theFrobenius
automorphism corresponding
to thepoint.
Since theseFrobenius elements are well-known to be
dense,
the map has denseimage.
Inparticular,
the mapis
surjective,
and tocomplete
theproof
of thecorollary
it suffices toshow that the orders of these groups
satisfy
From the last
diagram
in theproof
of(8.1)
we see thatThe sequences
show that
Thus
and we can conclude that
We now use the
hypothesis
on X to show thatH2(X, 7Llpn7L)r
= 0.By induction,
it suffices to prove this for n =1,
butH2(X, 7Llp7L)r
is dual toH°(X, v(2))r
=HO(X, 03BD(2))
=Ker(C -
1:H’(X, 03A92) ~ H’(X, 03A92)).
REMARK 8.5: Of course it is to be
expected that,
even without thehypothesis
on X,CHO(X) - nl(x)ab
isinjective
with denseimage. (We
note that Parsin has withdrawn his
claim,
made in the announcement[14,
Cor. to Thm.6],
to be able to provethis;
infact,
as Kato haspointed
out, even the statement of Theorem 6 isfalse.)
Note
(added 2-2-82)
(a)
K. Kato and S. Saito have announced aproof that,
for any smoothprojective
surface over a finitefield,
the canonical mapCH0(X) ~ 03C01(X)ab
isinjective (cf. (8.4)
and(8.5)).
(b)
S. Bloch and O. Gabber have announcedproofs
thatis
injective,
whereKnF
is the MilnorK-group, (at least)
in the case thatF is a field of characteristic p. Thus the sheaf C
occurring
in theproof
of(5.1)
is zero.(c)
S. Bloch haspointed
out to the author that some of the above arguments can be extended to prove thefollowing
result: Let X be asmooth
projective variety
over analgebraically
closed field k of charac- teristic p, and assume that0393(X, dW2X/k) = 0;
thenpCH2(X)
andH1(XZar, K2OX)/pH1(XZar,K2OX)
are both finite.To see
this,
consider the exact sequenceFrom its
cohomology
sequence and theassumption,
we deduce thatis an
isomorphism
andH1(X, Q;I)
~H1(X, (2)
isinjective (Zariski
coho-mology).
Standard arguments now show thatis finite and
is zero. Recall
[11, 1.5]
thatv(2)
can also be defined asLet
Q
=Coker(C - 1) (for
the Zariskitopology)
and considerIt follows from the above that Coker
H0(j)
and KerH1(j)
arefinite,
andthis shows that
H1(XZar, 03BD(2))
is finite. As in(5.1)
one shows that(for
many results in the paper, it is not necessary to assume that X is asurface)
and now the exact sequencegives
the result.REFERENCES
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(Oblatum 8-IX-1981 & 31-111-1982) Department of Mathematics The University of Michigan
Ann Arbor, MI 48109 U.S.A.