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HAL Id: jpa-00208121

https://hal.archives-ouvertes.fr/jpa-00208121

Submitted on 1 Jan 1973

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D. Marty, F.I.B. Williams

To cite this version:

D. Marty, F.I.B. Williams. Mobility of ions in solid helium. Journal de Physique, 1973, 34 (11-12),

pp.989-999. �10.1051/jphys:019730034011-12098900�. �jpa-00208121�

(2)

MOBILITY OF IONS IN SOLID HELIUM

D. MARTY and F. I. B. WILLIAMS

Service de

Physique

du Solide et de Résonance

Magnétique,

Centre d’Etudes Nucléaires de

Saclay

BP

2,

91190

Gif-sur-Yvette,

France

(Reçu

le

27 . février 1973 )

Résumé. 2014 Nous avons étudié les mobilités des ions

positifs

et

négatifs

dans l’hélium 3 et 4 solide,

par mesure directe du temps de vol en

présence

d’un

champ électrique.

Ces mobilités varient expo- nentiellement avec l’inverse de la

température,

ce

qui

conduit à une

énergie

d’activation. De

plus,

nous avons détecté un

piégeage

pour les ions

négatifs. Enfin,

nous avons observé, dans l’hélium 3

hexagonal,

une discontinuité dans la variation de la mobilité des ions

positifs

en fonction de la

température.

Abstract. 2014 We have studied the mobilities of

positive

and

negative

ions in solid helium 3 and 4,

by measuring directly

the time of

flight

in an electric field. These mobilities vary

exponentially

with inverse temperature,

leading

to an activation energy. In addition, we have detected

trapping

of

negative

ions.

Finally,

in

hexagonal

helium 3, we have observed a

discontinuity

in the temperature variation of the

mobility

of

positive

ions.

Classification Physics Abstracts

14.95

1. Introduction. - We

report

measurements of the mobilities of ions in solid helium 3 and

4,

in

tempe-

rature and pressure ranges 1.35-3.80

K,

and 27- 150

atmospheres.

Consideration of the

mobility

- or,

equivalently,

the diffusion - of a

probe

in a substance involves

three

problems :

the structure of the

probe,

the pro-

perties

of the

system

of thermal excitations of the substance which governs its diffusion and the interac- tion between these two.

Evidently

it is not

necessarily

trivial to unravel

unambiguously

each

aspect

from the

mobility

measurements alone.

The case of the

mobility

of ions in

liquid

helium 4

provides

a

good

illustration as well as a useful intro- duction to the solid

(see

e. g. the review article

by

Gamota

[1]).

-

The structure of ions of both

signs

in the

liquid

is now

quite

well established both

by theory

and

by

a wide

variety of experiments (e.

g.

trapping

in vortexes

and at

surfaces, photoconduction,

effective

mass).

The

positive

ion surrounds itself with a ball of solid He of radius about 7

À

held

together by

the

polari-

zation

force,

while the

negative

ion is an electron

trapped

in a bubble of radius about 12

A

due to the balance between its kinetic energy of localization

(it repels

a He atom and so has its free electron

mass)

and the

binding

energy between atoms of the

liquid («

surface tension

»).

Above the

À-point

the ions

interact with the

damped single particle

excitations

(Stokes

law viscous

regime)

while below it

they

see

the collective excitations - rotons and

phonons -

and

finally

the residual dilute gas of

3 He impurity

atoms. The forms of these excitations are now

quite

well known and the interaction between them and the bubble is the

only missing link,

to be derived

from the

mobility

values. It is the

temperature depen-

dence of the

mobility

which tells us with which

system

of excitations the ion is

interacting

the most

strongly (the

most

striking example being

the activation energy behaviour

reflecting

the number of rotons

excited,

so

providing

a measurement of the roton

gap).

Much less is known about ions in the solid. Cohen and Jortner

[2]

have

proposed

that the

negative

ion

should have a similar structure to that in the

liquid,

but be somewhat smaller due to the

p V compression (typically

9

Â).

The

positive

ion

presumably

carries

with it a localised

deformation,

but the idea of a

local

phase change

no

longer

has much

meaning.

To our

knowledge,

no very

specific

models have been

advanced.

Quite

a lot is

already

known about the excitations in solid He and

they

appear to be reaso-

nably

accounted for in terms of

phonons

and vacancies.

We

might

thus

hope

to

identify

the excitation

system

in

strongest

interaction and

perhaps thereby

see

some of its

properties ;

information on the interaction

65

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:019730034011-12098900

(3)

itself is

necessarily

tied up with the ion structure,

so that before

being

able to unvavel the two we

would need to know more about this.

We find

immediately

an

important

difference bet-

ween ionic diffusion in the solid and in the

liquid

over our range of measurements. In the

liquid

the

starting point

was a free

particle

whose movement

is hindered

by

the excitations of the host whereas

we find that in the solid the

starting point

seems

to be a bound

particle

whose diffusion is activated

by

the excitations of the host. Further conclusions

are less easy.

It turns out that even the identification of the dominant

system

of excitations is not evident. Our results do not seem to be commensurate with the vacancy model

proposed by

Shikin

[3], [4],

but certain features would

suggest

interaction with the

phonons, although

no

sufficiently

detailed model has been

presented

to

give quantitative

theoretical

support.

We have limited ourselves in this paper to

presenting

our

experimental

results

together

with certain argu- ments, based

essentially

on

comparison

with NMR

atomic diffusion measurements, which make the vacancy

hypothesis unlikely. Among

the

important questions

we leave open are the structure of the

positive

ion and the form of the interaction with the thermal excitations.

In addition we

present experimental

evidence for

the

trapping

of

negative

ions which we

suggest

is due to the stress field of dislocations.

On the

experimental side,

we

point

out that our

work was

inspired by

and

supplements

the

pioneering

current measurements of

Shal’nikov, Mezhov-Deglin

et al.

[5], [6]

on diodes of solid He. Since

then,

Sai-

Halasz and Dahm

[7]

have made further current measurements and have inferred mobilities from both their own and the Moscow

group’s

results.

The

originality

of this

experiment

is in

measuring directly

the transit time of the ions in the

crystàl (in

the presence of an electric

field),

free from any

grid,

between two electrodes. The ions are

produced by photo-electrons ejected

from a

gold plated

elec-

trode

by X-ray pulses

rather than

by

a radioactive

source. We mesure the

intensity

and duration of the

current

produced by

a

pulse

of

X-rays

in a

given

electric field.

2.

Experimental apparatus.

- 2.1 HIGH PRESSURE

CELL AND CRYSTAL GROWTH. - The main

problems arising

from the use of

X-rays

are :

- The necessary

permeability

of the cell to

X-rays ;

- The evacuation of the heat

produced by X-ray impact

on the

gold-plated

electrode. About 98

%

of

the

X-ray

beam power is lost in heat

(the

maximum

X-ray

power used was about 20

mW).

The first

problem

is solved

using beryllium

for the

cell.

For the heat

evacuation,

the

gold-plated

electrode

is in direct contact with the

liquid 4He

bath. This

proved

to be sufficient to

prevent

any

extra-heating

of the

sample :

for

pulsed irradiation,

we did not

detect any

temperature

increase

(with

a

precision

of 5

mK) ;

under continuous

irradiation,

the tempe-

rature increase never exceeded 10 mK.

As shown in

figure 1,

the cell is formed of two

cylindrical

coaxial electrodes made of

beryllium,

embedded in

Stycast,

a

polymerised

resin

(Stycast

2850

GT,

available from Emerson and

Cuming Inc.).

A thin foil

(10 Il thick)

of

gold

is

electrolitically depo-

sited on one half of the inner surface of the outer

electrode,

which forms the wall of the

high

pressure cell. The

high voltage

is

applied

to the outer

electrode, producing

an electric field between the two electrodes

(separated by

1

mm). Referring

to

figure 1,

a

pulse

of

X-rays coming

from the left crosses the whole

probe

and

ejects energetic

electrons from the

gold- plated électrode ;

these

primary

electrons in turn

ionize the solid helium within a

depth

of about 10 p ; the

sign

of the

high voltage

selects the

sign

of the ions which drift to the inner

electrode,

where the ionic current is collected. With this

device,

the

density

of ions inside the thin cloud of ions

drifting

in the

bulk reaches

109-101° ions/cm3 (the

decrease in electric field due to this space

charge

does not exceed

1

V/cm).

Another

advantage

of this method is that

FIG. 1. - Cross-sectional view of the cell. 1 : Helium fill capillary.

2 : Helium gas. 3 : Beryllium electrodes. 4 : Stycast. 5, 6 : Ther-

mometers. 7 : Solid helium. 8 : Copper cold finger. 9 : Gold plating. 10 : Liquid 4He bath.

the

density

of

charge

carriers can be varied

by varying

the power of the incident

X-ray

beam. The

X-ray

flux at 10 cm from the anode could be varied from 5 x

103

to 4 x

104 R/min,

i. e. from 30 to 200

mW/cm2, by

the tube current control.

2.2 GROWING OF HELIUM SINGLE CRYSTALS. - As

was

pointed

out

by Mezhov-Deglin et

al.

[5],

the

quality

of the

crystal

has a drastic influence on elec- trical

conductivity.

So we tried to grow

single crystals,

at constant pressure,

using

a

temperature gradient.

(4)

During

the

solidification,

a cold

point

is

produced

at the bottom of the

sample, by

a copper cold

finger refrigerated by

a flow of helium gas

pumped through

a leak from the

’He

bath.

Monitoring

the

pumping speed, temperature

differences

(between

the

top

and the bottom of the

cell)

from 0 to 0.2 K could be

produced,

at 3 K. In order to

prevent

solidification at constant

volume,

the fill

capillary

is heated

by

a

wound resistance. In our

experiments,

the pressure is held constant and the

crystal

grows in 5-10

minutes,

on

slowly cooling

the whole

’He

bath. After the

solidification,

the

heating

current is cut

off,

so that

solid helium is formed inside the

capillary

and the

volume of solid helium inside the

probe

remains

constant.

We did not check

directly

the

quality

of the

crystals :

we measured ionic currents of the same order of

magnitude

on all the

samples,

even those

supposed

to be of poor

quality (grown

very

quickly).

The

temperature

is measured with two Allen-

Bradley

10 Q

resistances,

and the

high

pressure is measured outside the

cryostat

on the

high

pressure oil pump. There was

generally

a

good agreement

between solidification pressure and

temperature

mea- surements,

though

a certain

discrepancy reaching

0.1 K at 3 K was

observed,

at

high

pressures

(140 atm).

This

discrepancy

is not

explained.

The

temperature

could be varied from 4.2 K to 1.35 K and the pressure from 1 to 150 atm;

they

were measured with an accuracy of 5 mK and 1 atm.

2.3 ELECTRONICS AND MOBILITY MEASUREMENTS. -

The non

uniformity

of the electric field due to the

cylindrical geometry

is less than 10

%.

But the

spacing

of the

electrodes, d,

was known

approximately :

d =

(1 +0.1)

mm. If T is the transit time of an ion in a field E =

v/d,

the

mobility

is

Given the

uncertainty

in the values

of d,

the fol-

lowing

measurements should be

interpreted

as relative

measurements

(absolute

values of the

mobility

have

20

%

relative

error).

The

high voltage V (positive

or

negative)

can vary from 10 to 1 000

V, giving

an electric field of

102

to

104 V/cm ; i

varies

typically

from 100 ms to 30 s.

The outer electrode is set to the

high voltage,

the

inner electrode is

grounded

via the

detecting

device :

the

signal

is

amplified

in a current

amplifier (rise

time

about 5 ms and

gain 1 O1 ° V/A),

then passes

through

a multichannel

analyzer

whose memory is read on a X-Y

recorder,

which

gives

the

intensity

versus the

time.

The currents measured varied from

10 -12

to

10-9 A,

and the

signal

to noise ratio was

always

better than

3 for a

single

weep.

A

typical signal

is shown on

figure 2, together

with the

X-ray pulse

and the theoretical

signal.

The

FIG. 2. - Ionic current signals. 1 : Experimental signal for positive

ions in bcc 3He. V = 20.40

cm3/mole ;

T = 1.60 K ; E = 6 000 V/cm.

2 : X-ray pulse. 3 : Theoretical signal.

theoretical

signal

is

trapezoidal : during time io

ions

are

produced

at constant rate and start

drifting,

the

current increases

linearly;

then

at t >, -c,,

the whole cloud of

charge

carriers drifts inside the bulk

leading

to a constant

intensity.

At time t = r, the ions start

reaching

the inner electrode and the

intensity

decreases

linearly during

ro.

3.

Experimental

results. -

First,

we have checked the presence of a definite

mobility (for positive ions ;

for

negative

ions see

below),

i. e. the transit time T is

inversely proportional

to the electric field E. This relation i

proportional

to

1 /E

was verified to within

10 %

for field variations from 100 to 1 000

V/cm,

and

103

to

104 V/cm

for both

’He

and

’He crystals (the

whole range

102

to

104 V/cm

could not be inves-

tigated

for a

given crystal

at a

given temperature

and ionic

density).

An increase in the ionic

density (pro-

duced

by

an increase of the

X-ray power) changes

the

shape

of the

signal (indicating

an ionization inside the

bulk),

but does not affect the

mobility.

This

mobility

was found to be

reproducible (except

for

negative

ions in

hcp ’He,

see

below)

to better

than 50

%

from one

crystal

to another of same molar

volume.

After

cooling

or

warming

the

crystal

to a certain

temperature,

the drift

mobility

was

always

instan-

taneously

reached

(i.

e. in a time less than a few

minutes).

The

cylindrical shape

of the

probe

allowed us to

vary the drift direction relative to the

crystal

axes,

by rotating

the

probe

relative to the

X-ray

beam.

Except

for

negative

ions in

hcp ’He (see below),

we did not detect any

anisotropy

within 10

%.

At least from a temperature 0.1 K below the

melting point,

down to 1.35

K,

the

mobility

seems to vary

exponentially

with inverse

temperature, suggesting

an activated process. The diffusion coefficient is fitted to :

(5)

giving

a

mobility

For each

crystal,

we have

plotted log MT versus 1/r,

and from this

straight

line we have deduced the activation energy d and the

prefactor Do.

Figure

3 shows a

typical plot.

The

mobility

at

each

temperature

is determined

by measuring

the

transit time in three different electric fields.

For

crystals

of low molar

volume,

the low

tempe-

rature measurements were limited

by

the very small

mobility (we

did not measure mobilities less than 5 x

10-7 cm2 V -1 s -1 ) ;

the measured variation

of p

was over 2 or 3 decades.

For

crystals

of

great

molar

volume,

we were limited

by

our

cryostat

to a lower

temperature

of 1.35 K and the variation

of p

does not exceed one

decade, giving

less accurate values of L1 and

Do.

FIG. 3. - Mobility multiplied by temperature as a function of inverse temperature. T,. is the melting temperature of the crystal.

3. 1 TRAPPING OF NEGATIVE IONS. - In both solid

’He

and

’He,

we have observed

trapping

of the

electrons in the bulk of the solid. This has been seen

by

several means.

First,

the

negative

ion

signal

does not have the

nearly

ideal

trapezoidal shape

of the

positive

ion

signal.

See

figure

4 : on this

signal,

there is still a

discontinuity

in the

slope (point A)

which

yields

a

transit time T

inversely proportional

to the electric

field.

But,

for some

crystals,

the

negative

ion

signals

would not show any transit

time, indicating

that the

whole cloud of electrons is

trapped

before

reaching

FIG. 4. - Signal of negative ions in hcp 4He. V = 18.24

cm3/mole ;

T = 2.50 K ; E = 6 000 V/cm. The transit time i is measured at

point A, where there is an abrupt change in the slope.

the inner electrode. In any case, the

shape

of the

negative

ion

signal

makes much more uncertain the measurements of

negative

ion mobilities than for

positive

ions.

The

following experiment gives

another indication of this

trapping : applying

a

negative voltage

on the

outer

electrode,

we let

negative

ions drift inside the bulk for a few

minutes ;

then we

stop

the

X-ray

irradiation and set the

voltage

to zero. Now if we

send a new

pulse

of

X-rays,

we observe an inverse

signal,

i.e. a

positive

ion

signal

which is due to the presence of an inverse electric field

produced by

space

trapped negative charges.

This inverse field

frequently

reached 100-500

V/cm, giving

a

trapped

electrons

density

of

109-101° electrons/cm3.

Since we

did not

study quantitatively

this

trapping phenome-

non, we can

only give qualitative

features : the

detrap- ping

time exceeds 10

minutes;

and the

importance

of

the’ trapping

varies from one

crystal

to another.

Trapping

of

positive

ions has never been observed.

We shall now

present

the

experimental

results

for both

signs

of ions in

hcp,

bcc

’He

and

hcp, bcc 3He.

3.2 HCP

4 HELIUM.

- 3.2.1 1

Negative

ions. - Besides the

trapping phenomenon, negative

ions

exhibit a

mobility varying exponentially

with inverse

temperature,

thus

yielding

an activation energy L1 and

prefactor Do.

But these two

quantities

d and

D,

are not

reproducible

from one

crystal

to another

(grown

at the same

pressure).

Seven

experiments,

at a molar volume of 18.80

cm3/mole,

gave for

J/A;

(in degrees Kelvin) : 17.7; 25; 25.8 ; 27.5; 32; 35 ; 52 ;

whereas

Do

varied from

10-5

to 5 x

10 -1 cm2/s-1 !

!

Then,

for a

given crystal,

the

mobility

is

highly anisotropic (multiplied by

3 for a 90°

rotation) ;

this

anisotropy only

affects the

prefactor Do

and not

the activation energy 4 ,

All these

phenomena suggest

that the

negative

ion

mobility

is

governed by crystal imperfections,

such as

dislocations,

which can vary from one

crystal

to another.

3.2.2 Positive ions. - 31

crystals

were grown at pressures

varying

from 27 atm to 120 atm. For a

given

molar

volume,

L1 was

reproducible

to within

12

%,

and

D,

to within 50

%.

(6)

FIG. 5. - Activation energy of the diffusion coefficient in hcp 4He

versus molar volume : § : positive ions, this experiment, + : positive ions, measures of Sai-Halasz and Dahm [7], d : 3He atoms,

in a mixture of 1.94 % ’He in hcp ’He [8].

FIG. 6. - Diffusion constant Do in hcp 4He, versus molar volume.

1 : positive ions, this experiment, + : positive ions, measures of Sai-Halasz and Dahm [7], 4 : 3He atoms in a mixture of

1.94 % 3He in hcp 4He [8].

Figures

5 and 6 show the variation of J and

D.

with molar volume. The error bars are estimated from the

reproducibility only.

The

points

are some-

what lower than those measured

by

Sai-Halasz and Dahm

[7].

For

comparison,

we have

plotted

activation

energies

for atomic diffusion

(believed

to be vacancy activation

energies)

measured

by

NMR in a mixture

of 1.94

% ’He

in

hcp ’He [8] (1).

The activation energy J rises

monotonically

as molar volume decreases

except

between 18.30 and 19.50

cm3/mole : J/A:

suddenly jumps

from 14.4 K to 23.3 K then remains

roughly

constant to a molar volume of 19.30

cm31

mole.

An

analogous

effect occurs for

Do :

see

figure

6 :

Do

has a

discontinuity

at 19.46

cm3/mole

and exhibits

a maximum around 19.90

cm3/mole.

3.3 BCC

4HELIUM.

- The

mobility

of the

negative

ions is about 50 times

higher

than in

hcp ’He,

while

the

mobility

of

positive

ions is

roughly

the same as

in

hcp ’He (within

a factor

2).

The small extent of

the bcc

region

makes it difficult to measure an acti- vation energy.

3 .4 BCC

3 HELIUM.

- Both

negative

and

positive

ions exhibit a

mobility

which is well

reproducible.

3.4.1 1

Negative

ions. - The external electric field

was set much

higher

than the electric field

generated by

the

trapped

electrons in order to be able to measure

mobilities.

For a

given sample,

when the

temperature

is

lowered,

the

mobility

first increases

by

a factor 2-3 at 0.1-0.2 K from the

melting point,

then it decreases

exponentially (see Fig. 7).

V.f

FIG. 7. - Mobility of ions versus inverse temperature in bcc 3He.

V = 20.98

cm3/mole.

The right hand parts of the curves are straight lines, the left hand parts are simply an aid to the eye. Tm is the

melting temperature.

3.4.2 Positive ions. - The

mobility

first remains

roughly

constant to 0.1-0.2 K from the

melting point,

then it decreases

exponentially (see Fig. 7).

Figure

8 shows the activation

energies

deduced

from the

exponential part

of the curve

log MT

versus

IIT. J+

varies almost

linearly

with molar

volume,

whereas J _ exhibits a

sharp

maximum.

The same

qualitative

features occur for

Do (see Fig. 9).

3.5 HCP

3 HELIUM.

- We have

just

started mobi-

lity

measurements in this

phase

and we cannot yet

give

extensive results.

The variation of the

positive

ion

mobility

is still

exponential, but,

for a

given sample,

it passes

through

a

discontinuity (of

about a factor

2)

when the

tempe-

(1)

Polycrystalline-blocked capillary method.

(7)

FIG. 8. - Activation energy of the diffusion coefficient in bcc 3He,

versus molar volume. § : ions, this experiment, + : 3He atoms.

Reich [20].

FIG. 9. - Diffusion constant Do in bcc

3He,

versus molar volume :

! : positive ions, this experiment, : negative ions, this experiment,

J : 3He atoms. Reich [20].

rature is lowered

(see Fig. 10).

This

discontinuity

is crossed

reversibly

and whitout any visible relaxation time when the temperature is

increased,

and there

is a small

temperature

area where two different mobilities coexist

(see Fig. 11).

Table 1 shows the

variation of the transition

temperature T,

with molar

volume.

FIG. 10. - Mobility of positive ions versus inverse temperature in hcp 3He. V = 18.74

cm3/mole.

FIG. 11. - Double mobility signal of positive ions in hcp 3He.

V = 18.92

cm3/mole ;

T = 2.38 K ; E = 8 000 V/cm.

TABLEAU 1

Variation

of Tt,

the temperature

of

the

discontinuity of

y,, versus molar

volume,

in

hcp 3 He

Several facts make us think

strongly

that this

transition cannot be the bcc H

hcp

transition :

- The transition

temperature

and pressure do not

correspond

to the bcc H

hcp

transition

(see Fig. 12) ; by comparison

of our data for the bcc H

hcp

transition with those of

Grilly

and Mills

[9],

we see

that our pressure would be

slightly

underestimated

(or

the

temperature overestimated) ;

but

taking

account of this error will

displace

the

points

of the

transition of y, away from the bcc H

hcp

line.

- The bcc H

hcp transition,

which has been observed on two

samples,

does not have the same

features as the

previous

transition.

3.6 CONTINUOUS CURRENT MEASUREMENTS. - We have also

performed

continuous current measure-

(8)

FIG. 12. - The transition points of,u+ plotted on a phase diagramm of 3He : + : transition points ofy + ; this experiment, 0: bcc H hcp transition points : this experiment, 0 : bcc H hcp transition points : Grilly and Mills [9]. We have not taken into account the decrease of the pressure of the crystal due to a decrease of the temperature

at constant volume. For a molar volume of 18.74

cm3/mole,

this

decrease is 1.65 atm/K, near the melting point, which can be neglec- ted on a pressure of 140 atm.

ments,

using

a permanent

X-ray

beam instead of a

pulse.

The characteristics i

= f ( V )

do not show a square law

dependence

of i on V

(which

characterizes a

space

charge

limited

current).

Our characteristics have the form : i

proportional

to

vn,

where n is about 1.5. This is not

clearly explained :

it may show that the drift current is intermediate between a space

charge

limited current and an « ohmic » current

(i proportional

to

V).

But it is in contradiction with the measurements of Sai-Halasz and Dahm

[7],

who

observed a law i

proportional

to

V2, though

the

density

of ions is

thought

to be lower than in this

experiment.

4. Comments on

expérimental

results. - The fact

that the mobilities decrease with

decreasing tempe-

rature leads us to

adopt

a localised ion as a

starting point.

On this

basis,

we shall in turn : comment on a list of

questions

we feel should be

asked ; suggest possible

clues to the answers from the

experimental data ;

describe a naive model of

phonon

activated

quantum

diffusion ;

remark upon the

positive

ion

mobility discontinuity

in

3He ;

show that

trapping

may result from the interaction between ions and dislocation lines.

4. 1 SOME QUESTIONS, SOME COMMENTS AND A FEW ANSWERS. - 4. 1. 1 What are the lattice excitations

of the

pure solid ? - Phonons and vacancies are the established low energy excitations. Phonons describe

quite

well the vibrational

motion, despite

the

nasty potential

and

large

zero

point

movement

[10], [11].

The vacancies appear to be of the

Schottky type existing

either as

non-propagating

modes or vacancy

waves

[12], [13].

For

4He,

the

phonon dispersion

has been

mapped by

neutron

scattering

at

and in

hcp

and

in bcc

phases. Complementary

data are

given by

the

sound

velocity, specific heat,

thermal

conductivity [17]

and Raman

scattering [18]

measurements. The whole

seems to indicate that

phonons

are

quite good

elemen-

tary excitations, although

certain very broad neutron

peaks

do not seem to fit into the usual

phonon

des-

cription.

The existence of vacancies is inferred from the behaviour of the

spin

diffusion of

3 He impu-

rities

[8].

The vacancy excitation

energies

so obtained

are

superimposed

on

figure

5.

For

’He,

the

high absorption

cross-section excludes neutron

scattering. Specific heat,

thermal conduc-

tivity,

sound

velocity [17]

Raman

scattering [18]

and

comparison

with the

corresponding symmetry phases

of

’He

must be used to leam about the

phonons.

There has been some

difficulty

in

correlating

all the

data on the bcc

phase,

but a

reasonably

coherent

picture

is

emerging [17], [19].

The evidence for vacan-

cies is rather more extensive in bcc

’He,

due

largely

to their rather low

énergies ; spin

diffusion and relaxation

[20],

excess

specific

heat

[21]

and

lately

mean lattice

parameter [22]

measurements

give

a

reasonably

consistent

picture.

The vacancy excitation

energies

so inferred are

superimposed

on

figure

8.

4 .1. 2 Structure

of ions

and associated excitations. - The

primary

notions on ion structure are outlined

in the introduction. In what follows we

try

to make these ideas a little more

explicit.

Negative

ion. One

imagines

that at the moment of

formation of its bubble the ion is surrounded

by interstitials,

but that these are

rapidly

relaxed

by

vacancies

migrating

from the bulk to leave a hole of radius R ;:t 9

Á (displacing

some 90

atoms)

sur-

rounded

by

an

elastically

distorted lattice. The latter carries both dielectric

polarization

and elastic defor- mation

energies

associated with the bubble. If r is the distance from the bubble centre and a the atomic

polarizability,

the

polarization

energy per atom is 1

2

1 ote

1.6 K at r =

10 Â.

In an

elastically 2 r4

isotropic

continuum

approximation,

the elastic defor- mation is described

by

a radial strain urr = - 2 £R

’Ir’

and its

corresponding

stress. e is the fractional

change

in the radius of the surface

bounding

the bubble from its radius in the

unperturbed

solid. We may

put

a

rough

upper bound

on 1 B 1 by arguing

that if

the

strain 1 u,,.(R) 1 ;; 2,

non linear effects

(e.

g.

interstitial

formation)

would relax it.

Thus 1 E 1 ;$ 4-

One may

locally

excite the bubble

by displacing

an atom from its surface into its volume. We can

estimate the energy

W, required by supposing

it to

(9)

consist of two

parts WD

=

WE

+

WS ; WE

is the

increase in electronic energy when an atom is

present

inside and

Ws

is the energy

required

to remove an

atom from the surface in the absence of electronic forces.

By constructing

the Fermi

pseudo-poten-

tial

[23]

from the low energy s-wave electron-He

scattering length [24]

a,

- Ws

is of the order of the

ground

state energy per

particle

of the solid.

Typically W,

+ 5 K for

hcp 4He

at

Vrn

= 19

cm3/mole-l [26], Ws -

1 K

for bcc

3He

at

Vm

= 21

cm3/mole-1 [27].

This is

a

possible

mechanism for

producing

the surface vacancies

proposed by

Sai-Halasz and Dahm

[7]

to

explain

their values for the

negative

ion mobilities in

’He.

Positive ion. - One

expects

the formation of a

molecular

ion which should be treated as an

entity

surrounded

by

a distorted lattice. The small molecular ion

He’ [28]

is

thought [29], [30]

to be linear and

symmetrical

with an internuclear

spacing

of 1.2

A

and a

binding

energy of N2 000 K over He +

He ) . He2

itself has an internuclear

separation

of 1.1 1

À

and a

binding

energy of about 20 000 K

[31 ] over He + He + .

It is not inconceivable that even

He’

fits into an

interstitial

position

and is able to diffuse

by

thermal

activation to

equivalent sites ;

it is more difficult to

imagine

how it

might translationally

diffuse if one

of its constituents forms a lattice

point,

for an

exchange

must then be made with a

neighbouring

atom or

vacancy. But without a detailed

knowledge

of the

He - Hej

interaction

potential

it seems

pointless

to

speculate

on detailed models.

4.1.3 What is the interaction between the

charge defects

and the

crystal

excitations ? - If we had

good

answers to the ionic structure

problem,

we

would be able to guess at the interaction

potential,

calculate the modifications to the excitations induced

by

the defect

(e.

g. localized nature of certain

modes)

and

finally

deduce the diffusive behaviour of the defects.

4.2 POSSIBLE CLUES TO THE DIFFUSION MECHA- NISMS. - As we lack the

knowledge

to make an

a

priori calculation,

we shall

try

to extract some clues from the

experimental

results.

Shikin’s

suggestion

of

displacement by

collision

with vacancies is very

appealing,

but we do not

think that it can be the most

important

mechanism.

This mode is

basically

the same as that for the atomic diffusion of

3He

where an encounter leads to a dis-

placement

of one nearest

neighbour length

a, whereas

for a defect of dimension R > a the step for the

centre of

charge

must be rather less. Continuum

theory [3] suggests

that the defect diffusion constant

Dd z (aIR)3 Cv Dv

where

Cv

in the fractional vacancy concentration and

D,

the vacancy diffusion constant.

(alR)’ lo

for a bubble and z 1 for

3He.

The vacancy activation energy

entering

in

C,

is taken

at the defect

boundary

and should thus be

augmented by

the

polarization

energy over its bulk

value ;

this additional

polarization

barrier will

probably

also

reduce

D,

from its bulk value. On

comparing Dd

with

D3, then,

we

expect

the activation energy to be

higher

and the

pre-exponential

factor to be smaller

on their

model ; Dd

should

always

be smaller than

D3.

In what follows a

super-prefix

denotes the

isotope

number of the host and the infra-suffix the

impurity,

e. g.

4D 3

is the diffusion constant of

3 He

in

a 4He

host.

(9 and e denote

positive

and

negative

ions.

We compare the values for

4Do

and

4D3, bearing

in mind that if the

positive

ion in a

He’

molecule

and the vacancy must

approach

its centre to within about a lattice constant

plus

an internuclear

spacing,

it will cost - 20 K in

polarization

energy. A

glance

at

figures

5 and 6 shows that

only

for

do the

equalities

come near to

being

satisfied. The

pre-exponential

for

4Do

is about 50 times

less,

but

the

activation

energy is a little lower. For

there are no measurements for

4D3,

but one expects its

pre-exponential

to show a

slight decrease,

whereas

the

pre-exponential

of

4Do

increases

by

a factor of 50.

The

comparison

of

3D Ef)

and

3D e

with

3D 3

is

more

striking.

From

figure

8 we see that the activation

energies

for

3D +

are the

requisite

10 K as more

higher

than for

’D3,

but that the

pre-exponential

factor is 10 to 100 times

higher.

For

3Dg

the acti-

vation

energies

are

again

10 K or so

higher

whereas

we would

expect

the difference to be reduced to some 2 K due to the

larger radius ;

the

pre-exponential

factor is

again 1-103

times

higher.

We conclude that the contribution from bulk vacancies to the ion diffusion never dominates in the range of our measurements.

Surface diffusion

[31].

We can also

envisage

that

the surface atoms can be excited into the bubble at a rate

1/ïg

exp -

0/ T where 1 /,r,

is a factor

dependent

on interaction with thermal bath

(e.

g.

phonons)

and the 0

represents

an activation energy for this process. Once in the

bubble,

the mean free

path

before recondensation is R and the

consequent step

of the bubble 1 ’"

Â-a3 4n (

3

R

.

Assuming

g

the

evaporation

not to be bottlenecked

by

the conden- sation rate, we are led to an upper limit of

Unlike the bulk vacancy case, we have no other measurements with which to compare

it,

but we

can

put

a numerical limit on the

pre-exponential

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