A NNALES DE L ’I. H. P., SECTION A
S TEPHEN J. S UMMERS
E YVIND H. W ICHMANN
Concerning the condition of additivity in quantum field theory
Annales de l’I. H. P., section A, tome 47, n
o2 (1987), p. 113-124
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113
Concerning the condition
of additivity in quantum field theory
Stephen J. SUMMERS Eyvind H. WICHMANN Department of Mathematics,
University of Rochester, Rochester, N. Y. 14627,
USA
Department of Physics, University of California,
Berkeley, CA 94720, USA Henri Poincaré,
Vol. 47, n° 2, 1987 Physique theorique
ABSTRACT. The condition of
additivity
for local von Neumannalge-
bras is discussed within the framework of local
quantum
fieldtheory.
Itis shown that this condition holds for
algebras
of observables associated withwedge-shaped regions
in Minkowskispace-time
if thesystem
of localalgebras
is associated with a localquantum
field in a weak sense. And under somewhat stronger conditionsadditivity
is shown to hold for arbi- traryregions
for thealgebras
of a certain minimal netgenerated by
thequantum field.
RESUME. 2014 La condition d’additivite pour les
algebres
de von Neumannlocales est discutee dans Ie cadre de la theorie
quantique
locale deschamps.
On montre que cette condition est satisfaite pour les
algebres
d’observables associees auxregions
del’espace-temps
minkowskien en forme de coin si Ie reseaud’algebres
locales est associe dans un sens faible a unchamp quantique
local. Et sous des conditions un peuplus fortes,
l’additivité pour desregions
arbitraires est demontree pour lesalgebres
d’un certain reseau minimalqui
estengendre
par leschamps quantiques.
I INTRODUCTION
In
algebraic
quantum fieldtheory [7]-[~],
aninteresting problem
iswhether the condition of
additivity
holds for the net of local(observable
de l’Institut Henri Poincaré - Physique theorique - 0246-0211
Gauthier-Villars
114 S. J. SUMMERS AND E. H. WICHMANN
or
field) algebras
of bounded operators that is the basicobject
of thetheory.
The reader is referred to
[6] for
abackground
discussionof additivity.
Weconsider the case when the local net is a system of von Neumann
algebras
on a Hilbert space
~f,
i. e. to every element ? of a suitablefamily ~
ofsubsets of Minkowski
space-time
~ therecorresponds
a von Neumannalgebra ~(C~)
on ~f. Themapping (~
-~~(C~)
issubject
to a number ofstandard
conditions,
such as Poincarecovariance, locality
and iso-tony [2] ] [4 ].
Somewhat
loosely stated,
the condition ofadditivity
holds if for any (!) and anycollection { (~~
suchthat ~ (~~
:D?,
then(A prime
on a set of operators denotes itscommutant.)
If(1.1)
holds andu ~
=(9,
thenby isotony
one would haveequality
in(1.1). Recalling
thephysical interpretation
of thealgebra ~(C~)
as thealgebra generated by
all observables localized in
(9, additivity
may beinterpreted
as the conditionthat any
physical
observable can be « constructed from » the obser- vables in the setsC~1,
for anycovering
of ~.In this
generality
the condition(1.1)
does nothold
for anarbitrary
local net : restrictions on both the collection of
regions ~
and on thealgebras
in the net are necessary. We shall thus need to narrow down the
problem,
and we do this
by discussing
the issue within a frameworkgiven
in[7],
which paper will hereafter be referred to as DSW. We shall assume the existence of a quantum
field satisfying
the standard axioms[8] with
acyclic
vacuum vector Q in~f,
and this field will be assumed to be associated to the net of localalgebras
in aspecific
manner. Two different situations will be considered here.In the more restrictive of these cases
(see Chapter 3),
the field ~p will have anintrinsically
local operator and willsatisfy
ageneralized
H-bound(these properties
were identified in DSW and will bebriefly
reviewed inChapter 3).
Under these conditions it follows from DSW that the fieldcan generate a minimal
net {8«(9) }øe91o (where ~o
is the collection of all open sets in Minkowskispace-time)
that satisfies the standard condi- tions[2] ] [4] and
more. We shall show that this net satisfiesadditivity
inthe form
(1.1)
for any opencovering { ?, However,
this net may not
satisfy duality,
i. e.~( C~ ) _ ~( C~ ~)’
may not even hold for all double cones in where (9C is the causalcomplement
of(9;
thus it may not be maximal[9 ].
Under the stated conditions the maximal local net wasidentified in DSW it is the
unique
«associated with the field ~p.
An
AB-system
is asystem
of von Neumann~(K), satisfying
thefollowing
conditions. Let ff be the set of all closed doublecones with non-empty
interiors,
ffc the set of causalcomplements
K~ ofall K E
Jf,
and ~’ the set of allwedge-shaped regions
boundedby
twoAnnales de l’Institut Henri Poincaré - Physique theorique
115 CONCERNING THE CONDITION OF ADDITIVITY IN QUANTUM FIELD THEORY
characteristic
planes
in ~(see DSW).
To everycorresponds
avon Neumann
algebra
such thatWI, W2
E ~’ andWI
cW2 imply
that c
d(W2),
and to every K E Jfcorrespond
two von Neumannalgebras ~(K)
and definedby
For a detailed discussion of such
systems
ofalgebras,
we refer to DSWand also to
[70].
If such an
AB-system
is associated with a quantumfield
in a certainweak sense
(see
DSW andChapter 2),
then it satisfiesduality
and is thus maximal.
(It
ispossible
to extend theAB-system
to other(open) space-time regions ?
E~° by defining ~(U~ )
to be the von Neumannalgebra generated by { ~(K)!
K EJf,
Kc (9 }.)
If this field satisfies ageneralized H-bound,
then from DSW it is known that it has manyintrinsically
localoperators and a minimal
net { 8({!))
can begenerated.
From DSW itfollows that
8(W)
cj~(W),
c~(K), ?(K’)
c for alland K E
Jf,
where K° is the interior of K. Infact,
it will be proven below that8(W) =
for all W E~’,
but that there areexamples
for whichS(KO) #- ~(K) (and
thepoint
is not that K° is open and K isclosed).
For
AB-systems
one natural form of the condition ofadditivity
fordouble cones is the
following.
For any K E Jf andany {K03B1}03B1~I ~ K
such that K is covered
by
the interiors ofKa, xel,
It is not yet known whether such a condition holds for an
arbitrary
AB-system
satisfying
the necessary condition that is dense in ~f for all K E Jf. But we shall show(without assuming
that the field satisfies ageneralized H-bound)
that for any W E collection ci Jf the interiors of whose elements coverW,
and for anyAB-system { d(W), ~(K), weakly
associated with a quantum field ~ one hasA number of further results of this type will be proven in
Chapter
2. SinceS(W) =
for all(1. 6)
is asatisfying
result for anywedge algebra
and is stronger than the result shown forwedge algebras
inChap-
ter 3. The
proof
relies on theknowledge
of thegeometrical significance
of the modular
automorphism
group of anywedge algebra, knowledge
that is
completely lacking
foralgebras
associated to otherspace-time regions.
We
emphasize
that theassumptions
made in this paper are not, afterall,
very restrictive and refer the reader toDSW
for a discussion of this116 S. J. SUMMERS AND E. H. WICHMANN
point.
Inparticular,
theassumptions
made inChapter
2 areabsolutely minimal,
while thoserequired
inChapter
3 obtain in all knownquantum
field models with a
positive
mass gap.II THE ADDITIVITY PROPERTY FOR WEDGE ALGEBRAS
Throughout
this paper the notation will be as inDSW,
andalthough
we shall repeat here some
definitions,
the reader is referred to DSW for any further details. We consider anirreducible, local,
hermitian scalar fieldsatisfying
the standard axioms[8 ].
For reasons ofsimplicity
we restrict our discussion to the case of a
single
hermitian scalarfield;
the
generalization
to the case of anarbitrary
number offinite-component
quantum fields is
straightforward
and presents no newcomplications.
Let
U(ØJ)
be therepresentation
of the Poincare group associated with The field isregarded
as defined on the domaincustomarily
denotedby Do,
which is the smallest linear manifold which contains the vacuum vector Q and which ismapped
into itselfby
anyaveraged
field operator/e~(~).
6? c~) signifies
the smallest unital*-algebra containing
all field operators ~p[ f ], f
E(resp. f
E~(~)
with
support
contained in(9). Moreover,
if X ~P0(M),
then xt =X* t Do.
In this
chapter
we shall discussadditivity properties
ofwedge algebras,
for which
strong
results can be proven,primarily
because forwedge algebras
the
geometrical significance
of thecorresponding
modularautomorphism
groups is known
[7] ] [77] [12 ]. Throughout
this paper we shall make thefollowing assumptions.
We assume that there exists anAB-system { J~(W), ~(K),
such that the K E is irreducible and such that for each K E Jf every A E commutesweakly
onDo
with everyaveraged
field operator ~p[/ ] for
which supp( f )
cK,
i. e.for all
C,
q EDo.
Under thesecircumstances,
theAB-system
was saidin DSW to
satisfy
Scenario G.By
Theorem 2 . 7 in DSW it follows that :a)
the vacuum vector Q iscyclic
andseparating
for~(K)
for allb)
theAB-system
is local and TCP- andPoincare-covariant ; c)
theAB-sys-
tem is
locally generated
in the sense thatfor all which
condition,
in view of( 1. 3), implies
thatAnnales de Henri Poincaré - Physique ’ theorique
117 CONCERNING THE CONDITION OF ADDITIVITY IN QUANTUM FIELD THEORY
d)
theAB-system
satisfies the conditions ofduality (1.4) ;
infact,
it satisfies thespecial
conditionof duality :
ifWR ~ W
is definedby
where x4 is the time
coordinate,
then the linear manifold is a core for thecomplex
extensionV(f7c)
of thevelocity
transformationsubgroup (in
the3-direction)
ofU(~),
and for any one haswhere J is the
product
of theTCP-operator
() associated with and the rotationby angle
7r about the 3-direction inU(~).
The one-parametergroup { V(t)
cU(ø>)
of thevelocity
transformations in the 3-direction is thus the modularautomorphism
group of thepair Q)
and J isthe
corresponding
modularconjugation.
Thisproperty
is veryimportant
in all of the
following.
Actually,
much more can be said about anAB-system satisfying (2.1),
but we refer to DSW for further information. The
AB-system
isuniquely
determined
by
thepremises
stated above.Let
the (open) wedge WL
E ~Yl~’ be defined as the causalcomplement WL
=WR
of the closure of thewedge
defined in(2.3).
From the above itreadily
follows that the weak commutation relation(2.1)
holds for any any and any test functionf
with support inWR .
An
equivalent
statement of this is that ~p[/ ]
has a closed extensionXe
affiliated with such that(DSW).
We can now state and prove a
general additivity property
for thewedge algebras.
THEOREM 2.1. - Let
the premises be as
described above in thischapter,
i. e.
j~(W), ~(K),
irreducibleAB-system satisfying
Scena-rio G in DSW. Let W E W
and let {Ki|i ~ I} be a set of
double cones in Jfwhose interiors cover W. T hen
Proof
1. 2014 It suffices to consider the case W =WR,
in view of the Poin- care covariance of theAB-system.
Let x EWR,
in which case x is in the inte- riorK°
ofK~
for some i E I. SinceWR
is open, there exists a double coneK(x)
E Jf with x as its center and such thatK(x)
cWR
nKi.
One then has~(K(x))
c~(Ki).
If such aK(x)
is selected for each x EWR,
then the set{ K(x)!
x E also has theproperty
that the interiors of its elementscover
WR,
and it has the furtherproperty
thatK(x)
cWR
for allx E WR.
It follows that
j~ ~ {~(K(x))!~-eWR}~
In view ofthis,
it suffices to prove the assertion of the theorem for acovering
withK~
cWR
for alliEI.
2. Let Hence
Ae~(K,/ =
for alli E I,
and it follows118 S. J. SUMMERS AND E. H. WICHMANN
that for such an A
(2.1)
holds for all and everyf
such thatsupp(/)
cK~
for some i E I. From this itreadily
follows that(2.1)
alsoholds for every test function
f
withsupport
inWR,
for any A E~’,
since there is apartition
ofunity
in the test function spacecorresponding
to{
liEI }
and since iff~
~f
in thetopology
of~(~),
then ~p[ f ] strongly
onDo [~].
SinceDo
is left invariantby
the field operators, onecan conclude that
for all and all It was shown in
[77] that
isa core for and that =
X~03A9
for all and thatit then follows from
(2 . 6)
that AQ is in the domain ofV( -
and3. Since it may be assumed that
Ki
cWR
for all i EI,
one has d c and hence j~’ =3 From this and(2.5),
it then followsby
Lemma 2 . 5 in DSW that and hence that II Thereasoning
in theproof depends
in an essential manner on thespecial
condition of
duality,
andspecifically
on the «geometrical »
nature of themodular
automorphism
group for(~(WR), S2).
For thealgebras ~(K),
K E
Jf,
it is an openquestion
whether the modularautomorphism
group has any kind ofgeometrical interpretation
at all(excepting
thefree,
masslessfield
[13 ]).
Fromexamples involving generalized
free fields it is known that the operators ~p[/ ] with
supp( f )
c K need not generate thealgebra B(K)
for K ~ K[9] ] [14 ].
The
following
result was established in[11 ],
without anyassumption
about a
possible
association of a quantum field with theAB-system
inquestion. ~(K),
be a Poincare-covariantAB-system
which satisfies the
special
condition ofduality. Suppose WR
with dense. ThenAt first
sight
thismight
seem rather miraculous since the set of doublecones obtained
by velocity
transformations of the double cone Kby
nomeans covers
Wp.
Thisis, however, again
a consequence of the fact that thesevelocity
transformations form the modularautomorphism
group Itmight
also seem as if thequoted
result settles thequestion of additivity
for the
wedge algebras
moregenerally
than Theorem2.1,
i. e. without theassumption
that there is a quantum fieldlocally
associated with theAB-system.
But the conclusion of Theorem 2.1 does not follow from(2. 8)
unless the
given covering { K~
has thespecial property
that there existsa double cone K c
WR
such that everyimage
of K under avelocity
trans-formation in the 3-direction is contained in at least one of the
Ki,
i E I.Annales de l’Institut Henri Poincaré - Physique theorique
CONCERNING THE CONDITION OF ADDITIVITY IN QUANTUM FIELD THEORY 119
It is clear that an
arbitrary covering by
double cones will not have thisproperty. We
have, however,
thefollowing
result which bears somekinship
to the result
quoted
from[77].
PROPOSITION 2 . 2.
j~(W),
irreducibletem
satisfying
Scenario G inDSW,
and let A be the «hyperbolic
arc »for
some q > 0.Let {Ki i E I }
be a setof
double cones such thatKi
cWR
and such that the interiorsof
theKi
cover A. ThenProof
2014 1. With xo~ WR
it iseasily
seen that there exists LO > 0 such thatc(1:o)
- xo is forward timelike andc( - ~o )
is backwardtimelike,
i. e. xo is contained in the
(open)
double cone withc(1:o)
andc( - To)
asapices.
Since the arc1:
is compact, there existsa finite subset
I(To)
of I such that the interiors of the double cones in theset {
liE coverA(1:o).
Let p > 0 and denoteby Kp(Y)
the doublecone
obtained
by
a translationby y
of the double coneKP(o)
centered at theorigin.
It ispossible
to choose p > 0sufficiently
small so that for any 1:with T
1:0 and for any ywith I Y41 + ~ Y ~
p the double coneKP(c(i)
+y)
is contained in the interior of at least one of theKh
i E I.Hence,
2. Let A E
~’,
so that A E and let B E~(Kp(o)).
Then[A, T(c(1:)
+y)BT(c(i)
+y)-1 ] ==
0 for all 1: suchthat r ~
1:0 andall y
such
that I Y41 + y !
p. HereT(x)
denotes theunitary
operator repre-senting
a translationby
x inU(~).
Since the arcA(1"o)
has aneverywhere
timelike tangent vector, it
readily
follows from the work of Araki[15 ]
that
[A, ] =
0 for all x in the double cone with andc( - To)
as
apices,
and inparticular, =
0. Thisimplies
thatc
A(03C40)
c A. It has thus been shown that for eachx0 ~ WR
there exists a double cone
K(xo)
centered at xo such that~(K(xo ))
c j~.The satisfies the
premises
of thecovering
set inTheorem
2.1,
so it follows that j~ ~ Sinceobviously
d cone has j~ = II
This
proposition might
beregarded prima facie
as somewhat of a curio-sity
in view of thespecial
nature of thehyperbolic
arc.However,
we notethat the twice iterated causal
complement
A~‘ of A isequal
toWR. By
similarreasoning
one can also prove theproposition
with Areplaced by
any continuous curve r which has a timelike tangent vector at each of itspoints,
and such that rCC =WR.
Thealgebra
can thus begenerated
120 S. J. SUMMERS AND E. H. WICHMANN
by
sets of double conealgebras
such that thecorresponding
double conesdo not cover
WR.
Results of this naturedepend strongly
on thespectrum
condition for the translationsubgroup {T(x)|x
EA}
and on thespecial
condition of
duality.
We note here that for ourproof
to gothrough,
it isessential that the
algebra generated by
the «covering algebras »
containsa
subalgebra
which is invariant underconjugations by
allvelocity
trans-formations,
and which has the vacuum vector as acyclic
vector. Wedepended
on the
relationship
between the field and thealgebras
of theAB-system
to arrive at this conclusion.
For an
AB-system
the condition ofadditivity
for thealgebras
W E
~, trivially implies
a condition ofadditivity
for thealgebras
K E Jf. This follows from
(1. 3)
and the fact that any opencovering
ofK~
K E
Jf,
is also an opencovering
of every W c KC. Inparticular,
we havethe
following.
PROPOSITION 2 . 3. - Let
{ d(W), ~(K),
irreducibleAB-sys-
tem
satisfying
Scenario G in DSW. Let K ~ Kand let {Ki |i ~ I}
c jfbe such that the
interiors of the K~
cover K~. T henI}".
III. THE ADDITIVITY PROPERTY FOR THE MINIMAL NET
In this
chapter
we muststrengthen
ourassumptions
to obtain results for localalgebras
associated withregions
other thanwedges.
We do notknow if these
assumptions
are necessary; our intention is to prove thatthey
are sufficient. It iswidely
felt(see,
e. g.[6 ] [16 ])
that a net of localalgebras
«generated » by
quantum fields should inherit theadditivity
property from the existence of a
partition
ofunity
in the test function space of the quantum field. But this has been verifiedonly
for the free field.We therefore feel it is of interest to show that the
following assumptions,
known to obtain in all
quantum
field models with apositive
mass gap that have beenconstructed,
are sufficient toverify
thisintuition,
withcertain limits. The remarks made
previously
aboutextending
results tothe case of an
arbitrary
number offinite-component
fields are validhere,
as well.
We recall two definitions from DSW.
DEFINITION 3.1. - Let
Ks ~ K
and let For any R c ~ denoteby
the smallest unital*-algebra
which contains all Poincare transforms ofXS
with ~, any element of the Poincare group such that cR,
where is theimage
ofKS
underthe natural action of ~, on ~~. The operator
XS
is said to beintrinsically
localHenri Poincaré - Physique theorique
CONCERNING THE CONDITION OF ADDITIVITY IN QUANTUM FIELD THEORY 121
(and locally
associated withKs)
if andonly
if thefollowing
two conditionshold :
a)
The linear manifoldDos
= is dense in ~f.b)
The von Neumannalgebra as
=t Dos)**) generated by
theclosure of the restriction of
Xs
toDos
islocally
associated withKs
in thesense that
U(À)asU(À) -1
commuteswith as
whenever isspacelike
relative to
Ks.
DEFINITION 3 . 2. For any x >
0,
let= (1
+ and let cva =cva(H),
where H is the
generator
of the time-translationsubgroup
Thefield is said to
satisfy
ageneralized
H-bound if andonly
if there existsa constant oc, with 1 > a >
0,
such that thefollowing
conditions hold :a)
For any test functionf
the domain[ f ])
of the closureof 03C6 [/ ]
on
Do
contains exp( -
___b)
For any test functionf
theoperator
03C6[/ ] exp ( -
is bounded.There are many known
examples
of quantum fieldssatisfying
a gene-ralized H-bound and
having
anintrinsically
local operator. For informa- tion on when these two conditions are known to hold and whenthey
areexpected
tohold,
see DSW. There it is also shown that these twoproperties imply
that conditionb)
in Definition3.1,
whereKs
isreplaced by
any K E Jfcontaining
thesupport of f,
is satisfiedby
every fieldoperator
~p[ f ].
One can therefore generate a minimal local
net {~( (!)) } (!}e91o
associatedwith the field as follows :
’
for any open double cone
K ,
andfor any open subset (9 of It follows from the results in DSW that this net satisfies the standard conditions of
isotony, locality
and Poincare-covariance,
and more.One can also generate a maximal
~(K),
associatedwith the field as follows :
and the
algebras ~(K),
are thengiven by (1.2), (1.3).
This net alsosatisfies the standard
axioms, duality
and thespecial
condition ofduality.
Moreover,
it follows from DSW thatfor all
THEOREM 3.1. Let be as
described, satisfy
ageneralized H-bound,
andhave an
intrinsically
localfield
operator Then with thenets ~ ~((~)
122 S. J. SUMMERS AND E. H. WICHMANN
~(K),
constructed asabove, ~(C~) c ~ ~((~1) ~ i E I}"
for
any open c A and anycollection ~ of
open setssatisfying
~i~IOi
=3 (9.Moreover, for
any W ES(W) = A(W),
andfor
any K EJf,
Proof.
2014 1.By
Theorem 5 . 6 in DSW itfollows,
asalready
notedabove,
that the
AB-system
definedby (3 . 3)
satisfies thespecial
condition ofduality,
and it furthermore follows that
8(W) = d.(W),
in view of the definition(3 . 2).
From this definition it also follows that for all K E Jf.
2. Let O be an open subset and
let { Oi}i~I
be an opencovering
Since
every Oi
is a union of open double cones, and since thealgebras E(Oi) satisfy
the conditionof isotony,
one mayreadily
deduce that the conclusion in the theorem for anarbitrary
opencovering
follows if the conclusion holds in thespecial
case of anycovering by
open double cones. Without loss ofgenerality
it is thus assumed that the setsU~ i,
i EI,
are all open doublecones. For such a
covering,
define thealgebra
j~by
3. It now must be shown that
~((~)
c j~. In view of the definitionof ~(U~ ) by (3.1)
and(3.2)
it suffices to show that if K is any closed double conecontained in
(9,
and iff
E with supp(/)
cK,
then[ f ] * *)
c j~.Or, equivalently stated,
the closed operator]
is affiliated withj~,
whichrelationship
issignified by Consider
now aparticular
such K. The
set { (~i ~
liEI}
is an opencovering of K,
and since K is compact there exists a finitesub-covering { Oi|i ~ If}
of K. For thissub-covering define,
inanalogy
with(3.5),
One has and it will now be shown that ~p
[/ ] is
affiliated with Let{ xi |i ~ If,
xi EP(Oi)}
be apartition
ofunity
subordinate to thecovering
Hence for each
Since
I f
isa finite
set, and since supp(/ ’ x~)
isclosed,
it follows that thereexists a ð > 0 such that
Thus,
for all one hasfor t 5. Hence
by
Lemma 5.4 ofDSW,
Annales de Henri Physique theorique .
CONCERNING THE CONDITION OF ADDITIVITY IN QUANTUM FIELD THEORY 123
The relation
(3.7)
also holds with Breplaced by
B*. Sincewe conclude from the above that commutes in the strong sense of
von Neumann with every and hence c d. Since
f
isan
arbitrary
element of!/(K),
and K is anarbitrary
closed double conecontained in
(9,
it follows that8({!))
c j~. IIWe have thus demonstrated the feature of
additivity
for theparticular
« minimal ~
8«(9),
definedby (3 .1)
and(3 . 2).
From thediscussion in DSW it follows that the maximal net
{ J~(W), ~(K),
defined
through (3 . 3)
isunique
in the sense that it is theunique AB-system
which satisfies the condition c
~(K)
for all K E Jf. Since we haveby
Theorem3.1,
we see that if the minimal net satisfies theduality
conditionS(Ko)’ =
then~(K),
andadditivity
holds for the maximal net. This is not,
however,
a necessary condition foradditivity
to hold for the maximal net. Aninteresting question is,
of course, whetheradditivity
holds for the maximal net, and thisquestion
remainsopen.
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(Manuscrit reçu le 18 fevrier 1987)
Annales de Henri Poincaré - Physique ~ theorique