A NNALES DE L ’I. H. P., SECTION A
R OBERT H ERMANN
The discrete symmetries of elementary particle physics
Annales de l’I. H. P., section A, tome 7, n
o4 (1967), p. 339-352
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p. 339
The discrete symmetries
of elementary particle physics (*)
Robert HERMANN Stanford Linear Accelerator Center, Stanford
University,
Stanford, California.Ann. Inst. Henri Poincaré,
Vol. 4, 1967,
Physique théorique.
ABSTRACT. - The discrete
symmetries P,
C and T are discussed in terms of Liealgebra
extensions of the Poincaré Liealgebra.
This formulation leads to certainproblems
of Liealgebra theory
which will bepresented
in this and
succeeding
papers.I. - INTRODUCTION
Recent work on the rate of the discrete
symmetries P,
C and T in ele-mentary particle physics has,
at theminimum, pointed
out the need for acareful discussion of their true nature
(Note particularly
the commentsof T. D. Lee and G. C. Wick
[4]
on theambiguity
of the definition ofC.)
This paper will
suggest
apurely (Lie) algebraic
model where one canreadily
formulate some of the
problems
in a clear-cut mathematical way, and is the first in a series in which the relevant mathematicalproblems
will beexamined. Since the basic idea is to use the various extensions of the Poincaré Lie
algebra,
the firstproblem (which
will be the mainproblem
in this
paper)
will be to survey the methods forclassifying
extensions of the Poincaré Liealgebra.
(*)
Worksupported by
the U. S. Atomic Energy Commission.First, however,
let uspresent
the main idea. Start off with the Liealgebra
G of the Poincaré group G as a semidirect sum L + T of thehomogeneous
Lorentzalgebra
L and the abelian ideal T of translations.Explicitly,
we have:On this «
geometric » level, P,
and T(parity
and timeinversion)
are iso-morphisms
of G.Thus,
if(XII)’
u =0, 1, 2, 3,
is the basis forT,
The action of these
automorphisms
on L is determinedby
the condition that each be anautomorphism
of G.Now,
as L. Michel hasemphasized [5]
to define anelementary particle system,
one must also begiven
an extension ofG,
i. e., a Liealgebra G’,
9together
withhomomorphism
of G’ onto G(The physical
states canthen be defined
by representations
of G’by operators
on a Hilbertspace.)
If we call K the kernel of rp
(which
is an ideal ofG’,
i. e.,[G’, K] c K)
then G is the
quotient algebra G’/K.
From thispoint
ofview,
it is naturalto define the «
physical »
discretesymmetries,
which we shall callP’, T’,
as
automorphism
of G’ such that :We shall
present
below the method forfinding
all suchextensions,
basedon the
exposition
of the classification of abelian extensionsgiven
in[2,
Part
III].
Inprinciple then,
it ispossible
to find all suchoperators P’,
T’by
a definitealgebraic procedure.
If we further want the «physical
»transformations
P’,
T’ togenerate
the same group as does P and T(i.
e.,P’2 - T’2)
then in many casesthey
arequite
determined.The transformation of
charge-conjugation, C,
is not soobviously
definedin the
general
case, since it is not tied soclearly
to «geometric
» discretesymmetries. However, by examining
the usual derivation for the Diracequation
we shall be able topinpoint
at least one way ofdefining
C thathas
general validity
and that leads to awell-posed
mathematicalproblem.
I am indebted to N.
Burgoyne,
S.Glashow,
L. Michel and G. C. Wick for many discussions about theseideas,
and would like to thank them.I would also like to thank J. Prentki and the Theoretical
Study
Divisionof C. E. R. N. for their
hospitality
while this paper was written.THE DISCRETE SYMMETRIES OF ELEMENTARY PARTICLE PHYSICS
II. - ABELIAN
EXTENSIONS
OF THEPOINCARH
LIE ALGEBRALet G be an
arbitrary
Liealgebra.
As we havesaid,
an extension of Gis a
pair (G’, cp) consisting
of a Liealgebra
G’ and ahomomorphism cp
of
G’,
onto G. Let K be the kernel of cp. It is an ideal ofG’,
and G iso-morphic
to thequotient algebra G’/K.
In[2,
PartIII]
we havegiven
ashort
exposition
of the standard resultsdescribing
how the second cohomo-logy
groupsclassify
to abelian extensions(i.
e., the case where K isabelian).
In this section we will
apply
this to the case where G is the Poincaréalgebra,
an exercise that does not seem to have been done in full detail before
( ~ ).
Recall how Lie
algebra cohomology
is related to abelian extensions.Suppose
K and G are Liealgebras
with K abelian. Let cp be a represen- tation of Gby
lineartransformations
onK,
and let a):(X, Y) -~ co(X, Y)
bea
2-cocycle
of G with coefficients inK,
i. e.,Construct a Lie
algebra
G’ in thefollowing
way : G as a vector space isjust K @
G.The bracket
[,]
1 in G’ is constructed as follows :Let a denote the map : G 2014~ G which sends X + Y into
a(X
+Y) =
Yfor X E
K,
Y E G.Then,
2.1 tells us that a is ahomomorphism
withkernel
K,
i. e., G’ is an extension of Gby
K. Standard results assert that every extension of Gby
K arises in this way, and that this is a semidirect sum, i. e., there exists ahomomorphism /3:
G - G’ such thatx~
=identity,
is and
only
if thecocycle
OJ iscohomologous
to zero.(1)
We note however apreprint
by A. Galindo, « An extension of the Poincaré group » giving anexample
of a non-trivial abelian extension. Such anexample
was also discovered earlier by S.
Glashow,
and mentionedbriefly
in E. Stein’s talk at the 1965 Trieste conference. It will bepresented
in more detail here.Note one
sidepoint
that is of interest for thetheory
of deformation of Liealgebras:
if formula 2.1 areused,
withY) replaced by Y),
where ~, is a real
parameter,
we obtain aone-parameter family
of Liealge- bras,
each of which is an extension of Gby K,
which for ~, = 1 isG’,
andfor a = 0 is the semidirect
product
of G and K.Let us now turn to the case where G is the Poincaré
algebra
L +T,
where L is the
homogeneous
Lorentzalgebra
and T is the abelian ideal formedby
translations.Suppose
0 - K - G’ - G - 0 is an abelian extension. As we have seen in[2],
we can choose co in itscohomology
class
(which only changes
G’ up to anisomorphism)
so thatEquation
2.3 then says that 03C9 is determineduniquely by
its reduction toT x
T,
i. e., we aregiven
a « tensor »mapping skew-symmetrically
T x T - K. In
addition,
2.2 says that this tensor is invariant under the action of L on these spaces. Now L is the Liealgebra
ofSL(2, C).
All invariant tensors of this group can
readily
be foundby
the usual Clebsch- Gordananalysis. Thus,
inprinciple,
we could solve theproblem
ofwriting
down all
possible
abelian extensions of the Poincaréalgebra.
Of course, not every such invariant tensor will
satisfy
thecocyle
condition.Let us examine this in more detail.
Suppose
then that (~: G x G2014~ Ksatisfies
Let us look for the condition dm = 0.
Now,
hence from 2.4 above follows the condition
Suppose
X E T. The condition that dcv = 0 is now :or
or
Let us work
through
conditions 2.5.Case 1:
Y,
Z ET.
The condition is then :Case 2:
Y,
Z E L : Then 2. 5 isautomatically
satisfied.Case 3: Y E
L,
Z ET.
Thenonly
thefollowing
terms survive from 2. 5:or
which
again
satisfiedidentically.
Then 2 . 6 is theonly
non-trivial condition.Note that it too is
automatically
satisfiedif,
forexample,
Thus we have
proved
thefollowing :
THEOREM 2.1. -
Suppose
2.7 is satisfied. Then everybilinear,
skew-symmetric mapping
m: T x T --~ K which is invariant under L definesan extension of G
by
K.Next,
we shouldinquire
if the abelian extensionby
K constructed in this way are semi directproducts. Suppose otherwise,
i. e., thecorrespond- ing 2-cocycle
ro satisfiesand in addition :
Then, d(X(8))
= 0 forX E L,
i. e.,X(8)
is a1-cocyle. If,
forexample,
K contains no
subspace
that transforms undercp(L)
like therepresentation
of Ad L in
T,
we know from[2]
that =0,
i. e., there exists aWx E
Ksuch that
If
also, p(L) acting
on K has no invariant vectors, one sees that theassign-
ment X -
Wx
islinear,
and is invariant under the action of L also.Then,
if K contains nosubspaces
that transform underço(L)
like theadjoint representation
of L initself,
we see thatWx
= 0 for X EL,
i.e., 8
is anL-invariant linear
mapping
of T -K, forcing
co = 0 if no suchmappings
exist.
Summing
up, we haveproved :
THEOREM 2.2. - If
p(L) acting
in K has no invariant vectors, and nosubspaces transforming
like Ad L in L orT,
then every nonzero2-cocycle
determined
by
an L invariant map : T x T - K is not acoboundry (as
a
corollary,
the extension of Gby
K determinedby
thecocycle
is not iso-morphic
to a semi-directproduct).
The
simplest example
of an cosatisfying
the conditions of theorems 2.1 and 2.2 can be described as follows : Let K be the vector spaceconsisting
of the skew
symmetric
bilinear forms onT,
which we cansymbolize by TAT.
Let co be theskew-symmetric
tensorproduct
T x T - NAT.
This leads to an abelian extension of
G,
the Poincaréalgebra, by
a six-dimensional abelian kernel. This
algebra
was first constructedby
S. Glashow
(and
was theexample
that started thisinvestigation).
We willcall it the Glashow
Algebra.
In summary, we
might
say that agood technique
exists forstudying
andclassifying
the abelian extensions of the Poincaréalgebra.
How to reduce(finite dimensional)
extensionsby arbitrary
Liealgebras
to this case is moreor less
known, although
difficult to find whenneeded ;
hence we will nowpresent
a shortexposition.
III. - EXTENSIONS
WITH NONABELIAN KERNELS
In this section we will
briefly
review the standard materialdescribing how,
in many favorable cases, extension of Liealgebra by
nonabeliankernels can be reduced to extensions
by
abelian ones.Suppose
G’ is a Liealgebra,
andK,
K’ are two ideals ofG,
with K’ cK,
and G =
G’/K.
There is a linear map :with kernel
K/K.
It isreadily
verified that this map is a Liealgebra homomorphism. Hence,
ifK/K’
isabelian,
we have « resolved » the extension O2014~K-~G’2014~G2014~O into a sequence of two extensions :and
Suppose
now that K is a solvable Lie ideal of G’. Choose K’ as[K, K].
Then,
K’ is an ideal in Kand, by
the Jacobiidentity,
even an ideal in G’.Hence this remark
applies,
and we see that we may consider theproblem
of
classifying
all extensionsby
solvable Liealgebras
as « solved » if it is« solved » for abelian ones.
THE DISCRETE SYMMETRIES
Let us examine the situation in case G’ is the Poincaré group, and K is
a « two-step » solvable
algebra,
i. e.,Now,
3.1 determines arepresentation
cp of Gby
linear transformations inK/K’,
and an element co EZ2(~p).
Recall thatG’/K’
is described asfollows:
([,]
is the bracket inG’/K’).
Let G = L +
T,
with L the Lorentzsubgroup,
T the translations. We knew that (J) can be chosen so thatThus,
L is asubalgebra
ofG’,
notmerely
identified with asubspace.
Now,
3.2 determines ahomomorphism q/
if G’by
linear transformationson
K’,
and a2-cocycle
w’ EZZ(~p’).
Notice from 3. 3 that T +K/K’
isan ideal in
G’/K’ (In fact, [T
+K/K’,
T +K/K’,
so thatthis
algebra
is itself solvable. It isnilpotent
if andonly
ifqJ(T)
=0.)
Thus the rules
given
in[2]
forcomputing
the secondcohomology
groupfor semidirect
products applies again,
and we see,qualitatively,
that every-thing
can be reduced tocomputing
tensors ofSL(2, C).
We will not go further with the details here.Extensions
by semisimple algebras
arereadily
described. Ifwith K
semisimple ; then, by
the Levi-Malcevdecomposition [3],
where R is a maximal solvable
ideal,
the « radical », and S is a maximalsemisimple subalgebra,
which we can suppose contains K. Since K is anideal of
G’, [R, K]
= 0.By
thetheory
ofsemisimple
Liealgebras,
S canbe written as the direct sum K + H of two ideals. Hence G =
G’/K
isjust
R +H,
and G’ is the direct sum(as
a Liealgebra)
of R + H and K.This «
triviality»
of extensionsby semisimple algebra
enables us toreduce the
general
extensionproblem
to that for the solvable case, i. e.,ultimately,
to the case of abelian extension.Suppose
that we aregiven
anextension
3.5,
with K anarbitrary
of Liealgebra (2). Applying
the Levi-Malcev theorem
again,
with R a solvable
ideal,
S asemisimple subalgebra. Then,
we have anexact sequence :
or
By
ourpreceding
remarks on extensionsby semisimple algebra,
Thus,
theproblem
is reduced tofinding
extensions of G + Sby
a solvableLie
algebra.
IV. - DISCUSSION OF THE GEOMETRIC DISCRETE SYMMETRIES P AND T
G will continue as the Poincaré Lie
algebra
L +T. Suppose
w is arepresentation
of Gby
linearoperators
on a vector spaceV,
with agiven
field of scalars
(say,
the real orcomplex numbers). Suppose
K is a Liealgebra (under commutator)
of linear transformations onV,
such thatThen,
of course, G’ can be constructed as the semidirectproduct algebra
G +
K,
withThe «
physical »
P andT,
denotedby
P’ andT’,
will be invertible linear transformations: V2014~V such that:(2) Of course, to use the Levi-Malcev theorem, we can
only
consider finite dimensional Liealgebras.
If such a P’ and T’ can in addition be chosen so that
we
obviously
have succeeded indefining
the «physical »
discretesymmetries
as
automorphisms
of G’.The commutation relations that are satisfied
by
P’ and T’ are also easy to discuss via Shur’s lemma(if p(G)
actsirreducibly
onV).
For thenThen,
if V is acomplex
vector space, ifp(G)
actcomplex-linearly
andirreducible,
ifP’2
andT’2
arecomplex
linear(recall
that this will be so even if T’ iscomplex antilinear),
i. e.,T’(~r) = )..*T’(v)
for acomplex
numberÀ., v
EV,
with 2*the
complex conjugate
then
they
aremultiples
of theidentity.
Since this
analysis is,
ineffect,
done in every back on relativisticquantum mechanics,
and is verystraightforward
when done from thispoint
ofview,
we shall leave it at this
point.
V. - DISCUSSION
OF CHARGE
CONJUGATION,
CAs we have
just
seen, there is astraightforward algebraic
motivation for the definition of the« physical »
P’ and T’ that one finds inquantum
mecha- nics books. Let us turn tocharge conjugation.
Ineffect,
we willgive
in
general
the «explanation »
for C that one finds inquantum
mechanics books in variousspecial
cases.Suppose again
that G is the Poincaréalgebra,
with p arepresentation
of G
by
linear transformations on acomplex
vector space V.Suppose
also that V has a «
complex conjugation »
transformation v - v* which has thefollowing properties :
It is linear over the real numbers.
(~,v)*
= ~.*v* for eachcomplex
number A.Let
p*
denote thefollowing representation
of G*by
linear transformationson V :
Notice that
p*(X)
is also acomplex
linear transformation ofV,
and X -p*(X)
is also ahomomorphism
of Gby
linear transformations on V.It may be
equivalent
to theoriginal representation,
i. e., there may be acomplex-linear
transformation C : V 2014~V such that :Now let C’ be the
following
linear transformation of V :Suppose
K is a Liealgebra
of(complex linear)
transformations onK,
withWe can construct the semidirect
product
G’ of G withK,
as before. Notethat C’ is an
anticomplex
linear transformation ofV,
i. e., satisfies :and C’ commutes with
p(G). Thus,
C’ induces anautomorphism
of G’.Notice also that C’ takes a «
positive
energy state » of G into a «negative
energy state )). Let
Xo
be thegenerator
of time translations in G. Apositive
energy state is aneigenvector
ofip(Xo) corresponding
to aposi-
tive
eigenvalue :
or
Then,
i. e., C’v is a «
negative
energy state ».Then,
we see that C’ has thealgebraic properties
to beexpected
or thecharge conjugation
operator for theone-particle
states, e. g., solutions of the Diracequation, before
secondquantization.
The operator C can also be
readily interpreted
as anautomorphism
ofan extension of G.
Suppose
that :Let G’ as a vector space
equal
where
K1
andK2
are two «copies »
of KDefine C : G 2014~ G’ as the
identity
onG,
so that~ ~~ ~ Lrl
and
C intertwines the action of G on
K1
andK2.
It should be clear that this is the
algebraic
version of thereinterpretation
of the Dirac
one-particle theory by constructing
«anti-particles
», withcharge conjugation sending particles
intoanti-particles.
VI. - AUTOMORPHISMS OF EXTENSIONS OF THE
POINCARE ALGEBRA,
BY SEMISIMPLE ALGEBRAS
Having briefly
reviewed some of thealgebra
involved in the usual defi- nition ofP,
T andC,
let usinquire
if the samequalitative
res ults can bederived from a
simpler
set ofassumptions. Suppose
G’ is a Liealgebra
with a
semisimple (finite dimensional)
idealK,
such that thequotient
G’/K
is the Poincaré
algebra.
As we have seen, G’ is a semidirect sum of a sub-algebra isomorphic
to G(which
we also denoteby G)
andK,
i. e.,Let A be an
automorphism
of G’.THEOREM 6.1. - A maps K into itself.
Proof:
A(K)
must be asemisimple
ideal of G’. Itsprojection
into Gmust be a
semisimple
ideal ofG,
the Poincaréalgebra.
There are none, hence itsprojection
is zero, i. e., K.Now,
let 7T be theprojection
of G’ onto G. From theorem6.1,
we seethat
xA,
considered as amapping
G ~G,
is anautomorphism.
Let usdenote
by
A’ thisautomorphism
of G.The bracket
[G,
K determines a linearrepresentation l{J
of Gby
derivations of K.
Suppose
that:For every
automorphism
A’ : G ~G,
there is anautomorphism
such that
(For example,
this is so if cp is therepresentation
of Lby
Diracmatrices,
with
cp(T)
= 0. Thephysicists’
version of this statement is that automor-phisms
of the Dirac matrices can be foundcorresponding
toparity
andtime
reversal,
which are theonly
outerautomorphisms
of the Poincaréalgebra.
Note that the existence of a is automatic if A is an inner auto-morphism
ofG.)
6.1 can be
reinterpreted
as follows : Define A" : G’ -~ G’ as follows :Then A" is an
automorphism
of G’.Let us compare A and
A",
i. e., putNote that TrB is the
identity
onG,
and BK c K.However,
B does notnecessarily
map G into itself.Since K is
semisimple,
every derivation of K is an inner derivation. Inparticular,
we see that there is ahomomorphism.
such that
For X E
G, put
i. e., is the
projection
of BX in K.Then,
for XeG,
YeK,
Since K has zero center, we have
or
for X E G.
Now we have
proved :
THEOREM 6.2.
- Suppose
condition 6.1 is satisfied. Then every auto-morphism
of G’ is theproduct
of onesatisfying
6.1 and onesatisfying
6.2.The
automorphisms
oftype
6.1 areessentially
determinedby
the auto-morphisms
ofG,
i. e., are likeparity
and timereversal,
while those satis-fying
6.2 areessentially
determinedby
theautomorphisms
of « internalsymmetry
group »K,
i. e., are likecharge conjugation.
Let us ask whether
conversely
anyautomorphism
of K will serve todefine such an
automorphism
of G’.Suppose
then that B : K - K is anautomorphism,
and we use 6.2 to extend B toG,
hence to G’.Reversing
the
steps leading
to 6 . 2 shows thatB [X, Y]
=[BX, BY]
for X EK,
YeG.
We must
investigate
the case whereX,
Y E G.Thus we have :
THEOREM 6.3. - A
given automorphism
B of K extends to an automor-phism
of G’ which satisfiesANN. INST. POINCARÉ, A-V!!-4 25
if,
andonly
if forX,
Y E G :+
w(Y)1 ~
O.These conditions are, of course,
automatically
satisfied ifBlp(X) = qJ(X)
for all X E G.
VII. - FINAL REMARKS
In summary, we have
presented
in this paper several comments that prepare the way for an attackby
the methods of Liealgebra theory
on someof the
perplexing problems concerning
the role of the discretesymmetries
in
elementary particle physics.
These remarks are notessentially
new(they
follow L. Michel’s idea that the extensions of Liealgebras
are theuseful
objects
tostudy)
buthopefully they might
serve topoint
the way toward newproblems
that may be ofphysical
interest. We have in mind thefollowing problems,
which we will discuss in later papers :a.
Study
from both a mathematical andphysical point
of view the non-semidirect
product
extensions of the Poincaréalgebra,
and their automor-phisms.
b. A more detailed
analysis
of the semidirectproduct extensions (Much
of this is
probably
contained in a differentlanguage
in the work in thephysics
literature on invariant waveequations.)
c. An
algebraic
formulation andproof
of the P. C. T. theorem.d.
Study
of the infinite dimensional extensions of the Poincaréalgebra, particularly
with the aim ofisolating
thealgebraic aspects
of the work in thephysics
literature on « gauge invariance ».BIBLIOGRAPHY
[1]
R. HERMANN, Lie groupsfor physicists,
W. A.Benjamin
Co., NewYork,
1965.[2]
R. HERMANN,Analytic
continuation of grouprepresentations,
Parts I-III,to appear, Comm. in Math.
Phys.
[3] N. JACOBSON, Lie
algebras,
Interscience, 1962.[4] T. D. LEE and G. C. WICK,