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Mapping health status of chestnut forest stands using Sentinel-2 images

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This is an author’s version published in: http://oatao.univ-toulouse.fr/23868

To cite this version:

Chéret, Véronique and Hamraoui, Yousra and Goulard, Michel and Denux, Jean-Philippe and Poilvé, Hervé and Chartier, Michel Mapping health status of chestnut forest stands using Sentinel-2 images. (2018) In: ForestSAT 2018, 2 October 2018 - 5 October 2018 (College Park, Maryland, United States). (Unpublished)

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Example of classification map and probability of belonging to a class of decline

Data

In this study, Sentinel-2 images (10 bands at 10 and 20 m spatial resolution) acquired during the growing season of 2016 have been processed. Due to insufficient data quality related to atmospheric conditions, only 2 cloud-free images were analyzed (one in July and one in September)

Context - Objectives

Health status diagnosis of chestnut forest stands is a crucial concern for forest managers. These stands are made vulnerable by numerous diseases and sometimes unadapted forestry practices. Moreover, since last years, they were submitted to several droughts. In Dordogne province (France), the economic stakes are important. For example, about 2/3 of the chestnut forest area are below the optimal production level, and most of the forest stands of this area show a high proportion of dry branches. The actual extent of declining forest remains unknown. Sentinel-2 images show an interesting potential to map declining stands over a wide area and to monitor their evolutions. This study aim to propose a method to discriminate healthy chestnut forest stands from the declining ones with several levels of withering intensity, over the whole Dordogne province (9 000 km²).

Mapping health status of chestnut

forest stands using Sentinel-2 images

Véronique Chéret1, Yousra Hamrouni1, Michel Goulard1, Jean-Philippe Denux1, Hervé Poilvé2, Michel Chartier3 1 Dynafor, University of Toulouse, INRA, France; veronique.cheret@purpan.fr

2 AIRBUS Defense and Space, Toulouse, France 3 CNPF-IDF, Orléans, France

Method

The proposed method is the development of statistical models integrating in a parsimonious manner several vegetation indices and biophysical parameters. The statistical approach is based on an ordered polytomous regression to which are applied various technics of models’ selection (Agresti, 2003).

The three processing steps are : 1 – Selection of the best remote sensing variables 2 – Models calculation and selection

3 – Mapping selected models and validation

Remote sensing variables

: 36 vegetation indices were calculated from THEIA-MAJA

L2A products and 5 biophysical parameters were processed from ESA level 1C product (Poilvé,

2010). These last parameters have been obtained by inverting a canopy reflectance model

with the Overland software (developed by Airbus DS Geo-Intelligence). This software couples the PROSPECT leaf model and the scattering by arbitrary inclined leaves (SAIL) canopy model (Jacquemoud, 2009).

Field data for calibration and validation

of the predictive models are based on health status data. Plots have been surveyed by foresters. The chestnut trees health status has been described by using two protocols (ARCHI and Expert knowledge) (Lambert,2013) : 50 for calibration, 102 for validation.

10 spectral bands (resampled at 10m spatial resolution )

B2, B3, B4, B5, B6, B7, B8, B8a, B11 et B12

36 vegetation indices

NDVI, EVI, NDII, NDVIRedEdge , MCARI, DVI, Clgreen, CRI2, NBR, PSRI ….

5 Biophysical parameters

BLCV : Cover fraction of brown vegetation GLCV : Cover fraction of green vegetation

fAPAR : Fraction of Absorbed Photosynthetically Active Radiation GLAI : Green Leaf Area Index

WAT : Leaf Water Content

Results

❑ The best remote sensing variables according to AIC and cross validation : - Vegetation Red Edge and NIR spectral bands : B8a, B8, B7, B6…

- Vegetation indices : NDVIre2n, NDII, DVI, NBR, GNDVI, NDWI, MTCI, IRECI, S2REP…

- Biophysical parameters : GLAI and GLCV.

❑ The selected models using for 2 to 5 variables, and using single date

images (July and Sept) or both combined : 57 selected models according to AIC and CHI2, then 12 selected models according to quality indices

(Kappa, Tau, Overall accuracy, RMSE) using validation observations. ❑ The Maps of the best models :

- Maps of probability of belonging to a class of decline, - Expected classification maps.

Decline value of forest plots

SENTINEL-2 spectral bands (ESA)

Software Overland (Airbus DS)

Chestnut forest health status (% of declining trees) Class of decline (5 levels) Class of decline (3 levels) 0-10% 1 1 10%-30% 2 2 30%-50% 3 50%-80% 4 3 80%-100% 5

Chestnut forest stand

Declining chestnut forest stand

Dordogne

France

2 dates images

07/30/2016

09/28/2016

Remark : Image to image registration shows up to 1.5 pixel error

Examples of significant correlations between remote sensing variables and class of decline

R² = 0,7242 2000 2500 3000 3500 4000 4500 5000 5500 6000 0 1 2 3 4 5 6 B8a

Class of decline value

R² = 0,7415 0,2 0,25 0,3 0,35 0,4 0,45 0,5 0 1 2 3 4 5 6 NDII

Class of decline value

R² = 0,768 6000 6500 7000 7500 8000 8500 9000 9500 0 1 2 3 4 5 6 GLCV

Class of decline value

Selected models and quality assessment

Remote sensing variables Formula NDVIre2n (B8a-B6)/B8a+B6) NDII (B8-B11)/(B8+B11) DVI B8-B4 NBR (B8-B12)/B8+B12) GNDVI (B7-B3)/(B7+B3) NDWI (B3-B8)/B3+B8) MTCI (B6-B5)/(B5-B4) IRECI ((B7−B4)*B6)/B5 S2REP 705+35*(((B7+B4)/2)−B5)/(B6−B5))

GLAI Green Leaf Area Index

Plots area for

ARCHI observations (30 trees in 4 pixels)

Plots area for

Expert Knowledge observations

10 m © IGN

Diagnostic ARCHI method (C. Drenou, CNPF)

Conclusion

- The kappa index of the 57 models varies from

0.2 to 0.6 ; the kappa index of the 12 best

models varies from 0.49 to 0.65.

- The contribution of the image of September is not significant.

- The biophysical parameter GLAI contributes to two of the best models.

• Agresti A. (2003), Categorical Data Analysis, Second Edition, 2002 Wiley, 710p. • Poilvé H. (2010), Geoland2 BioPar Methods Compendium MERIS FR Biophysical

Products; Technical Report BP-RP-BP038; VITO: Toulouse, France.

• Jacquemoud S., W. Verhoef, F. Baret, C. Bacour, P.J. Zarco-Tejada, G.P. Asner, C. François, S.L. Ustin (2009), PROSPECT+ SAIL models : A review of use for vegetation characterization. Remote Sens. Environ., 113, S56–S66.

• Lambert J., C. Drénou, J. P. Denux, G. Balent, V. Chéret (2013), Monitoring forest decline through remote sensing time series analysis, Giscience & Remote Sensing, vol. 50 (4), pp. 437-457. Class of decline class 1 class 2 class 3 (https://www.theia-land.fr, https://sentinel.esa.int)

Validation with Expert knowledge observations (n=87) Single date : July

Model Kappa index Overall accuracy Tau index RMSE (-3.73*B8a) + (-1.47*NDII) 0.61 0.80 0.61 0.44 (-3.66*B6) + (-2.67*NDVIre2n) 0.56 0.78 0.56 0.47 (-3.84*B8a)+ (-1.96*NDVIre2n) 0.54 0.77 0.54 0.48

Validation with Expert knowledge observations (n=87) Two dates : July (J) and Sept (S)

Model Kappa index Overall accuracy Tau index RMSE (3.707*B8a(J))+(-1.106*DVI(S)) 0.62 0.81 0.62 0.44 (-0.536*NDII(S)) + (-3.611*B6(J))+(-2.801*NDVIre2n(J)) 0.59 0.79 0.59 0.45 (-9.289 *GLAI(J)) + (-0.379*B6(S)) 0.49 0.74 0.49 0.50

Validation with ARCHI observations (n=77) Single date : July

Model Kappa index Overall accuracy Tau index RMSE (-5.46*NBR) + (5.06*GNDVI) + (8.7*B8) + (-12.87*B8a) 0.65 0.84 0.68 0.40 (1.41*GNDVI) + (-4.05*B8a) + 0.57 0.80 0.61 0.44 (-1.36*NDWI) + (-3.98*B8a) 0.56 0.80 0.61 0.44

Validation with ARCHI observations (n=77) Two dates : July (J) and Sept (S)

Model Kappa index Overall accuracy Tau index RMSE (-1.20*MTCI(S)) + (-2.49*B6(J)) 0.60 0.82 0.63 0.43 (-2.11*B8a(J)) + (-1.22*IRECI(S)) 0.56 0.79 0.58 0.46 (-2.624*GLAI(J)) + (-0.766*S2REP(S)) 0.54 0.79 0.58 0.46

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