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Open Access and Research Conference

QUT Brisbane, November 1, 2013

http://orbi.ulg.ac.be

B E R N A R D R E N T I E R ,

R E C T O R

U N I V E R S I T Y O F L I È G E , B E L G I U M

C H A I R , E N A B L I N G O P E N S C H O L A R S H I P ( E O S )

A C K N O W L E D G E M E N T S T O P A U L T H I R I O N A N D T H E U L G - O R B I

Perspectives of a Vice-Chancellor

(2)

An Institutional OA Policy : why ?

To know what the University produces

To provide researchers with increased visibility for

To provide researchers with increased visibility for

their scientific production

To reduce costs

(3)

The Basics

An empty repository is useless, a partly filled repository is

partly useless

It doesn’t work spontaneously: need for an official

institutional policy

Top down first

Top down first

Top down first

Top down first

B

Bottom

ottom up

up comes

comes easy

easy later

later on

on

An official institutional policy must be enforced or else it is

inefficient

However: you cannot force academics nor scientists to do

things they don’t want to do

(4)

The Basics

So, don’t impose anything

Just

Just inform

inform your

your researchers

researchers that

that only

only those

those publications

publications that

that

are in

are in the

the repository

repository will

will be

be considered

considered in

in any

any evaluation

evaluation,

,

promotion,

promotion, grant

grant submission

submission, etc…

, etc…

Link publications to

Link publications to address

address book

book

Link publications to

(5)

Historic evolution of ORBi, the ULg repository

60000

80000

100000

120000

0

20000

40000

60000

il

.-0

8

é

c.

-0

8

a

i-0

9

ct

.-0

9

a

rs

-1

0

o

û

t-10

n

v

.-11

ju

in

-1

1

o

v

.-11

v

r.

-1

2

p

t.

-1

2

v

r.

-1

3

il

.-13

Total

Full Text

(6)

ORBi today

Articles

Other

2012

49,5 % FT

2002

40,3 % FT

49,5 % FT

(7)

ORBi today

100,644 references

60,923 full text (= 60,5 %)

(8)

Institutional policy : what authorities must do

1.

« Mandate »

2.

Keep the author at the core

3.

Communicate permanently

4.

Be coherent

4.

Be coherent

5.

Reduce constraints

6.

Replace progressively a top-down by a bottom-up

(9)

Promote incentives

Maximise the benefits for the researcher

Visibility

Visibility

Long

Long term

term preservation

preservation

Added

Added value services :

value services :

Added

Added value services :

value services :

dynamic reports

widget,

integration with F.R.S-FNRS (funder)

institutional reports

«

« Cosmetic

Cosmetic »

» effects

effects

(10)

Promote incentives

Maximise the benefits for the researcher

Automatic

Automatic and

and contextual

contextual help

help

Users

Users’ ’ guides

guides

Pre

Pre--import &

import & import (

import ( PubMed

PubMed, WOS,

, WOS, Scopus

Scopus, Nasa,

, Nasa, EndNote

EndNote,

,

Pre

Pre--import &

import & import (

import ( PubMed

PubMed, WOS,

, WOS, Scopus

Scopus, Nasa,

, Nasa, EndNote

EndNote,

,

BibTex

BibTex…

…))

Statistics

Statistics,

, metrics

metrics (IF, IF5,

(IF, IF5, Eigenfactor

Eigenfactor, citation indexes, h

, citation indexes,

h--index…

index…))

Legal

Legal help

help

Training

Training

Interactive

(11)
(12)
(13)
(14)

The

(15)

Pre

(16)
(17)

Actual level ? (8.000/yr)

ORBi Today

New

maximum

Expected level…

ULg

researchers

publish more

than we

thought

Still work to do

on previous

years

(18)

Results : Evolution of the deposits

Each year,

deposits are

made earlier

(19)

Types of documents deposited in ORBi

Theses, 1,3% Books, 2,9% Parts of books (chapters…), 6,8% Papers published in a book, 10,0% Papers published in a serial, 4,4%

70,2 % « traditional »

publications

Scholarly articles, 42,4% communications, 10,7%Unpublished

Posters, 6,8% Reports, 3,5%

Learning materials, 1,4% Patents, 0,2%

Diverses speeches and Scientific conferences,

(20)

Types of documents deposited in ORBi

Of all deposits:

70.2 % are « traditional » publications

42.4 % are articles in periodicals

Articles in periodicals, including published

communications:

85.7 % are peer reviewed

63.6 % are certified by the ORBi team

22.1 % are claimed by the author

(21)

ORBi’s Readership

Among the 100 most consulted ever,

77

77 are in French

are in French

22

22 in English

in English

1

1 in

in Spanish

Spanish

Language

Language

French

Spanish

English

(22)

ORBi’s Readership:

100 most consulted/downloaded ever

0

20

40

60

80

100

120

English

Spanish

French

0

20

40

60

80

100

120

English

-French

(23)

ORBi Visibility

Excluding « spiders » :

3.22 million

3.22 million views

views

1.86

1.86 million

million downloads

downloads

1500

2000

2500

Downloads per day

Including « spider

s » :

>12 million

>12 million views

views

>3.72 million

>3.72 million downloads

downloads

0

500

1000

(24)
(25)
(26)

How accessible are ISI Articles in the UK and in Liège ?

(Data from S. Harnad, Y. Gargouri, V. Larivière, Y. Gingras, L. Carr & A. Swan)

5% 1%

13%

Public Full-Text

Restricted Access

No Full-Text

Articles Not Indexed

31,6% 0,2%

17,4%

UK ULg

(27)

How accessible are ISI Articles in the UK and in Liège

?

(Data from S. Harnad, Y. Gargouri, V. Larivière, Y. Gingras, L. Carr & A. Swan)

31,6% 0,2% 17,4% 6,4% 1,8% 15,7% 3,5% 0,5% 8,3%

Public Full-Text

Restricted Access

No Full-Text

Articles Not Indexed

UK – No Mandate

UK Mandate ULg « Incentive » Mandate

(24 686) (11 995) (1 452)

50,8% 76.0%

(28)

Deposit delay - UK vs ULg

(Data from S. Harnad, Y. Gargouri, V. Larivière, Y. Gingras, L. Carr & A. Swan)

71 18 35 37 51 40 60 80

Liège (N=1199)

All UK (N=5930)

UK - Mandated (N=2875)

UK - Non-Mandated (N=3055)

D

e

p

o

si

t

D

e

la

y

(

m

o

n

th

s)

-30 -54 18 -31 -4 -44 17 -9 -60 -40 -20 0 20

Public Full-Text

Restricted Access

No Full-Text

D

e

p

o

si

t

D

e

la

y

(

m

o

n

th

s)

(29)

Deposit delay - UK vs ULg

(Data from S. Harnad, Y. Gargouri, V. Larivière, Y. Gingras, L. Carr & A. Swan)

20 25 30 No Full-Text (N=3937 ; Avg=5.3 ; SD=4.98) Public FullText (N=1641 ; Avg=2.9 ; SD=2.67) Restricted Access (N=352 ; Avg=1.4 ; SD=0.78) A rt ic le C o u n t 5 6 7 8 9 No Full-Text (N=3 ; Avg=2.4 ; SD=7.7) Public Full-Text (N=459 ; Avg=-1 ; SD=5.5) Restricted Access (N=736 ; Avg=-1.8 ; SD=5.5) A rt ic le C o u n t 0 5 10 15 -3 1 -1 7 -1 4 -1 1 -1 0 -8 -7 -6 -5 -4 -3 -2 -1 0 2 3 4 5 6 7 8 9 10 11 13 14 17

Deposit Delay (months)

A rt ic le C o u n t 0 1 2 3 4 5 -2 8 -1 6 -1 2 -1 1 -9 -8 -7 -6 -5 -5 -4 -3 -3 -2 -1 -1 0 0 1 2 2 3 4 5 6 7 10 12 A rt ic le C o u n t

Deposit Delay (months)

(30)

Liège researchers do deposit early

Average delay : -44,7 days

67.75 % before publication date

(31)

ORBi now: a wider reach ?

70

Mean number of downloads for 2008-2012 references

(measured October 2013 on 937.271downloads of 27.307 references with FT)

Open Access Restricted Access 0 10 20 30 40 50 60

Downloads Downloads ULg From outside ULg

61,73

3,78

57,95

(32)

ORBi now: Is Access really Open ?

Proportion of OA deposits

• better compliance with OA principles

• fears tend to disappear

• authors become aware of OA

advantages and benefits

60,0%

64%

65,0%

70,0%

Open Access vs Restricted

Access

What happenned in 2013 ?

44%

51%

56%

56%

30,0% 35,0% 40,0% 45,0% 50,0% 55,0% 60,0%

2009

2010

2011

2012

2013

(33)

The role of the « Back Office »: Quality Control

Authors concerned and responsible

But :

S

Suppression :

uppression : only

only by the

by the ORBi

ORBi team

team

Tool

Tool to

to follow

follow the «

the « in

in press

press », «

», « in

in progress

progress », imports, …

», imports, …

Tool

Tool to

to follow

follow the «

the « in

in press

press », «

», « in

in progress

progress », imports, …

», imports, …

Permanent

Permanent updating

updating of the

of the periodicals

periodicals data

data bank

bank

Hot Line exploitation to

Hot Line exploitation to improve

improve system and help

system and help

Targeted

Targeted comparisons

comparisons with

with WOS,

WOS, Scopus

Scopus, ...

, ...

Tools for false full

Tools for false full text

text detection

detection

Faulty

(34)

Innovations from the « Back Office »

Automatic duplication detector

Automatic incoherent data detector

Co-first author tickbox

Export in RIS & CSV formats, soon also in BibTeX

Specific publisher agreement attachment

(35)

Proselytism ?

Belgian universities have adopted our mandate but

Without

Without the

the incentive

incentive

Work

Work done

done by

by librarians

librarians :

: little

little involvement

involvement,

, low

low

responsibility

responsibility feeling

feeling

responsibility

responsibility feeling

feeling

ULg : 60.5 % FT

UCL : 25.3 % FT

ULB : 16.4 % FT

Many requests for presentations of ORBi and the

ULg mandate worldwide

The University of Luxembourg has now its

« ORBi

Lu

»

(36)

Proselytism ?

Towards a National Mandate ?

The FNRS is adopting a similar mandate

Mandatory deposit in IRs, harvesting by FNRS

Deposited papers are the only ones in the publication list used for grant

Deposited papers are the only ones in the publication list used for grant

proposal review (01.01.2014)

A Belgian Mandate

(37)

Acknowledgements

Acknowledgements

Paul THIRION, Head Librarian

Myriam BASTIN

Dominique CHALONO

Cécile DOHOGNE

François RENAVILLE

François RENAVILLE

(38)

ORBi@misc.ulg.ac.be

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